Lead Opinion
ON PETITION FOR REHEARING
We withdraw our prior opinion, 5 Cir.,
“[T]he King hath no prerogative, but that which the law of the land allows him,” declared Sir Edward Coke in Proclamations, 12 Co.Rep. 74, 76 (1611). Now, over three centuries later, we examine further the scope of the principle that those who enforce the law must themselves obey it in the light of the federal Civil Rights Act that permits suit against every person who under color of a state law subjects any citizen to the deprivation of the rights secured by the Constitution and the laws of the United States. 42 U.S.C. § 1983.
Mrs. J. A. Baskin and her son, Gary Baskin, seek damages they suffered as a result of an alleged illegal and unreasonable search of their property by the sheriff and deputy sheriff of Winn Parish, Louisiana. A judgment in their favor was rendered against the deputy sheriff only. They appeal pro se contending that the damages awarded were inadequate and that the failure to find the sheriff personally liable was erroneous.
The action against Sheriff Parker should not have been dismissed. The sheriff may be personally liable for damages for his participation in obtaining the warrants and organizing the search party; however, the district court did not make findings regarding facts critical to this issue. Although inferences might be drawn, we believe it appropriate to remand for further findings of fact. The resume of facts that follows includes both those made by the trial court, which we conclude were all supported by evidence of record, and those additional factual conclusions that appear well established by the evidence and consistent with the court’s explicit conclusions.
I
Beulah Baskin, the widow of J. A. Baskin who died on September 5, 1974, owns a 320 acre farm in a rural area in Winn Parish, Louisiana near the town of Winnsboro; Gary Baskin, her son, owns a 400 acre farm in the same area. At the time of the events in question, both were residing in a house situated on Gary’s farm; a home on Mrs. Baskin’s property was rented to a young couple.
On September 17,1974, Curtis L. Smith, a deputy sheriff for Winn Parish obtained warrants to search the Baskin properties, including 120 acres owned by the J. A.
There was evidence in the record from which the conclusion might have been reached that Sheriff Parker knew before the warrant was obtained of the circumstances surrounding the investigation and participated to some extent in obtaining the warrant, or that he supervised Smith’s activities in doing so. Moreover there was evidence that, on the day the warrant was executed, at least part of a posse of four state troopers, three or four deputy sheriffs and the town marshal and his deputy gathered in the sheriff’s office, and that the sheriff to some extent directed the posse’s activities.
After the warrant was issued, “several” deputies, including Smith, who was apparently in charge, together with the state troopers, left the office in Winnsboro and proceeded to the Baskin property. There they conducted a search described by the trial judge as “transcending the limits of police restraint,” and “left a path of destruction upon plaintiffs’ property.” They forcibly entered both the Baskins’ home and their rent house; they destroyed some of their property; they forced locked doors and windows.
The complaint charged violations both of 42 U.S.C. § 1988 and § 1985. With respect to the Section 1985 charge, the court found that there was no evidence that Sheriff Parker and Deputy Smith conspired “to deprive the plaintiffs of their federally protected rights.” The infringement was not proved to be the “result of any overt plan or scheme to embark upon such activity.” The court found a violation of Section 1983 by Deputy Smith on the basis that he not only procured the warrants improperly but also participated in executing them in an unreasonable manner.
The court held, however, that the evidence “did not establish any such participation by the Sheriff” in the “denial of their constitutional rights.” (Emphasis by the trial court.) The trial judge evidently concluded that Sheriff Parker arrived at the Baskin property after the search was in progress or had been virtually completed, but the opinion neither states nor implies any findings with respect to whether the Sheriff participated in obtaining the warrants or in directing their service and execution. The court also held that the Sheriff was not vicariously liable under the doctrine of respondeat superior.
Concluding finally that the police conducted in executing the search “shocks the conscience,” the court awarded $250 to Gary Baskin and $13.85 to his mother for property damage. He awarded each of them $100 as punitive damages. He decided that plaintiffs’ counsel had presented the case so ineptly that attorney’s fees should be denied. Defendant Smith has tendered the amount awarded.
Despite the evident difficulties created by the manner in which counsel then representing the plaintiff prepared — or, more accurately, failed to prepare — for the trial, and in which he presented the evidence, the judge presided patiently and carefully; he commendably and sensitively inquired into matters neglected by counsel. The plaintiffs attack his findings in only three respects: dismissal of the action against the Sheriff; failure to find a conspiracy; and the amount of damages awarded.
