Petitioner was convicted of two counts of aggravated murder and sentenced to life imprisonment without the possibility of parole. On direct appeal, we reversed the conviction on one of those counts and remanded for entry of a corrected judgment reflecting a conviction on a single count of aggravated murder. State v. Garner,
The facts are largely undisputed. Petitioner was charged with two counts of aggravated murder for killing a person in 1998. Garner I,
The jury convicted defendant of the two charged counts of aggravated murder. The jury declined to impose a death sentence and, instead, voted to impose a sentence of life imprisonment without the possibility of parole. The trial court entered a judgment that did not merge the guilty verdicts on the two aggravated-murder counts, but that purported to merge the counts “[flor purposes of sentencing.” Garner I,
“Judgment of conviction for aggravated murder on count one reversed; judgment of conviction for aggravated murder on count two affirmed; remanded for entry of corrected judgment; otherwise affirmed.”
Id. That opinion issued in July 2004. Id. at 268. Petitioner petitioned for review in the Oregon Supreme Court, making arguments that are not relevant here. The court denied review. State v. Garner,
On remand, petitioner requested a new sentencing hearing on the theory that, absent the conviction based on intentional maiming, “the jury might well have voted to give [him] life instead of life without parole.” The trial court denied that request and, in 2005, entered a judgment convicting petitioner of
Petitioner then initiated this post-conviction proceeding. In his second amended petition for post-conviction relief, he asserted several claims, only two of which are pertinent here. First, petitioner claimed that he was denied adequate assistance of appellate counsel in Garner I because his appellate lawyers did not “assign as legal error and present sufficient arguments regarding the wrongful dismissal” of Juror B from the jury in the aggravated-murder trial. Second, petitioner claimed that he was denied adequate assistance of appellate counsel, again in Garner I, because his appellate lawyers did not “[f]ile a timely motion for reconsideration and request a remand for resentencing.”
In a memorandum opinion, the post-conviction court granted petitioner’s petition in part and denied it in part. As pertinent here, the court rejected petitioner’s claim related to his appellate lawyers’ failure to assign error to the mid-trial dismissal of Juror B. The court ruled that “the judge’s decision to replace the juror was correct” because the juror’s “inability to sentence someone to death would substantially impair him in performance of his duties as a juror in the case.” Accordingly, the court concluded, petitioner’s appellate lawyers “did not err by failing to assign the dismissal of [Juror B] from the jury” as error in Garner I.
The post-conviction court granted relief, however, on petitioner’s claim that his appellate lawyers were inadequate for having failed to file a petition for reconsideration in Garner I seeking a remand for resentencing, instead of (as we had ordered) remand for entry of a corrected judgment— one that would retain the originally imposed sentence of life imprisonment without parole. The court concluded on the basis of ORS 138.222(5) (2003) that “petitioner was entitled to a resentencing proceeding before a jury upon remand from the Court of Appeals”—a hearing at which his lawyer could advocate for a sentence of life with the possibility of parole, as the state would not have been “able to argue that petitioner should receive
The court subsequently entered findings of fact and conclusions of law consistent with its memorandum opinion. With respect to the claim that petitioner’s appellate lawyers should have advocated for a resentencing hearing, the court stated:
“A competent appellate attorney would have moved the Oregon Court of Appeals for reconsideration of [its] decision remanding Petitioner’s case for entry of a ‘corrected judgment.’ If this had occurred, it is more probable than not that the result of the proceedings would have been different. Petitioner is entitled to remand to the Clatsop County Circuit Court for a resentencing proceeding before a jury.”
The court granted relief under both the state and the federal constitutions on that claim. It entered a general judgment that ordered a new “sentencing proceeding before a jury” and otherwise denied the petition for post-conviction relief.
