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Garner v. State
550 N.E.2d 1309
Ind. Ct. App.
1990
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*1 GARNER, Appellant, Merle Indiana, Appellee.

STATE of No. 49A02-8810-PC-383. Indiana, Appeals Court of Second District.

Feb. 1990. Carpenter, Defender,

Susan K. Public Pinnow, Defender, John Deputy Public In- dianapolis, appellant. for Pearson, Linley Atty. Gen., E. John D. Shuman, Deputy Gen., Atty. Atty. Office of Gen., Indianapolis, appellee. for SHIELDS, Presiding Judge. appeals Merle Garner the denial of his amended relief. We reverse.

ISSUE presents several issues for our

review, dispositive: one of which is Wheth- er error occurred when Garner was found guilty and sentenced for aas where the amended information charged him with as a class B where, addition, felony and the record is devoid of injury. serious FACTS charged

The information that Garner did knowingly, deadly while armed with a weapon person pres- ... take from the property ence of DAVID BURNETT ... putting DAVID BURNETT in fear or *2 threatening the use of force by using or (Indiana correct error Rules of Proce- to BURNETT which resulted on DAVID dure, Relief Rule ad- Post-Conviction YOUNG, bodily injury EARL to wit: to to the denial of dressed IN THE RIGHT GUNSHOT WOUND motion, among allega- In the other lief. ARM.... tions, unsuccessfully argued he Garner charged an convicted of offense not was Trial Record at 6. Garner was convicted the record was devoid of evidence robbery, felony, a class A after a bench en- bodily injury." "serious This pre- He sentenced to serve the trial. sued. thirty years. ap-He sumptive sentence of

pealed. DECISION relating underlying the con-

The facts viction, supreme court as set forth our argues the are: Garner's erred when it determined waived 15, appel- evening

On the of November convicting trial court's error in him of the felony robbery. argues A The private class state a social club. lant entered small particularly The was not exclusive club any waived error because he did gain if he could one were known appeal. it on his direct raise persons attending the admittance. The is fundamental and can be asserts games engage illegal could club any raised at time. chance. (1985), Ind., Bailey v. State beer, drinking appellant After fired a 1260, supreme N.E.2d court addressed warning his inten- shot and announced singular propriety ""the an issue tion to rob the club and "members" ly characterized as fundamental error present. Although the who were evi- petition." at 1262. Id. many dence is in conflict as to how shots Bailey as a had been convicted fired, he fired appellant it is clear that felony A and his conviction had class been once, weapon at least since bar- appeal. Bailey affirmed on direct bullet, grazed by appel- tender was (1980), He 274 Ind. N.E.2d 56. lant admitted redirect examination on subsequently petitioned weapon that he fired his once. claiming, part, relief that "insufficient (1980), Garner v. 274 Ind. State evidence was adduced at trial to N.E.2d 584-5. felony, A the conviction of a Class result supreme The court affirmed Garner's ing Bailey, in fundamental error...." concluding there was sufficient responding Bailey's at 1262. In evidence from which the fact finder "could argument, remedy court held beyond find doubt that reasonable [Gar post-conviction relief is not a substitute for committed armed and that ner] Any a direct issue set forth injury during was inflicted the commission post-conviction petition raised "must be Garner, of the crime." 413 N.E.2d at 586. purview within the pro Garner filed a Petition for Post- se rules, e.g., deprivation of the Sixth Amend subsequently Relief Conviction which was ment of coun effective assistance amended. The amended asserted sel, demonstrably or be an issue unavail counsel, claims ineffective assistance of to the trial able time of his misconduct, prosecutorial and a conviction appeal." and direct Id. at 1268. The latter contrary to law. existed, court, according situation (1981), represented Clay Garner was a new attor- 275 Ind. because (1981), 416 N.E.2d 842 and Hill v. State ney hearing. at his court denied Garner's creating the cases claim, basis of his had not been decided at petition May grounds on 1987 on the Bailey's "In the the time of trial: instant Garner, represented waiver. - Defender, requested [insufficiency of the is Indiana Public and re- permission to file a ceived belated motion by [Bailey raised not available sue] was] deadly him at the time of his trial and direct committed while armed with a appeal." Bailey, weapon, and a if it results Hence, in either supreme or serious court addressed Bailey's argument. merits of person. *3 (repealed). 85-42-5-1 In February

