578 F.2d 361 | D.C. Cir. | 1978
Lead Opinion
Opinion for the court filed by MacKIN-NON, Circuit Judge.
Dissenting opinion filed by WRIGHT, Circuit Judge.
General Service Employees Union, Local 73 (“the Union”) petitions to review and set aside an order of the National Labor Relations Board (“NLRB” or “the Board”). The order was issued on June 8, 1976, pursuant to section 10(c) of the National Labor Relations Act, as amended (“the Act”)
Upon the Company’s complaint, the NLRB, in a 3-2 decision,
Three issues are presented in the instant case. Two are purely legal and one is premised on a factual determination by the NLRB. First, should the Landrum-Griffin Act
I
Petitioner contends that subparagraph (C) of paragraph 8(b)(7) of the Act regulates only actual picketing, not mere threats to picket. However, the Union concedes that the introductory language of 8(b)(7) and subparagraphs (A) and (B) of that paragraph
The basis for the Union’s argument is that Congress, in prefacing subparagraph (C) with the phrase — not found in either subparagraph (A) or (B) — -“Where such picketing has been conducted,” meant to exclude mere threats from the purview of that subparagraph.
Assuming arguendo that there is an apparent inconsistency between the broad language introducing 8(b)(7) and the opening phrase of 8(b)(7)(C)
Were the legislative history silent or neutral on the question of whether the Land-rum-Griffin Act meant to regulate threats to picket under subparagraph 8(b)(7)(C), the phraseology chosen to introduce that subsection might give us pause. In fact, however, the proposal that eventually matured into the current subparagraph 8(b)(7)(C) was referred to throughout the legislative process as applying to both threats to picket and picketing itself
Under our substitute, if the result of picketing is to deny the entry of goods— in other words, if the Teamsters say “sign up or you will not get any goods,” an early election may be obtained. (Emphasis added.)22
Senator Kennedy’s remark may be dismissed as no more than merely suggestive of the extent to which it was assumed that instances of threats as well as actual picketing would be comprehended within the rules of the Landrum-Griffin Act, but other legislative statements on the Act are explicit in stating that subparagraph 8(b)(7)(C) was meant to cover both circumstances. The Senate Committee on Labor and Public Welfare in its “Section-by-Section Analysis” of the Landrum-Griffin Act — issued after the measure had passed both Houses— states straightforwardly:
This section [8(b)(7)] makes it an unfair labor practice for a union to picket or threaten to picket where an object is to gain recognition or promote organization of employees under three circumstances . . (Emphasis added.)23
The “three circumstances” alluded to can only defer to the three subparagraphs of 8(b)(7). There is no hint that subparagraph (C) was meant to be in any way more restricted in its scope than subparagraphs (A) and (B), and there is no question but that (A) and (B) both encompass threats to picket as well as picketing itself.
To the same effect, Senator Goldwater, the ranking minority member of the Senate and Conference Committee, analyzing the Landrum-Griffin Act in an Extension of Remarks in the Senate on the day the President signed the bill, stated:
Under this provision [8(b)(7)], it is an unfair labor practice for a union, in three*368 specific situations, to picket or cause to be picketed, or threaten to picket or cause to be picketed an employer. (Emphasis added.)24
This particular remark conformed to the explanatory comment of the Senate Committee on Labor and Public Welfare and is important not only because it explicitly states that 8(b)(7)(C) covers threats to picket, but also because it demonstrates that the phrase “such picketing” in 8(b)(7)(C) on which Petitioner places so much emphasis is indeed only a shorthand for the longer phrase used in the introduction “picket or cause to be picketed, or threaten to picket or cause to be picketed.”
Were it not for semantic difficulties with applying the verb form “has been conducted” to a threat to picket,
It shall be an unfair labor practice for a labor organization or its agents . to picket or cause to be picketed, or threaten to picket or cause to be picketed.28
The parallelism of the phrases in which “to picket” and “threaten to picket” are used is an indication of the extent to which Congress considered picketing and threats to picket to present parallel problems. The syntax of the sentence supplies an affirmative statement — at least as persuasive as the grammatical anomaly of referring to threats “being conducted” is for the Union’s position — that Congress desired to afford similar treatment to threats to picket and to actual picketing.
