Plaintiff Geisha LLC (“Geisha”) owns and operates the restaurant “Japonais” in Chicago, Illinois. Geisha has utilized a stylized rendering of the name “Japonais” in connection with the restaurant since its opening in September 2003, and asserts that it has thus acquired trademark rights in that design. In June 2004, Defendant Roy Tuccillo (“Tuccillo”), a New York resident who runs a frozen seafood company, filed a federal trademark application for a virtually identical design. Tucillo has further expressed his intent to use the mark in connection with a restaurant he plans to open in the New York area. Upon learning of Tuccillo’s application in September 2005, Geisha filed a ten-count complaint, alleging trademark infringement under 15 U.S.C. § 1125(a) and asserting common law claims including conversion and unfair competition. Count II of the complaint seeks a declaratory judgment that Tuccil-lo’s intended use of the mark would constitute trademark infringement. Geisha now moves for summary judgment on that count only. For the reasons set forth below, Geisha’s motion is denied for lack of jurisdiction.
BACKGROUND 1
A. Geisha and Japonais
Geisha, a Delaware limited liability company, was formed in December 2001 for the purpose of opening a Chicago restaurant and lounge under the name “Japo-nais.” 2 (PL’s 56.1 ¶¶ 1, 9.) The restaurant, which opened in September 2003 in Chicago’s River North neighborhood, offers a fusion of modern Japanese and European cuisine. (Id. ¶¶ 9, 11.) Geisha does business as “Japonais” and has registered that name with the State of Illinois, and further owns all intellectual property associated with the Japonais restaurant. (Id. ¶ 1.)
In early 2003, Geisha hired an advertising and marketing firm, Vertís, Inc. (“Vertís”), to create a unique design for Japonais.
(Id.
¶ 10.) Vertís subsequently created a design using unique lettering and font (“the Japonais design”).
3
(Id.)
Since its opening, Japonais has received a good deal of favorable press coverage in local and national newspapers and magazines. (PL’s 56.1 ¶ 11.) The Chicago Tribune and the Chicago Sun-Times reviewed the restaurant in October 2003, and lengthy articles about Japonais appeared in December 2003 in CS magazine, which has a monthly circulation of roughly 75,-000, and Nation’s Restaurant News, which has a monthly circulation of roughly 80,-000. (Ex. 4 to PL’s 56.1, at Exs. C, D, G, & H.) Japonais also received brief mention in the January 2004 issue of Bon Appetit, which has a monthly circulation of roughly 1,300,000. (Id. at Ex. I.) In May 2004, Chicago magazine (monthly circulation approximately 185,000) named Japonais one of Chicago’s “Best New Restaurants,” and Conde Nast Traveler magazine (national monthly circulation of approximately 775,-000) featured Japonais in a “Hot Tables” survey of 66 new restaurants worldwide. (Id. at Exs. J & K.) The June 14, 2004 issue of Time mentioned a dessert available at Japonais, and an extensive article about Japonais appeared in the June 2005 issue of Culinary Trends magazine. (Id. at Exs. O & R.) Brief mentions also appeared in 2005 in well-known magazines such as Travel & Leisure, Us Weekly, People, and Food & Wine, (id. at Exs. S, U, V, & Y), and a September 25, 2005 article in the New York Times referred to Japonais as an example of one of Chicago’s “excellent fusion joints.” (Id. at Ex. Z.) Significantly, however, the Japonais design appears in only one of the articles Geisha cites: a feature on the actress Jennifer Aniston, published in the August 29, 2005 issue of People, that displays a picture of the restaurant’s entrance accompanied by a caption explaining that Ms. Aniston had been spotted there. (Id. at Ex. X.) People has a weekly circulation of roughly 3,600,-000. (Wahlstedt Aff. ¶ 6, Ex. 4 to Pi’s 56.1.)