Based the date of Garner's convie- IC tion, supreme it is obvious our court's deci- supreme interpreted court the in Clay sions and Hill were available language robbery statute in Clay v. time his trial and his (1981), Ind., State N.E.2d 842: Therefore, Garner has Legislature The intended to make rob- purview post-con- raised "within the bery felony a class A in two situations: demonstrably an un- viction rules ... (1) bodily injury when resulted to the at the time of his available to robbed, being (2) person when seri- appeal." Bailey trial and direct bodily injury ous resulted to upon Bailey Based determine we person. Bodily injury robbery to the vic- has set forth errors which are fundamental tim need not rise to the serious level to Therefore, in dimension. we turn to the impose felony liability class A on the argument. merits of Garner's robber. claims the trial court erred when Id. at 844. felony robbery it convicted him of a class A (1981), In Hill v. State charged only whereas the information a 999, the defendant was convicted of rob- and, addition, B felony robbery bery felony. as a class A On he bystander there is no evidence the suffered argued robbery "the on the count bodily injury. serious only robbery...." showed a class C Id. by describing The state claims that court, supreme The re- Clay, based injury gunshot bystander as a wound A felony versed Hill's conviction for a class injury the information an sufficient- because evidence did not show serious ly grievous bodily injury. to be serious It bodily injury bystander to a and remanded further asserts there is evidence to show resentencing felony. for as class C bodily injury. serious under 1979 stat The reversal of Garner's ute, bystander must suffer "serious bodi grounds: mandated on two he was convict ly injury" support a class A order ed of an offense with which Furthermore, felony robbery conviction. charged evidence is insufficient to contrary argument, to the state's it is error support felony. his conviction of the class A causing "bodily charge a defendant with argument The substance Garner's injury" and him of a crime for convict robbery volves around the statute as it causing bodily injury" "serious is a supreme existed 1979 and the court's required Yarbrough element. v. State legislature's 1981 discussion of the intent. (1986), Ind., 206, Hayward 1979, robbery was defined as follows: (1988), 15; Ind.App., 524 N.E.2d Peek person knowingly A who or intention- (1983), Ind.App., 454 N.E.2d 450. ally property per- takes the from another per- presence son or from the of another charged The instant information son: Garner, deadly weapon, while armed with a