Although the specific question of whether a threat to picket is within the purview of 8(b)(7)(C) is one of first impression, the NLRB has consistently interpreted this introductory language as applying to all three of the subparagraphs of 8(b)(7), and we see no reason in either the legislative history or in the plain words of the statute, to dispute the Board’s interpretation:
At the risk of laboring the obvious, it is important to note that structurally as well as grammatically, the subparagraphs*369 (a), (b), and (c) are subordinate to and controlled by the opening phrases of section 8(b)(7).
Int’l Hod Carriers, Local 840 (Blinne Construction Co.), 135 NLRB 1153, 1159 (1962).
Petitioner insists, supported by a dissenting member of the NLRB,
Whereas speech is oftentimes protected more than conduct because, inter alia, it has less tangible results,
In sum, in light of the legislative history, the similarity in effect between threats to picket and actual picketing, and the wording of the Landrum-Griffin Act, it would have required a far more convincing demonstration of congressional intent to exclude threats to picket from the provisions of 8(b)(7)(C) than Petitioner has been able to supply for this Court to overturn the Board’s decision. The Union has at most convinced us that the statute, like some others, is not a model of clarity,
II
Under the terms of 8(b)(7)(C), picketing, or a threat to picket, constitutes an unfair labor practice unless a petition is filed with the NLRB within a reasonable period not to exceed thirty days requesting an expedited certified election to determine the proper collective bargaining representative. A union may continue its recognitional picketing during this “reasonable period.” In the instant case, the NLRB felt, however, that the time limitation was more or less inoperative, and that it was not necessary to determine whether or not Petitioner’s threat to picket had continued for a reasonable period not exceeding thirty days, because the Board determined that, as the Union in question had voluntarily admitted into its membership employees other than guards, it had — under a long line of NLRB precedent
Petitioner on the other hand, argues that the wording of 8(b)(7)(C) expressly makes irrelevant, insofar as the status of petitions for certified elections under that subpara-graph are concerned, considerations of whether or not the petitioner could ultimately be certified as a collective bargaining agent. 8(b)(7)(C) states that the NLRB shall consider petitions under that section “without regard to the provisions of section 9(c)(1)
The Union argues that the provision that the Board shall consider 8(b)(7)(C) petitions without regard to section 9(c)(1) mandates that issues of whether a valid question of representation has been raised are explicitly removed from the Board’s consideration in acting upon such petitions. The proper course, in a.situation where the petitioner cannot be certified is, Petitioner maintains, for the Board to hold an election and certify the arithmetical result, even though it cannot certify the Union as the bargaining representative.
We are unconvinced by this somewhat imaginative interpretation that the Petitioner would have us give to the statute, nor will we accept the Union’s invitation to regard section 9(b)(3) of the Act, prohibiting the certification of unions containing
The present case is factually slightly different from Wells Fargo in that there the NLRB had actually dismissed petitioner’s 8(b)(7)(C) request for an election, whereas here no such petition was filed; but the principle underlying Wells Fargo is on all fours with that we adopt in disposing of this appeal. When the characteristics of a union conclusively preclude it from becoming a certified representative, the Board in its discretion may consider an 8(b)(7)(C) petition by such a union a nullity on its face. That the Board has occasionally allowed a non-certifiable union to participate in a certified election and receive an arithmetical certification of the results
The necessary consequence of our decision is that only groups eligible to be recognized can picket for recognition or take advantage of the up to thirty day “grace period” provided in 8(b)(7)(C) for recogni-tional picketing. The reasonableness of this result suggests that it is in fact a far more rational and plausible interpretation of the congressional intent in legislating the Land-rum-Griffin Act than the tortured construction that Petitioner would have us adopt. Throughout paragraph 8(b)(7), Congress was explicitly concerned with the problems of recognitional picketing
The Board’s position on the status of 8(b)(7)(C) petitions is more consonant with the underlying purpose of the Landrum-Griffin Act than is Petitioner’s. The objective of subsection 8(b)(7)(C) was to provide employers the relief afforded by an expedited election process in order to reduce the harassment of recognitional picketing, so that they in turn would not coerce employees to join unwanted unions.
