Lead Opinion
Plaintiff-appellant Gayle Higgins appeals from the May 11, 2001 judgment of the district court for the Southern District of New York (William C. Conner, District Judge) granting defendant-appellee Metro-North Railroad Company’s motion for summary judgment. Higgins’s complaint alleges that her latent multiple sclerosis became symptomatic as a result of stress induced by the verbal and physical harassment of John Militano, a co-worker and supervisor. In particular, Higgins appeals the grant of summary judgment for defendant Metro-North on three claims Higgins brought under the Federal Employers’ Liability Act: negligent failure to provide a safe workplace; negligent supervision of Militano; and intentional infliction of emotional distress. The district court granted summary judgment on these claims on the basis that Militano’s conduct could not be imputed to Metro-North and that Metro-
BACKGROUND
For purposes of this review of summary judgment in favor of defendant, the facts are viewed in the light most favorable to plaintiff. Higgins began working for Metro-North in 1974. In April 1996, she took a position as secretary to Facility Director William Duke at Metro-North’s equipment maintenance facility in Harmon, New York. After Duke became ill in April 1997, Higgins worked for both Michael Yaeger and John Militano when they shared the Facility Director position. When Yaeger was appointed Facility Director a few months later, Higgins became his secretary. During this time, Militano was the Superintendent of the Diesel Shop and managed 212 employees who maintain the railroad’s rolling stock.
Between 1996 and 1998, Higgins alleges that Militano engaged in a “course of conduct toward Gayle Higgins [that] included both unwanted physical contact that was sexual in nature and outrageous abuse regarding work matters.” Militano allegedly yelled and swore at Higgins in front of others about work-related matters on approximately four occasions. Higgins also alleges several incidents in which Militano engaged in sexual banter with her by, for example, telling her that she had a “great ass.”
Finally, Higgins alleges five incidents of sexually tinged physical contact by Milita-no. In the summer of 1997, Militano brushed his hand against Higgins’s breast while reaching around her to put out his cigarette in an ashtray. On two occasions in November 1997, Militano poked her in the ribs. Yaeger learned of the second one and told' Militano not to behave that way. In April 1998, Militano slapped Higgins’s rear end while she was using a fax machine, after which he laughed and ran away. Finally, Higgins alleges that once when she was squatting down at a file cabinet, Militano came up from behind her, put his arms around her waist, startling her such that she fell down. Higgins claims that these incidents made her upset and angry but admits that she never felt physically threatened.
Except for the poking incident that Yae-ger observed and inquired about, Higgins did not report these incidents of physical contact to anyone at the time they occurred. It was not until May 1998, while she was on leave recovering from surgery, that Higgins filed a 16-page complaint with Metro-North’s Office of Workplace Diversity. The complaint alleged that Higgins had been sexually harassed, subjected to a hostile work environment, and retaliated against by Militano.
Maryann Gormley-O’Connor of Metro-North’s Office of Workforce Diversity responded immediately, interviewed numerous people and wrote a thorough report. Gormley-O’Connor concluded that although Militano had engaged in inappropriate behavior, there was no evidence of sexual harassment or retaliation. As a result of the investigation, Militano received a letter informing him that his behavior was unprofessional, warning him that a single repetition could result in his termination and informing him that he had been scheduled for a conflict resolution seminar. By letter Gormley-O’Connor informed Higgins of the action that had been taken against Militano, but also advised Higgins that she should carry out her work in a more professional manner, including utilizing available complaint procedures. Gormley-O’Connor offered a mediation session, but Higgins refused to participate.
DISCUSSION
On appeal, Higgins claims that the district court erred in granting summary judgment to Metro-North by (1) wrongly finding that, in her intentional infliction of emotional distress claim, Higgins did not at least raise an issue concerning whether Militano’s conduct was imputable to Metro-North; and (2) improperly applying the standard for imputing an intentional tort to the two negligence claims. We review grants of summary judgment de novo, viewing the evidence in the light most favorable to the non-moving party. VKK Corp. v. Nat’l Football League,
All of Higgins’s claims are brought under the Federal Employers’ Liability Act (“FELA”). 45 U.S.C. § 51. Because intentional torts are recognized under FELA, see, e.g., Davis v. Green,
The district court dismissed Higgins’s intentional infliction of emotional distress claim because it found Higgins’s allegations insufficient to impute to Metro-North liability for Militano’s alleged actions. The district court applied the test employed by the Seventh Circuit in Lancaster v. Norfolk and W. Ry. Co.: a “FELA plaintiff may prevail in an intentional tort case by showing either that the intentional tort was committed in furtherance of the employer’s objectives or that the employer was negligent in hiring, supervising, or failing to fire the employee.”
