546 F.2d 343 | Ct. Cl. | 1976
Lead Opinion
delivered the opinion of the court:
This case comes before the court on the parties’ cross-motions for summary judgment on which we have received oral argument. Plaintiff, an illegitimate minor child, asks us by his guardian ad litem to award him benefits said to be due him under the Civil Service [Retirement Act of 1930, as amended, 5 U.S.C. §§ 8331 et seq. (1970), as the survivor of his deceased father, a retired civilian welder for the Navy. The Civil Service Commission’s (CSC) Bureau of [Retirement, Insurance, and Occupational Health, without deciding whether the deceased civil servant annuitant was the natural father of plaintiff or recognized him as his child, denied plaintiff’s claim to survivors’ benefits under 5 U.S.C. § 8341 (e) (1970) solely because he did not live in the deceased annuitant’s home “in a regular parent-child relationship.” The bureau reasoned that the Act (hereafter “annuity statute” or “statute”) under which plaintiff claimed required him, as an illegitimate, to have lived with his father in order to be entitled to benefits. 5 U.S.C. § 8341(a)(3) (A) (ii) (1970). Plaintiff now answers that he did not live with his alleged father, but that the “live-wibh” requirement of the statute must be ignored because the requirement discriminates against illegitimates in violation of the Fifth Amendment to the Constitution and is therefore void, and that the remainder of the statute, read without the offending language, entitles him to survivors’ benefits. To decide this matter, we must first consider our authority to resolve the case under the Tucker Act, as recently construed by the Supreme Court in United States v. Testan, 424 U.S. 392 (1976) (hereafter Testan).
I. Jurisdiction
Defendant says that we lack jurisdiction over this suit because it is not a claim for money presently due and owing,
Defendant’s second argument is inapt precisely because it misperceives the process of constitutional adjudication. Plaintiff has come before this court, not asking for a declaration of his rights as in King, but seeking money allegedly due him. The money claim is grounded, according to plaintiff, on the statute as it now exists — at least when read in light of the Fifth Amendment — and thus states a claim for money presently due, not requiring further action on anyone’s part to create the entitlement thereto. Tins is exactly the kind of claim within our jurisdiction under Testan. The issue of the constitutional validity of the, live-with requirement arises only incidentally, necessitating an answer by the court in the course of construing the annuity statute to determine whether payment is indeed owing to plaintiff. It is in this fashion that constitutional claims had arisen and been decided in the courts of the United States in the 140 years of their existence before the passage of the Declaratory Judgment Act in 1934, 28 U.S.C. § 2201 (1970). In United States
Defendant’s notion about the sequence of events leading up to a judgment in plaintiff’s favor — the reading of the statute barring plaintiff’s claim, then the decision that the live-with requirement is unconstitutional, and finally a finding of entitlement based upon a “rewritten” statute — is not founded on any case or rule cited to us, nor is it compelled as a matter of logic. The truth is that this court is bound by oath to read and give effect to the statute, but to do so only with regard to that portion that is constitutional. It is well established that an unconstitutional enactment is void db initio, Norton v. Shelby County, 118 U.S. 425 (1886), and that judges may not give effect to it. Younger v. Harris, 401 U.S. 37, 52 (1971). If this court reads and gives effect to all of a statute that it can without transgressing the oath of loyalty to the Constitution, which is what plaintiff asks, it is not issuing a declaratory judgment at any time, or otherwise acting prior to judgment to create the entitlement upon which the judgment is based.
