This consolidated appeal presents the first impression issues for this circuit of whether Houston v. Lack,
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Michael James Garvey
Plaintiff-appellant Michael James Garvey, a Georgia state prisoner, filed a complaint pursuant to 42 U.S.C. § 1983 against various police departments and officers. Garvey alleged that officers used excessive force in arresting him
Garvey’s complaint is dated February 21, 1985, and he avers that he placed the complaint addressed to District Court for the Northern District of Georgia in the institutional mail receptacle on March 7, 1985.
An action is deemed commenced by filing a complaint with the court. Fed. R.Civ.P. 3. Filing is done by filing the complaint with the Clerk of Court. Fed. R.Civ.P. 5(e). The complaint here was not received by the court until March 13,1985, beyond the statute of limitations. The fact that it was dated February 21, 1985 is irrelevant to this analysis.
Rl-32-3. Judgment for defendants-appel-lees was entered on March 20, 1990.
The district court granted Garvey’s motion to appeal in forma pauperis. The court specifically noted Garvey’s good faith questioning of the statute of limitations bar. On appeal, Garvey argues that Houston should be extended to a pro se prisoner whose 42 U.S.C. § 1983 complaint is delivered to prison authorities prior to the expiration of the applicable limitations period, but is not received by the district court until after the limitations period has expired.
B. Raymond Johnson
Plaintiff-appellant Raymond Johnson was an inmate at the Federal Correctional Institution in Talladega, Alabama, when the alleged causes of action arose. Following a report from the Federal Bureau of Investigation that Johnson’s wife had received a letter, postmarked Talladega, threatening his life, Johnson was placed in administrative detention for his protection on November 30,1988, pending an investigation by the Bureau of Prisons. Although the ensuing investigation by prison officials was inconclusive concerning whether Johnson’s safety was in jeopardy, the prison administration requested that he be transferred to another institution.
On February 16, 1989, the Southeast Regional Office of the Bureau of Prisons designated Johnson for transfer to the Federal Correctional Institution in Oakdale, Louisiana, where he presently is incarcerated. Pri- or to the transfer, a nationwide moratorium on federal prison transfers became effective. Consequently, Johnson was not transferred until April 6, 1989. Therefore, he remained in administrative detention from November 30, 1988, until April 6, 1989.
Johnson filed a pro se complaint in the Northern District of Alabama on February 16, 1989, and alleged violations of his rights under the First, Fifth and Eighth Amendments.
Johnson subsequently filed a motion to incorporate a tort claim, wherein he alleges that defendant-appellee D.J. Southerland lost Johnson’s hobby craft materials valued at $80. Previously, Johnson had filed an administrative claim with the Bureau of Prisons as required under the Federal Tort Claims Act, 28 U.S.C. § 2675(a). The Bureau of Prisons denied the claim on November 16, 1989. Because, under 28 U.S.C. § 2401(b), Johnson had six months from the date of agency denial to file a complaint under the Federal Tort Claims Act, the magistrate judge reasoned that Johnson had until May 16, 1990, to file his action in district court. Since Johnson’s motion to incorporate his tort claim was not received by the district court until May 18, 1990, the magistrate judge denied his motion as untimely.
The magistrate judge issued a report and recommendation and concluded that Johnson’s complaint should be dismissed.
Johnson’s appeal presents only one issue, the timeliness of his motion to incorporate his federal tort claim, -that we will address in conjunction with a similar issup in the consolidated case.
II. DISCUSSION
In Houston v. Lack,
Central to the Court’s holding in Houston is its concern for fairness in recognition of the “unique” disadvantages of an incarcerated pro se litigant for court filings.
Unskilled in law, unaided by counsel, and unable to leave the prison, his control over the processing of his notice necessarily ceases as soon as he hands it over to the only public officials to whom he has access — the prison authorities — and the only information he will likely have is the date he delivered the notice to those prison authorities and the date ultimately stamped on his notice.
In establishing a brightline rule in Houston, the Court clearly sought to place pro se prisoners on equal footing with other litigants who are not impeded by the practical difficulties encountered by incarcerated petitioners in meeting filing requirements. Significantly, Houston does not create an exception for a pro se inmate to evade time requirements, but states an equitable, standardized method for measuring time restrictions so that requisite time limitations for filing do not preclude the incarcerated petitioner’s equal access to the courts.