Under FELA, liability for the intentional torts of an employee whose tortious acts are committed 'within the scope of employment will be imputed to the employer under the doctrine of respondeat superior but “no liability attaches when an employee acts ‘entirely upon his own impulse, for his own amusement, and for no purpose of or benefit to the defendant employer.’ ” Gallose v. Long Island R.R. Co.,
It is well settled that sexual harassment “consisting of unwelcome remarks and touching is motivated solely by individual desires and serves no purpose of the employer.” Faragher v. City of Boca Raton,
The second means of holding an employer liable for intentional conduct under Lancaster is to show that the employer was negligent. Lancaster,
In order to demonstrate negligent supervision, Higgins must show that Metro-North “knew or should have known prior to the [incidents] of propensities of [Militano] to commit such [acts].” Harrison v. Mo. Pac. R.R. Co.,
Metro-North certainly knew that Milita-no had difficulty controlling his temper. However, the record indicates that his outbursts were work-related and therefore would not have put Metro-North on notice that he was prone to sexually harass his co-workers. As is discussed above, imputing to Metro-North only the incidents of yelling is insufficient to make out an intentional infliction of emotional distress claim. Similarly, these incidents are insufficient to demonstrate negligence on the part of Metro-North because it is not foreseeable that co-workers would be harmed by such outbursts.
Higgins provides no evidence that Metro-North was aware that Militano was prone to sexually harass his co-workers prior to the alleged unwanted physical contacts and all but one of the alleged sexually-charged comments. There had been two prior complaints about Militano. Yae-ger reported that Carl Walz had complained that Militano touched his rear end while trying to take time cards from Walz and that Lew Erwin complained that Mili-tano had poked Erwin while publicly reprimanding him for not enforcing Metro-North’s personal protective equipment standards. Yaeger investigated the incident with Erwin but was not able to confirm that Militano had poked Erwin, and Erwin eventually dropped his complaint. Although Walz’s complaint alleges a violation of his person, there was no suggestion that the touching was in any way sexual. In any event, these instances of inappropriate behavior toward men did not put Metro-North on notice that Militano was likely to commit acts of sexual harassment toward women. Nor did Higgins report the incidents of unwanted sexual contact by Militano as they occurred. As the district court noted, Higgins did not tell anyone about the touching of her buttocks or breasts at the time. The only incident that Higgins’s supervisor Yaeger learned of was the rib-poking.
Thus, Metro-North knew of only three incidents of unwanted contact — the poking of Erwin, one poking of Higgins, and the inappropriate touching of Walz — which is not enough to put Metro-North on notice that Militano was prone to sexual harassment. See Williams v. Nat'l R.R. Passenger Corp.,
Any suggestion that Metro-North’s general supervision practices placed its employees at an unreasonable risk of sexual harassment is rebutted by the undisputed facts regarding Metro-North’s significant anti-discrimination program. Gormley-
To recap, the four alleged incidents of work-related yelling that can be imputed to Metro-North under the doctrine of re-spondeat superior are insufficient to make out a case for intentional infliction of emotional distress. Viewed in the light most favorable to Higgins, she has failed to demonstrate that Metro-North was negligent with respect to Militano. She has not shown that Metro-North knew or should have known that Militano was prone to commit acts of sexual harassment before the alleged incidents occurred. Moreover, the evidence of Metro-North’s extensive complaint program negates any suggestion that Metro-North’s general employee supervision practices negligently contributed to the alleged acts of harassment. Accordingly, the district court appropriately granted summary judgment in favor of Metro-North.
CONCLUSION
We affirm the decision of the district court granting summary judgment to Metro-North dismissing plaintiffs suit.