Following the success of the Chicago restaurant, Geisha made plans to open Ja-ponais restaurants in New York and Las Vegas. (PL’s 56.1 ¶¶ 16-17.) Geisha executed a lease in March 2005 for property in New York’s Flatiron District, and the New York Japonais restaurant opened on July 19, 2006.
(Id.
¶ 16.) The Japonais design is prominently displayed throughout the restaurant, including on the menus and on the entrance awning, and on the restaurant’s website, www.japonais newyork.com.
4
(Id.)
The New York Japo-
B. Tuccillo’s Registration of the Japo-nais Design
Defendant Tuccillo resides in New York state and operates Anchor Frozen Foods, a supplier of frozen seafood products. (Pl.’s 56.1 ¶ 2.) On June 25, 2004 — nine months after the opening of the Chicago Japonais, and nine months before Geisha obtained a lease for its New York restaurant — Tuccillo filed an intent-to-use trademark registration application with the PTO 6 (the “ITU Application”) for a stylized rendering of the word “Japonais.” (Id. ¶ 18; Application for Service Mark Registration, Serial No. 76599761, Ex. 1 to Pl.’s 56.1.) It is undisputed that this mark is “virtually identical” to the Japonais design. (Def.’s 56.1 ¶ 19.) The ITU Application states that Tuccillo has “a bona fide intention to use the mark” in connection with “restaurant and lounge services.” (ITU Application, at 1.) The PTO issued a Notice of Allowance to Tuccillo on August 23, 2005. TARR Status for Serial No. 76599761, http://www.uspto.gov/main/ trademarks.htm (search performed).
Tuccillo’s motivation for filing the ITU Application is unclear. The court notes that in an answer to one of Geisha’s interrogatories, Tuccillo stated that he had used the name “Japonais” in connection with his seafood business since early 2000, including using the name as a sign in the window of his “store,”
7
and that in late 2000 he hired a company to hang a sign in the store that included a stylized rendering of the word. (Answer to Interrogatory No. 2, Ex. 2 to PL’s 56.1.) He further stated that he “decided” to open a Japanese restaurant named “Japonais” in 2002,
Geisha asserts that it was unaware of Tuccillo’s ITU Application until September 2005 — after the PTO issued its Notice of Allowance to Tuccillo, and after the time period to oppose the application had expired. (Long Aff. ¶ 2, Ex. 5 to PL’s 56. 1.) On September 9, 2005, Geisha’s attorney, Joan Long, sent a letter to Tuccillo’s trademark attorney, Stewart Bellus, asserting that Geisha had established trademark rights to the Japonais design through actual use of that design; Long enclosed clippings of press coverage of the Chicago Japonais restaurant with the letter, which Long asserted demonstrated that the restaurant had received “nationwide publicity.” (Letter from Long to Bel-lus of September 9, 2005, PL’s Ex. 5, at Ex. A.) Long asked, inter alia, that Tuccil-lo file a “voluntary abandonment” of his application with the PTO. (Id.) Bellus responded on September 14, 2005, denying that Long’s enclosures demonstrated Geisha’s first use of the Japonais design at all, nor any reputation outside of Chicago. (Letter from Bellus to Long of September 14, 2005, PL’s Ex. 5, at Ex. B.) Bellus further stated that because the PTO had “approved” Tuccillo’s application, “a registration ultimately will issue and my client will have nationwide rights in all areas of the United States other than those in which [Geisha] can establish rights that predate [Tuccillo’s] filing date.” (Id. (emphasis in original); PL’s 56.1 ¶ 21.) Geisha responded by filing the present action on September 26, 2005.