Realizing the hardship of a pro se federal prisoner in explaining the tardiness in the clerk’s office receipt of his notice of appeal pursuant to Federal Rule of Criminal Procedure 37(a)(2) and that this situation should not be an impediment to his appeal, the Court previously concluded that “there is no reason on the basis of what this record discloses to doubt that petitioner’s date at the top of the letter was an accurate one and that subsequent delays were not chargeable to him.” Fallen v. United States,
Houston and Fallen demonstrate that the Court will regard the distinct filing disabilities of state or federal pro se prisoners in both civil and criminal cases. In fashioning an equitable resolution to the pro se prisoner’s filing dilemma, the Court was mindful that “the Rules are not, and were not intended to be, a rigid code to have an inflexible meaning irrespective of the circumstances.” Fallen,
In Lewis, the Fourth Circuit extended Houston to include Federal Rules of Civil Procedure 3 and 5(e) for a pro se state prisoner who filed a 42 U.S.C. § 1983 action. Strikingly similar to Garvey’s case, the Lewis plaintiff-appellant had placed his complaint
On appeal, the Fourth Circuit applied and extended Houston based on its conclusion that Houston established a fundamental “rule of equal treatment ... to ensure that imprisoned litigants are not disadvantaged by delays which other litigants might readily overcome.” Lewis,
The Fourth Circuit compared the wording of Federal Rules of Appellate Procedure 3(a) and 4(a)(1), implicated in Houston, with that of Federal Rule of Civil Procedure 5(e), and found them to be so similar that an identical interpretation was warranted.
Regarding Johnson’s case, we find that the same considerations of equal access to the courts involved in a state pro se prisoner’s filing a section 1983 action apply to a federal pro se prisoner’s filing a claim under the Federal Tort Claims Act. See Hostler,
III. CONCLUSION
The respective district courts in the Garvey and Johnson cases dismissed the pro se prisoners’ actions because they were not filed timely. Under our extension of Houston, announced herein, the section 1983 complaint and the federal tort claim in the respective cases were filed timely when they were delivered by the incarcerated plaintiffs-appellants to prison authorities. Therefore, we REVERSE the dismissal of these actions by the respective district courts and REMAND for consideration of the pro se prisoners’ claims.
Notes
.Garvey's complaint alleges that the arresting officers without warning unlawfully entered a residence in Rockdale County, Georgia, by kicking in the door and causing Garvey to believe that his life and personal property were in danger of an armed assault. Garvey describes the arresting officers as being in street clothes and alleges that they maliciously shot him while his hands were over his head and a weapon was in his hand. After being shot, Garvey states that he shot one of the arresting officers. Wounded, Garvey announced that he was shot and that he surrendered. He alleges that he was shot a second time. After giving his weapon to the officers, Garvey alleges that he was struck in the face with the stock of a shotgun and that his eyeglasses were smashed. Thereafter, he claims that one of the officers grasped his scrotum and thereby lifted him up and over on his stomach to handcuff him.
. By affidavit attached to his initial pro se complaint, Garvey explains the delay in mailing his complaint. He states that the typing of the original complaint was completed by another inmate on February 21, 1985, and that this information could be verified through the prison legal typing log. Because the correctional institution did not have photocopying machines or a legal photocopying service, Garvey mailed his complaint to an individual in Miami, Florida, for photocopying on February 22, 1985. He states that he received the original and duplicates during the first week of March, 1985. With first-class postage affixed, he placed his complaint in the institutional mail receptacle on March 7, 1985.
. Garvey did write a letter to the mail room officer at the correctional institution and asked that he check the outgoing mail log from February 22, 1985, to March 13, 1985, to determine when his complaint was mailed to the district court. There is no evidence in the record that Garvey received a response to his request.
. On appeal, Garvey has not complained concerning the section 1915(d) dismissal of claims. Therefore, we deem those issues abandoned and do not consider them. Rogero v. Noone,
. Alternatively, Garvey argues that the district court’s interpretation of Georgia’s former tolling provisions and present grace period relating to the relevant statute of limitations conflicts with the Georgia Supreme Court’s unambiguous construction of a functionally equivalent statute in Mansfield v. Pannell,
. Jphnson filed his action for violation of his civil rights pursuant to 42 U.S.C. § 1983. Because his allegations are against federal officials, his case was considered to have been filed under 28 U.S.C. § 1331 pursuant to Bivens v. Six Unknown Agents of the Federal Bureau of Narcotics,
. Johnson asserts that, during his administrative detention, he was threatened verbally by defendants-appellees William Eiston, M. Hinton and
.The magistrate judge carefully reviewed the facts and the legal issues in this case. He determined that all of Johnson’s claims were precluded by his failure to exhaust administrative remedies or to follow proper administrative procedures, mere negligence by the prison officials, and the qualified immunity defense. Specifically, he concluded that there was no evidence that Johnson intentionally was denied any claimed .rights. Because we are satisfied that the magistrate judge thoroughly and correctly analyzed Johnson’s allegations, we will not address them further.