The question of severability is answered by a practical inquiry into the legislature’s intent on the internal relation of the various statutory provisions. “ ‘Unless it is evident that the legislature would not have enacted those provisions which are within its power, independently of that which is not, the invalid part may be dropped if what is left is fully operative asalaw.’” United States v. Jackson, 390 U.S. 570, 585 (1968), quoting from Champlin Ref. Co. v. Commission, 286 U.S. 210, 234 (1932). That the live-with requirement is severable from the annuity statute is evident from an analysis of the statute’s dominant purpose. Defendant tells us that the purpose of the annuity statute is to provide benefits for survivors dependent or likely to be dependent upon the deceased annuitant. Indeed, so strongly is the legislation concerned, on its face, with the care of surviving dependents that the live-with requirement creates but a minor exception. The exclusion resulting from the requirement is sufficiently minute that it would be absurd to say no part of the legislation would have
This sequence of enactment demonstrates the clearly subordinate and, if constitutionally offensive, dispensable position of the live-with requirement. United States v. Jackson, supra, 390 U.S. at 586-91. Further, and very importantly here, the thrust of the 1956 amendments did not vary significantly from the then-existing statutory focus on dependency, retaining the beneficiary status of those illegitimates whom, according to defendant, Congress thought most likely to be dependent, i.e., those living with the annuitant in a regular parent-child relationship at the time of his death. We conclude from the legislative design and history, and the purpose as articulated by defendant, that the live-with requirement is subordinate in importance to, and independent of, the dominant congressional purpose embodied in the statutory scheme, and thus severable from the remaining provisions of the scheme.
Defendant’s final challenge to our jurisdiction is based on its allegation that plaintiff failed to exhaust his administrative remedies. Defendant says we should decline to hear this claim at least until after the CSC’s Appeals Review Board considers it. Plaintiff has not, it is true, presented his case to that board, as he was entitled to do under 5 C.F.R. § 831.107
Defendant’s motion for summary judgment, insofar as it relates to lack of jurisdiction and failure to exhaust administrative remedies, must be denied.
5 U.S.O. § 8341(e) (1970) grants certain monetary benefits to surviving children of a deceased civil service employee or annuitant. The same section defines the entitled children to include legitimate issue, adopted children, and any “stepchild or recognized natural child who lived with the employee * * * in a regular parent-child relationship.”
Defendant urges that the statute’s definition of “child,” excluding nonresident illegitimates, “represents a determination by Congress of those classes of children who were the most probable object of financial support by the parent,
Under the disability benefit provisions at issue in Jimenez, a “child” of a disabled insured is entitled to benefits if he is “dependent” upon the insured. 42 U.S.C. § 402(d) (1) (1970). Section 416(h) (2) and (h) (3) (B) of the same title define such child only to include: (1) one considered a child by the intestate succession law for personal property of the insured’s state of domicile, (2) one who would otherwise be considered a child but for the fact that the ceremonial marriage of the insured to the child’s other parent was invalid for nonobvious defects, (3) one who was acknowledged by the insured in writing or decreed by a court to be the insured’s child, or to whom the insured was ordered by a court to contribute support because of parentage, all prior to the beginning of the
The appellants in Jimenez were the disabled insured’s illegitimate children, bom after the onset of his disability, whom he supported and acknowledged and with whom he lived. The Court found that the appellants’ conclusive exclusion from disability benefits by virtue of the statute’s definition of “child” was irrational when viewed against the statute’s “primary purpose of * * * provid [ing] support for dependents of a disabled wage earner.” 417 U.S. at 634. While considering the two purposes of the partial denial of benefits to be permissible in themselves, the Court went on to conclude that the result, excluding the appellants from benefits, did not rationally follow from those purposes. First of all, the Court simply did not accept the Government’s assertion that Congress’ purpose was to extend aid only to those “most likely” to be dependent. The Court appears to base its rejection of this purpose in part upon the broader rationale— providing support to dependents of a disabled insured — that it saw underlying the statute, and in part upon the legislative scheme itself. As to the latter, its opinion noted that legiti
The promise of the second purpose, the avoidance of spurious claims, was likewise found unfulfilled in the statute’s result. Though not rejecting the Government’s assertion that “the possibility that evidence of parentage or support may be fabricated is greater when the child is not born until after the wage earner has become entitled to benefits,” the Court reasoned that “[i]t does not follow * * * that the blanket and conclusive exclusion of appellants’ subclass of illegitimates is reasonably related to the; prevention of spurious claims.” Again apparently adverting to the statute’s primary purpose, the opinion said “it would not serve the purposes of the Act to conclusively deny them an opportunity to establish their dependency and their right to insurance benefits, * * Apart from this failing of 'the means to further the end, the spurious claims rationale was not in fact promoted by the statute’s partial exclusion of illegitimates because “the potential for spurious claims is exactly the same as to both” the covered after-born illegiti-mates and the excluded after-born illegitimates. 417 U.S. at 636. After observing that the statutory scheme, as it stood, was both overinclusive, extending benefits to legitimates and some illegitimates who were “deemed to be dependent” by 42 U.S.C. § 402(d) even though they were not. actually dependent, and underinclusive, presumptively denying benefits
* * * for all that is shown in this record, the two subclasses of illegitimates stand on equal footing, and the potential for spurious claims is the same as to both; hence to conclusively deny one subclass benefits presumptively available to the other denies the former the equal protection of the laws * * *. [417 U.S. at 637.]
