Gene A. Williams v. Secretary of the NavyGene A. Williams v. Secretary of the Navy
Gene A. Williams (Williams) appeals from an order of the United States District Court for the Eastern District of Virginia dismissing his complaint for failure to show (1) a deprivation of due process at his court-martial for drug abuse, and (2) damages. We remand with instructions to vacate the judgment.
BACKGROUND
(a) Congressional Concerns
Congress has long been concerned with the use of drugs in the armed forces. In 1971, it described drug abuse as “a profoundly serious national problem that is having a grave effect on the Armed Forces.” Conf.Rep. No. 433, 92d Cong., 1st Sess.,
reprinted at
1971 U.S.Code Cong. & Ad.News 1495, 1505. In 1978, the House Select Committee on Narcotics Abuse and Control found that “[d]rug abuse constitutes a significant drain upon the military in both human and monetary terms” and found a need for an investigation into “the effect of drug abuse on combat readiness.”
Drug Abuse in the Armed Forces,
95th Cong., 2d Sess. 26 (1978). Numerous hearings have been held and re
In an effort to reverse the debilitating effects of drug and alcohol abuse in the military, Congress enacted legislation directing the Secretary of Defense to provide means for identifying, treating, and rehabilitating drug and alcohol dependent members of the armed forces.
SECNAVINST 5300.28 stated that use of drugs “in any amount” was “incompatible with the maintenance of high standards of performance, military discipline, readiness and reliable mission accomplishment.” It emphasized that “[fjailure to identify drug abusers ... can cost the lives of abusers, interferes with reliable mission accomplishment, and can cost the lives of military and civilian personnel.” It further provided that identification of drug abusers was essential if drug abuse among Navy personnel was to be eliminated, and authorized commanding officers to “make fullest use of administrative and punitive procedures” to control alcohol and drug abuse.
Under SECNAVINST 5300.28, commanders were encouraged to use a number of measures — including inspections, trained dogs, and urinalysis — to detect drug use. In particular, the Secretary stated that commanders should make “judicious use” of command-directed unit urinalysis where there was reason to suspect drug use, especially in high-use areas. He noted, however, that under then-existing DOD regulations the results of the urinalysis could not be used for disciplinary purposes.
In September 1981, at hearings before а House Select Committee, outraged Members of Congress stated that the results of a recent fact-finding mission and survey of U.S. military personnel revealed “a shocking level of drug abuse” within the military. Drug Abuse in the Military — 1981 Hearing Before the Select Committee on Narcotics Abuse and Control, 97th Cong., 1st Sess. 2 (1981) (Statement of Representative Leo Zeferetti). Members of the Select Committee found that “critical national security issues” were at stake, that because of severe drug abuse, the military could no longer ensure the combat readiness of its troops, and that the United States was fаced with “a real and present danger to its security.” Id. at 5 (Statement of Representative Benjamin Gilman).
To meet Congress’ concern that alcohol and drug abuse be detected and eliminated from the Armed Services, Army and Navy representatives assured the Select Committee that new initiatives were being taken: (1) improved testing procedures, including
Following those hearings, Navy issued three drug abuse program directives between December 1981 and February 1982. On December 23, 1981, the Chief of Naval Operations issued NAVOP 172/81, in which he stated that drug abuse would not be tolerated in the Navy at any time: “[T]he illegal use of drugs, including marijuana, adversely impacts on the physical and psychological health of an individual ... [who] becomes an unacceptable risk to the safety of his/her shipmates.” Strict guidelines were adopted for dealing with drug abusers, including trial by court-martial for anyone thrice identified as a user of drugs.
NAVOP 178/81, issued December 29, 1981, announced changes in urinalysis technology enаbling Navy to expand its drug abuse urinalysis program. It authorized the use of command directed urinalysis (i.e., on less than probable cause) for administrative separation purposes, but not for disciplinary purposes.
Finally, on February 4, 1982, the Secretary of the Navy issued an Interim Change to SECNAVINST 5300.28. Adopting a DOD policy, the directive for the first time permitted disciplinary action and administrative separations for, inter alia, any evidence of drug abuse obtained through a unit sweep urinalysis.
The Secretary cancelled NAVOP 172/81 and NAVOP 178/81 on November 29, 1982, replacing them with Chief of Naval Operations Instructiоns (OPNAVINST) 5350.4. Declaring a policy of “Zero Tolerance” for drug or alcohol abuse, OPNAVINST 5350.4 provided comprehensive guidelines for a unified Navy Alcohol and Drug Abuse Program. It further provided that urinalysis was the major means of detecting drug abuse at the unit level. All active duty personnel would be subject to urinalysis on an inspection basis, either as part of a random sampling or in a unit sweep. 2 While commanders were not to conduct inspections for the primary purpose of obtaining evidence, any evidence obtained could be used in disciplinary or separation proceedings.