C. Tuccillo’s Plans for Use of the Japo-nais Design
Tuccillo has not yet opened a restaurant using the name “Japonais”; indeed, it is undisputed that Tuccillo has never used the name “Japonais” or the Japonais design in connection with the provision of restaurant and lounge services. (PL’s 56.1 ¶ 21; Def.’s 56.1 ¶ 26.) It is further undisputed, however, that Tuccillo “has a firm intent” to do so. (PL’s 56.1 ¶24; Def.’s 56.1 ¶ 24.) Yet the extent of Tuccillo’s preparations is in some dispute. In his deposition, Tuccillo testified that he has “played around with the menu” for his planned restaurant and lounge, and that he intends to offer traditional Japanese food as well as “infused-style dishes.” (Tuccillo Dep., at 62.) He further identified an exhibit depicting a “design layout” that he had created in 2002 for the space he had purchased in Baldwin, but had leased for other use in 2003.
(Id.
at 64.) Since leasing that property, he has been “aggressively pursuing” and “very aggressively looking” for other suitable properties, and testified that he is “in the process of finding a location.”
(Id.
at 69.) He confirmed that the purpose of this search was to “open up a restaurant/lounge under the name Japonais.”
(Id.
at 70.) He explained that he has been looking in areas in and around New York City including Manhattan and Long Island.
(Id.
at 69.)
Relying on these portions of Tuccillo’s deposition testimony, Geisha asserts that Tuccillo has “made substantial and meaningful preparations” to use the Japonais name and design in connection with “a Japanese-French style restaurant and lounge in or around New York City.” (Pl.’s 56.1 ¶ 24.) Tuccillo cites to precisely the same material in denying having made “substantial and meaningful preparations.” (Def.’s 56.1 ¶ 24.)
The court declines to adopt either of these characterizations. Regardless of which of them is more accurate, it is undisputed that Tuccillo has refused to abandon his ITU Application for the Japonais design. (Pl.’s 56.1 ¶23.) Indeed, shortly after briefing on Geisha’s summary judgment motion was complete, Tuccillo on April 10, 2006 filed with the PTO the second of four requests — all granted' — for a six-month extension of time to file a Statement of Use. {Id. ¶ 24; Def.’s 56.1 ¶ 24.) The request confirmed Tuccillo’s “bona fide intention” to use the registered mark, and stated that his “ongoing efforts to use the mark” included “product or service research development” and “market research.” 10 (SOU Extension Request, PL’s Ex. 7, at Ex. A.)
Finally, Tuccillo testified in his deposition — which was taken before the opening of Geisha’s New York Japonais — as to the possibility of Geisha’s opening a restaurant in New York under that name. When asked how he would handle potential customer confusion if both he and Geisha opened competing Japonais restaurants in New York, Tuccillo answered, “It [sic] won’t be another restaurant with that name. There will only be one. And throughout the whole United States, too.” (Tuccillo Dep., at 75.) When asked why he believed Geisha would not open a New York Japonais, Tuccillo baldly asserted that “if I have a restaurant in New York under the name Japonais, there won’t be another one.” {Id. at 79.)
D. This Lawsuit and Geisha’s Request for a Declaratory Judgment
Geisha brings ten claims against Tuccil-lo, alleging trademark infringement and
Geisha has moved for summary judgment only as to Count II. Elaborating on its prayer for relief in the Complaint, Geisha seeks a declaration that “Geisha’s rights in the Japonais Design are superior to those of Tuccillo and that Tuccillo’s intended use of the Japonais Design in connection with the provision of restaurant and lounge services would constitute infringement of Geisha’s exclusive rights in the Japonais Design.” (Memorandum in Support of Geisha’s Motion for Summary Judgment (“Pl.’s Mem.”), at 15.) Tuccillo argues that a declaratory judgment would be improper: because he has not yet used the Japonais design in connection with a restaurant or lounge, Tuccillo maintains that there exists no “real or immediate controversy” to support declaratory judgment jurisdiction, and urges that Geisha is merely asking the court to render an advisory opinion with respect to the parties’ trademark rights. (Tuccillo’s Response to Geisha’s Motion for Summary Judgment (“Def.’s Resp.”), at 1-2.) Tuccillo further argues that Geisha has failed to establish nationwide rights in the Japonais design in any event. (Id. at 7.) The court addresses the issues raised by these arguments below.