The Court’s objection to the conclusive exclusion of some illegitimates from benefits under a statutory scheme created to aid those financially dependent, particularly where that statute presumptively includes still other illegitimates in the class of those eligible for benefits, states a rule of law that controls the result in the present case. The facts and the nature of the statute in this case do not differ materially from those in Jimenez. The legislative purposes articulated by defendant are practically identical to those proffered in Jimenez, as set out previously.
Plaintiff, allegedly the illegitimate child of deceased civil service annuitant Leroy Gentry, did not live with the annuitant, in á regular parent-child relationship or otherwise, at any time prior to the annuitant’s death. Instead, plaintiff lived with his mother, his guardian ad litem here, who had custody of him under local law. Plaintiff’s mother says in an affidavit of record that 'Leroy Gentry’s acknowledgment of his paternity of plaintiff can be established in an evidentiary hearing. Hence, plaintiff attacks the constitutionality of only that portion of 5 U.S.C. § 8341(a) (3) (A) (ii) which the CSC said barred him from benefits because he did not live in the annuitant’s residence as his child.
The statute in Jimenez presumptively extended benefits to supported or resident illegitimates born before the onset of disability, as well as to all legitimates no matter when bom, but conclusively denied benefits to illegitimates born after the disability began. The statute in the present case creates a right to survivors’ payments in recognized illegitimate children who lived with the annuitant, as well as in all his legitimate children without regard to their residence, but conclusively bars such payments to illegitimates who did not
The legislative goal of preventing spurious claims of parentage is no more promoted by the live-with requirement than it was by the banning of after-born illegitimates in Jimenez. While the evidentiary problem with respect to nonresident illegitimate claimants may be a greater one, as the Court acknowledged might be true regarding after-born illegiti-mates, it does not follow in the Court’s words, “that the blanket and conclusive exclusion of [plaintiff’s] subclass of illegitimates is reasonably related to the prevention of spurious claims.” First, the statute’s purpose of aiding familial survivors is not served by denying plaintiff’s subclass any opportunity to demonstrate parentage. Second, the barring of nonresident illegitimates hardly promotes the goal of avoiding spurious claims, for the potential of false claims is the same as to both resident and nonresident illegitimates, just as it was the same as to both subclasses of illegitimates in Jimenez. As plaintiff’s reply brief well points out:
* * * defendant has not shown how [the live-with requirement would help to bar spurious claims], other than to assert that “it is highly unlikely that a claim on behalf of an alleged illegitimate child who is living with the alleged parent is spurious.”
*18 * * * In this day and age because of the high rate of divorce and separation among the adult population it is highly likely for any woman’s children to be living with an unrelated adult male. Suppose the male dies and the woman claims that the children are his. How does the “lived with” requirement help to bar such a spurious claim? * * *.
The live-with requirement causes the annuity statute to be underinclusive, presumptively denying benefits to nonresident illegitimates who may be dependent. In concluding that the requirement cannot withstand constitutional scrutiny, we can only echo the Court’s final remarks in Jimenez. For all that appears from the papers before us, the two subclasses of illegitimates stand on equal footing, the potential for spurious claims does not differ from one to the other, and the different treatment of legitimates, which serves as a guide to the overall purpose of the statute, remains unexplained. On this basis, “to conclusively deny one subclass benefits presumptively available to the other denies the former the equal protection of the laws.” 417 U.S. at 637. The live-with requirement denies plaintiff due process in violation of the Fifth Amendment.