Petitioner appeals from that judgment and the superintendent cross-appeals. We review the post-conviction court’s grant or denial of relief for legal error. Green v. Franke,
We begin by addressing petitioner’s appeal, in which he argues that the post-conviction court erred by denying his claim “that he was deprived of his state and federal constitutional rights to adequate assistance of appellate counsel when his appellate counsel failed to assign error to the trial court’s excusal of [Juror B] from the jury during the guilt phase of trial.” In that regard, petitioner argues that a “reasonable appellate attorney” would have noted what petitioner characterizes as the “extraordinary circumstances” surrounding Juror B’s examination and dismissal by the criminal trial court. He points to ORS 136.280, which authorizes a trial court to dismiss a member of the jury “before the final submission of the case” if the juror “is unable to perform the duty because of illness or other cause which the court deems sufficient.”
Petitioner’s argument is governed by settled legal principles. A post-conviction petitioner who claims a deprivation of rights under Article I, section 11, of the Oregon Constitution must prove “(1) that his lawyer failed to exercise reasonable professional skill and judgment, and (2) that petitioner suffered prejudice as a result.” Everett,
The Supreme Court has explained how those standards apply when a post-conviction claim is based on an appellate lawyer’s failure to make a particular assignment of error on appeal:
“A plaintiff seeking post-conviction relief stemming from a claim of inadequate assistance of appellate counsel for failing to assert a claimed error must establish (1) that a competent appellate counsel would have asserted the claim, and (2) that had the claim of error been raised, it is moreprobable than not that the result would have been different.”
Guinn v. Cupp,
The mere fact that an attorney could have raised an argument does not establish that the attorney is inadequate for having failed to raise it; nor can the petitioner prevail simply by establishing that there was no evident downside to the attorney making such an argument. Green,
In this case, then, the questions regarding the trial court’s mid-trial dismissal of Juror B are (1) whether petitioner proved that every appellate attorney exercising reasonable professional skill and judgment would have assigned error to that dismissal, and (2) whether petitioner established that it is “more probable than not that the result would have been different” had petitioner’s appellate attorney raised that argument. Guinn,
The Supreme Court has repeatedly addressed the circumstances in which a trial court conducting an aggravated murder trial in which the state seeks a death sentence may excuse a prospective juror for cause because of that individual’s views on the death penalty. A person’s moral opposition to the death penalty does not, itself, disqualify the person from jury service in such a case. State v. Turnidge (S059155),
Nothing in the record of this post-conviction case suggests that the trial court presiding over petitioner’s aggravated murder trial abused its discretion in excusing Juror B. As discussed above, by the end of his conversation with the trial court, Juror B stated unequivocally that he did not “believe that [he] could sentence someone to death.” That statement, which followed a thoughtful discussion between Juror B and the trial court, supports the post-conviction court’s finding that Juror B had an “inability to sentence someone to death.” Neither the trial court
We turn to the superintendent’s cross-appeal, which relates to our disposition in Garner I, where we reversed the aggravated-murder conviction that was premised on intentional maiming of the victim, affirmed the other aggravated-murder conviction, “remanded for entry of corrected judgment,” and otherwise affirmed.
In challenging that grant of post-conviction relief, the superintendent argues that, at the time we issued Garner 1, the appellate courts had interpreted ORS 138.222(5) (2003) in a way that did not require remand for a resen-tencing hearing after “reversal of one of the [two] theories supporting [petitioner’s] conviction for aggravated murder.” Accordingly, the superintendent concludes, “competent counsel would not, in 2004, have requested reconsideration of this court’s decision in that first direct appeal.”
Before analyzing the merits of that argument, we pause to note its narrow focus. The superintendent does not ask us to reverse the grant of post-conviction relief on the ground that the post-conviction court erred in determining that petitioner was prejudiced by his appellate lawyers’ failure to seek reconsideration. Nor does the superintendent argue that the post-conviction court’s determination of inadequacy erroneously took into account its assessment that reconsideration was worth seeking because a resen-tencing hearing might have benefited petitioner. Rather, the superintendent argues only that competent counsel would not have had reason to know, when Garner I issued in April 2004, that a reconsideration petition seeking a remand for resentencing might have been viable.