Notes
. Judge Sotomayor would apply the zone of danger test to intentional infliction of emotional distress claims under FELA. At common law, the zone of danger test applies to negligent infliction of emotional distress claims. It allows a plaintiff to recover for emotional injury caused by fear of physical injury only if the plaintiff was within the zone of danger of physical impact. In Gottshall, the Supreme Court held that the zone of danger test applied in FELA cases to claims of negligent infliction of emotional distress.
. Plaintiff also argues that Metro-North should be liable because it has a non-delega-ble duty to provide Higgins a safe workplace. This argument is foreclosed by the Supreme Court’s opinion in Gottshall in which the Court rejected a similar interpretation of FELA that would have "impose[d] a duty to avoid creating a stressful work environment, and thereby dramatically expand employers' FELA liability to cover the stresses and strains of everyday employment.”
We also note that plaintiffs do not raise the argument that liability should be imputed to Metro-North because Militano was "aided in accomplishing the tort by the existence of the agency relation,” Restatement (Second) of Agency § 219(d) (1958); cf. Faragher v. City of Boca Raton,
Concurrence Opinion
concurring in the result.
The majority, consistent with the district court’s approach, affirms the grant of summary judgment on plaintiffs direct negligence and intentional infliction of emotional distress claims on the grounds that harassment of plaintiff by Militano was not within the scope of employment and that no reasonable jury could find Metro-North negligent because Metro-North did not have notice of Militano’s propensity to harass employees. I disagree. I would affirm, however, on the grounds that plaintiffs emotional injuries, and consequent physical manifestations, are not compensa-ble under FELA because they fail to satisfy the “zone of danger” test developed in Consolidated Rail Corp. v. Gottshall,
The majority concludes that “Higgins provides no evidence that Metro-North was aware that Militano was prone to sexually harass his co-workers prior to the
The majority notes that Yaeger, a supervisor, admitted knowing that Militano had been accused of inappropriate physical contact with two other employees, Carl Walz and Les Erwin. While Yaeger was never able to determine whether or not the physical contact with Erwin had occurred, he admitted that he “did not counsel [Mili-tano] in a corrective fashion or from a disciplinary standpoint.” Yaeger also agreed when asked that “there [were] times when John Militano has had difficulty in controlling his anger in the shop,” and further stated that he had spoken to Militano on several occasions about “better handling [his] subordinates or better handling how to speak to people.” Indeed, the majority recognizes that “Metro-North certainly knew that Militano had difficulty controlling his temper.” Given this evidence and the nature of plaintiffs claim, a reasonable jury could conclude that Metro-North knew or should have known that Militano had a propensity to act abusively toward employees.
Furthermore, while I do not disagree with the majority’s conclusion that “[except for the poking incident that Yaeger observed and inquired about, Higgins did not report these incidents of physical contact to anyone at the time they occurred,” taken together, there is evidence in the record suggesting that Metro-North may have been aware of several of the incidents involving Militano’s alleged abuse of plaintiff well before her formal complaint in May 1998, and failed to take any action to prevent the situation from escalating.
Drawing all inferences in the light most favorable to plaintiff, the non-moving party, the record contains the following evidence. Plaintiff testified that in 1996, her supervisor, William Duke, witnessed an incident in which Militano was “screaming his head off [at plaintiff] and Billy [Duke] just couldn’t believe it.” After plaintiff told Militano not to yell at her, Militano “started laughing and saying you’re such an easy target. I was only kidding.” Plaintiff claims she was very upset. It is also undisputed that Yaeger witnessed an incident involving Militano poking plaintiff in November 1997, asked plaintiff if she liked his conduct, and allegedly promised to put an end to Militano’s conduct after plaintiff told him “No. But I can’t get him to stop.” While Yaeger did talk to Milita-no about the incident, plaintiff testified that in March 1998, after the poking incident, Militano put his arms around plaintiffs waist while she was kneeling in front of a file cabinet, startling her, and also “slapped [her] fanny at the ... fax machine.” Finally, when plaintiff returned to work in August 1998, after formally reporting the harassment in May 1998, she
Accordingly, plaintiff alleges that Metro-North was aware that Militano had a propensity to harass employees verbally and physically, that she suffered both types of harassment at his hands, and that she was injured by this conduct. We have repeatedly held that “an employer breaches its duty under FELA ‘if it knew or should have known of a potential hazard in the workplace, and yet failed to exercise reasonable care to inform and protect its employees.’ ” Williams v. Long Island R.R. Co.,
I concur in the result affirming the grant of summary judgment, however, on the ground that plaintiff has failed to satisfy the requirements of the “zone of danger” test articulated in Gottshall,
In Gottshall, the Supreme Court addressed “the proper standard for evaluating claims for negligent infliction of emotional distress that are brought under the Federal Employers’ Liability Act.” Id. at 535,
allowing recovery for negligently inflicted emotional injury as provided for under the zone of danger test best harmonizes these considerations. Under this test, a worker within the zone of danger of physical impact will be able to recover for emotional injury caused by fear of physical injury to himself, whereas a worker outside the zone will not. Railroad employees thus will be able to recover for injuries — physical and emotional — caused by the negligent conduct of their employers that threatens them imminently with physical impact.