The recent case of Mathews v. Lucas, 427 U.S. 495 (1976), is not contrary to this conclusion. Lucas dealt with a different provision of the same social security scheme considered in Jimenez. In Lucas it was claimed that the failure to include a nonresident, nonsupported illegitimate child among those “deemed dependent,” and thus qualified for survivors’ benefits, deprived appellees of equal protection. The statutory provision at issue, 42 U.S.C. § 402(d) (1970), presumes the financial dependency of legitimate children, acknowledged illegitimates, and those children illegitimate due to formal defects in the marriage of the deceased insured. Other illegitimate children were required to prove actual dependency upon the insured in order to be eligible for payments. The significant point, and indeed the one that distinguishes Jimenez and the present case from Lucas, is that the excluded illegitimates were nevertheless permitted under the statutory scheme to establish their residence with or dependency on the insured, and thus qualify for benefits. The Court specifically stated: “* * * this conclusiveness in denying
Defendant cites Labine v. Vincent, 401 U.S. 532, 539 (1971), in support of its argument that the live-with requirement is not unconstitutional. It says, paraphrasing the Court, that requirement did not create an insurmountable barrier to benefits.
Before concluding this discussion, we must express some reservations about defendant’s characterization of the purpose of the annuity statute’s survivorship provisions. These do not, as in the case of the Social Security Act, explicitly specify dependency as a prerequisite to entitlement. Certain rules regarding the termination of benefits, when a child reaches majority and is not unable to work, and requiring that an illegitimate child live in a “regular parent-child relationship” with the employee or annuitant, suggest that aid to dependents is indeed the statute’s primary concern. However, the absence of an express dependency requirement leads us to speculate that perhaps another congressional purpose is operating here. That purpose, we think, is the extension of benefits to surviving members of the immediate family of the annuitant, without regard to dependency. Viewed against this legislative intent, the live-with requirement still cannot stand under the due process clause. Analysis of the “spurious claims” rationale does not differ under this purpose, for the extending of benefits to those who actually are the annuitant’s children is not served by an absolute ban on proof by nonresident illegitimates that they are his children. The potential for false claims of parentage is the same as to both the excluded and included subclasses of illegitimates, for reasons stated previously. However, if there is a congressional purpose to make payments available to those “most probably” the children of the annuitant, the analysis of the rationality of the nonresident illegitimate ban in light of that purpose must take a different tack. Where the legislative intent is to reach persons who are most likely the annuitant’s children, as opposed to most likely dependent, it cannot be said that including all legitimate children in the class of
The fashioning of classifications in aid of administrative convenience is not necessarily violative of constitutional guarantees. Such classifications, “though they may approximate, rather than precisely mirror, the results that case-by-case adjudication would show, are permissible under the Fifth Amendment, so long as that lack of precise equivalence does not exceed the bounds of substantiality [of relation to the statute’s purpose] tolerated by the applicable level of scrutiny.” Mathews v. Lucas, supra, 427 U.S. at 509. Though a legislative presumption in Lucas made it more difficult, but not impossible, for a subclass of illegitimates to enjoy benefits available to legitimates and another subclass of illegiti-mates on less stringent terms, the presumption was sustained against constitutional attack. The Court expressly stated that “to serve administrative convenience” was the purpose of Congress in writing the presumption into the statute. However, as noted before, the Court itself distinguished the legislative scheme it was upholding from one, as in Jimenez and the present case, where the classification employed did indeed make it impossible for an illegitimate child, otherwise eligible, to qualify for benefits. When the Court said in Lucas, 427 U.S. at 509, that the “applicable level of scrutiny” to a claim of discrimination against illegitimates “is not a toothless one,” it cited Reed v. Reed, 404 U.S. 71 (1971), a sex discrimination case in which the Court held that a purpose of serving administrative convenience would not suffice to justify presumptively depriving one class of rights conclusively extended to another because of a legislative preference as to sex. We think the rule is that a legislative intent to serve administrative convenience by classification, though adequate
Since there is no permissible legislative purpose which the live-with requirement of the annuity statute is known to promote in a rational maimer, that requirement is void as against the due process clause of the Fifth Amendment. The statute must be construed, and payments made, without regard to the requirement. Defendant’s motion for summary judgment must be denied.
