222 Conn. 98 | Conn. | 1992
Lead Opinion
In each of these cases, the plaintiff has appealed from the judgment of the trial court affirming the decision of the defendant conservation commission of the town of Waterford
There is no dispute about the facts as set forth in the trial court’s comprehensive memorandum of decision in each case. Reynolds applied to the commission pursuant to General Statutes § 22a-42a (c) for a permit to conduct regulated activities on .49 acres of the total 34.05 acres of wetlands included in the 188 acre tract of land, formerly the Waterford-New London airport, upon which an industrial park was to be located. The application sought to construct roadways across certain watercourses and wetlands, to establish sediment basins adjacent to wetlands, to install sewer and water lines under watercourses and to discharge storm water upon wetlands.
After a public hearing that occupied four sessions of the commission, the application was granted on December 21, 1989, to allow: (1) the construction of nine detention basins adjacent to wetlands and watercourses; (2) the discharge of storm water onto wetlands and watercourses; (3) road crossings for Jordan Brook and No Name Brook; (4) utility crossings for Jordan Brook, No Name Brook and a tributary; and (5) permanent filling of .20 acres and temporary disturbance within .29 acres of wetlands. The commission, however, imposed on Reynolds twenty-nine conditions relating to the grant of the permit “in order to further protect
I
In the first appeal Gardiner claims that certain conditions imposed by the commission allow the ex parte submission of engineering data by Reynolds relevant to whether the permit should have been granted and that he will have no opportunity to challenge the information to be provided, thus depriving him of due process of law in violation of his constitutional right to a fair hearing. This argument focuses upon the four conditions requiring: (1) a full subsurface investigation of the area where one detention basin is to be located in order to determine whether a pollution hazard is created by its proximity to the Devonshire landfill, a former waste disposal area; (2) a special design of this basin in order to prevent seepage between the basin and the landfill for the purpose of protecting water quality; (3) a water monitoring program related to leachate that may emanate from another waste disposal area, the Waterford landfill; and (4) submission of engineering calculations for two of the detention basins, including the one near the Devonshire landfill, in order for the town engineer to review the structural integrity of these and other similar basins. Gardiner maintains that the commission should not have granted the permit until the additional information demanded as
The basis for the commission’s concern about locating the detention basin in proximity to the Devonshire landfill was a letter from the department of environmental protection (DEP) commenting upon Reynolds’ proposal. The letter contained a statement that the basin “abuts, and may overlie, portions of the Devon-shire landfill.” At the public hearing no other evidence was presented to indicate that the proposed detention basin would be located over a landfill.
Both parties rely upon precedent involving ex parte communications to a commission following a public hearing but before it has rendered a decision. In such a context we have declared that, “[bjecause the commission is composed of laymen, it is entitled to professional technical assistance in carrying out its responsibilities. . . .” Hawkes v. Town Plan & Zoning Commission, 156 Conn. 207, 212, 240 A.2d 914 (1968). We have placed emphasis on the circumstance that such ex parte communications have usually come from public officials having no personal or financial interest in the controversy. McCrann v. Town Plan & Zoning Commission, 161 Conn. 65, 78, 282 A.2d 900 (1971); Kyser v. Zoning Board of Appeals, 155 Conn. 236, 251, 230 A.2d 595 (1967). We have also indicated that whether “[tjhe information requested by the commission was within the scope of the [matters] presented at the public hearing” is significant in assessing the prejudicial effect of such a communication. Hawkes v. Town Plan & Zoning Commission, supra, 212.
We need not consider whether the additional information required to be submitted by Reynolds as a condition of the permit would qualify as a permissible ex parte communication under the standards established
It is conceivable that an additional public hearing may be held if the information requested should raise serious concerns among the commission members about the likelihood of pollution. The commission regulations provide that, “[i]f the Agency finds that an activity for which it has granted a permit, or granted a permit with conditions, has had a more severe impact or effect on the inland wetland or watercourse than was projected by the applicant . . . the Agency may revoke such permit and require the permittee to cease all site work and file a new application for review.”