(1) By using threatening or use "by using or put victim fear any person; force on or threatening the use of foree on rob [the fear; bery which resulted in By putting any person victim] bystander], to-wit: GUNSHOT to [the robbery, felony. commits a class C How- ever, B ARM Trial the offense is a class if it WOUND IN THE RIGHT ..." ness, permanent protracted (Repealed pain, or 1. IC 35-41-1-2 defines extreme bodily "bodily injury bodily serious as that cre impairment of a loss or function ates a risk of death or that causes substantial organ." member or disfigurement, serious unconscious permanent at 95. Lt. Norton was felony." a A Id. charged with at 6. Garner was Record "bodily injury" is for a causing Larry was sentenced bystander. crime for which felony. supreme After the court's class A convicted of required element and was Larry petitioned Clay and Hill decisions bodily causing "serious crime for which claiming the factu post-convictionrelief required element. The dead- injury" is the plea did not a class al for his basis ly weapon allegation elevated supreme felony charge. A The felony; allegation a class B and, applying Clay and Hill retro agreed bystander was insufficient injury to a post- decision of the actively, reversed the felony. it to a class further elevate denying Larry relief and conviction court gunshot wound argument that the state's *4 permit Larry to to with ordered that court sufficiently injury "an allegation plea. draw bodily injury' within grievous to 'serious be (Ap- term" defining the latter the statute uncharged an was convicted of Garner By is without merit. pellee's Brief Also, offense, felony robbery. the class A gunshot wound constituted alleging the the evidence is insufficient to sustain "bodily injury" the state cannot now con- Therefore, for that offense. we alleged. other than it injury tend the was judgment reverse the erroneously was convict- con- court and order it to vacate Garner's he was not an offense with which ed of felony robbery. How- viction of class charged. ever, supreme the court's de- based appeal termination Garner's addition, record is devoid of In the for a reasonable the evidence is sufficient a reasonable fact find evidence from which finder to conclude Garner was armed fact injury bystander's conclude the er could deadly weapon, the with a statutory the definition serious within was judg- further ordered to enter court is bodily injury. The serious bullet went felony B for the class ment of conviction arm, through bystander's upper the unbe accordingly. and to sentence Garner him, "[glot in the of knownst to until he running down felt the blood fice. ... [aind MILLER, J., concurs. my arm." Trial Record at 187. He went SULLIVAN, J., dissents, with hospital; the the wound was treated to immediately opinion. separate there he released was bystander testified he had thereafter. SULLIVAN, Judge, dissenting. any subsequent problems with the not had desirability the of a This case dramatizes Thus, arm. the record is devoid of to drawn between bright line distinction be "death, dis permanent serious evidence finality in criminal convictions the value of unconsciousness, pain, figurement, extreme convictions recognition that some impair permanent protracted or loss or or tainted "fun- no matter how old be bodily organ" as ment of the function of a error. damental" required by statutory definition of "ser conviction, a Motion Following Garner's bodily injury." ious IC 35-41-1-2 Errors was filed his trial to Correct 1988). (Repealed The evidence further Errors The Motion to Correct counsel. any sub injury to show the created fails alleged following errors: A reasonable fact stantial risk of death. prosecutor improperly tried to 1. The this evidence finder could conclude from alleged pri- impeach the defendant of bystander bodily in only that suffered felonies; jury. insufficient to sus- 2. The evidence was Larry A similar situation existed tain conviction. (1985), Ind., Larry support memorandum in of the Mo- an information In his pled guilty the defendant tion, adding phrase, trial counsel stated "by amended which was "First, robbery 'and said resulted for two reasons. insufficient was injury no evidence of an sufficient charge to a Class there is to Lt. Norton' to raise the alleged raise the armed herein Garner thru the Indiana Public Defender requested permission then from a 'B' to a Class 'A' to file Belated Class felony." Record at 2. The second reason (P.C.2) Motion to Correct Errors addressed to the denial of his first challenged credibility of the Petition Post- witnesses hearing, Conviction Relief. After a against The Motion who testified Garner. court allowed Garner to file a Belated Mo- denied, Errors was and the court Correct Apparently tion to Correct Errors. appointed attorney appellate a different as waiver, argued avoid ineffective as- appeal, appellate counsel. In the direct counsel, counsel, sistance of trial general counsel raised the same issues that counsel. The court presented in his Motion to trial counsel had overruled Belated Motion to Correct However, appellate Correct Errors. coun- perfected. Errors and this argue specifically sel did not that there was insufficient evidence of presents six issues for our review felony. conviction for as a class A which would restate as follows: Instead focused conflict 1. Whether testimony by the State's witnesses. Our denying erred in Garner's Petition on the Supreme Court affirmed the conviction *5 basis of waiver and whether fundamental finding support sufficient evidence to error occurred when Garner was found conviction. guilty Robbery and convicted of Class A charged where the Amended Information 10, 1984, September On filed a Garner Robbery; him B with Class pro se Petition for Post-Conviction Relief. pleadings other filed 2. Whether Garner was denied due Various were and con- granted tinuances until an Peti- amended process presumption of law and the tion for Relief filed on Post-Conviction innocence in violation of the Sixth and January petition, 1987. The amended Fourteenth Amendments of the United se, pro presented following allega- One, also States Constitution and Article See- error:; tions and Twelve Thirteen of Indiana tions of Constitution, when the conviction for Counsel, Ineffective Assistance of Robbery, felony, A a Class was not sus Misconduct, Prosecutorial evidence;1 tained sufficient Conviction is Violation of ef- 3. Whether Garner was denied the Laws of Indiana." Record at 103. trial, appellate fective assistance and setting in support forth the facts post-conviction counsel in violation of Ar- assertion of ineffective assistance trial One, and Thirteen ticle Sections Twelve counsel, alleged "counsel also the Indiana and the Constitution Sixth argue recognizes failed to Indiana and Fourteenth Amendments of the Unit- 'bodily injury' distinction between and 'seri- ed States Constitution. bodily injury' during ous the court's assess- 4. denied his Whether Garner was ment of the conviction as a class A Bor right by jury in to trial violation of the felony." Record at 108. Garner did not Sixth and Fourteenth Amendments allege ineffective assistance of States Constitution and Arti- United counsel. One, cle Thirteen of the Indiana Section Constitution, where his waiver of trial represented by

Garner was a new attor- jury knowing, intelligent ney hearing petition. at the to consider the was not petition May voluntary; The court denied Garner's on pro 1987. Garner se then filed a second Garner was denied his Whether right for to a fair trial violation of the summarily denied based its ear- and Fourteenth Amendments Sixth Findings

lier of Fact and Conclusions of the United States Constitution and Arti- One, Law. cle Sections Twelve and Thirteen of regard, disagree majority's In this with the record is devoid of evidence of serious framing injury." (Opinion, p. of the issue which states that "the sinus, deep fered a to his a nose- prosecutorial the Indiana Constitution bruise misconduct; days bleed which lasted three and a head- lasting three weeks. ache On post-conviction court