Id. at 556,
Several years later, the Supreme Court considered the issue of the scope of the zone of danger test under FELA in Metro-North Commuter Railroad Co. v. Buckley,
It is with these decisions in mind that I approach plaintiffs claims. I would hold that the zone of danger test applies to plaintiffs intentional infliction of emotional distress claim, and, given the lack of any claim of physical injury resulting from Mil-itano’s touching of plaintiff and plaintiffs unambiguous testimony that she never feared for her physical safety, would find that her claim fails.
Turning to plaintiffs two direct negligence claims, I agree with the Tenth Circuit that “the substance of [a plaintiffs] injury is the focus of our inquiry in determining whether the zone of danger test applies.” Smith v. Union Pac. R.R.,
Thus, while the claim in Smith was that the railroad had been negligent in requiring the plaintiff to work a rotating shift that resulted in a sleep disorder and severe depression, ultimately leading to an exacerbation in the plaintiffs spinal injury, id. at 1170, and plaintiffs claims in the instant case are that the railroad negligently supervised Militano and faded to create a safe workplace, I do not see this distinction as material. Instead, if “we look to the substance of [plaintiffs] injury and the nature of [Metro-North’s] conduct to determine whether [plaintiff] must satisfy the [zone of danger] test,” id. at 1171, I find that plaintiff has alleged that she suffered stress caused by Militano and that the railroad’s negligent conduct ultimately triggered her Multiple Sclerosis. In short, it is the nature of the injury claimed, rather than the characterization of the tort, that is dispositive in my view.
Accordingly, I would hold that the zone of danger test applies to all plaintiffs claims, and conclude that her claims fail because she was not within that zone of danger in light of her testimony that she never suffered or feared any physical harm from Militano.
. Although the district court also approached plaintiffs claims through the lens of sexual harassment, the allegations of her complaint make clear that her complaints about Milita-no are not limited to sexual harassment.
. Similarly, under the common law tort of negligent supervision, an employer may be liable for negligent supervision if an employee suffers an injury that "was a reasonably foreseeable consequence of the [employer’s] conduct.” Richichi v. Constr. Mgmt. Techs., Inc.,
. "[U]nlike the question of whether there is negligence or not, the inquiry into the weightiness of the physical risk to which a plaintiff is exposed, would, even in FELA cases, be performed by courts and not primarily by juries.” Nelson v. Metro-North Commuter R.R.,
. Plaintiff does allege that Militano touched her on several occasions. We have recognized, however, that “Buckley has restated the traditional rule that an event cannot constitute a physical impact, even if it entails contact, unless it has a physically harmful effect on the body.” Nelson v. Metro-North Commuter R.R.,
. While I recognize that this may preclude recovery for purely emotional harm even where the conduct alleged is extreme and outrageous, this is not a sufficient basis in my view to conclude that the zone of danger test does not apply. The Supreme Court emphasized in Gottshall that while FELA was passed for humanitarian purposes, "[t]hat FELA is to be liberally construed ... does not mean that it is a workers’ compensation statute. We have insisted that FELA 'does not make the employer the insurer of the safety of his employees while they are on duty. The basis of his liability is his negligence, not the fact that injuries occur.’ ” Gottshall,