The policy announced in OPNAVINST 5350.4 was confirmed in DOD Directive No. 1010.1 (March 16, 1983), directing use of the testing program to “[p]ermit commanders to assess the security, military fitness, and good order and discipline of their commands and to take appropriate action based upon such an assessment.” It further provided that mandatory urinalysis testing could be conducted during inspections performed under Military Rule of Evidence 313. Use of urinalysis results was permitted under the Directive unless otherwise limited by the Military Rules of Evidence, the Directive, or other rules of the Deрartment of Defense or any military department.
(b) Williams’ Arrest and Court-Martial
Williams was a Chief Boiler Technician assigned to the Navy’s Mobile Diving and Salvage Unit Two, Naval Amphibious Base at Little Creek, Virginia. (App. at 490). On March 22, 1983, the Commanding Officer of his unit, in accordance with Navy regulations, conducted a unit sweep urinalysis. The samples obtained were tested by the Navy Drug Screening Laboratory in Portsmouth, Virginia using radioimmunoassay, gas liquid chromotagraphy (GLC) and gas liquid chromatography/mass spectrometry (“GC/MS”) tests. (The GC/MS test is generally considered the most accurate test available to the scientific сommunity.) Williams tested positive for tetrahydrocannabinol (“THC”), a metabolite indi
On April 18, 1983, the Navy charged Williams with violating Article 134 of the Uniform Code of Military Justice,
in the vicinity of Hampton Roads, Virginia, while not on a period of extended leave did, on or about March 15, 1983 to March 22,1983, knowingly and wrongfully use Marijuana, a Schedule I Controlled Substance.
Williams was tried by Special Court-Martial, 3 and was convicted of the charge on June 10, 1983. He was sentenced to be “reduced in paygrade from E-7 to E-5, to perform hard labor for sixty days without confinement, to be restricted to the limits of his ship or station for a period of sixty days ...” (App. at 492-3, Stipulation If 10). When the sentence was approved, his reduction from paygrade E-7 was changed to E-6. Because he was relieved of all diving duties, Williams was no longer eligible for diving proficiency pay. Processing of Williams’ Administrative Discharge began on July 25, 1983. His punishment took effect on July 29, 1983. Williams was separated from the Navy on October 31, 1983 with a General Discharge under honorable conditions. At no time between his conviction on June 10 and his discharge on October 31 did Williams appeal his court-martial to the Judge Advocate General, nor did he seek relief from the Bоard for Correction of Naval Records.
(c) Suit in District Court
On June 27, 1983, seventeen days after Williams’ conviction, twenty-eight days before his processing for discharge had begun, and thirty-three days before his punishment became effective, suit was filed in the Eastern District of Virginia
4
for a writ of mandamus under
On August 30, 1983, the Government moved to dismiss, inter alia, for failure to exhaust remedies available within the military. The district court denied that motion on December 12, 1983, holding that though exhaustion of military remedies is generally required before judicial review of military decisions can be pursued, there are exceptions where “the case is constitutional in nature” (citing
Downen v. Warner,
Herе the plaintiffs complain of a Navy policy established pursuant to a Department of Defense Directive (No. 1010.1, March 16, 1983). Reversal of their individual convictions seems highly unlikely, and even that result would leave the disputed regulation in place. See, Glines v. Wade,586 F.2d 675 (9th Cir.1978). This Court will not require further pursuit of administrative remedies if such action would be an exercise in futility. Baxter v. Claytor,652 F.2d 181 (D.C.Cir. 1981).
Since the claim in this case is constitutional in nature and challenges a policy originating in the highest levels of the military establishment, it is evident that further pursuit of the plaintiffs’ claims through administrative channels would be useless.
On September 25-27, 1984, following discovery and the filing of numerous motions, trial was held on the issue of the accuracy of the tests. On September 27, when Williams failed to appear for trial for the third consecutive day, the district court ruled from the bench that he had failed to present any evidence that he had not had an opportunity to present before his Special Court-Martial concerning validity of the urinalysis tests or the manner in which they were conducted, and had presented no evidence on damages. The court concluded, therefore, that Williams had not shown that he had been denied due process. In a Memorandum Opinion filed October 11, 1984, the district court again stated that Williams had failed to carry his burden of proof. This appeal followed.
Issues Presented
Whether the district court erred in hearing Williams’ suit and in dismissing the complaint on the merits.
