GENERAL MOTORS CORPORATION
v.
Charles W. KILGORE et al.
Supreme Court of Alabama.
*172 Frank E. Lankford, Jr., of Huie, Fernambucq & Stewart, L.L.P., Birmingham, for appellant.
Martin K. Berks of Environmental Attorneys Group, L.L.C., Birmingham, for appellees.
BROWN, Justice.
General Motors Corporation ("GMC") appeals from the Colbert Circuit Court's denial of its motion for a summary judgment in this wrongful-death action. This Court granted GMC's petition for a permissive appeal pursuant to Rule 5, Ala. R.App. P. We reverse the summary judgment and render a judgment for GMC.
*173 I. Factual Background and Procedural History
On June 11, 1999, Charles W. Kilgore and Sandra Kilgore Holmes, as coexecutors of the estate of their father, William Austin Kilgore (hereinafter referred to as "decedent"), and Kathyrine E. Kilgore, individually and as the dependent widow of the decedent (hereinafter collectively referred to as the "Kilgores"), filed a wrongful-death action against GMC in the Colbert Circuit Court. The Kilgores alleged that the decedent, who died on June 12, 1997, of mesothelioma as a result of exposure at his workplace to products containing asbestos manufactured by GMC. Specifically, the Kilgores claim that GMC breached its duty under the Alabama Extended Manufacturer's Liability Doctrine (hereinafter "the AEMLD")[1] to provide reasonably safe products and that it breached its duty to inform the decedent of the hazards of exposure to asbestos.
The Kilgores' claims are based on the decedent's alleged exposure to asbestos products during his employment with Norfolk Southern Railroad Company from 1941 through 1983. The Kilgores maintain that while he was employed with Norfolk Southern the decedent was exposed to asbestos-containing components of locomotives manufactured by GMC.
GMC moved for a summary judgment on the ground that the Kilgores' claims were preempted by the Federal Locomotive Inspection Act ("FLIA").[2] The trial court denied the motion for a summary judgment. In accordance with Rule 5(a), Ala. R.App. P., we granted GMC permission to appeal the trial court's denial of summary judgment.
II. Standard of Review
"We review this case de novo, applying the oft-stated principles governing appellate review of a trial court's grant or denial of a summary judgment motion:
"`We apply the same standard of review the trial court used in determining whether the evidence presented to the trial court created a genuine issue of material fact. Once a party moving for a summary judgment establishes that no genuine issue of material fact exists, the burden shifts to the nonmovant to present substantial evidence creating a genuine issue of material fact. "Substantial evidence" is "evidence of such weight and quality that fair-minded persons in the exercise of impartial judgment can reasonably infer the existence of the fact sought to be proved." In reviewing a summary judgment, we view the evidence in the light most favorable to the nonmovant and entertain such reasonable inferences as the jury would have been free to draw.'"
American Liberty Ins. Co. v. AmSouth Bank,
*174 III. The FLIA's Preemption of the Kilgores' Claims
GMC contends that the Kilgores' claims are preempted by federal law. Thus, we must determine whether the FLIA preempts state common-law claims against a locomotive manufacturer. In United Transportation Union v. Foster,
"The Supremacy Clause of Article VI of the United States Constitution provides Congress with the power to preempt state law. See U.S. Const. art VI, cl. 2. The Supreme Court has instructed federal courts that the historic police powers of the states are not to be superceded by federal law unless `that was the clear and manifest purpose of Congress.' Rice v. Santa Fe Elevator Corp.,331 U.S. 218 , 230,67 S.Ct. 1146 ,91 L.Ed. 1447 (1947). In Louisiana Public Service Commission v. FCC,476 U.S. 355 ,106 S.Ct. 1890 ,90 L.Ed.2d 369 (1986), the Supreme Court detailed the circumstances when a finding of preemption is appropriate:
"`Preemption occurs when Congress, in enacting a federal statute, expresses a clear intent to preempt state law, when there is outright or actual conflict between federal and state law, where compliance with both federal and state law is in effect physically impossible, where there is implicit in federal law a barrier to state regulation, where Congress has legislated comprehensively, thus occupying an entire field of regulation and leaving no room for the states to supplement federal law, or where the state law stands as an obstacle to the accomplishment and execution of the full objectives of Congress. Preemption may result not only from action taken by Congress itself; a federal agency acting within the scope of its congressionally delegated authority may preempt state regulation.'
"476 U.S. at 368-69 ,106 S.Ct. 1890 (citations omitted). In any case, `[t]he critical question is whether Congress intended that federal regulations supersede state law.' Id. at 369,106 S.Ct. 1890 ."
With regard to the FLIA, we note that "promotion of national uniformity in locomotive-safety regulation was ... one of the primary goals of the FLIA and its predecessor, the Boiler Inspection Act." Norfolk Southern Ry. v. Benson,
As this Court noted in Denson, supra, the seminal case establishing the FLIA's preemptive effect is Napier v. Atlantic Coast Line R.R.,
In Napier, the Supreme Court noted that in 1911 when it was originally enacted the Boiler Inspection Act ("BIA") applied only to locomotive boilers. However, in 1915 the provisions of the BIA were extended to "`include the entire locomotive and tender and all parts and appurtenances thereof.'"