We turn to that question: whether an appellate attorney who was exercising reasonable professional skill and judgment would have sought reconsideration in Garner I, arguing that petitioner was entitled to a resentencing hearing on remand under ORS 138.222(5) (2003). In answering that question, we must consider ORS 138.222(5) (2003) and related case law “as a lawyer would have seen it at the time.” Burdge v. Palmateer,
When we issued Garner I in 2004, ORS 138.222(5) (2003) provided, as it had for a decade:
“The appellate court may reverse or affirm the sentence. If the appellate court concludes that the trial court’s factual findings are not supported by evidence in the record or do not establish substantial and compelling reasons for a departure, it shall remand the case to the trial court for resentencing. If the appellate court determines that the sentencing court, in imposing a sentence in the case, committed an error that requires resentencing, the appellate court shall remand the entire case for resentencing. The sentencing court may impose a new sentence for any conviction in the remanded case.”
See Or Laws 1993, ch 692, § 2 (adding subsection (5) to ORS 138.222). By then, we routinely had remanded for resentenc-ing under the statute in cases in which we had, on appeal, determined that the trial court had committed a sentencing error, that is, when the trial court “in imposing a sentence in the case, committed an error that requires resentencing.” ORS 138.222(5) (2003); see, e.g., State v. Beltran,
But we had not remanded for resentencing under ORS 138.222(5) only when we reversed because of errors in sentencing. In April 2003, more than a year before we decided Garner I, we issued our opinion in State v. Rodvelt,
We concluded in Rodvelt that a failure to merge was “an error that requires resentencing” within the meaning of ORS 138.222(5) and, therefore, remanded for merger and for resentencing.
First, as we have explained, the question is not whether the meaning of ORS 138.222(5) (2003) was completely settled in petitioner’s favor at the time we issued Garner I, but whether “the statute * * * so obviously offer [ed] possible benefits to a defendant that any lawyer exercising reasonable professional skill and judgment would raise it.” Burdge,
Rodvelt was a significant case in the world of criminal appellate practice, given its expansion of the circumstances under which this court will remand for resentenc-ing. Reasonably competent appellate criminal lawyers would have been familiar with that case in 2004 or at least, when faced with a limited remand like that ordered in Garner I, would have discovered it through doing research “appropriate to the nature and complexity of the case.” Walraven,
And Rodvelt was not the only precedent pointing in that direction when we issued Garner I in 2004. Nearly two years earlier, we had issued our initial opinion in State v. Sanders,
True, Sanders II was another sentencing-guidelines case. But it, like Rodvelt, emphasized that the need for resentencing when fewer than all convictions are reversed is based on the fact that the “reversal may affect the correctness of other sentences imposed in the case.” Id. That is precisely the principle that petitioner asserts his appellate lawyers in Garner I should have advocated—that resentenc-ing on his affirmed aggravated-murder conviction was necessary because the original sentence of life without parole may have resulted, in part, from the jury’s incorrect determination that petitioner had intentionally maimed the victim. Moreover, Sanders II also demonstrated that a petition for reconsideration can be an appropriate mechanism for requesting a different disposition on appeal.
Our April 2004 decision in State v. Randant,
The state petitioned for reconsideration oí Randant I, arguing that “we should have modified the judgment instead of remanding the case for resentencing.” Randant II,
The superintendent acknowledges that our opinion in Randant II “treated Rodvelt as creating a per se rule requiring full resentencing under former ORS 138.222(5), even in non-guidelines cases” and that subsequent cases have followed that rule. The superintendent points out, however, that Randant II issued “five months after the decision in petitioner’s appeal” and he asserts that reasonable appellate counsel would not have anticipated that opinion. The difficulty with the superintendent’s argument is that the original decision in Randant I issued before our decision in Garner I, establishing (albeit without explanation at that point) that remand for resentencing was the proper disposition following reversal (or vacation) of fewer than all convictions, even in cases involving nonguidelines sentences.