DISCUSSION
I. Availability of Declaratory Judgment
The Declaratory Judgment Act authorizes a federal court, “[i]n a case of actual controversy within its jurisdiction,” to “declare the rights and other legal relations of any interested party seeking such declaration.” 28 U.S.C. § 2201. Because the Act is not in itself a source of federal subject matter jurisdiction, the court must possess an independent basis for jurisdiction.
11
See GNB Battery Techs., Inc. v. Gould, Inc.,
A. Standard for Determining “Actual Controversy”
As a preliminary matter, the court must ascertain the correct legal standard for determining whether the present controversy is “real and immediate,” thus satisfying the “actual controversy” requirement for jurisdiction under the Declaratory Judgment Act. As Geisha points out, in declaratory judgment actions relating to trademarks, the Seventh Circuit has looked to patent infringement cases for the requirements for establishing an actual controversy.
See, e.g., G. Heileman Brewing Co. v. Anheuser-Busch, Inc.,
The “reasonable apprehension of suit” test,
see SanDisk Corp. v. STMicroelectronics, Inc.,
The declaratory judgment plaintiff in
Medlmmune,
a drug manufacturer, had entered into a licensing agreement in which it agreed to pay royalties to defendant Genentech on sales of products covered by Genentech’s two patents, one of which was pending at the time of the agreement.
The Supreme Court reversed. Noting that the actual controversy requirement would have easily been satisfied had Med-lmmune broken the licensing agreement by refusing to pay royalties,
id.
at 771-72, the Court held that Medlmmune was not required to do so in order to seek a declaratory judgment that the underlying patent was invalid or not infringed.
Id.
at 777. The Court explained that the phrase “actual controversy” in the Declaratory Judgment Act “refers to the type of ‘Cases’ and ‘Controversies’ that are justiciable under Article III.”
Id.
at 771. Thus, for a court to have jurisdiction over a declaratory judgment action, what is required is that “the dispute be ‘definite and concrete, touching the legal relations of parties having adverse legal interests’; and that it be ‘real and substantial’ and ‘admit of specific relief through a decree of a conclusive character, as distinguished from an opinion advising what the law would be upon a hypothetical state of facts.’ ”
Id.
at 771 (quoting
Aetna Life Ins. Co. v. Haworth,
In a footnote, the Court noted that the Federal Circuit’s reasonable-apprehension-of-suit test conflicted with the Court’s precedent; the Court cited non-patent cases in which declaratory judgment jurisdiction obtained even though the plaintiffs either had no indication that the defendant would file suit, or the defendant could not have sued the plaintiff at all. Id. at 774 n. 11 (citing
Maryland Cas. Co.,
The above developments in the case law render Tuccillo’s proposed legal standard incorrect, and likewise moot any argument based on his assertion that he never threatened Geisha with a lawsuit. Geisha’s proposed test for determining the existence of an “actual controversy” fares no better, however. As noted, this case presents the converse of the typical declaratory action in which a potential infringer seeks a declaration that the underlying patent (or trademark) is invalid and/or that the plaintiffs current or planned future activities do not infringe; here, Geisha seeks a declaration of its trademark rights in the Japonais design as opposed to Tuccillo’s rights, and a declaration that Tuccillo’s planned restaurant would infringe on those rights. In
Lang,
upon which Geisha relies for its proposed legal standard, the Federal Circuit addressed this type of situation and modified the reasonable-apprehension-'of-suit test to fit the reversed circumstances. The defendant in
Lang
was in the process of manufacturing a ship’s hull that the plaintiff contended would infringe its patent when finished.