III. Remand
The annuity statute requires that the survivor (other than the spouse), in order to be entitled to benefits, be a “child” of the deceased employee or annuitant. Further, in the case of a natural child, as opposed to an adoptive child or one • bom in wedlock, the child must have been “recognized” by the decedent.
It has never been determined that plaintiff is indeed the recognized, supported natural child of the deceased annuitant by whom he claims .benefits. Defendant has not contested plaintiff’s status as the recognized, supported natural child of the annuitant for purposes of its motion for summary judgment, while otherwise denying the annuitant’s alleged paternity, support, -and recognition of plaintiff. Defendant may properly do this, Rains v. Cascade Indus., Inc., 402 F. 2d
Defendant has not submitted any affidavits in opposition to plaintiff’s mother’s sworn statement that the deceased annuitant fathered, recognized, and contributed to the support of plaintiff. Within 4 weeks of Leroy Gentry’s death, plaintiff’s mother filed the present survivors’ benefits claim on plaintiff’s behalf with the OSC’s Retirement Bureau. Further, it appears from the record that she received from the Social Security Administration, on plaintiff’s behalf, dependents’ benefits by virtue of Leroy Gentry’s retirement, and that she claimed and received plaintiff’s social security survivors’ benefits by virtue of the alleged father’s death in the month following his death. Normally, defendant’s unsupported denials of plaintiff’s factual allegations would not save it from a grant of summary judgment in plaintiff’s favor. Pacific Far East Line, Inc. v. United States, 206 Ct. Cl. 378, 384-86, 513 F. 2d 1355, 1358-359 (1975); Rule 101(f). Here, however, as noted above, the statute commits basic factual determinations on which claims turn under the annuity statute to the CSC, and to it alone, unless of course fraudulent or arbitrary conduct at that level warrants judicial intervention. It would be improper to allow plaintiff to bypass this administrative procedure simply by the institution of suit. It is therefore necessary that the CSC be given the opportunity to decide whether plaintiff is in fact the child of the deceased annuitant, and whether the latter recognized and supported him as such. Accordingly, we must remand plaintiff’s cause to the CSC with instructions to determine the answers to these questions and render to plaintiff any and all relief flowing therefrom. Rule 149.
Defendant’s motion for summary judgment is denied, plaintiff’s cross-motion for summary judgment is denied without prejudice to renewal, and the cause is remanded to the Civil Service Commission.pursuant to Rule 149 and 28 U.S.C. § 1491 (Supp. V, 1975) with instructions to answer the unresolved questions stated in the opinion and grant all appropriate relief to plaintiff. Further proceedings are stayed
The petition in this case asks not only a money judgment for the annuity in issue but for a declaratory judgment of unconstitutionality of the live-with provision. Defendant has asserted a jurisdictional challenge to the latter in an affirmative defense. We have here held that the live-with requirement is unconstitutional in the context of ruling with finality on defendant’s motion. Our authority to issue a declaratory judgment is limited. United States v. King, supra. We are authorized to do so only where “it is tied and subordinate to a monetary award.” Austin v. United States, 206 Ct. Cl. 719, 723, cert, denied, 423 U.S. 911 (1975). And of course we can do so where it is explicitly authorized, as in certain tax cases under section 1306 of the Tax Reform Act of 1976, approved Oct. 4, 1976, to appear as 28 U.S.C. § 1507. That portion of plaintiff’s petition asking for a declaratory judgment is dismissed.
