Michael GARCIA, Appellant, υ. OREGON DEPARTMENT OF MOTOR VEHICLES, Chloe Ousterhout, Billie Brown, and Lorna Youngs, Respondents.
0310007; A124357
Court of Appeals of Oregon
October 13, 2004
99 P3d 316
On court‘s request for information dated May 28, regarding appealability; taken en banc September 22, jurisdiction determined; appeal may proceed October 13, 2004
Hardy Myers, Attorney General, Mary H. Williams, Solicitor General, and Richard D. Wasserman, Attorney-in-Charge, for respondents.
Before Deits, Chief Judge, and Edmonds, Landau, Haselton, Armstrong, Linder, Wollheim, Brewer, Schuman, and Ortega, Judges.
LINDER, J.
Brewer, J., dissenting.
This appeal presents what promises to be the first of many questions that will arise for courts in the wake of the enactment of House Bill (HB) 2646 (2003), which comprehensively revised the statutes governing judgments.1 Under HB 2646, many judgments are now designated “limited,” “general,” or “supplemental,” and trial judges and local court administrators are required to include those designations in judgment labels and in register notations.2 For the most part, the legislature appears not to have anticipated that the new statutory scheme would be implemented imperfectly—for example, that the labels on judgments might not reflect the new designations or might reflect them incorrectly and that register notations might be incomplete or wrong. Consequently, we are presented with the issue that arises in this case.
What happened here is undramatic. The trial judge, after resolving all of the claims in this case, signed and filed a judgment document labeled “general judgment.” The judgment document also awarded $385 in costs to the prevailing party. After receiving it, the court administrator noted in the court register that a judgment document had been filed. In making that notation, however, the court administrator made a mistake. Rather than describe the judgment as a general judgment, the court administrator described it as a limited judgment.3 The question under HB 2646 is the following:
The starting point, as for all questions that require us to determine legislative intent, is the text and context of the pertinent statutes. PGE v. Bureau of Labor and Industries, 317 Or 606, 610-11, 859 P2d 1143 (1993). Context, in turn, includes “the preexisting common law and the statutory framework within which the law was enacted.” Denton and Denton, 326 Or 236, 241, 951 P2d 693 (1998) (citation omitted). Because significant features of the preexisting statutory framework relating to judgments were retained in HB 2646, that framework provides an appropriate starting point.
Under the preexisting law, for a judgment to be enforceable and appealable, two basic requirements of form had to be satisfied: (1) the judgment decision had to be set forth in a written document, and (2) the written document had to be labeled a “judgment.”
Preexisting law also imposed a procedural requirement for a judgment to be appealable and enforceable. Specifically, the judgment had to be entered in the register. See
In enacting the 2003 statutory scheme governing judgments, the legislature retained those requirements,
“A judgment is entered in circuit court when a court administrator notes in the register that a judgment document has been filed with the court administrator.”
(Emphasis added.)
In short, under the preexisting statutory scheme, to be enforceable and appealable, a judgment had to be in writing, plainly labeled as a “judgment,” and entered in the register with a notation that a “judgment” had been filed. Under the new statutory scheme, to be enforceable and appealable, a judgment has to be in writing, plainly labeled as a “judgment,” and entered in the register with a notation that a “judgment” has been filed.
If the legislature had done nothing more, other than change, reorganize, or clarify other aspects of the preexisting scheme, the appealability of this judgment would not be in question. It would be a simple matter to presume, as we usually do, that the legislature was aware of former requirements and to conclude that, by keeping them, the legislature intended no change. See, e.g., U.S. National Bank v. Heggemeier, 106 Or App 693, 699, 810 P2d 396 (1991) (given legislature‘s presumed knowledge of earlier enactments and case law, and its failure to expressly change the law, court assumed that legislature intended not to change the law).
But drawing that conclusion here is not such a simple matter. With the new statutory scheme, the legislature parted company with past practice by devising a more formal and seemingly intricate scheme of judgment subcategories or
As a complement to those new categorizations, the statutory scheme also imposes newly created duties on court administrators and trial judges pertaining to the form of judgments and register notations regarding judgment documents. Specifically, in those cases in which a judgment must be either limited, general, or supplemental, the title of the judgment document “must indicate” which it is,
The existence of those new requirements and duties, and the legislative history emphasizing their importance, leads the dissent to conclude:
“[T]he legislative history confirms that the legislature created subcategories of judgments, each of which has particular legal consequences. The legislature also expanded the labeling requirement under preexisting law to require that, generally, the judgment document be properly labeled so that those who need information about the judgment will be clearly informed of its nature. Further, the legislature intended that the labeling of a judgment document be a significant procedural requirement. Consequently and in order to effectuate those purposes and intentions, the text
and context of ORS 18.075(1) make clear that entry in the register, which serves as a public record and a tool of judicial administration, must accurately indicate the type of judgment that the trial court rendered as reflected in the judgment document that the court filed.”
