Gene Beatty v. Danri Corporation & Triangle Enterprises and Director, Office of Workers' Compensation Programs, United States Department of LaborGene Beatty v. Danri Corporation & Triangle Enterprises and Director, Office of Workers' Compensation Programs, United States Department of Labor
OPINION OF THE COURT
Gеne Beatty appeals from two orders of the Benefits Review Board of the United States Department of Labor that denied him benefits under the Federal Coal Mine Health and Safety Act of 1969,
I.
Gene Beatty began working in coal mining in 1968. He ran a cutting machine and worked as a mechanic. His last job was as a beltman, where his duties included keeping the belt clean, assembling and greasing it, shoveling coal that fell off of it, and rock dusting. In each of thesе jobs, his lungs were continuously exposed to coal dust.
Beatty worked for Danri Corporation and Triangle Enterprises until June 15, 1983, at which time he suffered a stroke. ■ He has not worked in the mines, or anywhere else, since that date. Until his stroke, his attendance record at work was good.
Beatty filed an application for benefits with the Department of Labor on June 17, 1985, pursuant to the federal black lung program. A formal hearing before an Administrative Law Judge (“ALJ”) was conducted in Pittsburgh, Pennsylvania on March 9, 1988, at which all parties were afforded a full opportunity to present evidence and argument. The ALJ found that Beatty was entitled to benefits.
The employer appealed from the ALJ’s decision awarding benefits and the Benefits Review Board (“BRB”) vacated the ALJ’s decision in part. The BRB ruled that Beatty had failed to establish a total disability as required by
On remand, the ALJ conducted a review of the evidence of total disability consistent with the BRB’s ruling. The medical evidence is summarized as follows:
Dr. Petsonk: Beatty had pneumoconio-sis and this condition was related to his coal mine employment. Beatty had no limitations in walking, climbing stairs, lifting weights, or carrying weight any distance due to a pulmonary disease. Since Beatty’s stroke, he walks with a cane and a brace.
Dr. Silverman: Beatty was obviously totally and permanently disabled .with the sequelae of his previous stroke, and it was the primary focus of his disability. Beatty did have some coal mine exposure and respiratory symptoms. In his opinion, Beatty had pneumoconiosis which oсcurred as a result of his exposure to coal dust in the mines which made, “some contribution” to his overall disability.
Dr. Alpem: Beatty had black lung disease and moderate ventilatory insufficiency. Although Beatty had arteriosclerotic *996 heart disease and residuals of a cerebral vascular accident with left hemiparesis, Beatty was totally disabled from his black lung disease.
Dr. Sachs: Beatty was totally and permanently disabled on' the basis of his stroke and, perhaps, his ■ arteriosclerotic heart disease. Beatty was not disabled due to a pulmonary condition. There was no evidence of рulmonary impairment due to pneumoconiosis.
ALJ Decision and Order on Remand at 2-3 (June 18, 1992).
The ALJ found the reports of Drs. Pet--sonk and Sachs to be most credible. The ALJ reasoned that both of these physicians had conducted blood gas studies as well as vent studies to reach their Conclusions, while Drs. Silverman and Alpern did not have the benefit of blood gas results. Further, the ALJ noted that Dr. Sachs was board-certified in internal medicine as well as in pulmonary diseases, whereas Dr. Alpern was not board-certified in pulmonary diseases. Additionally, the ALJ explained that Dr. Sachs challenged the pulmonary function studies conducted by Dr. Alpern and felt that they were invаlid because these studies did not meet the recommended criteria for such tests. The ALJ found that Dr. Sachs’ view was supported by the applicable regulations.
Based on this evidence, the ALJ found that Beatty was not entitled to benefits because Beatty was not disabled due to a respiratory or pulmonary condition, but rather due to other conditions including his stroke. On' appeal, the BRB affirmed the ALJ’s decision and denied Beatty benefits. This appeal followed.
II.
The Benefits Review Board had jurisdiction in this matter by virtue of
III.