The Lang court articulated the following two-part reasonable-apprehension test, which Geisha proposes as the legal standard applicable here: “(1) the defendant must be engaged in an activity directed toward making, selling, or using subject to an infringement charge ..., or be making meaningful preparation for such activity; and (2) acts of the defendant must indicate a refusal to change the course of its actions in the face of acts by the patentee sufficient to create a reasonable apprehension that a suit will be forthcoming.” Id. The court explained that the first prong of this test, which looks to the potential in-fringer’s conduct, is “identical” to the second prong of the test used in the typical situation where the potential infringer is the plaintiff. Id. The second prong, according to the court, “is similar to the reasonable apprehension prong in the normal action.” Id. Having formulated this test, however, the court did not explicitly apply it; rather, the court simply found that because the defendant’s hull would not be complete until nine months after the complaint was filed, and given that the defendant had “engaged in [no] activity indicating that the ship would soon be ready for sea,” there was “no substantial controversy ... of sufficient immediacy and reality to warrant consideration of [the plaintiffs] claim for declaratory relief.” Id. at 764-65.
Given the close similarity between the two-part test articulated in
Lang
and the traditional reasonable-apprehension-of-
B. No “Actual Controversy” Is Present in This Case
Geisha argues that a “real and immediate” controversy exists and is ripe for adjudication because Tuccillo’s expressed intention to open a restaurant, under the name “Japonais” and using the Japonais design, and his preparations in this regard, constitute “activity directed towards infringing Geisha’s rights in the Japonais design.” (Pl.’s Mem., at 8 (citation omitted).) Tuccillo maintains that there is no actionable controversy here. He notes that he has no trademark rights in the Japonais design because he has not yet used the mark in connection with restaurant and lounge services, and that he therefore would be unable to maintain a cause of action against Geisha; according to Tuccillo, his own inability to bring a cause of action precludes the existence of an “actual controversy.” (Def.’s Resp., at 3-5.) He further argues that his steps towards opening a restaurant, which he now characterizes as merely “driving around looking for a location,” are insufficient to create a “real and immediate” controversy. (Tuccillo’s Sur-Reply to Geisha’s Motion for Summary Judgment, at 3.) The court finds the latter argument persuasive, and concludes, as explained below, that in light of the Medlmmune standard and subsequent Federal Circuit case law, the present controversy indeed lacks sufficient “immediacy and reality.” See Medlmmune, 127 S.Ct. at 771.
The
Benitec Australia
court, like the court in
Lang,
discussed above, thus focused on whether the potential infringer’s proposed future activities were definite enough, or had progressed sufficiently, to create a “real and immediate” threat of infringement. Indeed, this court takes note of the holding in
Lang,
for although that decision is less persuasive in light of
Here, too, it does not appear that the event that would allegedly infringe Geisha’s asserted trademark rights in the Ja-ponais design — Tuccillo’s opening of his own “Japonais” restaurant — was in any imminent danger of occurring when this action was filed. It is undisputed that Tuceillo has a “firm intent” to use the name “Japonais” and the Japonais design in connection with the provision of restaurant and lounge services, .(Def.’s 56.1 ¶ 24); indeed, Tuceillo asserted his “bona fide intention” to do so when he filed his verified ITU Application with the PTO, and it is further undisputed that he has “refused to abandon” that application. (Id. ¶ 23.) Yet his actual preparations for opening a restaurant do not appear to have advanced significantly beyond this statement of intent. Pointing to selected statements in Tuccillo’s deposition testimony, Geisha contends that he has “taken significant steps toward opening a restaurant.” (Plaintiffs Reply Brief in Support of Its Motion for Summary Judgment, at 5.) In the court’s view, however, Tuccillo’s testimony reveals little in the way of significant activity. Essentially, Tuccillo’s preparations for opening his own “Japonais” restaurant, according to his deposition testimony, have consisted entirely of “play[ing] around with” a menu and searching for a suitable location. The former is of little consequence; and the latter activity would carry more significance but for the fact that Tuccillo’s search for a property does not appear either serious or advanced. As of the time of his deposition in January 2006, he had not found a location: he testified that he '“do[es]n’t have specific properties right now,” (Tucillo Dep., at 69), and when asked directly if he had found a property, he answered that he merely “ha[s] some properties in mind.” (Id. at 82.) He was not using a real estate agent, and when asked to explain what he meant by “aggressively pursuing” a location, he answered, “I am out myself driving around and doing my due diligence.” (Id. at 69.) Even his testimony that he was searching in Manhattan’s meatpacking district is offset by the fact that he also testified to looking in other areas near the city, including Nassau County and elsewhere on Long Island. (Id. at 69.) Nor does the record reveal whether Tuceillo has ever opened a restaurant before, or indeed whether he has any food service experience beyond his frozen seafood business.