6. Whether the inju- the issue that the defendant grounds finding erred in that Garner's ry he inflicted on the vietim "was not seri- relief were waived process enough violation of his to due ous to warrant conviction of a class guaranteed by the Fourteenth law felony." prompt A Id. at 848. This issue Amendment of United States Consti- ed the Court of Indiana to inter- pret language robbery statute. tution, One, and Article Section Twelve of the Indiana Constitution. The Court held: Legislature "'The intended to make rob- discussion, I purposes For address bery a class A situations: two together. urges 2 and 8 Issues bodily injury when resulted to the error us to conclude that fundamental oc- robbed, person being when seri- curred at trial because he was convicted of ous resulted to robbery the amended infor- when Bodily person. robbery vie- only presented mation facts to tim need not rise to the serious level to robbery. conviction for class B impose felony liability class A on the raises this issue as fundamental robber." Id. at 844. order to avoid determination issue was waived. decision, Because of the Clay argument alleges fundamental error in his conviction

The substance of Garner's of a class A the information when volves around the statute as it only charged inflicting "bodily him with existed 1979 and the Court's *6 bystander. injury" on a non-victim He con- interpretation discussing in 1981 the intent 1979, Clay retroactively ap- tends that legislature. In should be was plied defined as follows: and his sentence reduced to that for a felony. class B Robbery-A person I.C. 85-42-5-1. - knowingly intentionally who or takes the (1985) Bailey In v. State property person from another or from 1260, Supreme our Court addressed "the presence person: the of another propriety singularly an issue (1) By using threatening or the use of characterized as fundamental any person; force on post-conviction petition." Id. at 1262. As (2) By putting here, fear; majority any person in noted the the court held robbery, felony. commits a class C How- remedy that the relief is ever, felony the is a B appeal. Any offense class if it not a substitute for a direct deadly is committed while armed awith post-conviction petition issue set forth in a weapon, felony A and a class if it results purview "must be raised within the in either or serious rules, (sic) e.g., deprivation injury person. right of the Sixth Amendment to effective counsel, assistance of or be an issue de ap- Garner was convicted in 1979 and his monstrably unavailable to the peal in was decided December 1980. In appeal." the time of his trial and direct Id. 1981, February, Supreme our Court decided (1981) 256, Clay v. State 275 Ind.

N.E.2d 842. argues allegation that his of fun- Clay,

In the defendant was convicted of freestanding damental error is not and is robbery. During A the course of on the merits reviewable because robbery, demonstrably the defendant hit the in him victim was unavailable to at the the face. The victim testified that he suf- appeal. time his trial and direct dis- light holding I must believe that in of its theories to be the exclusive bases for relief and availability post-convic- which restricts merely representative group of a of unenu- relief, tion the court meant ineffective assist- merated courses for relief. unavailability ance of counsel and the issue allege post-conviec ineffective after Although Clay was decided agree. counsel, apparently avoid waiver.3 sue- the issue which was Garner's Clay However, exception in cessfully presented to the Court Batley created in by showing not seri ineffective as injury inflicted was avoid waiver was that light read in sistance of counsel must be a class enough to warrant conviction of ous Supreme in our Court's decisions Baum v. forth robbery. very This issue was set (1989) Ind., 533 N.E.2d 1200 and Er original in Motion to Correct Garner's (1989) Ind., v. State Schiro The memorandum attached to the rors. cert. denied U.S. S.Ct. sup evidence to Motion insufficient 1247, 89 L.Ed.2d 355. there "no port the conviction because was evidence of an sufficient to raise In supra, Baum v. 'B' alleged from a class armed ... Court held that to counsel "[t]he felony." 'A' Record at 2. to a class proceedings guaranteed in Amendment under Court's neither Sixth supra, the issue terpretation Bailey, States nor art. United Constitution § demonstrably to Garner on available of the Constitution of Indiana." Id. at appeal. his direct The error was raised State, supra, In our Su Schiro Errors, pur Motion to Correct but not preme cited Court Alston v. State majority disregards sued on Dist., Ind.App., 521 N.E.2d with 1st following proposition: question fact that the issue in was not approval for the actually only available to Garner but was appeals recently "'The court of stated Cloy raised. That decision (1988), Ind.App., 521 Alston yet of the issue raised had not been decided they would not does not mean that the issue was not avail step create a 'take a backward and new my interpretation Batley, able. Under a defendant could use a vehicle which present not now this issue as previous PCR to attack a PCR on the regard fundamental error. In this a ratio incompetency grounds of of counsel appeal worthy nale of a decision in a civil yet hearing, and then use PCR Hospital of note. St. Catherine's competency third to attack the PCR *7 Dist.Ind.App., 3d 493 Bergner in counsel of the second PCR and so on 1321, 1322, quoted from the court Schiro, perpetuity.'" supra, at 1205. - decision, Corporation an earlier Sheraton State,4 supra, our First In Alston v. Co., Paper v. Korte Inc. America post-con discussed the issue of a District Dist., Ind.App. 2d 173 prior post- to a petition viction addressed 1263, 1265, as follows: held, proceeding. The court ground urged merely "The for relief was clearly "(aln of the rule dis examination of law and in fact available petition and post-conviction that a closes raised in the motion to correct errors. original remedy solely to the is addressed subsequent That a decision of this court plea guilty. There is conviction or recognized reality in case a different that indicates nothing within the rule mere- of the error does not alter this. It may post-conviction petition a be that ly that had the claimant demonstrates prior post-conviction pro addressed to a succeeded, appealed he would have as- authority no that ceeding. Alston cites suming allegedly identical evidence." inadequate If is at a so holds. counsel post-conviction proceeding, a reme exception Batley prior in to Another discussed dy to allow the defendant finding a of waiver is to show inef would be avoid However, efforts his new of counsel. Garner does start over. fective assistance State, holding supra, in v. of Alston Schiro 3. Garner also ineffective assistance necessary binding. trial counsel and counsel which find it which is I therefore separately. discussed presented sup- in Alston to discuss the rationale holding adopted porting in Schiro. Although dissenting opinion a in Alston I filed apparently adopted Court 1316 Based under PCR petition second occur be addressed to events must still hearing, I would hold guilty plea and