The federal black lung program, first enacted as Title IV of the Federal Coal Mine Health and Safety Act of 1969, Pub.L. No. 91-173, 83 Stat. 742 (1969), provides benefits to miners who have pneumoconiosis, a disease arising from exposure to coal dust during coal mine employment. Judge Mansmann’s scholarly opinion in
Bonessa v. United States Steel Corp.,
Beatty’s claim on appeal is that the ALJ and the BRB applied an incorrect legal standard in evaluating his claim for black lung benefits. A miner who is “totally disabled due to pneumoconiosis” may receive black lung benefits.
In
Bonessa,
we determined that it was error for the BRB to require a claimant to prove that his total disability was due
solely
to pneumoconiosis.
Bonessa,
• Because Beatty’s claim involves an interpretation of a statute by an agency which administers it, to the extent that the statute is ambiguous, the question for the Court is whether the agency’s interpretation is based on a permissible construction of the statute.
Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc.,
For purposes of Beatty’s claim, the Act provides that the term “total disability” has the meaning given it by the regulations of the Secretary of Labor provided the Secretary complies with certain enumerated restrictions.
A. The Act
1. '
Among the restrictions with which the Secretary must comply in promulgating regulations under the Act is that “such regulations shall not provide more restrictive criteria than those applicable under section 423(d) of Title 42.”
Section 423(d)(2)(B), a section of the Social Security Act, states:
In determining whether an individual’s physical or mental impairment or impairments are of a sufficient medical severity that such impairment or impairments could be the basis of eligibility under this section, the Secretary shall consider the combined effect of all of the individual’s impairments without regard to whether any such impairment, if considered separately, would be of such severity. If the Secretary does find a medically severe combination of impairments, the combined impact of the impairments shall be considered throughout the disability determination process.
The Director’s position is that the Act was not intended to be a universal workers’ compensation program, but rather a compensation program that focuses on the miner’s respiratory or pulmonary conditions caused by the unique problems of coal mining. In support of this position, the Director' provides an alternative reading of the applicable statutory provisions. According to the Director, the “no more restrictive criteria” phrase in
An individual shall be determined to be under a disability only if his physical or mental impairment or impairments are of such severity that he is not only unable to do his previous work but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy-
The Dirеctor asserts that in using the phrase “no more restrictive criteria” Congress was simply concerned that the total disability standard take into account such factors as age, education, and work experience.
The Director’s position is borne out by the legislative . history concerning the 1972 amendments to the Act. The section of the Senaté report entitled “Definition of Total Disability” contains a statement of the Committee on Labor and Public Welfare’s intent in changing the definition of total disability:
By providing that criteria established under this definition shall not be more restrictive than those applicable under Section 223(d) of the Social Security Act, this section assures that due weight shall be given to such factors as age, education and previous work experience in the application of the revised definition of total disability, in order to insure as broad coverage as possible.
S.Rep. No. 743, 92nd Cong., 2d Sess. 16-17 (1972),
reprinted in
1972 U.S.C.C.A.N. 2305, 2321. Accordingly, we cannot agree that
2.
Beatty’s next argument is that
We believe that Beatty’s interpretation of this section is unwarranted. One of the reasons that. the. black lung benefits program was enacted was because few states provided
*999
for such benefits.
3.
Beatty’s final statutory argument is based on
We find that this linguistic argument is of no avail to Beatty. Indeed, it merely begs the question of how to construe the phrase “when pneumoconiosis prevents.” The phrase “when pneumoconiosis prevents” is ambiguous because it does not state the precise role pneumoconiosis must play in disabling the miner. One possible interpretation is that pneumoconiosis must be the sole cause of the miner’s inability to engage in his past work. ■ We rejected this notion in
Bonessa,
B. The Regulations
Beatty’s next. claim is that the relevant regulations implementing the Act require a full contribution standard. He advances two arguments to support his contention. First, he asserts that the history of the successive regulations, particularly the interim regulations governing the black lung program, die-, tate a full contribution standard. Second, Beatty asserts that the relevant regulations parallel the language of the statute itself and dictate a full contribution standard. We are unpersuaded by Beatty’s arguments.
The Black Lung Benefits Reform Act of 1977 (BLBRA) granted the Secretary of Labor authority to establish total disability regulations for certain classes of cases. Pending issuance of the new permanent regulations,. the BLBRA provided for interim regulations applying standards different from (and more generous than) the regulations that had previously been in effect.