Moreover, in addition to lacking in specifics, Tuccillo’s testimony fails to establish the necessary time frame. As noted, Geisha must show an actual, “real and immediate” controversy as of the time Geisha filed its complaint requesting declaratory relief — September 26, 2005.
See Benitec Australia,
Tuccillo’s activities thus appear akin to those of the counterclaiming defendant in Benitec Australia, and the plaintiff in Lang. The allegedly infringing activity in this case — Tuccillo’s opening of a restaurant using the name “Japonais” and the Japonais design — was far from imminent when this action was filed, and may never happen at all, given the subsequent opening and success of Geisha’s New York Japonais. The evidence shows merely Tuccillo’s stated intent to open a restaurant — like Nucleonic’s avowed intent to expand into animal treatment in Benitec Australia — and some preliminary steps that Tuecillo has taken, lacking much in the way of specific details that might indicate concrete action. Similar to Nucleonic’s contract discussions with a potential customer, Tuccillo’s description of his search for a suitable location for his restaurant suggests a mere and distant possibility of potentially infringing activity, rather than a real, immediate, or imminent threat.
The case upon which Geisha relies,
Glaxo Group Ltd. v. Apotex, Inc.,
The district court, finding a sufficient “actual controversy,” denied the motion. The court found that Apotex’s filing of the ANDA, coupled with its refusal to respond to Glaxo’s letters and the “enormous amount of money at stake” — yearly sales of Ceftin exceeded $600 million — led to “the inescapable conclusion” that Apotex planned to enter the market “as soon as possible.”
Id.
at 1008-09.
16
Here, Geisha attempts to draw an analogy between Apo-tex’s ANDA and Tuccillo’s ITU Application: because the court in
Glaxo
found that the ANDA represented “meaningful preparations to be ready to market the allegedly infringing product,”
id.
at 1008, the ITU Application establishes, according
The court finds that analogy unpersuasive, and
Glaxo
distinguishable from the present circumstances in several respects. First, the parties in that case
agreed
that Apotex’s filing of the ANDA “means that [Apotex] is ready or has at least made meaningful preparations” for selling its allegedly infringing generic drug.
Glaxo,
The court further notes that other post-
Medlmmune
Federal Circuit decisions have found declaratory judgment jurisdiction proper by emphasizing the fact that the parties had explicitly articulated their positions with respect to infringement and validity; thus, the controversies had crystallized to the point where any further delay in adjudication of the dispute would be unnecessary. In
SanDisk,
for example, the parties had engaged in cross-licensing negotiations, during which each party presented extensive detailed analyses of the ways in which the other’s products infringed its own patents.