OPINION
A. Jurisdiction
Williams’ appeal was filed November 20, 1984 in the United States Court of Appeals for the Fourth Circuit. On July 22, 1985 Navy moved to transfer to the Federal Circuit under
In his opposition to Navy’s motion, Williams said it was “inaccurate” to view his complaint as based, in whole or in part, on
The federal courts have the power, and the duty, to determine their оwn jurisdiction.
Dubost v. U.S. Patent and Trademark Office,
As did the plaintiff in
Maier v. Orr, supra,
Williams: (1) alleged jurisdiction under
Because the substance of the pleadings define a suit for money damages and restitution under
As the Fourth Circuit’s order correctly noted, the Federal Circuit has
exclusive
jurisdiction of any appeal from a judgment of a district court based, in whole or in part, on
B. The Parties’ Contentions on Appeal
On appeal, Williams challenges the district court’s decision not to rule on the Fourth Amendment unreasonable search and seizure issue or on the Fifth Amendment self-incrimination issue. He further alleges the per se insufficiency of a single set of urinalysis results to support conviction (a substantive due process issue). Williams says a stipulation setting forth the basic facts of the sweep entered in a pretrial conference supports the constitutional challenges.
The Government contends that the district court should have dismissed the complaint for Williams’ failure to exhaust remedies available within the military, but urges this court, in any event, to affirm the judgment.
C. Exhaustion of Remedies Within the Military
The general rule requires that, before seeking to collaterally attack his cоurt martial conviction in the civilian courts, Williams must have exhausted all remedies available to him within the military.
See, e.g., Schlesinger v. Councilman,
(b) The findings or sentence, or both, in a court-martial case not reviewed under subsection (a) [general court-martial] or under section 866 of this title (article 66) [Review by Court of Military Review] may be modified or set aside, in whole or in part, by the Judge Advocate General on the ground of newly discovered evidence, fraud on the court, lack of jurisdiction over the accused or the offence, error prejudicial to the substantial rights of the accused, or the appropriateness of the sentence____
The second avenue for review within the military was through the Board for Correction of Naval Records, which had the power to recommend to the Secretary of the Navy action necessary to correct errors in records — including an expunging from the records, reinstatement, and back pay.
The district court believed it had jurisdiction to review Williams’ court-martial on the basis of
Downen v. Warner,
We reject the district court’s conclusory statement that Williams’ pursuit оf remedies within the military “would be an exercise in futility” as a basis for disregarding the exhaustion requirement. To the contrary: encouraging premature rushes to the federal courthouse renders futile Congress’ statutory provision of remedies within the military. To arrive at the prediction that pursuit of a remedy elsewhere would be “useless”, a court must in effect hear the case, thus often strangling the exhaustion requirement at the outset. Beyond the purely conjectural context of many “futility” predictions, they tend to defeat the very purpose of the requirement, which is to give the militаry decision-maker a chance to determine whether a complainant’s pursuit in that particular case may be meritorious and, if not, a chance to say why.
See Schlesinger v. Councilman,
420
No court martial proceedings had occurred in any of the cases relied on by the district court. Whatever may be the merits or demerits of the argument for judicial intervention in those cases, it can bear no relation to cases in which remedies are available from a fully empowered body. The rationale for judicial intervention in
Glines v. Wade,
Congress having provided the extensive and elaborate system designed to achieve justice within the military, no warrant appears for judicial end-running of that system. See Rosen, Civilian Courts and the Military Justice System: Collateral Review of Courts-Martial, 108 Mil.L.Rev. 5, 85 (1985). If the rush to the federal courthouse and bypassing the congressionally created system attempted here by Williams were permissable, Congress would be well advised to dismantle the military justice system as no longer required. 11
At trial, Williams’ co-plaintiffs presented extensive expert testimony alleging unreliability of their urinalysis tests (testimony on which Williams seeks to rely). Insofar as that testimony relates to the “facts” of this case, or to Williams’ allegations respecting substantive due process, it could, and should, have been developed first for review within the military.
12
Moreover, Williams’ suit challenges Navy’s construction of the Uniform Code of Military Justice and the Military Rules of Evidence, matters peculiarly within the purview of the military courts.
See, e.g., Noyd v. Bond,
As the Supreme Court has often reminded us, sound policy underlies the deference granted military decisions by the Federal courts. “[Jjudges are not given the task of running the Army.”
Orloff v. Willoughby,
[I]t is clear that the Constitution contemplated that the Legislative Branch has plenary control over rights, duties, and responsibilities in the framework of the military establishment, including regulations, procedures and remedies related to military discipline.