6
Pittston Coal Group v. Sebben,
Whether or not the Director has accurately portrayed Congress’ intent in authorizing the interim regulations, we find that'the interim regulations have little relevance to the issue here. The issue before the Court is the proper interpretation of the Secretary of Labor’s permanent regulations. Acсordingly, we find Beatty’s first argument to be of little value.
Beatty’s second argument, that the relevant regulations parallel the language of the Act itself and dictate a contribution standard, is simply belied by the text of the regulations. The relevant Department of Labor regulation states that “total disability may ... be found if a physician exercising reasoned medical judgment ... concludes that a miner’s respiratory or pulmonary condition prevents or prevented the miner from engaging in employment_”
To bolster his second argument, Beatty asserts that only his construction of the Part 718 regulations (a full contribution construction) makes them consistent with the statute. Beatty notes that regulations must be construed, if at all possible, to be consistent with the governing statute.
See Public Employees Retirement System v. Betts,
At best, Beatty’s statutory and regulatory arguments disclose another possible construction of the Act and its implementing regulations. Beatty has not demonstrated that the Act unambiguously dictates a full contribution standard. Similarly, Beatty has not demonstrated that the Director’s interpretation of the applicable regulations is “plainly erroneous” or “inconsistent” with those regulations. Accordingly, we are inclined to uphold the Director’s position.
G. Whether Deference is Appropriate
Beatty’s final contention is that the Director’s position is not entitled to deference. To support this position, Beatty advances four arguments. First, Beatty argues that because the Director is merely a delegatee of
*1001
the Secretary, the Secretary’s interpretation must prevail over the Director’s if the two are in conflict. He cites
Elliot Coal Mining Co. v. Director, Office of Workers’ Compensation Program,
Unfortunately for Beatty, he fails to demonstrate any conflict between the Director’s position and that of the Secretary.' Beatty argues thаt the Part 718 regulations (i.e., the Secretary’s regulations), embody a full contribution standard and therefore the Director’s interpretation of these regulations is in conflict with the Secretary’s interpretation. As we have explained, however, Beatty has not demonstrated that the Part 718 regulations embody a full contribution standard. Accordingly, Beatty’s first argument against according the Director deference is fatally flawed.
Beatty’s next argument is that deference to an administrative agency’s construction of a statute is inappropriate if a court, employing traditional tools of statutory construction, is able to discern Congress’ intent in enacting the measure. For this proposition, Beatty cites
Immigration and Naturalization Service v. Cardoza Fonseca,
Once again, however, Beatty’s argument is fatally flawed. As we have previously determined, the text of the Act does not unambiguously embrace a full contribution standard. We are not able to discern Congress’ precise intent from the language presented to us in the Act. Accordingly, Beatty’s argument cannot succeed.
Beatty’s third argument is that the Senate Committee report аccompanying the 1977 Reform Act, in discussing its understanding of “total disability” under the Act, expressed the “expectation that the Secretary of Labor will promulgate standards which give the benefit of any doubt to the coal miner.” S.Rep. No. 209, 95th Cong., 1st Sess. 13 (1977). Further, Beatty argues that the agency itself assumed this obligation by incorporating this expectation into its regulations at
Both the full contribution standard urged by Beatty and the limited contribution standard urged by the Director allow impairments other than pneumoconiosis or its se-quelae to be counted toward the definition of total disability. Admittedly, Beatty’s position is more generous toward miners than that of the Director. We do not think, however, that the Director runs afoul of his duty of establishing regulations which give the benefit of the doubt to the claimants by promulgating and implementing regulations that place some limits on the kinds of impairments that a claimant can count. towards establishing a total disability. Accordingly, we are unpersuaded by Beatty’s argument.
Beatty’s final argument is that the Director’s current reading of the statute and the Part 718 regulations is inconsistent with her prior constructions and is merely expressed in a litigating position. Beatty argues that under such circumstances it is inappropriаte to accord the Director deference. Beatty cites
Bowen v. Georgetown University Hospital,
Beatty has not demonstrated any inconsistency in the position taken by the Director concerning the current Department of Labor regulations. At best, Beatty can demonstrate some inconsistency between the interpretation of DOL’s permanent regulations and its interim regulations. As previously discussed, however, the interim regulations do not concern us here. Accordingly, we are unpersuaded by Beatty’s argument that the Director’s position is not entitled to deference.