In the case before this court, the parties’ articulation of their respective positions with regard to trademark rights and potential infringement was less specific. Long’s September 9, 2005 letter to Tuccil-lo’s trademark attorney, Bellus, asserted Geisha’s rights in the Japonais design through “actual use” in connection with the
In light of the court’s conclusion that Tuccillo’s allegedly infringing future activity lacks sufficient immediacy and reality, the court need not address his argument that no controversy exists because he would be unable to sue Geisha until he actually uses the trademark. The court notes, however, that it is unclear whether the fact that Tuccillo was not using the mark would, in itself, defeat declaratory judgment jurisdiction. Although Tuccillo is correct that “no rights are conferred by the mere filing of a federal trademark application,”
see S Indus., Inc. v. Diamond Multimedia Sys., Inc.,
In sum, no “actual controversy” exists in this case to support the exercise of jurisdiction under the Declaratory Judgment Act. The court thus declines to reach the merits of Geisha’s motion for summary judgment, which seeks a declaration that Tuccillo’s potential opening of a restaurant using the Japonais name and design would infringe Geisha’s trademark rights in the Japonais design as a matter of law. Because Tuccillo’s allegedly infringing activity lacks “sufficient immediacy and reality,” any such declaration would amount to little more than an improper “opinion advising what the law would be upon a hypothetical state of facts.” Id. at 771 (citations omitted). Geisha’s request for declaratory relief must thus be dismissed for lack of subject matter jurisdiction. See Fed. R. Civ. P. 12(h)(3).
CONCLUSION
For the foregoing reasons, Geisha’s motion for summary judgment (26) is denied, and Count II of the Complaint is dismissed without prejudice. In light of the evidence demonstrating that Tuccillo has apparently not yet engaged in any infringing activity, Geisha’s claim of trademark infringement (Count I), which serves as the basis for the court’s jurisdiction, is of dubious viability.
Notes
. Facts presented here are drawn from the parties’ Local Rule 56.1 statements and attachments. Geisha's Updated Local Rule 56.1(a)(3) Statement of Material Facts is cited here as "Pl.'s 56.1.” Roy Tuccillo’s Response to Geisha's Updated Local Rule 56.1(a)(3) Statement of Material Facts and Roy Tuccil-lo's Statement of Material Facts Pursuant to Local Rule 56.1(b)(3) Supporting a Denial of Geisha's Motion are both cited as "Def.’s 56.1.”
. Rick Wahlstedt is a managing member of Geisha. (Wahlstedt Second Supp. Aff. ¶ 1.) The record before the court does not reveal the names of the other members of the limited liability company, nor any of the members’ citizenship.
.The following image of the Japonais design appears in Geisha's briefs (without the vertical line on the left side, which the court has been unable to delete):
Ijaponais
Tuccillo purports to deny that the Japonais design was created with unique lettering or font. He cites a now-cancelled trademark registration, filed in 1993 for a retail store called "Japonaji,” that he asserts utilizes the same font as Vertís' creation. (Def.'s 56.1 ¶ 10 (citing Trademark Registration No. 1,905,174).) Tuccillo submitted no materials portraying the Japonaji mark. In any event, from viewing the image of that mark that appears on the PTO’s website, the court is uncertain whether the Japonaji mark indeed
. Tuccillo claims to lack "information to respond” to Geisha’s assertion, but admits "for purposes of this motion only" that the New York Japonais opened in July 2006. (Def.’s 56.1 ¶ 16.) As Geisha's assertions regarding the display of the Japonais design are supported by its citation to the affidavit of Rick Wahlstedt, a managing member of Geisha, (Wahlstedt Second Supp. Aff. ¶¶ 1, 3-4), and as Tuccillo fails to challenge these assertions with any specific reference to the record, the
. The Las Vegas Japonais has since opened. See http://www.japonaislasvegas.com. The website’s design is identical to those of the New York and Chicago restaurants, and prominently displays the Japonais design. Id.