The fact that 8(b)(7)(C) states that the Board shall order an election “without regard to the provisions of section 9(c)(1)”— does not mean that the Board must hold elections even where the union is foreclosed from certification, but only that it should not go through the time-consuming process of investigating to determine whether “a question of representation affecting commerce” exists. This provision seems intended to protect the employer by assuring expedition of the election process, not to force the Board to conduct meaningless elections and employers to endure up to a month of futile picketing. If the union involved is certifiable, the NLRB is directed to hold an election without further inquiry; but the Board need not blink at the fact that the union is disqualified on its face, i. e., no “question of representation ... exists” (see 9(c)(1)). Were this an issue of first impression we would be inclined to agree with the NLRB’s interpretation of the interrelationship of 8(b)(7)(C) and 9(c)(1); and we certainly see no reason to overrule either the previous decisions of the Board or to suggest overruling our own recent opinion on this issue.
Ill
The mere fact that subparagraph 8(b)(7)(C) covers threats to picket as well as actual picketing will not alone bring Petitioner’s conduct within the purview of the Act unless there was a recognitional or organizational objective underlying the Union’s activity.
There can be no question but that there was substantial evidence in support of the Board’s findings concerning the Union’s motivation. It is not necessary that the organizational or reeognitional motive be either the sole or even the predominant objective behind the conduct alleged to violate subparagraph 8(b)(7)(C).
The evidence of substandard conditions at the Company which allegedly moved Petitioner to threaten picketing was unclear and not particularly convincing in the first instance,
Not only is the evidence of area standards violations by the Company so sketchy that it is hard to believe that the Union would in fact have relied on it alone in deciding to threaten picketing, but also the NLRB had ample indications that a recogni-tional motive was in fact at work. During the conference with the President of A-l Security, Petitioner’s lawyer was blunt in his encouragement to the Company to deal with the Union, and went so far as to emphasize the advantages to the employer of doing so and the retaliatory action that would attend a refusal to cooperate with
Finding that threats to picket are regulated under subparagraph 8(b)(7)(C); that a union disqualified from certification as a recognized collective bargaining agent may not engage in recognitional or organizational picketing “for a reasonable period not to exceed thirty days” under the provisions of 8(b)(7)(C); and that substantial evidence supported the Board’s determination that the picketing which Petitioner threatened in this case was motivated at least in part by a recognitional objective, we deny the Union’s petition and grant the Board enforcement of its order.
So ordered.
. 29 U.S.C. § 151 et seq. (1970).
. The following sections of the National Labor Relations Act are pertinent to this decision. Section 8(b) of the Act provides:
It shall be an unfair labor practice for a labor organization or its agents—*364 * * * * * * (7) to picket or cause to be picketed, or threaten to picket or cause to be picketed, any employer where an object thereof is forcing or requiring an employer to recognize or bargain with a labor organization as the representative of his employees, or forcing or requiring the employees of an employer to accept or select such labor organization as their collective bargaining representative, unless such labor organization is currently certified as the representative of such employees:
(A) where the employer has lawfully recognized in accordance with this subchapter any other labor organization and a question concerning representation may not appropriately be raised under section 159(c) of this title,
(B) where within the preceding twelve months a valid election under section 159(c) of this title has been conducted, or
(C) where such picketing has been conducted without a petition under section 159(c) of this title being filed within a reasonable period of time not to exceed thirty days from the commencement of such picketing: provided, That when such a petition has been filed the Board shall forthwith, without regard to the provisions of section 159(c)(1) of this title or the absence of a showing of a substantial interest on the part of the labor organization, direct an election in such unit as the Board finds to be appropriate and shall certify the results thereof: Provided further, That nothing in this subparagraph (C) shall be construed to prohibit any picketing or other publicity for the purpose of truthfully advising the public (including consumers) that an employer does not employ members of, or have a contract with, a labor organization, unless an effect of such picketing is to induce any individual employed by any other person in the course of his employment, not to pick up, deliver or transport any goods or not to perform any services.
Nothing in this paragraph (7) shall be construed to permit any act which would otherwise be an unfair labor practice under this subsection.