Gardiner does not question the authority of the commission, as provided by § 22a-42a (d),
II
In the second appeal the plaintiff Fromer claims: (1) he was entitled to raise not only environmental issues but also those having an “inextricable nexus” to issues directly affecting the environment; (2) there is insufficient support for the finding of the commission that Reynolds’ proposal would have no adverse effect upon the wetlands; (3) consideration of alternatives was therefore necessary; and (4) the trial court improperly refused to consider the adequacy of the Waterford wetlands regulations for protection of the rights created by the environmental statutes.
A
Fromer intervened in the proceeding before the commission pursuant to § 22a-19 (a), which, “[i]n any administrative, licensing or other proceeding” allows “any person” to “intervene as a party on the filing of a verified pleading asserting that the proceeding . . . involves conduct which has, or which is reasonably likely to have, the effect of unreasonably polluting, impairing or destroying the public trust in the air, water or other natural resources of the state.” We have held that this statute confers upon anyone who complies with its requirements standing to raise only environmental issues. Mystic Marinelife Aquarium, Inc. v. Gill, 175 Conn. 483, 499-500, 400 A.2d 726 (1978). With respect to an inland wetlands agency, we have further limited such standing to the presentation of environmental issues within the jurisdiction of such an agency. Connecticut Fund for the Environment, Inc. v. Stamford, 192 Conn. 247, 250, 470 A.2d 1214 (1984).
Fromer maintains that he has standing to raise issues with an “inextricable nexus” to those directly affecting the “public trust in the air, water or other natural resources of the state,” for which § 22a-19 (a) expressly gives him standing. He has presented this claim as an abstract proposition, however, and has not specified what issues having such a nexus he was barred from raising before the commission or in the trial court. Our examination of the references in the part of his brief discussing this claim does not indicate that, because of
B
The trial court concluded that the record adequately supports the implicit finding of the commission that the industrial park proposed by Reynolds, with the modifications necessary to comply with the conditions attached to the permit, was not likely to cause “unreasonable pollution, impairment or destruction of the public trust in the air, water or other natural resources of the state . . . .” General Statutes § 22a-19 (b).
C
The trial court construed § 22a-19 (b) not to require a municipal inland wetlands agency to consider alternatives to an applicant’s proposal once the agency has found that “unreasonable pollution” is unlikely to result from granting the application. This analysis is flawed, however, because the determination of whether a specific degree of contamination or other environmental detriment is unreasonable may often turn on the availability of alternatives. Even minimal environmental harm is to be avoided if, “considering all relevant surrounding circumstances and factors, there is a feasible and prudent alternative consistent with the reasonable requirements of the public health, safety and welfare.” General Statutes § 22a-19 (b). As Fromer correctly points out, § 6.1 (e) of the commission’s regulations expressly requires the agency, in making its final decision on permit applications, to consider “[a]ll relevant issues including . . . [t]he alternatives to the proposed action, including a consideration of alternatives which might enhance environmental quality or have a less detrimental effect, and which could feasibly attain the basic objectives of the activity.”
As the trial court found, however, the commission did consider many alternatives. The record indicated that numerous compromises and redesigns had been made, resulting from negotiations with town and state officials. Eleven alternative studies were discussed with the commission and its staff. A prior application was submitted but was withdrawn for further modifications. Alternatives for dealing with the leachate pool were considered, some of which one expert characterized as “virtually impossible.” We agree with the court that “there was substantial evidence from which the Commission could have concluded that a permit with the
D
As his final claim, Fromer maintains that General Statutes § 22a-20
The judgments are affirmed in both cases.
In this opinion Peters, C. J., Callahan and Covello, Js., concurred.
The conservation commission of the town of Waterford acts as the inland wetlands agency for that town pursuant to General Statutes § 22a-42 (d).
Section 5.10 of the Waterford inland wetlands regulations provides: “If the Agency finds that an activity for which it has granted a permit, or granted a permit with conditions, has had a more severe impact or effect on the inland wetland or watercourse than was projected by the applicant, or does not in fact involve a permitted use, the Agency may revoke such permit and require the permittee to cease all site work and file a new application for review.”
General Statutes § 22a-42a (d) provides in part: “In granting a permit the inland wetlands agency may grant the application as filed or grant it upon such terms, conditions, limitations or modifications of the regulated activity, designed to carry out the policy of sections 22a-36 to 22a-45, inclusive.”