. In his objections to the magistrate judge’s report and recommendation, Johnson states that “Plaintiff feels that he has made his claims against the defendants sufficiently clear and should not be forced to rewrite his arguments to suit the whelms [sic] of a hostile magistrate.” R2-39-4. Because Johnson did not file specific objections to factual findings by the magistrate judge, there was no requirement that the district court de novo review those findings. Stokes v. Singletary,
. Johnson has raised additional issues on appeal that he did not present to the district court. Because these supplemental issues are not purely questions of law, the consideration of which would result in the miscarriage of justice, we decline to address them. N.A.A.C.P. v. Hunt,
. Other circuits have concluded that Houston does not assist a pro se prisoner who delivers his court document for mailing to prison authorities after the statutory deadline has expired. See Stajic v. I.N.S.,
. In a pro se prisoner's section 1983 action, the Second Circuit found that the prison mail log showing when the inmate received correspondence from the district court was suggestive of prison officials' confiscating some of the prisoner’s legal papers and indicated when his complaint was received for mailing to district court. Ortiz v. Cornetta,
. See, e.g., Vaughan v: Ricketts,
. Federal Rule of Appellate Procedure 3(a) states that "An appeal ... shall be taken by filing a notice of appeal with the clerk of the district court," and Federal Rule of Appellate Procedure 4(a)(1) says that a notice of appeal "shall be filed with the clerk of the district court.” Federal Rule of Civil Procedure 5(e) states that "[t]he filing of papers with the court as required by these rules shall be made by filing them with the clerk of the court.”
. Houston is restricted to federal court filings; a notice of appeal given to prison authorities for delivery to a person or entity other than a federal court is not included in "Houston's mailbox rule.” Wilder v. Chairman of Cent. Classification Bd.,
.While the Fourth Circuit recognized that state statutes of limitation provide the period within which a section 1983, personal injury action can be filed, it concluded that state tolling provisions are not applicable. Lewis,
. In Johnson’s case, the government also argues that, even if Houston is applicable, his federal tort claim cannot be incorporated because the motion did not name the United States as a defendant and was against defendant-appellee Southerland solely. Consequently, the government appears to argue lack of notice, since neither the United States nor the Attorney General was served with the motion within the limitations period. Because Johnson could amend his motion on remand to name the United States and the amendment would relate back to the date of the original motion, we find this argument to be meritless.
Under Federal Rule of Civil Procedure 15(c), an amendment of a pleading to name the proper party relates back to the date of the original pleading provided that (1) the claim asserted in the amended pleading arose out of the same transaction or occurrence set forth in the original pleading, and, (2) within 120 days of the filing of the original pleading, the party being named in the amended pleading (a) has received notice so that it will not be prejudiced in defending the action and (b) knew or should have known that it was the proper party but for the complainant’s mistake. See Fed.R.Civ.P. 15(c)(2), (3). These requirements are met in this case.
First, an amendment on remand to name the United States as the proper defendant would state the identical cause of action as the federal tort claim already filed by Johnson, and thus would arise from the same transaction or occurrence. Second, the United States received timely notice such that it will not be prejudiced in defending the action. Johnson’s motion to incorporate the tort claim was served on the same assistant United States attorney handling his Bivens action, and we previously have held that service on a responsible government officer is sufficient to impute the necessary notice to the United States. Carr v. Veterans Admin.,
Because all of the criteria of Rule 15(c) are satisfied, a subsequent amendment naming the United States as the proper defendant would relate back to Johnson’s federal tort claim, which we hold to be timely filed under Houston. See Fed.R.Civ.P. 15(c); see also Hill v. United States Postal Serv.,
. Because the district court granted summary judgment, Johnson's case was dismissed on the legal, procedural basis that his motion to incorporate his tort claim was untimely. Accordingly, the district court has not considered his claim on the merits. See Fed.R.Civ.P. 56(c).