In Testan the Court held that this court was without power to remand to the Civil Service Commission a case In which two civil service attorneys asked reclassification to a higher grade and appropriate back pay. The Court said that our remand power under Pub. L. 92-415, now codified as 28 U.S.C. § 1491 (Supp. V, 1975), extended only to cases otherwise within this court’s Jurisdiction. Citing heavily Eastport S.S. Corp., the Court ruled that, where “the plaintiff' is not suing [the united States] for money improperly exacted or retained, the basis of the federal claim — whether it be the Constitution, a statute, or a regulation — does not create a cause of action for money damages unless, as the Court of Claims has stated, that basis ‘in Itself * * * can fairly be interpreted as mandating compensation by the Pederal Government for the damage sustained.’ ” 424 U.S. at 401-02. Neither the Classification Act, 5 U.S.C. §§ 5101 et seq. (1970), nor the Back Pay Act, 5 U.S.C. § 5596 (1970), provided for the payment of such compensation for a wrongful classification, said the Court, and under the Tucker Act, as interpreted in Unites States v. King, 895 U.S. 1, 3 (1969), this court has jurisdiction of cases only where the payment of “actual, presently due money damages” is the remedy sought. Accordingly, this court was found without jurisdiction to issue the remand order to the Commission because the claim did not involve presently due money damages; indeed, the purpose of the remand order was to allow the Commission to create the entitlement to pay by following a court-directed job comparison that would lead the Commission to conclude that the attorneys’ classifications were erroneously low.
Defendant also argues that plaintiff may not contest the validity of a part of the statutory scheme while claiming benefits under the balance of it, citing Justice Rehnquist’s plurality opinion in Arnett v. Kennedy, 416 U.S. 134, 152-54 (1974). Unlike the appellee in Arnett, however, plaintiff can point to no benefits flowing to him alongside the allegedly unconstitutional detriment created by the same statute. In plaintiff’s case, either the live-with restriction that he assails is invalid and he can establish qualification for benefits, or the restriction is valid and he is barred from benefits. Plaintiff’s claim accordingly falls outside those that the Court has “previously viewed skeptically.” ■ 416 U.S. at 152. Defendant’s argument on this point, reduced to essentials, amounts to no more than a reworking of its contention on severability, discussed infra.
The same analysis applies to support a determination of severability where the dominant legislative purpose is that of aiding surviving children, regardless of dependency. See part II, infra.
The Issues of recognition and support do not confront us now. Plaintiff has alleged they exist and defendant does not contest them for the purposes of the pending motion.
Lablne upheld Louisiana’s discrimination against Illegitimate children In the Intestate succession of property, the Court noting that the statute In question did not absolutely bar Inheritance by Illegitimates. Their parents could by will designate them as heirs despite the statute.
Whether the recognition requirement constitutes another form of discrimination against illegitimates is not raised by plaintiff as a constitutional Issue.
Concurrence Opinion
concurring:
I join in the decision and in Judge Bennett’s opinion. Much as I would like to avoid deciding on constitutional grounds, I cannot read the statute as allowing the illegitimate child to qualify for survivor benefits if he did not live with the civil service annuitant. And this is the administrative construction, which is always entitled to respect. The Supreme Court in Jimenez v. Weinberger, 417 U.S. 628 (1974), did not reconstruct the statute then before it in such a fashion, but took it as it read.
The heart of the matter is this: our society normally imposes different responsibilities on the parents of an illegitimate child, if they do not live together. The mother provides the home and rears the child. The father, if he admits his paternity or it is established by judicial proceedings, must furnish financial support. I have never heard of a bastardy
Concurrence Opinion
concurring in the result:
I do not think it is necessary to hold that 5 U.S.C. § 8341(a) (3) (A) (ii) (1970) is unconstitutional in order to obtain the result reached by the majority in this case. That section of the statute provides as follows:
§ 8341. Survivor annuities.