II
The recent decision of the Supreme Court in Monell v. Department of Social Services, 1978,
After parsing the language used in § 1983 and tracing legislative history, the Monell Court concluded that the official sued (in that case the city government) could not be held liable unless action by the officer or pursuant to this official policy caused a constitutional tort. In other words, it rejected respondeat superior as a theory of recovery under § 1983. We interpret Monell’s ruling as uniformly applicable to § 1983 action in any state. Using the varying contours of local law to define the reach of a federal statutory right of action would make the availability of vicarious liability depend upon the location and, in some states, the nature of the tort. These incidental, irrelevant vagaries should not mold the contours of this national constitutional tort. Adopting each state’s law into § 1983 would create a lex loci doctrine of respondeat superior granted or withheld, on the basis of state rather than federal policy.
The language of the statute governing the remedies available in civil rights actions, 42 U.S.C. § 1988, supports our conclusion that state vicarious liability doctrines are inapplicable in § 1983 suits. Section 1988 allows state remedies to supplement remedies available under federal law when the federal remedies “are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies and punish offenses against the law.” Section 1988 also provides that the state remedies adopted must not be inconsistent with the Constitution and laws of the United States. Allowing Louisiana’s vicarious liability rules to govern this case would be directly contrary to Monell’s construction of § 1983, and thus to the requirements of § 1988.
Although Sheriff Parker is not liable for damages on the basis of vicarious liability under Section 1983, there is some question as to whether he may be personally liable for damages under that section because of his participation in obtaining the warrants and organizing the search party. The dismissal of the Sheriff from personal liability for the unreasonable manner in which the warrant was executed is supported by evidence that he did not accompany the search party and that he arrived at the Baskin property after entry into the houses had been effected and the search commenced. There is no evidence that he participated in any property destruction.
However, as we have noted, there was neither explicit nor implicit finding with respect either to his participation in obtaining the warrants or to his part in organizing the search. According to his own testimony, “I had been trying to get enough information together to in fact get a search warrant or to make a case on this particular defendant. . . . [W]e had been working the cases for quite some time.” He testified that he was aware of the hearsay nature of the evidence and of the source of at least some of it. He made no effort to have Mrs. Baskin served. Moreover, State Trooper Don McDonald testified that at least part of the posse of seven to ten men assembled in the Sheriff’s office and that Sheriff Parker directed two of the men, a deputy and a state trooper, to go to the place Gary Baskin was employed to attempt to locate him and bring him to the property, with instructions that, if they could not, they were to rendezvous with the rest of the group at a church near the Baskin property and join them in the raid. The sheriff’s brief concedes, as he must, that he authorized the investigation and organized the search party.
This evidence points toward active participation by Sheriff Parker in obtaining the warrants and in supervising their execution. The trial court should have made express findings as to whether these actions by the Sheriff violated Section 1983, and whether the extent of his participation rendered him liable for damages.
Ill
Section 1985 does not grant a cause of action for every conspiratorial tort or for every wrong committed by common plan or
IV
Compensatory damages for the deprivation of a federal right are governed by federal standards as provided in 42 U.S.C. § 1988. Sullivan v. Little Hunting Park, Inc., 1969,
Emotions are intangible but they are none the less perceptible. The hurt done to feelings and to reputation by an invasion of constitutional rights is no less real and no less compensable than the cost of repairing a broken window pane or a damaged lock. Wounded psyche and soul are to be salved by damages as much as the property that can be replaced at the local hardware store.
Thus, in a number of cases, the federal courts have recognized that personal humiliation, embarrassment, and mental distress imposed as a result of the deprivation of constitutional rights are injuries whose redress in damages is considered compensatory. E.g., Garner v. Giarrusso, 5 Cir. 1978,
Under Louisiana law, too, “damages for mental anguish, aggravation, distress and inconvenience, are recoverable in an action sounding in tort.” Meador v. Toyota of Jefferson, Inc., La.1976,
In a small community where each resident is known to the neighbors the humiliation from an unlawful search by a number of officers is evident. The emotional distress was aggravated by the circumstances; the Baskin family was of good repute and recently bereaved. Their tenants moved rather than risk another incident. The fact that no criminal charges resulted neither allays suspicion nor repairs the harm to reputation. Moreover, some damage was done merely by the wrongful procuration of the warrants. While these matters may not have been briefed to the trial court, and the issues concerning them may have been inadequately framed, the right to relief was shown by the testimony and covered by the pleadings. The trial judge should have awarded a suitable sum for the emotional injury suffered by each of the defendants.