Later, in Law v. General Motors Corp., supra, the United States Court of Appeals for the Ninth Circuit held that state common-law actions against locomotive manufacturers were preempted under the FLIA. In explaining the effect of FLIA preemption on state common-law actions, the court stated:
"This broad preemptive sweep is necessary to maintain uniformity of railroad operating standards across state lines. Locomotives are designed to travel long distances, with most railroad routes wending through interstate commerce. The virtue of uniform national regulation `is self-evident: locomotive companies need only concern themselves with one set of equipment regulations and need not be prepared to remove or add equipment as they travel from state to state.' ... Any state law that undermines this regime is preempted by the BIA.
"... [C]ommon-law claims fall squarely within this preempted field. Apart from compensating victims of accidents for their injuries, the purpose of tort liability is to induce defendants to conform their conduct to a standard of care established by the state."
Law,
"A railroad equipment manufacturer found to have negligently designed a *176 braking system ... is expected to modify that system to reduce the risk of injury. If the manufacturer fails to mend its ways, its negligence may be adjudged willful in the next case, prompting a substantial punitive damages award. If each state were to adopt different liability-triggering standards, manufacturers would have to sell locomotives and cars whose equipment could be changed as they crossed state lines, or adhere to the standard set by the most stringent state. Either way, Congress's goal of uniform, federal railroad regulation would be undermined.
"....
"Appellants nevertheless argue that their claims are not preempted because they are directed against railroad manufacturers, not operators. This distinctionfounded on the fact that the BIA speaks only to `railroad carrier[s]' and not manufacturers,is without significance. The BIA preempts any state action that would affect `the design, the construction, and the material' of locomotives. Imposing tort liability on railroad equipment manufacturers would do just that, by forcing them to conform to design and construction standards imposed by the states. This would transfer the regulatory locus from the Secretary of Transportation to the state courtsa result the BIA was clearly intended to foreclose."
Law,
A majority of courts have followed the reasoning articulated by the Ninth Circuit Court of Appeals and have also found that the FLIA preempts common-law actions against both locomotive operators and locomotive manufacturers. See Forrester v. American Dieselelectric, Inc.,
We agree with the reasoning of the Ninth Circuit Court of Appeals and with the supporting authority cited above, and we hold that the FLIA governs the Kilgores' state-law causes of action. Thus, the Kilgores' claims are preempted.
The Kilgores argue that in light of Cipollone v. Liggett Group, Inc.,
Medtronic involved an express preemption provision contained in the Medical Device Amendments of 1976 ("MDA"). Construing the provision according to its terms, the Court found no congressional intent to deny all state common-law negligence actions against manufacturers of medical devices. The Court noted that if Congress did indeed intend such a result, its failure to so state in the MDA was particularly odd because both Houses of Congress were aware of the ongoing product-liability litigation. See
The Kilgores argue that, construed together, Cipollone and Medtronic "establish that even if there is an express statutory provision mandating pre-emption of state law, that provision will be narrowly construed and state law tort actions will not be pre-empted unless they specifically conflict with the federal statute containing the pre-emption provision." Kilgores' brief at 37. However, Cipollone and Medtronic involve express preemption clauses. The Supreme Court, on the other hand, has determined that the FLIA occupies the field of locomotive equipment; hence, any "requirements by the states are precluded, however commendable or however different their purpose." Napier,
In addition, the Kilgores, citing Cipollone and Medtronic, argue that there is a presumption against preemption when Congress has "legislated ... in a field which the States have traditionally occupied." Medtronic,
The Kilgores argue that under Silkwood, supra, even if an entire field is preempted, only state regulationnot state tort lawis preempted. In Silkwood, the United States Supreme Court held that the Atomic Energy Act did not preempt state-law tort actions, but its holding was based on the fact that the Court could find no intent in the overall statutory scheme of the Atomic Energy Act to preclude a punitive-damages award under the Act.
Unlike the Atomic Energy Act, the FLIA "`contains no evidence Congress assumed or intended state remedies for design defects would be preserved.'" Scheiding,
"unlike the situation in Silkwood [v. Kerr-McGee Corp.,
The Kilgores next contend that FLIA preemption is proper only if a federal regulation covering the disputed issue exists and, in the absence of such a federal regulation, state-law tort claims are not precluded. We disagree. "[T]he power delegated to the Commission by the [BIA] as amended is a general one. It extends to the design, the construction, and the material of every part of the locomotive and tender and of all appurtenances." Napier,
The fact that FLIA does not explicitly regulate asbestos does not affect our decision today. Congress intended for the FLIA to occupy the entire field; thus the Secretary of Transportation has the discretion to regulate those areas he or she so chooses. "`"[T]he will of Congress upon the whole subject is as clearly established by what it had not declared, as by what it has expressed."`" Scheiding,
The Kilgores' assertion that Napier is limited only to preemption of state legislation regulating locomotives, not common-law tort remedies, is also without merit. See Napier,
"Our concern is with delimiting areas of conduct which must be free from state regulation if national policy is to be left unhampered. Such regulation can be as effectively exerted through an award of damages as through some form of preventive relief. The obligation to pay compensation can be, indeed is designed to be, a potent method of governing conduct and controlling policy. Even the States' salutary effort to redress private wrongs or grant compensation for past harm cannot be exerted to regulate activities that are potentially subject to the exclusive federal regulatory scheme."