(a) For the purpose of this section—
(3) “child” means—
(A) * * * (ii) a stepchild or recognized natural child who lived with the employee or Member in a regular parent-child relationship;
It is logical to assume that by enacting; this part of the statute relating to a stepchild and an illegitimate child, the Congress was establishing a test or method by which two facts could be proven or determined, namely, (1) that the deceased employee was actually the parent or step-parent of the child, thereby eliminating spurious claims of a child not related to the employee, and (2) that the child was dependent upon the employee for support. The Congress obviously concluded that if a stepchild or illegitimate child was living with an employee, a presumption was created that the two above-mentioned conditions or requirements have been established, although the statute does not say so. Therefore, it is a question of how the live-with portion of the statute should be read and interpreted. It would be a rare cáse indeed and an almost unheard of situation if a child lives with an employee
Congress did not apply the live-with requirement to a legitimate child of an employee, as it can be assumed and presumed that an employee will support his natural child whether the child lives with the employee or not.
The statute should not be read nor interpreted as an absolute bar to annuity benefits for a stepchild or illegitimate child of an employee who cannot meet the live-with test, but should be read and interpreted so as to allow such a child to prove paternity and dependency in some other way. The majority is allowing such proof to be made in the instant case, but only after holding the live-with portion of the statute unconstitutional.
It is not necessary to hold any part of the statute unconstitutional in order to allow the plaintiff in this case to prove paternity and dependency at a trial in the manner correctly ordered by the majority. The statute should be read and interpreted so as to allow such proof if the live-with proof cannot be supplied.
There is a well-established rule that, if possible, a statute should be interpreted in such a way that it will be constitutional and valid rather than unconstitutional and invalid. This rule was aptly stated by the Supreme Court in National Labor Relations Board v. Jones & Laughlin Steel Corp., 301 U.S. 1 (1937) as follows:
* * * The cardinal principle of statutory construction is to save and not to destroy. We have repeatedly held that as between two possible interpretations of a statute, by one of which it would be unconstitutional and by the other valid, our plain duty is to adopt that which will save the act. * * * [Id. at 30.]
See also, Federal Trade Comm’n v. American Tobacco Co., 264 U.S. 298, 307 (1924); Panama R.R. Co. v. Johnson, 264 U.S. 375, 390 (1924); Missouri Pacific R.R. Co. v. Boone, 270 U.S. 466, 472 (1926); Blodgett v. Holden, 275 U.S. 142, 148 (1927); Richmond Screw Anchor Co. v. United States, 275 U.S. 331, 346 (1928); and 16 C.J.S. Constitutional Law § 98 at 357-58 (1956).
Rehearing
on defendant’s motion for rehearing en banc pursuant to rules 7(d) and 151
[April 1, 1977]
ORDER
Richard A. Weinstoch, attorney of record, for plaintiff.
Donnie Hoover, with whom was Assistant Attorney Gen-erad Barbara A. Bdbcoch, for defendant.
This case come before the court on defendant’s motion, filed January 18, 1977, for rehearing en banc pursuant to Rules 7 (d) and 151. Upon consideration thereof, together with plaintiff’s response in opposition thereto, without oral argument, by the seven active judges of the court (Chief Judge Cowen then sitting) as to the suggestion for rehearing en banc under Buie 7 (d), the suggestion is denied. The case has further been considered by the panel listed above as to the motion for rehearing under Rule 151.
Defendant has raised' two points in its brief accompanying its motion for rehearing which we find it appropriate to answer. First, defendant argues that the Supreme Court’s decision in Mathews v. de Castro, 429 U.S. 181 (1976), announced one month after this court’s opinion in the present case, is contrary to our previous opinion. In de Castro the Court sustained against constitutional challenge a provision of the Social Security Act which extends “wife’s insurance benefits” to a married woman under age 62 who has a minor or dependent child in her care and whose husband retires or becomes disabled, but denies such benefits to a divorced woman
* * * Congress could have rationally assumed that divorced husbands and wives depend less on each other for financial and other support than do couples who stay married.* * * [DJivorced couples typically live separate lives. It was not irrational for Congress to recognize this basic fact * * *. [429 U.S. at 189]
Defendant says that if Congress could constitutionally presume divorced wives less dependent on their former spouses than married wives on their present spouses, thus conferring benefits on the latter group while withholding them from the former, then Congress could also validly presume that illegitimate children who do not live with their annuitant fathers are less dependent on them than are those children who live with them, with the same results for the distribution of benefits. Thus, according to defendant, de Castro controls the present case, and defeats a recovery for plaintiff.