ring trial or Baum Schiro at the be determined post-con and the issues would assistance of ineffective though prior no PCR law as to Garn prevailing not now available counsel is viction filed." Id. at 1885.5 had been er.6 meaning of apparent Boum specific my view reflects I believe light of the First District's taken Schiro respect with in Baum and Schiro concern Alston, assist- is that ineffective decision 1 (either PCR challenge post-conviction to a counsel cannot be post-conviction ance of pro- prior post-conviction a PCR post-conviction peti- subsequent raised a distinction, al- a may be ceeding. There denial of an earlier focusing upon the tenuous, between though somewhat petition. post-conviction post-conviction assistance ineffective Baum, and Alston all Although Schiro Er- timely Motion to Correct in a counsel petition under a dealt with Belated Motion raising it in a rors and (PCR 1) 1 addressed Rule Post Conviction of a to the denial Errors addressed Correct petition, 1 of an earlier PCR to the denial former petition. The apply to a analysis seem to would the same petition addressed a is not Errors under Motion to Correct Belated proceeding where- prior post-conviction to a (PCR 2) addressed Rule Post Conviction reason, timely this latter is. For as the Allowing petition. to the denial of PCR raising the issue Errors to Correct Motion successfully present inef- petitioner of ineffective assistance coun- fective assistance by Baum proscribed be counsel permit the petition would sel in a PCR and Schiro. holdings in Baum to evade the petitioner example, Murphy For Although Garner and Schiro. assistance of Court ineffective ineffective assistance the issue of treated than in a petition rather counsel in a PCR petition, I read Baum subsequent PCR 1 on the merits post-conviction counsel PCR mean that a successful Schiro Errors through timely Motion to Correct to a addressed general cannot be petition. denial of a PCR addressed proceeding. Baum, former PCR reconciled with Murphy If is to be grounds that a Schiro, it must be attempting to avoid waiv That the issue of ineffec- may present file that he did by the fact er is illustrated counsel Relief tive Petition for Post Conviction a second Errors after timely Motion to Correct summarily the court 1. When under PCR petition, but not of a PCR denial a Belated he then filed petition, denied *8 Al- Errors. to Correct Belated Motion PCR Errors under to Correct Motion may incongruous, in though this seem alleging the same State, supra, v. 533 N.E.2d (1986) and Schiro 497 N.E.2d v. State In White void, decision, absolutely it is PCR unless the conviction recent landmark Indiana's pro- subsequent contemplated Supreme a which new Court conceive of a situation in difficult to post ceeding following of a denial of guilty affirmance setting a aside of a will achieve efforts stated: The Court conviction relief. plea or a trial conviction. which appellant basis has "If voluntary plea Dist. was not v. State 4th establish that his I note that Patton petition." intelligent, may a file new Ind.App., the Fourth District N.E.2d at 906. petitioner allege post-conviction allowed Schiro, adopted also decision as The Alston counsel ineffective assistance post- subsequent contemplates that a second or The Motion to Correct Errors. in a Belated might in relief to result conviction merits and held the issue on the court addressed petitioner's requires the petitioner. It however post-conviction counsel was in fact ineffec error in the basic directed to efforts" be "new Patton did not address whether tive. Because Nevertheless, light waiver conviction. post-convic of ineffective the issue su- State, embodied Bailey considerations petitioner available to after counsel was strin- even more 1260, as made pra, decline to follow it. Schiro, I would Baum gent supra, 533 N.E.2d in Baum distinction I discern is that in a criminal "In Heyward preserve this failed to setting a Belated Motion to Correct Errors appeal for review on direct the errors special is a specifically creature allowed as appeal. Thus, asserted on this unless remedy timely whereas a these errors are of magni fundamental post-con- Motion to Correct Errors is not a tude, they are deemed Hey waived." remedy. timely viction Mo- ward, supra, 524 N.E.2d at 17. [being tion Correct Errors is not "a PCR The Heyward court did not discuss the previous to attack a PCR on the used] supreme court's in Bailey decision v. State grounds incompetency of counsel in that (1985) Ind., only Schiro, hearing." PCR supra, 588 N.E.2d contemplates presenting fundamental error Furthermore, as earlier noted in involving deprivation of the Sixth Amend footnote Court must have ment to effective assistance of coun envisioned some situation in which respect sel or with to an issue demonstra viewing court could reach the merits of bly unavailable to at the time of whether or not counsel was appeal,. his direct Bailey, supra, ineffective. base this conclusion N.E.2d at 1268. fact that spe- Court in Baum Heyward did not precise ap- follow the cifically reviewing set out a standard for proach to fundamental error as set forth in performance. counsel's - Bailey. addressed, The Heyward court Baum, supra, 588 N.E.2d at 1201. Ac- form, freestanding the issue of whether cordingly, appear only it would Heyward was robbery convicted of class A situation which an may when the information set forth facts which ever review the issue of ineffective assist only support would a conviction for class B ance of counsel is where the robbery. Heyward The court held that preserved issue has timely been Motion fundamental error had occurred and there- required Correct Errors when one is fore, the issue was waived. In another under Trial timely perfected Rule 59 or in a part opinion, the court addressed a appeal when a Motion to Correct Errors is claim of ineffective assistance of trial and required. The issue pre- not be appellate counsel. The court stated that on served however in a belated allow- Heyward the issue of whether improp- only able remedy. as a erly A robbery "Hey- convicted Garner directs Heyward our attention to attorney ward's should have been aware of 1st Dist.Ind.App., 'bodily the distinction injury' between N.E.2d 15. In Heyward, the defendant bodily injury.'" 'serious Heyward, supra, was convicted of class A when the However, 524 N.E.2d at 20. the court did only facts of the information would not hold the denial of effective assistance robbery. a conviction for class B Heyward of counsel to be reversible error because it was denied relief and the already Heyward's had reversed First District relying reversed on Clay, su- grounds of class A on the of fun- pro. There was no issue of whether Cloy Heyward damental error. The outcome of applied should be retroactively because would have been if the same even the court Heyward was not convicted until after strictly had Bailey. Hey- followed Clay was decided. ward court could have addressed the Although the Heyward factually case is *9 claimed by finding fundamental error that very here, similar to the case it Heyward had been denied his Sixth Amend- is, nevertheless, distinguishable. The court right ment to effective assistance of coun- in Heyward proce- was asked to review a sel. durally different situation than the one be- fore us In Heyward, Heyward involved a claimed denial of now. the defendant right timely appeal made a defendant's Sixth Amendment to of the denial of his (i.e., counsel). appellate counsel trial and/or post-conviction present- for Therefore, excep- it falls within one of the ing both fundamental error and ineffective assistance of counsel at by Bailey petition- both trial and on tions created to allow a appeal. direct post-conviction court stated: er in proceeding allege to a waiver de- error and avoid