The defendants assert that it was necessary for the Baskins to show actual damages in order to recover for humiliation and emotional distress, and that they failed to make such a showing. Carey v. Piphus, 1978,
We therefore reverse the dismissal of the Section 1983 action against Sheriff Parker and remand the case for the award of damages for humiliation and emotional distress; for determination whether or not judgment should be rendered against Sheriff Parker personally for his own participation in the issuance and execution of the warrants; and thereafter for reconsideration of the amount of damages as to both defendants. The trial judge may, should he find it desirable or necessary, take additional evidence, but he need not do so if he considers the evidence adequate; in that event, he may make these findings on the basis of the testimony he has already heard. In any event, of course, the liability of Sheriff Parker for his deputy’s acts is to be limited as provided in La.Rev.Stat.Ann. § 33:1433 (West).
The defendants assert that it is improper for this court to authorize further taking of evidence regarding the amount of damages, if any, that may be appropriate because this unfairly allows the plaintiffs a second opportunity to prove their case. While the normal practice is to decide a case on the record made at the first trial, the defendants cite no authority for the proposition that additional evidence may not be authorized on remand in the interests of justice. The Supreme Court has taken similar action. See Storer v. Brown, 1974,
In Storer v. Brown, supra,
REVERSED AND REMANDED.
Concurrence Opinion
concurring in part and dissenting in part:
I concur with all of the opinion save the court’s refusal to hold the sheriff liable vicariously for acts of the sheriff’s deputy within the course and scope of his employment.
Concerning vicarious liability the opinion in Monell said: “a municipality cannot be held liable solely because it employs a tortfeasor — or, in other words, a municipality cannot be held liable under § 1983 under a respondeat superior theory.”
The primary reason my brethren advance to read Monell restrictively is that to eon
State law is neither incidental nor irrelevant to the shape of the tort created by national law for the deprivation of civil rights under color of state law. Unlike my brethren, I read Section 1988, 42 U.S.C. § 1988, not as rejecting but as permitting, if not commanding, the incorporation of state law regarding vicarious liability. That statute, set forth in full below,
The jurisdiction in civil . . . matters . . . conferred on the district courts by the provisions of this chapter . shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable to carry the same into effect; but in all eases where they are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies the common law, as modified and changed by the constitution and statutes of the State wherein the court . is held, so far as the same is not inconsistent with the Constitution and laws of the United States, shall be extended to and govern the said courts in the trial and disposition of the cause . . . . (Emphasis supplied).
Assuredly vicarious liability is not inconsistent with the Constitution of the United States. Nor would the imposition of liability for the acts of the sheriff’s subordinate, a responsibility long familiar in the common law violate any statute of the United States. My brethren say it would be “directly contrary to Monell’s construction” of § 1983 but this is circuitous logic: Monell does not forbid the incorporation of state law; it merely holds that § 1983 does not of its own force impose vicarious liability. In reaching the conclusion that § 1983 does not create a federal rule of respondeat superior, the Monell Court relied on a parsing of the statute’s language and on its legislative history.