We think that defendant’s analogy to de Castro is inapt, de Castro involved a distinction based on marital status, rather than birth status. Jimenez v. Weinberger, 417 U.S. 628 (1974), which like the case at bar dealt with statutory distinctions implicating birth status, is much closer factually to this case, de Castro, which did not even mention Jimenez, is not rightly viewed as overruling the latter. Mathews v. Lucas, 427 U.S. 495 (1976), decided just 6 months before de Castro, implicitly reaffirmed the validity of Jimenez when it distinguished its situation, where an illegitimate child was accorded the opportunity to establish dependency, from that which proved critical and fatal to the statute in Jimenez, where one subclass of illegitimates was forbidden to establish the dependency, conclusively presumed to exist in others. We said in our previous opinion that, for all that appeared on the record before us, the child excluded from participation in survivor’s benefits (such as plaintiff) was in the same situation as the included child. Our statement (ante at 18) was practically a quote from Jimenez, supra, 417 U.S. at 637: “* * * for an that is shown in this record, the two subclasses of illegitimates stand on equal footing * * *; hence to conclusively deny one subclass benefits presumptively available to the other denies the former the equal protection of the
The Court in de Castro obviously did not view the class of divorced women as standing on the same footing with married women. However, as in Jimenez, defendant has shown us nothing to justify a conclusion that the members of the two subclasses in the present case, distinguished by statutory criteria implicating birth status, stand on different footing. While Congress and the Court might find from common experience that divorced wives are usually less dependent on former husbands than married wives are on their spouses, the application of such experience and reasoning to nonresident illegitimate children is by no means apparent. As plaintiff notes in its brief opposing rehearing, alimony for the divorced wife is frequently a matter for equitable relief, not always awarded, sustaining the view that divorced wives’ dependence on the former husband is not the unwavering rule, but that probably the contrary is true. Child support, on the other hand, including support for the illegitimate child, is almost universally a legal requirement, attesting to the questionable validity of any assumption that some subset of il-legitimates, those not residing with the annuitant, is invariably beyond the realm of financial support. The rationality of the legislative presumption of financial independence in de Oastro is supported by the reasoning that the typical divorced wife can (not necessarily does) earn her own living, though this can hardly be carried over to the case of the illegitimate minor. We are not prepared to abandon our previous reliance on the Court’s reasoning in cases involving discriminations against illegitimates in order to embrace defendant’s invitation to rest our ruling on a factually inapt case involving quite a different variety of statutory distinction. We remain mindful of the Court’s teaching in Weber v. Aetna Casualty & Surety Co., 406 U.S. 164, 175 (1972), that legislative distinctions implicating the illegitimate status of birth are subject to constitutional review in light of the admonition that “visiting this [society’s] condemnation [of irresponsible liaisons beyond the bonds of marriage] on the head of an infant is illogical and unjust.”
Defendant’s second point in its brief which we think it proper to address, particularly for the benefit of the Civil Service Commission on remand and of any future panel of
Both plaintiff and defendant argued this case to us with the assumption that aid to dependents was the prime objective of the Civil Service Retirement Act, as amended. The original argument on neither side focused on the problem defendant now raises. Since the proper construction of the statute with respect to the degree of financial dependence required in the beneficiary was not briefed to us, and since the result of the proceedings before the Civil Service Commission, or the possibility dependence will ultimately be held irrelevant to the distribution of benefits, may obviate the need to resolve the point in question, we see no reason to modify our previous opinion at this time. Plaintiff expressed the intention of proving to a fact-finder that the annuitant supported him to some extent. If plaintiff’s proof on the matter of support satisfies the Commission, there may be no call in this case to resolve the role of dependency under the annuity statute. If plaintiff and the Commission are unable to agree on the sufficiency of plaintiff’s proof, or on the legal showing required to
it is THEREFORE ordered that defendant’s motion for rehearing be, and the same is hereby, denied.