fundamental The same result should obtain with per- Garner, however, reviewing appellate counsel's spect ineffec- to fense. counsel. tive assistance opportunity had the formance. Garner distinction, procedural appellate Gar- argue of this ineffective assistance Because hearing. counsel at his error may raise fundamental ner Heyward could. whereas so, is now he did not do the issue Since to him. unavailable stated, that Bawm holds previously As post- right to effective assistance of argues that to Issues 4 and Garner As right guaranteed counsel is not a conviction right by jury to trial he was denied his Further, Schiro by the Sixth Amendment. trial due to his to a fair was denied raise a claim petitioner cannot holds that a However, since prosecutorial misconduct. ineffective assistance alleging from ineffec- precluded is Garner get to an issue which would counsel to counsel, tive assistance of Therefore, the ex otherwise be waived. not, post-conviec- did in his first and Garner is limited ception Bailey created allege ineffective assistance petition, to claims of ineffective Baum and Schiro failing appellate counsel for to raise appellate counsel of trial and/or assistance available to Garner at issues which were guaranteed by the Sixth Amend are I appeal, time of his direct believe we apply exception does not Bailey ment. The liberty them. are not at to now review assistance of to claims of ineffective Issue makes a final Under el.7 couns attempt on all of the fore- to avoid waiver prohib I that is Because conclude by arguing "[alny waiver going issues asserting ineffective assistance ited from finding allegations these ... would be on I in this counsel appellate because the Indiana erroneous issues Garner would hold that the other procedural apply did not bar courts Al to him. presents are now unavailable the time of Gar- post-conviction actions at present ineffective as though Garner did appeal." Brief of Peti- ner's 1980 direct post- at his first sistance of trial counsel tioner-Appellant allege inef hearing, he did not conviction contention, of his Garner cites appellate counsel fective (5th Cir.1986) 793 F.2d Thigpen Wheat challenge performance of tri failing to 107 S.Ct. cert. denied U.S. appellate counsel and al counsel. Since In that L.Ed.2d 759. different, appellate coun trial counsel were defendant, Wheat, feder petitioned had opportunity to raise al sel had the first corpus. The district court for habeas al And, leged inadequacies.8 trial counsel's Mississippi appealed the district State of argue as since did not ineffective closing ruling prosecutor's court's post- appellate counsel at his sistance of Eighth argument sentencing at violated the hearing, issue of ineffective argued that Amendment. The State preserved counsel has not for our trial been reaching review. federal district court erred petitioner demonstrably recognize interpretation Batley, unavailable that this puzzling appeal. creates a situation Baum and Schiro the time petitioner's post-conviction petitioners. If competent enough counsel frequently -Itis the case that a criminal defen- of trial raise the issues of ineffective assistance represented by different counsel at dant is (as Hey- appellate counsel occurred in appellate at trial. It is also common level than ward), fundamental be addressed prepared the Motion to for trial counsel to have However, petitioner merits. if is not recently was the Correct Errors which until competent enough to raise ineffective assistance expect predicate to an We should (as occurred in of trial counsel and/or attorney allege his own ineffectiveness trial case), precluded present many, if not in such a motion. Baum, Bailey, and Schiro from funda- instances, opportunity the earliest most such mental error unless the claim of ineffective *10 present a claim of ineffective trial counsel pre- counsel appellant's filed would be at the time the brief is timely served in a filed Motion to Correct Er- upon appeal. timely appeal or a of the denial of the rors (2) post-conviction petition, or the issue was hand, Eighth question Amendment because Mis- requests On one ap us to sissippi procedure ply barred the analysis his conviction the robbery statute Cloy enunciated in after proceeding claims appeal. hand, his direct theOn previously which were not raised appeal. impliedly Id. at 624. federal preclude Since seeks to the application forego courts the exercise of their habeas grounds Schiro-Baum rationale on that those decisions were rendered after he corpus power "independent an when and had been denied relief.9 In adequate ground" supporting state exists decision, argued the State's the State that essence he claims post-convic that had the procedural its bar rule should be treated as correctly courts applied tion then in law adequate "independent they an state effect would not have held his asser ground" precluding federal review. Id. In tions of ineffective assistance waived and determining procedural whether the bar therefore, upon review, should we not "independent adequate rule was an approach so. retroactivity do His in this ground," state the Fifth Circuit cited the sense seems to be somewhat inconsistent. by rule established the United States Su- any event I deem the matter to be preme procedure Court "that a state rule is controlled the rationale of White respect adequate entitled as an and State, supra, progeny. and its par More independent ground proce- state unless the (1987) ticularly, in Patton v. State 2d Dist. 'strictly regularly dural rule is or fol- Ind.App., denied, 507 N.E.2d trans. lowed'". Id. The court then held that we observed that White had altered the Mississippi strictly regularly had not applicable law post-convie to a review of procedural followed its rule at time of proceedings and had been and towas Wheat's direct and therefore the applied retroactively. be I see no distine procedural bar did not constitute an "inde- applicabili tion to be made as concerns the pendent adequate ground" pre- state ty of those decisions which hold issues cluding federal review. sought post-con to be at various argues