Monell relied on the legislative history of a predecessor of § 1983, the Civil Rights Act of 1871, particularly the rejection of the Sherman amendment by Congress. Id. at 692 n.57,
The enactment of a second conference substitute amendment that limited liability to those who, having the power to intervene against Ku Klux violence, “neglect[ed] or refuse[d] so to do,” does indicate, as Monell notes, that Congress did not intend to impose vicarious liability on municipalities as a matter of federal law, “even while accepting the basic principle that the inhabitants of a community were bound to provide protection against the Ku Klux Klan.” Id. at 693 n.57,
The Monell Court also found support in the statutory language of § 1983, which subjects to liability any person who “causes” a deprivation of civil rights. It concluded that this language reflects a Congressional intent not to impose vicarious liability on governing bodies. Because the word “causes” is not a term of art that necessarily precludes vicarious liability, the Court looked to the intent of Congress in enacting this provision for guidance in interpreting this language. The Court cited the legisla
Indeed, the use of the word “causes” in § 1983 may indicate that the “person” on whom the act imposes liability is responsible vicariously for the acts of another. See Hague v. CIO, 1939,
In Sullivan v. Little Hunting Park, Inc., 1969,
By a few short sentences the plaintiffs could have incorporated a state law claim into their complaint. Had they done so, the court should certainly have heard the claim under the doctrine of pendent jurisdiction. UMW v. Gibbs, 1966,
It is ironic that Louisiana law gives the plaintiffs greater relief for the violation of their federal constitutional
Notes
. Fifth Circuit cases do, of course, hold that a police chief is not liable for the acts of his officers absent his participation in or ratification of them. These cases, however, do not establish a rule that precludes us from looking to state law on the issue of a sheriff’s liability for the acts of his deputy; rather, they reflect a distinction state law commonly makes between the liability of police chiefs and that of sheriffs, which is followed by federal courts in those instances where state law guides the federal rule. Police chiefs generally are not subject to liability for the acts of their fellow police officers under the master-servant rule, see, e.g., Madison v. Gerstein, supra,
This distinction is based on a difference between the position and authority of the “traditional” or “constitutional” sheriff and that of the police chief. Such a sheriff usually has power to hire and fire deputies, who act in his name in a representative capacity. In contrast, the chief of a municipal police department has limited power over subordinate police officers; they are public servants in their own right, and they are hired under, with tenure protected by, civil service laws. Carter v. Carlson, supra,
. The Court discussed the problems that would be raised by “creation of a federal law of respondeat superior.”
. § 1988. Proceedings in vindication of civil rights
The jurisdiction in civil and criminal matters conferred on the district courts by the provisions of this chapter and Title 18, for the protection of all persons in the United States in their civil rights, and for their vindication, shall be exercised and enforced in conformity with the laws of the United States, so far as such laws are suitable to carry the same into effect; but in all cases where they are not adapted to the object, or are deficient in the provisions necessary to furnish suitable remedies and punish offenses against law, the common law, as modified and changed by the constitution and statutes of the State wherein the court having jurisdiction of such civil or criminal cause is held, so far as the same is not inconsistent with the Constitution and laws of the United States, shall be extended to and govern the said courts in the trial and disposition of the cause, and, if it is of a criminal nature, in the infliction of punishment on the party found guilty. . . .
. We know of no lower court decision that has held otherwise. To the contrary, the lower federal courts have repeatedly rejected
Petitioners’ reliance in this case upon Hesselgesser v. Reilly,
. Moor, supra, is cited with apparent approval in Monell, supra,
. The cost-sharing or risk allocation justification for respondeat superior liability was insufficient to justify the Sherman amendment because it was subject to the same constitutional objections. See Monell, supra,
. I imply no prejudgment of the effect of the eleventh amendment if the result is to impose liability on a state agency. See Monell, supra,
. Commentators have suggested that, if Monell precludes incorporation of state law vicarious liability in a § 1983 action, plaintiffs may still be able to recover from municipalities on vicarious liability grounds through an implied remedy action based on the fourteenth amendment. See Blum, From Monroe to Monell: Defíning the Scope of Municipal Liability in Federal Courts, 51 Temple L.Q. 409, 418-19 (1978). Note, Monell v. Department of Social Services, 47 U.Cinn.L.Rev. 670, 676-77 (1978); Note, The Supreme Court, 1977 Term: Liability of State and Local Governments under 42 U.S.C. § 1983, 92 Harv.L.Rev. 311, 320-21 (1978).
. When the search of the Baskin property occurred, Louisiana law subjected a sheriff to liability for “any act or tort committed by one of his deputies,” LSA-R.S. 33:1433 (1950), within the course of his employment. See, e. g., Foster v. Hampton, La.1977,
A Louisiana sheriff may still be subject to such liability for the acts of his deputies, although in 1978, LSA-R.S. 33:1433 was amended by deleting the following paragraph, which contained the language cited above:
That no sheriff of any parish of this state, nor his sureties, shall be liable for any act or tort committed by one of his deputies, or by any person commissioned as deputy sheriff by him, beyond the amount of the bond furnished by said deputy sheriff, unless said deputy sheriff, in the commission of the said act or tort, acts in compliance with a direct order of, and in the personal presence of, the said sheriff, at the time the act or tort is committed.