Thus, when Garner I issued, this court’s opinions in Randant I, Sanders II, and Rodvelt all would have obviously supported a petition for reconsideration asserting that petitioner was entitled to a remand for resentencing, rather than only to remand for entry of a corrected judgment reflecting a single aggravated-murder conviction. Nonetheless,
It is true that the opinions in Lotches and Hale would not, themselves, have given a reasonable appellate attorney any reason to consider seeking a remand for resentencing after we issued Garner I. But nothing in Lotches or Hale suggests that the defendants in those cases argued that they were entitled to resentencing on the surviving aggravated-murder convictions, and nothing in those opinions suggests that the Supreme Court considered and rejected such an argument. The absence of a resentencing discussion in Lotches and Hale would not have dissuaded reasonable appellate counsel in Garner I from seeking remand for resentencing based on the results and reasoning that were present in Randant I, Sanders II, and Rodvelt.
The post-conviction court correctly concluded that reasonable appellate counsel would have petitioned for reconsideration in Garner I. Accordingly, the superintendent’s cross-appeal presents no basis for reversal.
Affirmed on appeal and cross-appeal.
Notes
See ORS 163.095(l)(e) (aggravated murder includes murder that “occurred in the course of or as a result of intentional maiming or torture of the victim”).
See ORS 163.095(2)(e) (aggravated murder includes murder that “was committed in an effort to conceal the commission of a crime, or to conceal the identity of the perpetrator of a crime”).
As we more recently have emphasized, “the phrase ‘merged for sentencing purposes’ is a misnomer and should never be used because it improperly conflates two distinct parts of the criminal process: the entry of convictions and the imposition of sentences.” State v. Mason,
As discussed in more detail below, ORS 138.222(5) now provides, and has since the legislature last amended that statute in 2005:
“(a) The appellate court may reverse or affirm the sentence. If the appellate court concludes that the trial court’s factual findings are not supported by evidence in the record or do not establish substantial and compelling reasons for a departure, it shall remand the case to the trial court for resentenc-ing. If the appellate court determines that the sentencing court, in imposing a sentence in the case, committed an error that requires resentencing, the appellate court shall remand the entire case for resentencing. The sentencing court may impose a new sentence for any conviction in the remanded case.
“(b) If the appellate court, in a case involving multiple counts of which at least one is a felony, reverses the judgment of conviction on any count and affirms other counts, the appellate court shall remand the case to the trial court for resentencing on the affirmed count or counts.”
The 2005 amendments added subsection (b), quoted above. See Or Laws 2005, ch 563, § 1. Before then—and when we issued our opinion in Garner I—ORS 138.222(5) consisted entirely of what now is subsection (a).
Other provisions of ORS 136.280 have been amended since petitioner’s aggravated murder trial, but the parts quoted here are unchanged.
The Supreme Court more recently has held that, “where the effect of inadequate assistance of counsel on the outcome of a jury trial is at issue, it is inappropriate to use a ‘probability’ standard for assessing prejudice.” Green,
At times, petitioner has emphasized that the trial court dismissed Juror B mid-trial, not during voir dire. He points out that we have said that the standard for a juror’s removal “due to a substantial impairment of the juror to decide the case fairly and impartially” under ORS 136.280, which governs a trial court’s dismissal of a juror mid-trial, is “at least as stringent as the standard for removal before trial.” Monahan v. Belleque,
As we observed in our initial opinion in State v. Muyingo,
“In 2005, see Or Laws 2005, chapter 563, section 1, the legislature added the following language, which is now codified at ORS 138.222(5)(b):
“‘If the appellate court, in a case involving multiple counts of which at least one is a felony, reverses the judgment of conviction on any count and affirms other counts, the appellate court shall remand the case to the trial court for resentencing on the affirmed count or counts.’
“That amendment effectively codified our construction of the prior version of the statute * * * in Rodvelt!’
Muyingo,