29 U.S.C. § 158(b) (1970).
Section 8(c) provides:
The expressing of any views, argument, or opinion, or the dissemination thereof, whether in written, printed, graphic, or visual form, shall not constitute or be evidence of an unfair labor practice under any of the provisions of this subchapter, if such expression contains no threat of reprisal or force or promise of benefit.
29 U.S.C. § 158(c) (1970).
Section 9(b) provides:
The Board shall decide in each case whether, in order to assure to employees the fullest freedom in exercising the rights guaranteed by this subchapter, the unit appropriate for the purposes of collective bargaining shall be the employer unit, craft unit, plant unit, or subdivision thereof: Provided, That the Board shall not 9fC * # * * #
(3) decide that any unit is appropriate for such purposes if it includes, together with other employees, any individual employed as a guard to enforce against employees and other persons rules to protect property of the employer or to protect the safety of persons on the employer’s premises; but no labor organization shall be certified as the representative of employees in a bargaining unit of guards if such organization admits to membership, or is affiliated directly or indirectly with an organization which admits to membership, employees other than guards.
29 U.S.C. § 159(b) (1970).
Section 9(c)(1) provides:
Whenever a petition shall have been filed, in accordance with such regulations as may be prescribed by the Board—
(A) by an employee or group of employees or any individual or labor organization acting in their behalf alleging that a substantial number of employees (i) wish to be represented for collective bargaining and that their employer declines to recognize their representative as the representative defined in subsection (a) of this section, or (ii) assert that the individual or labor organization, which has been certified or is being currently recognized by their employer as the bargaining representative, is no longer a representative as defined in subsection (a) of this section; or
(B) by an employer, alleging that one or more individuals or labor organizations have presented to him a claim to be recognized as the representative defined in subsection (a) of this section;
the Board shall investigate such petition and if it has reasonable cause to believe that a question of representation affecting commerce exists shall provide for an appropriate hearing upon due notice. Such hearing may be conducted by an officer or employee of the regional office, who shall not make any recommendations with respect thereto. If the Board finds upon the record of such hearing that such a question of representation exists, it shall direct an election by secret ballot and shall certify the results thereof.
29 U.S.C. § 159(c)(1) (1970).
. The Union’s lawyer emphasized that unless the Company agreed to become associated with it, the Union would restrict the Company’s business opportunities as it had allegedly done with other guard companies who had signed agreements with the Independent Guards and Watchmen of America. J.A. 6.
. The gauge of standard wage and benefit levels used by the Union was the “Blue Book,” which was simply the collective bargaining agreement between the Union and the Associated Guard and Patrol Agencies. This agreement covered approximately 90% of the guards in the Chicago metropolitan area. Petitioner’s Brief at 12; J.A. 15 n.18.
. Members Jenkins, Penello and Walther formed the majority; Chairman Murphy concurred in part and dissented in part; Member Fanning dissented.
. See note 2 supra.
. See Respondent’s Brief at 32; Houston Building & Construction Trades Council (Claude Everett Construction Co.), 136 NLRB 321, 323 (1962).
. General Service Employees Union, Local No. 73, Affiliated With Service Employees International Union, AFL-CIO (R.R.S. Inc. Security and Investigation Service Division), Board Case Nos. 13-CC-836, 13-CP-277 (January 22, 1975, unpublished).
. Act of Sept. 14, 1959, Pub.Law 86-257, 73 Stat. 519.
. See nn. 1-2 supra.
. J.A. 7-9.
. See note 2 supra.
. Petitioner’s Brief at 21-32.
. Id. at 22.
. Id. at 28-32.
. But see text at note 28.
. Lynch v. Overholser, 369 U.S. 705, 710, 82 S.Ct. 1063, 8 L.Ed.2d 211 (1962); Clark v. Ue-bersee Finanz-Korporation, A.G., 332 U.S. 480, 488-89, 68 S.Ct. 174, 92 L.Ed. 88 (1947); Monarch Life Ins. Co. v. Loyal Protective Life Ins. Co., 326 F.2d 841, 845 (2d Cir. 1963), cert. denied, 376 U.S. 952, 84 S.Ct. 968, 11 L.Ed.2d 971 (1964) (“With his [Judge Learned Hand] customary eloquence he stated that ‘the duty of ascertaining [the] meaning [of a statute] is difficult at best, and one certain way of missing it is by reading it literally . . . .’ ”).