. Under the Lanham Act, a person who has a bona fide, good faith intention of using a trademark in commerce may apply for registration of that trademark by filing an intent-to-use application with the PTO. See 15 U.S.C. § 1051(b)(1); 37 C.F.R. § 2.34(b). The PTO examines the sufficiency of the application and publishes the mark for opposition; if there is no opposition, the applicant will receive a notice of allowance. See 15 U.S.C. § 1063(a) & (b)(2). The trademark will not be registered, however, until the applicant further files a verified statement that the mark is being used in commerce — a Statement of Use. 15 U.S.C. § 1051(d); see 37 C.F.R. § 2.88. The Statement of Use must be filed within six months after issuance of a notice of allowance. 37 C.F.R. § 2.88(a). An applicant may request a six-month extension during that time; the request must include a verified statement that the applicant "still has a bona fide intention to use the mark in commerce.” 37 C.F.R. § 2.89(a)(3). Successive extensions are available upon a showing of "good cause,” which requires "a statement of the applicant's ongoing efforts to make use of the mark in commerce on or in connection with each of the relevant goods or services.” 37 C.F.R. § 2.89(d). The time requested may not extend beyond 36 months from the issuance of the notice of allowance, and the applicant may not request any further extensions after that time. See 37 C.F.R. § 2.89(e)(1).
.Tuccillo provides no other information about his "store”; the court notes that a website for Anchor Frozen Foods lists no physical address, only a post office box in Westbury, New York. See http://www.anchor frozenfoods.com/.
. Baldwin is on Long Island, approximately 30 miles east of Manhattan. See Google Maps, http://maps.google.com/maps.
. Although the parties' attorneys agreed during Tuccillo's deposition that his testimony concerning locations would be marked ''confidential,” (Tuccillo Dep., at 67-68), Tuccillo has not sought a protective order despite Geisha’s citations to this testimony in its LR 56.1 statement and summary judgment briefs; and in any event, given that Tuccillo's testimony was non-specific as to the location of his planned restaurant, the court finds nothing in that testimony that warrants continued confidentiality.
. The PTO granted Tuccillo's fourth request for an extension on August 13, 2007. TARR Status for Serial No. 76599761, http://www. uspto.gov/main/trademarks.htm (search performed). The court notes that because the time period during which an applicant must file a Statement of Use may not extend beyond 36 months from the issuance of a notice of allowance, see 37 C.F.R. § 2.89(e) (1), Tuc-cillo must file that statement, verifying that he is using the mark in connection with restaurant and lounge services, before August 23, 2008; a failure to do so would "result in the abandonment of [Tuccillo’s] application.” See 37 C.F.R. § 2.88(h).
. Here, Geisha invokes federal question jurisdiction, 28 U.S.C. § 1331, pursuant to the Lanham Act, 15 U.S.C. § 1121, as well jurisdiction-enabling statutes relating to trademarks and unfair competition. 28 U.S.C. § 1338(a) & (b). These jurisdictional bases are evident from the Complaint, which indeed states claims under the Lanham Act (Count I) and for unfair competition in association with a trademark claim (Count VII). As discussed at the conclusion of this opinion, however, the evidence calls into question the viability of Geisha’s trademark infringement claim, which in turn has implications for the court’s continued jurisdiction over this action. As Geisha has not identified its members, it has not established that the parties are diverse in citizenship.
See Cosgrove v. Bartolotta,
. Medlmmune was decided after briefing on the instant motion was complete.
. The court further notes that the wording of the second prong of the Lang test — the defendant’s "refusal to change the course of its actions in the face of acts by the patentee sufficient to create a reasonable apprehension that a suit will be forthcoming” — is somewhat confusing in that it is unclear, from this language, from which party a suit would be forthcoming and which party would thus need to have a "reasonable apprehension” of suit.
. The Seventh Circuit has yet to address the impact of Medlmmune, and, as noted, has looked to patent decisions in ascertaining standards for declaratory judgment actions in trademark cases. The court is thus comfortable in looking to Federal Circuit decisions for the appropriate legal standard.
. There was no question that declaratory judgment jurisdiction existed at the time Nu-cleonic filed its counterclaim requesting such relief, given Benitec’s pending infringement claim; because an “actual controversy” must continue even after jurisdiction is first invoked, however, the issue emerged after Beni-tec dismissed its complaint, leaving the counterclaim for declaratory relief standing alone.
Benitec Australia,
. The court in Glaxo utilized the now-obsolete two-part Lang test, but did not find Glaxo's reasonable apprehension of suit to be a significant factor.