195 Or App at 635-36 (Brewer, J., dissenting). Thus, the dissent would hold that, “when the administrator does not accurately note in the register the label on the judgment document that the trial court filed, the judgment that the court rendered in the action has yet to be entered.” Id. at 21. That conclusion, in turn, would dictate that the judgment is a nullity—that is, neither enforceable nor appealable. See
With respect, the dissent focuses on the wrong question. The question is not whether the purpose of imposing new form and procedural duties pertaining to judgment types would be better effectuated if those duties are accurately performed. The answer to that is, axiomatically, yes. The question to ask, instead, is whether the legislature intended that judgments not be enforceable or appealable if those duties are not accurately performed. In this particular case, that question reduces to whether the legislature intended that effective “entry” in the register depend on a notation not only that a “judgment” document had been filed, but also on an accurate notation of the type of judgment rendered. The dissent‘s conclusion on the point is not clearly wrong. But neither is it clearly right. The statutory scheme, its context, and its legislative history equally—if not more strongly—support an opposite conclusion. The question thus narrows to this: as between two reasonable interpretations of the statutory scheme, one of which creates new statutory impediments to the appealability and enforceability of judgments, and the other of which does not, which did the legislature more likely intend? The answer is this: the one that creates fewer impediments to the appealability and enforceability of judgments.
The statutes themselves provide the strongest indication that the legislature did not intend to add to the former
The structure of the statutes reinforces that conclusion.
The statute that describes the form of a judgment document,
Finally,
“If a *** judgment document is filed with the court administrator that does not indicate whether the judgment is a limited, general or supplemental judgment, and the court administrator fails to comply with
ORS 18.058 [requiring the court administrator not to note its filing in the register and instead to return it to the judge who filed it] and makes an entry in the register indicating that a judgment has been filed with the court administrator, the document has the effect of a general judgment entered in circuit court.”
Implicit in that provision is the legislature‘s recognition that judges and court administrators might fail to carry out their new statutory obligations to indicate, both in a judgment document‘s title and in the register, the particular type of judgment involved. The legislature did not, however, provide that nonperformance of those duties rendered a judgment unenforceable or unappealable. To the contrary, the legislature expressly gave such judgments force, by declaring that they have the effect of a general judgment entered in the circuit court. To be sure, that provision anticipates only one of many problems that can arise under the new scheme governing judgments. The legislature did not address, for example, what would happen if the judgment document‘s title indicates that it is limited, general, or supplemental but the notation in the register does not. Nor did the legislature address the consequences of a notation in the register that does not match the title, as occurred in this case. But
In contrast, the commentary to
The few statements in the Judgments Report pertaining to entry of judgments in the register likewise suggest that the legislature did not intend to create new hurdles for the enforceability and appealability of judgments. Rather, the declared objective was to reduce those hurdles:
“Subsection (1) makes general statements about the effect of entry of a judgment. The most important of these statements is that upon entry, a judgment can be appealed and enforced. This provision is consistent with one of the Work Group‘s fundamental decisions: There should never be ‘judgments’ that are entered in the register but that are not appealable and enforceable. This does not mean that an appellate court must entertain an appeal from anything that has been labeled as a judgment and entered in the register. For instance, if a malicious party labeled a grocery list as a general judgment, an oblivious judge signed the document, and the clerk entered it in the register, the appellate court is not somehow compelled to entertain an appeal from a non-decision by the court.”
Id. at 14 (original emphasis and footnotes omitted; other emphasis added). Beyond that, the Judgments Report is unenlightening in explaining what entry requires. It merely paraphrases
The dissent apparently is concerned that, if the new duties for indicating type of judgment in the register (and, perhaps, also in the title of the document) are not an aspect of entry, those new duties will go unenforced. But that approach threatens to throw the proverbial baby out with the bath water. Traditionally, appealability and enforceability of judgments have depended on compliance with only a few requirements of form and procedure. Not all administrative tasks to be performed in connection with judgments—even highly important and mandatory ones—frustrate the enforceability or appealability of judgments if not performed or if performed imperfectly. See, e.g., U.S. National Bank, 106 Or App at 698-99 (court administrator‘s failure to give parties statutorily required notice of entry of a judgment does not render the judgment unappealable or otherwise defeat the appellate court‘s jurisdiction).
The same conclusion makes sense for information regarding the type of judgment rendered. In terms of a judgment‘s enforceability and appealability, nothing turns on the type of judgment rendered. All three judgment types are appealable. See
Thus, we hold that a judgment is entered in the register, within the meaning of the pertinent statutes, when the court administrator notes the filing of a “judgment” document. In this case, then, the fact that the judgment document was further described in the register as a limited rather than a general judgment was a clerical error. It was not, however, a clerical error that renders the judgment a nullity—that is, unenforceable and unappealable.
That is not to conclude, however, that the error in this case or similar ones likely to arise under the new statutory scheme should go uncorrected. That may depend on what harm will flow from the error. It is not obvious in this particular case that the notation of this judgment in the register as a limited rather than a general one will significantly prejudice the rights of the parties or, more generally, mislead the public. But to the extent it will do either, in this case or in others, the notation can and should be corrected.