Based this stages legit viction to be waived. There is appeal, at the time of his direct the Indiana imate confusion as to when our courts will recognize courts could apply change fundamen- a rule retroactively and when tal apply proce- error at time and not (1985) Ind., it will not. In Martin v. State dural bar to actions. There- 480 N.E.2d Court made fore, argues, the trial court erred in clear that German v. State (1981) Ind., applying procedural petition bar to his for enunciating a rule more favor post-conviction relief. persons seeking guilty able to to set aside pleas, applied prospectively only, was to be strong Garner's reliance on is not Wheat i.e., pleas guilty entered after the date of persuasive. to me The instant case is not German. The decision White in federal court nor does it involve the (1986) Ind., abrogat prudential limits federal court review. effectively ed the German rule and re Although procedural involving bar inef stringent turned Neeley to the more rule of fective assistance of coun (1978) 269 Ind. sel set forth Baum and were not Schiro 714, has, however, uniformly applied been in effect at the time of Garner's direct retroactively. supra. Patton v. we should nevertheless be bound Ind., those in reviewing decisions Garner's deni In Rowley v. State al of relief this time. To N.E.2d the court reviewed denial of a argument impli the extent that Garner's second follow edly challenges applica the "retroactive" ing of a conviction in a direct affirmance tion of reasoning, Baum-Schiro The trial court had the issue found reject admissibility would it. induced arguably negated guilty plea 9. This contention time of law at time of PCR (1985) Ind., Williams v. State 468 N.E.2d 1036 hearing). See also Gilham v. State (review guilty plea entered before date of 481 N.E.2d 1292. governed by Court decision is law at *11 1320 denying err in trial court did not and the been waived.