. National Woodwork Mfrs. Ass’n v. United States, 386 U.S. 612, 87 S.Ct. 1250, 18 L.Ed.2d 357 (1967); Jacobson v. Massachusetts, 197 U.S. 11, 39, 25 S.Ct. 358, 49 L.Ed. 643 (1905); Holy Trinity Church v. United States, 143 U.S. 457, 12 S.Ct. 511, 36 L.Ed. 226 (1892); United
. Petitioner refers to the somewhat careless draftsmanship of the Landrum-Griffin Act, Petitioner’s Brief at 22; see also Morris, ed., The Developing Labor Law 560 (1971).
. E. g., 1 Legislative History of the Labor-Management Reporting and Disclosure Act of 1959 (herein, “Legis. Hist.”) 684-85 (G.P.O. 1959).
. 105 Cong.Rec.S. 1387 (1959) (McClellan bill); 105 Cong.Rec.H.R. 8400 (1959) (The Landrum-Griffin bill).
. 2 Legis.Hist. 1373, 1377.
. 1 Legis.Hist. 966, quoted in Dayton Typographical Union No. 57 v. NLRB, 117 U.S.App. D.C. 91, 96-97, 326 F.2d 634, 639-40 (1963).
. 2 Legis.Hist. 1843, 1858. Senator Goldwater specifically enumerated the three circumstances involved and one of these was that set forth in 8(b)(7)(C). 105 Cong.Rec. A8509 (1959).
. Senator Goldwater, the senior minority member of the Conference Committee, certainly used “such picketing” in this shorthand manner, e. g., 2 Legis.Hist. 1357, 1361 (printed remarks in the Senate).
. To speak of a threat “being conducted” is not necessarily incorrect usage, although the choice of vocabulary is unusual.
. Petitioner’s Brief at 26.
. See note 2 supra.
. Chairman Murphy, J.A. 13 n.12.
. 8(c), 8(b)(4) and 8(b)(7)(C) all refer either to speech or publicity.
. J.A. 10 n.8.
. See Meltzer, Organizational Picketing and the NLRB: Five on a Seesaw, 30 U.Chi.L.Rev. 78, 79-81 (1962).
. E. g., International Brotherhood of Teamsters, Local 695 v. Vogt, Inc., 354 U.S. 284, 289, 77 S.Ct. 1166, 1 L.Ed.2d 1347 (1957).
. Apparently these difficulties were recognized at the time, Petitioner’s Brief at 22.
. Drivers, Chauffeurs, Warehousemen & Helpers, Local Union No. 71, a/w I.B.T., et al. (Wells Fargo Armored Service Corp.), 221 NLRB No. 240 (1975), 91 L.R.R.M. 1109, enforced, Drivers, Chauffeurs, Warehousemen & Helpers, Local No. 71, a/w I.B.T. v. N.L.R.B., 180 U.S.App.D.C. 192, 553 F.2d 1368 (1977); Drivers, Chauffeurs & Helpers, Local 639 (Dunbar Armored Express Co.), 211 NLRB 687 (1974).
. See note 2 supra.
. J.A. 10, citing the cases cited in footnote 35 supra.
. See note 2 supra.
. Petitioner’s Brief at 31-36.
. Id. The court cites NLRB v. Local 542, International Union of Operating Engineers, 331 F.2d 99 (2d Cir.), cert. denied, 379 U.S. 889, 85 S.Ct. 161, 13 L.Ed.2d 93 (1964) as authority that a union that cannot be certified as the collective bargaining agent cannot engage in picketing for recognition without violating 8(b)(7)(C).
. E. g., Burns International Detective Agency, Inc., 138 NLRB 449 (1962).
. See Meltzer, op. cit., supra note 32; Cox, The Landrum-Griffin Amendments to the National Labor Relations Act, 44 Minn.L.Rev. 257, 262-270 (1959).