Chappell v. Wallace,
Thus, “perhaps in no other area has the Court accorded Congress greater deference.”
Rostker v. Goldberg,
Maintenance of discipline and order is of paramount concern to the military in discharging its duty to defend the United States. So vital is that concern that members of the armed forces do not enjoy the full panoply of procedural entitlements afforded citizens in civilian courts, many of which procedural entitlements are inappropriate to the military.
Chappell v. Wallace,
[Ijmplicit in the congressional scheme embodied in the Code [of Military Justice] is the view that the military court system generally is adequate to and responsibly will perform its assigned task. We think this congressional judgment must be respected and that it must be assumed that the military court system will vindicate servicemen’s constitutional rights.
Schlesinger v. Councilman,
Because of the military’s overriding interest in maintaining order within its own house, federal courts have properly avoided intervention and interference with respect to disciplinary actions taken by commanders or by military courts.
See, e.g., Chappell, supra,
Appropriate District Court Action
The district court should not- have dismissed Williams’ complaint on the merits, but at the outset should have granted the Government’s motion to dismiss for failure to exhaust remedies available to him within the military.
See Artis v. United States,
REMANDED.
Notes
. See, e.g., S.Rep. No. 53, 98th Cong. 1st Sess. (1983); Drug and Alcohol Abuse in the Armed Services, 97th Cong., 2d ■ Sess. (1982); Drug Abuse in the Military — 1981 Hearing Before the Select Committee on Narcotics Abuse and Control, 97th Cong., 1st Sess. (1981); Drug Abuse in the Armed Forces of the United States: An Oversight Update, 96th Cong., 2d Sess. (1980); Drug and Alcohol Abuse Among Army U.S. Military Personnel and Dependents in Germany, 92d Cong., 2d Sess. (1972); Military Drug Abuse, 1971, 92d Cong., 1st Sess. (1971); Drug Abuse in the Military, 92d Cong., 1st Sess. (1971); Inquiry Into Alleged Drug Abuse in the Armed Forces, 91st Cong., 2d Sess. (1971); Alleged Drug Abuse in the Armed Services, 91st Cong., 2d Sess. (1971).
. The unit sweep was to be conducted as an inspection pursuant to Military Rule of Evidence 313, which provides that evidence obtained during an inspection — defined as an examination of a unit to determine its military fitness, gоod order, and discipline — is admissible at trial.
. Special Courts-Martial are convened under
. The other named plaintiffs ultimately settled with the Navy. Their claims are not at issue in this appeal.
. The district court denied class certification for failure to show numerosity.
. Williams’ references to the Court of Claims, abolished by Congress in the Federal Courts Improvements Act of 1982, P.L. 97-164, 96 Stat. 25, indicate confusion. The Court of Claims was granted equity powers in 1972.
See
P.L. 92-415, 86 Stat. 652 (1972). If Williams meant the United States Claims Court, he was equally mistаken. Under
. As the Supreme Court has noted, there is no conflict between the general rule and that permitting collateral impeаchment of "void judgments", i.e. judgments of a military court not "within the scope of its jurisdiction and duty”.
Schlesinger v. Councilman,
. In
Mindes v. Seamans,
The
Mindes
test has been followed by a number of courts.
See Williams v. Wilson,
762 F.2d
. Congress amended
. The Court of Claims has consistently upheld the general rule requiring exhaustion, limiting exception to certain specifiс circumstances not present here.
See, e.g., Hagarty v. United States,
. In the Military Justice Act of 1983, Pub.L. No. 98-209, 97 Stat. 1393 (1983), Congress provided for Supreme Court issuance of writs of certiorari to the Court of Military Appeals. P.L. 98-209, 98th Cong. 1st Sess., § 10(a)(1),
codified at
. Questions respecting the reliability of laboratory screening of urinalysis samples have been raised, resulting in an order by the Surgeon General of the Navy that six thousand samples be retested. See Wellington, The War on Drugs in the Military Courtroom, 31 Fed.B. News & J. 333, 336-37. When it found that positive laboratory results were erroneous, Navy corrected personnel records and reversed disciplinary actions.
. The military's need for rules separate and distinct from those available to civilians also finds textual support in the Constitution. The Fifth Amendment assures citizens immunity from prosecution for a capital or infamous crime without indictment by a Grand Jury, but specifically excepts members of the armed forces.
See Ex Parte Milligan,
. In view of the outcome here, we need not, and do not, reach any question of whether the district court erred in denying Williams’ request for class certification.
. The statutе of limitations applicable to suits for money damages in the district courts and in the Claims Court,