through hypnosis to have Court, claim Garner's Re- despite a waiver Petition for Post-Conviction Supreme Our Er- Belated Motion to Correct lief or his retroactively a deci- by applied rors. the first rendered after sion so proceeding. It did because reason, this dissent. For factfinding process to the heart of went Rowley's guilt or of to the matter and noted, however, that It must be innocence. nor Bawm decisions

neither the Schiro place at the time. were (1989) 3d Ramos v. State Another 300, although Ind.App., 541 N.E.2d Indiana, Dist. DEPART- Indiana STATE Baum, did not REVENUE, and Appellant decided after Schiro MENT OF (Plaintiff), rejecting State's discuss those cases of deni respect to review claim with waiver v. had relief. Ramos al of Horn, HOGO, Jerry R. INC. The conviction was in 1980. been convicted (Defendants). Appellees and the 1982 affirmed on direct petition had been denied Jerry & E. Horn HORN Catherine held that Third District Inc., 1987. Our Jerry Hogo, Appellants Horn & after his conviec change applicable (Defendants), law post-ar concerning defendant's use of v. retroactively applied rest silence should be Indiana, Indiana DEPART STATE such evidence the admission of because REVENUE, MENT OF had not been error and was fundamental (Plaintiff). Appellee deter The court nevertheless waived. Jerry & E. Horn and Catherine judicial HORN the new application mined Inc., Hogo, Appellants Jerry Horn & denial render erroneous the decision did not (Defendants), post-conviction relief. Supreme Court such time as our Until v. in the matter guidance gives us additional Indiana, Indiana DEPART STATE procedural gov rules should hold that

we REVENUE, MENT OF pro post-conviction relief (Plaintiff). erning review of Appellee effect ceedings given retroactive are be No. 27A04-8903-CV-00101. is to finalize if the result of such rules Indiana, Appeals Court of discourage collateral criminal convictions District. Fourth (1989)2d Clay att acks.10 Dist.Ind.App., See 28, 1990. Feb. trans. de 2 53 nied. presented on that the issues

I would hold to Garner appeal are not now available this finality, deprived of much of criminal law is this to be in accord with I believe result paren finalizing il criminal convictions Id. The court also trend toward its deterrent effect." only by Supreme our own Court lustrated not thetically quoted Justice Harlan's concur from States Court. States, but also the United Mackey U.S. ring opinion United -- --, Teague S.Ct. Lane U.S. 667, 691, 28 L.Ed.2d 91 S.Ct. --, denied, U.S. L.Ed.2d reh. (1971): 206 the S.Ct. 104 L.Ed.2d defendants, criminal not one, "No rule cre held that a new constitutional Court society judicial system, is bene- as a whole defendant the Court which favors a ated judgment providing that a man fited retroactively, generally applied be should »oft today, tentatively go jail but tomor- shall setting, in a collateral review because least everyday thereafter his continued row and finality principal which is essential "the litiga- subject to fresh incarceration shall be system." justice operation of our criminal Teague, supra at [109 S.Ct.] tion." noted, 1d. S.Ct. at 1074. The court "without

Case Details

Case Name: Garner v. State
Court Name: Indiana Court of Appeals
Date Published: Feb 28, 1990
Citation: 550 N.E.2d 1309
Docket Number: 49A02-8810-PC-383
Court Abbreviation: Ind. Ct. App.
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