San Diego Building Trades Council v. Garmon,
The Kilgores next argue that Congress's enactment of the Federal Railroad Safety Act, 49 U.S.C. § 20101 et seq., in 1970 altered the preemptive effect of the FLIA. We disagree. This same argument was addressed and rejected in Consolidated Rail Corp. v. Pennsylvania Pub. Utility,
On appeal, the United States Supreme Court summarily affirmed the Court of Appeals' decision. See Pennsylvania Public Utility Com. v. Consolidated Rail Corp.,
Finally, the Kilgores argue that FLIA preemption is not applicable to this case, because in Camp v. Atlantic Coast Line R.R.,
IV. Conclusion
The Kilgores' claims are preempted under the FLIA. Therefore, we reverse the trial court's judgment and render a judgment for GMC.
REVERSED AND JUDGMENT RENDERED.
HOUSTON, SEE, LYONS, HARWOOD, WOODALL, and STUART, JJ., concur.
MOORE, C.J., and JOHNSTONE, J., dissent.
JOHNSTONE, Justice (dissenting).
In 1970, long after the United States Supreme Court decided Napier v. Atlantic Coast Line R.R.,
"Laws, regulations, and orders related to railroad safety shall be nationally uniform to the extent practicable. A State may adopt or continue in force a law, regulation, or order related to railroad safety until the Secretary of Transportation prescribes a regulation or issues an order covering the subject matter of the State requirement. A State may adopt or continue in force an additional or more stringent law, regulation, or order related to railroad safety when the law, regulation, or order
"(1) is necessary to eliminate or reduce an essentially local safety hazard;
"(2) is not incompatible with a law, regulation, or order of the United States Government; and
"(3) does not unreasonably burden interstate commerce." (Emphasis added.)
The Secretary of Transportation has not "prescribe[d] a regulation or issue[d] an order covering" the use of asbestos in locomotives. Therefore, federal law does not preempt this field, and this Court may recognize a claim against a locomotive manufacturer for tortiously including asbestos *181 in the locomotives manufactured by that manufacturer.
NOTES
Notes
[1] The AEMLD is a doctrine of products liability that imposes on manufacturers "the duty to design and manufacture a product that is reasonably safe for its intended purpose and use." Townsend v. General Motors Corp.,
[2] The FLIA, 49 U.S.C. §§ 20701-20903, originally pertained only to locomotive boilers and was referred to as the Boiler Inspection Act. The law was later amended to apply to all locomotive parts. Napier v. Atlantic Coast Line R.R.,
[3] The Secretary of Transportation now holds this regulatory power. The Secretary, acting through the Federal Railroad Administration, is responsible for the administration and enforcement of railroad-safety laws, including the FLIA. See 49 U.S.C. § 103, § 20103(a); 49 C.F.R. § 1.49(c)(5) (2001).
[4] In reviewing this argument, this Court notes the Supreme Court's warning that
"[i]f a precedent of this Court has direct application in a case, yet appears to rest on reasons rejected in some other line of decisions, the Court of Appeals [and state courts applying federal law] should follow the case which directly controls, leaving to this Court the prerogative of overruling its own decisions."
Rodriguez de Quijas v. Shearson/American Express, Inc.,
[5] Enacted in 1965, the Federal Cigarette Labeling and Advertising Act was subsequently incorporated into the Public Health Cigarette Smoking Act of 1969 and codified at 15 U.S.C. § 1331 et seq.
[6] In a 1996 report to Congress, the FRA stated:
"[The] FRA has reviewed ... the known health and safety effects of asbestos exposure, and contacted ... locomotive manufacturers regarding the ... use of asbestos in the construction of locomotives ... [T]here is no evidence that the presence of asbestos poses a problem to humans or the environment. [The] FRA does not feel that further action with respect to the presence of asbestos in locomotive cabs is warranted at this time."
Federal Railroad Administration, U.S. Dep't of Transportation, Rep. to Congress, Locomotive Crashworthiness and Cab Working Conditions (Sept. 1996) at 10-12. Moreover, the FRA "recommend[ed] no action be taken on the issue of asbestos in locomotives" and it "could find no evidence of asbestos being a health problem for crews of older locomotives." Id. at 12-9.