Fromer also claims that both the commission and the trial court decided sophisticated and technical issues involving biology, ecology and pollution without adequate expert testimony, despite their lack of expertise in these subjects. See Feinson v. Conservation Commission, 180 Conn. 421, 428-29,
General Statutes § 22a-19 (b) provides as follows: “In any administrative, licensing or other proceeding, the agency shall consider the alleged unreasonable pollution, impairment or destruction of the public trust in the air, water or other natural resources of the state and no conduct shall be authorized or approved which does, or is reasonably likely to, have such effect so long as, considering all relevant surrounding circumstances and factors, there is a feasible and prudent alternative consistent with the reasonable requirements of the public health, safety and welfare.”
Section 6.1 (e) of the Waterford inland wetlands regulations requires the commission to consider “[a]ll relevant issues including, but not limited to, the following: i. The alternatives to the proposed action, including a consideration of alternatives which might enhance environmental quality or have a less detrimental effect, and which could feasibly attain the basic objectives of the activity. This should include, but is not limited to, the alternative of taking no action, or postponing action pending further study; the alternative of requiring actions of a different nature which would provide similar benefits with different environmental impacts, such as using a different location for the activity.”
General Statutes § 22a-42 (e) provides: “Municipal or district ordinances or regulations may embody any regulations promulgated hereunder, in whole or in part, or may consist of other ordinances or regulations in conformity with regulations promulgated hereunder. Any ordinances or regulations shall be for the purpose of effectuating the purposes of sections 22a-36 to 22a-45, inclusive, and, a municipality or district, in acting upon ordinances and regulations shall give due consideration to the standards set forth in section 22a-41.”
General Statutes § 22a-41 provides in part: “(a) In carrying out the purposes and policies of sections 22a-36 to 22a-45, inclusive, including matters relating to regulating, licensing and enforcing of the provisions thereof, the commissioner shall take into consideration all relevant facts and circumstances, including but not limited to:
“(1) The environmental impact of the proposed action;
“(2) The alternatives to the proposed action . . . .”
General Statutes § 22a-20 provides: “Sections 22a-14 to 22a-20, inclusive, shall be supplementary to existing administrative and regulatory procedures provided by law and in any action maintained under said sections, the court may remand the parties to such procedures. Nothing in this section shall prevent the granting of interim equitable relief where required and for so long as is necessary to protect the rights recognized herein. Any person entitled to maintain an action under said sections may intervene as a party in all such procedures. Nothing herein shall prevent the maintenance of an action, as provided in said sections, to protect the rights recognized herein, where existing administrative and regulatory procedures are found by the court to be inadequate for the protection of the rights. At the initiation of any person entitled to maintain an action under said sections, such procedures shall be reviewable in a court of competent jurisdiction to the extent necessary to protect the rights recognized herein. In any judicial review the court shall be bound by the provisions, standards and procedures of said sections and may order that additional evidence be taken with respect to the environmental issues involved.”
Dissenting Opinion
dissenting in Gardiner v. Conservation Commission and concurring in Fromer v. Reynolds Metals Development Co. I disagree with the majority’s conclusion that the due process rights of the plaintiff, Scott Gardiner, were not violated as a result of the commission’s decision to grant Reynolds’ application for a wetlands permit to conduct regulated activities, approval of which was conditioned on the ex parte submission of substantive engineering data by Reynolds after the close of the public hearing. The engineering data involves the location of a detention basin in proximity to the Devonshire landfill. The result of the majority’s decision is that the commission will be allowed to consider the additional evidence submitted by Reynolds and make its decision on whether Reynolds
We have long held that “[d]ue process of law requires that the parties involved [in an administrative proceeding] have an opportunity to know the facts on which the commission is asked to act, to cross-examine witnesses and to offer rebuttal evidence.” Pizzola v. Planning & Zoning Commission, 167 Conn. 202, 207, 355 A.2d 21 (1974). In Blaker v. Planning & Zoning Commission, 212 Conn. 471, 477-78, 562 A.2d 1093 (1989), Justice Shea, writing for a unanimous court, reaffirmed the holding in Pizzola by stating that “[t]he commission could not properly consider additional evidence submitted by an applicant after the public hearing without providing the necessary safeguards guaranteed to the opponents of the application and to the public. This means a fair opportunity to cross-examine witnesses, to inspect documents presented and to offer evidence in explanation or rebuttal. . . . [T]he use of [technical and professional] assistance . . . cannot be extended to the receipt, ex parte, of information supplied by a party to the controversy without affording his opposition an opportunity to know of the information and to offer evidence in explanation or rebuttal.” (Citations omitted; internal quotation marks omitted.) Professor Terry J. Tondro cogently summed up the principle as follows: “[T]he general rule is that information may not be considered by board members that has not been presented at the public hearing itself.” T. Tondro, Connecticut Land Use Regulation (1983 Sup.) p. 100.