. 8(b)(7)(C) establishes a “comprehensive code” restricting recognitional and organizational picketing, NLRB v. Drivers, Chauffeurs, Warehousemen & Helpers, Local 639 (Curtis Bros.), 362 U.S. 274, 291, 80 S.Ct. 706, 4 L.Ed.2d 710 (1960). A purpose of the Land-rum-Griffin Act was to impose “drastic limitations” on recognitional and organizational picketing, Department and Specialty Store Employees, Local 1265 v. Brown, 284 F.2d 619, 626 (9th Cir. 1960), cert. denied, 366 U.S. 934, 81 S.Ct. 1659, 6 L.Ed.2d 846 (1961).
. See note 44 supra. See also Cox, op. cit., supra note 43, at 262-270.
. See note 2 supra,
. Local 741, United Association of Plumbers (Keith Riggs Plumbing), 137 NLRB 1125, 1126
. Petitioner’s Brief at 15-21.
. J.A. 7-11.
. San Francisco Local Joint Executive Board of Culinary Workers v. NLRB, 163 U.S.App. D.C. 234, 238-239, 501 F.2d 794, 798-99 (1974); National Packing Company v. NLRB, 377 F.2d 800, 803 (10th Cir. 1967); Cox, op. cit., supra, note 43, at 266-67.
. San Francisco Local Joint Executive Board of Culinary Workers v. NLRB, 163 U.S.App. D.C. 234, 239 n.9, 501 F.2d 794, 799 n.9 (1974); Dallas Building and Construction Trades Council v. NLRB, 130 U.S.App.D.C. 28, 33, 396 F.2d 677, 682 (1968).
. The Board and the Trial Examiner both found that at the times Petitioner threatened picketing it lacked sufficient information to determine that the wages or benefits of the Company were substandard. J.A. 7. For example, although the Company’s wage schedule was somewhat below standard, the Union did not inquire into possible fringe benefit over and above that usually provided or into the total labor cost to the Company. A reeognitional motive can be inferred from the failure of a union to make a legitimate attempt to determine if conditions are substandard, NLRB v. United Brotherhood of Carpenters and Joiners of America, Local 745, 450 F.2d 1255, 1257-58 (9th Cir. 1971); Centralia Building and Construction Trades Council v. NLRB, 124 U.S. App.D.C. 212, 214, 363 F.2d 699, 701 (1966).
. In this letter the Union made a formal request for information concerning hourly wages, fringe benefits, and wage progression.
. J.A. 38.
. The letter referred to in the text at note 53 opened: “Please be advised as indicated previously that General Service Employees Union, Local No. 73, AFL-CIO, has no desire to have you execute a contract with our Local. Our only concern with your agency is that you provide benefits for your employees which meet prevailing standards established by a contract between Local 73 and a number of guard companies that it has under contract.”
. NLRB v. Carpenters Local No. 2133, United Brotherhood of Carpenters and Joiners of America, 356 F.2d 464, 465-66 (9th Cir. 1966); NLRB v. Local 182, International Brotherhood of Teamsters, 314 F.2d 53, 58-59 (2d Cir. 1963).
. See text at note 8 supra.
. See note 51 supra.
. Retail Clerks International Ass’n, Local Union No. 899 (State Mart, Inc.), 166 NLRB 818, 822-23 (1967), enforced per curiam, 404 F.2d 855 (9th Cir. 1969); accord, Centralia Building & Construction Trades Council v. NLRB, 124 U.S.App.D.C. 212, 213-214, 363 F.2d 699, 700-701 (1966).
. The “Blue Book” was, after all, the text of the Union’s collective bargaining agreement with other employers, see note 4 supra.
. For example, the testimony of the Union’s lawyer at the hearing before the Trial Examiner was facially inconsistent and revealed that his recollection of his conference with the Company’s President, which allegedly convinced him of the substandard conditions at A-l Security, was vague and lacking in the sort of “hard facts” necessary to demonstrate area standards inadequacies. Respondent’s Brief at 47-48.
Dissenting Opinion
Circuit Judge, dissenting:
I respectfully dissent, for the reasons stated by then Chairman (now Member) Murphy and then Member (now Chairman) Fanning of the National Labor Relations Board. See General Service Employees Union Local No. 73, 224 NLRB 434, 437-440 (1976).