IV.
In addition to Beatty’s inability to provide a persuasive reason not to defer to the Director’s position, we must point out that adhering to Beatty’s view would produce.undesirable consequences. Under Beatty’s view, a miner who has pneumoconiosis, but whose total disability is only 10% attributable •to this disease, would be able to recover benefits if his completely unrelated physical problems (such as a stroke) created 90% of *1002 his total disability. While a persuasive argument can be made (and is made by the Director) that the state of current medical science makes it difficult to distinguish between pneumoconiosis and other respiratory or pulmonary diseases, it is untenable that physical impairments that affect other parts of the. body (such as a stroke) would often be indistinguishable from pneumoconiosis. 8 While neither the Director’s view nor Beatty’s view will likely lead to a perfect test for compensation, we find the Director’s view to be reasonable. Accordingly, we reject Beatty’s claim on appeal that a miner is entitled to benefits if he or she is able to prove a total disability due to pneumoconiosis arising out of coal mining employment in combination with other unrelated nonrespiratory or non-pulmonary imрairments. 9
In announcing the position that we set forth today, we align ourselves with a recent decision of the Court of the Appeals for the Fourth Circuit which decided this very question. In that case,
Jewell Smokeless Coal Corporation v. Junior Street,
For the foregoing reasons, we will affirm the orders of the Benefits Review Board.
Notes
. Danri Corporation and Triangle Enterprises advance the same argument as the Director. For expediency purposes we will simply refer to their collective position as that of the Director. With respect to any deference arguments made throughout the opinion concerning the Director, however, we obviously do not mean to suggest that Danri Corporation and Triangle Enterprises should be accorded any deference.
Additionally, counsel for Danri Corporation and Triangle Enterprises informed this Court at oral argument that it is Triangle Enterprises who is the relevant employer for purposes of this appeal. Since this assertion was unchallenged by Beatty, we accept it as accurate.
.
Where total disability cannot be established under paragraphs (c)(1), (c)(2) or (c)(3) of this section, or where pulmonary function tests and/or blood-gas studies are medically contraindicated, total disability may nevertheless be found if a physician exercising reasoned medical judgment, based on medically acceptable clinical and laboratory diagnostic techniques, concludes that a miner’s respiratory or pulmonary condition prevents or prevented the miner from engaging in employment as described in paragraph (b) of this section[.]
. The standard is one of "limited contribution” because it allows impairments other than pneu-moconiosis to “contribute” towards proving a total disability (i.e., other respiratory and pulmonary impairments), but is "limited” because it does not allow nonrespiratory or nonpulmonary impairments to be counted unless they are caused by pneumoconiosis.
We wish to make
perfectly clear
that the Director does not dispute that nonrespiratory and nonpulmonary impairments which are
caused by
pneumoconiosis count toward the definition of total disability. Indeed, the definition of pneu-moconiosis was expanded in 1978 to include its “sequelae.”
. Congress has delegated rule-making powers under the Act to the Secretary of Labor. The Secretary of Labor has redelegated all of his powers under the Act to the Director. Because the Director is the Secretary's delegate with respect to the Act, we owe deference to the Director’s interpretation.
Bethlehem Mines,
. Beatty makes the textual argument that because Congress used the phrase “substantially equivalent to” instead of “no more restrictive , .than” in
. The regulations previously in effect were the permanent regulations established by the Secretary of the Department of Health, Education and Welfare.
. Beatty also argues that
Bonessa
resolves this dispute by declining to construe total disability "due to” pneumoconiosis,
. Beatty argues that some nonrespiratory and nonpulmonary impairments are difficult to distinguish from pneumoconiosis. While this may be the case in some instances, we do not .believe these instances to be dispositive.
. Because we reject Beatty’s claim that the Board applied an inappropriate legal standard, we need not reach his other argument that the evidence of record, if scrutinized under Beatty's standard, obliges a judgment from this Court directing an outright award of benefits.