At the public hearing on the permit application, Gardiner hotly contested the application and presented expert testimony raising concerns on the location of the detention basin. The majority, however, apparently dismisses Gardiner’s claim for lack of ripeness. In other
The majority also seems to suggest that should the commission not choose to hold an additional public hearing, Gardiner and other interested parties could obtain access to the information submitted to the commission pursuant to General Statutes § 1-19 of the Freedom of Information Act. The majority concludes that this procedural morass will allow Gardiner and other opponents the opportunity to “inform the commission of any inadequacies that he may discover or any additional concerns raised by the information received.” Even if this could be considered a substitute for cross-exami
In the present case, the majority, in an attempt to justify its decision, points out that General Statutes § 22a-42a (d) specifically authorizes the commission to grant permits “upon such terms, conditions, limitations or modifications of the regulated activity . . . .” The “conditions” to which § 22a-42a(d) refer, however, are not those that will determine whether the regulated activity should be permitted in the first instance, but are merely stipulations for allowing the activity in return for other environmental considerations. See Red Hill Coalition, Inc. v. Conservation Commission, 212 Conn. 710, 715, 563 A.2d 1339 (1989) (approval of filling in a pond on condition the applicant provide compensation for wetland development or other enhancements). The sentence preceding the authority for “conditions” in § 22a-42a (d) makes this clear by requiring the commission to “state upon the record the reason for its decision” either to grant or to deny the permit application. In the present scenario, all the reasons for granting the permit will not be known until the ex
Allowing the commission thus to put the cart before the horse requires the opponents to the permit to appeal the commission’s approval without knowing all the reasons why the permit was granted. This bizarre result arises because of the majority’s interpretation of § 22a-42a (d) and because the statutory time frame in which an appeal must be taken begins the moment the decision of the commission is published. General Statutes § 22a-34. Because approval of the permit was based, in part, on information that may not be submitted during the thirty day appeal period, the opponents are left to guess at the basis for the action they are challenging. Requiring parties to stumble through the dark in search of their legal rights does not comport with due process.
Interpreting § 22a-42a (d) as the majority does could also mean that the commission would have the broad power to grant applications for regulated activities on the basis of certain conditions, the satisfaction of which would not be subject to public scrutiny or appellate review. This interpretation makes a mockery out of the statutory protections afforded to those statutorily and classically aggrieved as well as to environmentalists given standing under General Statutes § 22a-19. I cannot believe that the legislature intended that result. “We must avoid a construction that fails to attain a rational and sensible result that bears directly on the purpose the legislature sought to achieve. . . . If there are two possible interpretations of a statute, we will adopt the more reasonable construction over one that is unreasonable. . . .” (Citations omitted.) Turner v. Turner, 219 Conn. 703, 713, 595 A.2d 297 (1991).
Accordingly, I would reverse the judgment of the trial court in Gardiner’s case and find that his due process rights have been violated by the commission’s act of granting the permit with the condition of allowing ex parte communications, without giving Gardiner the right to be heard on those issues in a meaningful manner. In regard to Fromer v. Reynolds Metals Development Co., I concur with the majority.
It is of little consolation that the commission regulations provide that should the “activity for which [the commission] has . . . granted a permit with conditions, [have] a more severe impact or effect on the inland wetland or watercourse than was projected by the applicant . . . the [commission] may revoke such permit . . . .’’Waterford Inland Wetlands Regs. § 5.10. Also, there is no way in which an administrative appeal could be taken in order to challenge the commission’s failure to revoke the permit. Therefore, the regulation does not detract from the unbridled discretion with which the majority cloaks the commission.
The purpose of cross-examination and the presentment of additional evidence is not to satisfy the presenter, but to develop and test evidence that would be of an aid to the decision maker, in this case the commission, in making an informed decision, as well as to establish a record for appeal.