Our analysis potentially leads to nearly the same place as the dissent‘s: a correction of the register, so that it accurately reflects the type of judgment document that the trial court signed and filed with the court administrator. But our different conclusions as to whether the error prevented “entry” of the judgment has far different consequences where the same or related errors are made but never caught, either because a judgment was not appealed or, if appealed, the error was not noticed.15 “Entry” of a judgment in the register is the procedural step required for it to be enforceable as well as appealable. Consequently, if a judgment has not been entered in the register in a procedurally effective way, the judgment does not become “the exclusive statement of the court‘s decision in the case” that “governs the rights and obligations of the parties,” see
That outcome is not compelled by the text or context of the new statutory scheme governing judgments. Nor is it what the legislature intended. We therefore conclude that the judgment in this case was entered in the register for purposes of
Jurisdiction determined; appeal may proceed.
BREWER, J., dissenting.
In 2003, the legislature enacted House Bill (HB) 2646, which effected a comprehensive revision of the laws governing judgments. See
The legislature appears to have accomplished that sea change by enacting an intricate statutory scheme that expressly imposes duties on, among others, courts and court administrators. An important part of that statutory scheme
My understanding is that the legislature intended that greater specificity in the statutes would result in greater clarity for the bench and bar with regard to the law of judgments. In other words, if everyone involved complies with the statutory requirements and duties, there will fewer problems. As this case illustrates, however, mistakes will be made in complying with the new requirements. For that reason, this case, in broad terms, concerns the consequences for failing to comply with the requirements of the new statutory scheme.
The facts are undisputed. In March 2004, the trial court rendered its judgment. The judgment document is entitled “GENERAL JUDGMENT.”4 The judgment contained a money award.5 When the court administrator noted in the register that a judgment document had been filed, however, the administrator made the following notation in the register: “Judgment Limited Creates Lien.” The terms “limited judgment” and “general judgment” have different meanings.6
Before turning to the majority‘s analysis, I begin by focusing on the proper interpretation of the pertinent statutes. Under PGE v. Bureau of Labor and Industries, 317 Or 606, 610, 859 P2d 1143 (1993), I first examine a statute‘s text and context. Context includes other provisions of the same statute and related statutes. Id. at 611. Context also includes “the preexisting common law and the statutory framework within which the law was enacted.” Denton and Denton, 326 Or 236, 241, 951 P2d 693 (1998); see also Weber and Weber, 337 Or 55, 67-68, 91 P3d 706 (2004) (reasoning that an appellate court “presumes that the legislature enacts statutes in light of existing judicial decisions that have a direct bearing upon those statutes“).
I begin by discussing the preexisting common law concerning the entry of a judgment. As pertinent to this case, the law before HB 2646 was enacted established that a judgment must be entered as such in the register. In Patrick v. Otteman, 158 Or App 175, 974 P2d 217, rev den, 328 Or 594 (1999), this court addressed whether a judgment was effective even though the clerk incorrectly noted in the register that it was an order. Specifically, the court framed the issue as whether the clerk‘s notation was “sufficient if a judgment has, in fact, been filed and the register accurately reflects the event—the filing—albeit not the title of the document.” Id. at 185 (emphasis in original). This court held that “the legal/jurisdictional reality is that a judgment is not effective until entered in the register” and that the clerk‘s mistake does not alter the legal reality that the judgment had not been entered. Id. at 187. The court‘s reasoning focused on the wording of
This court reasoned that related statutes supported that interpretation. In particular, the court referred to
“(1) The date of any filing of any paper or process.
“(2) The date of making, filing and entry of any order, judgment, ruling or other direction of the court in or concerning such action, suit or proceeding.
“(3) Any other information required by statute, court order or rule.”
Based on the wording of the statute, the court reasoned that, even though
“does not explicitly require that the clerk accurately describe each ‘order, judgment [or] ruling,’ that requirement is implicit in the statute’s purpose and function. That is, for the register to be meaningful and useful, both as a public record and as a tool of judicial administration, it must accurately describe what is filed and not merely when it is filed. By extension, ‘notation of the filing’ in
ORCP 70 B(1) encompasses the former as well as the latter.”
Patrick, 158 Or App at 185-86 (emphasis and bracketed material in original). In short, this court held that a judgment must be entered as a judgment in the register.
With that principle in mind, I turn to
“(1) Upon entry of a judgment, the judgment:
“(a) Becomes the exclusive statement of the court’s decision in the case and governs the rights and obligations of the parties that are subject to the judgment;
“(b) May be enforced in the manner provided by law;
“(c) May be appealed in the manner provided by law;
“(d) Acts as official notice of the court’s decision; and
“(e) May be set aside or modified only by the court rendering the judgment or by another court or tribunal with
the same or greater authority than the court rendering the judgment.”
(Emphasis added.) The legislature’s intent is clear from the text of that statute: Entry is a prerequisite to the appeal of a judgment. That conclusion is confirmed by
Consequently, because entry is a prerequisite to the appeal of a judgment, the issue in this case narrows to whether the judgment that the court rendered in the action, as reflected in the judgment document, was entered in the register. If it was, the judgment may be appealed.
Resolution of that issue requires the interpretation of
“(1) A judgment is entered in circuit court when a court administrator notes in the register that a judgment document has been filed with the court administrator.
“(2) Subject to
ORS 18.058(2) , when a judge files a judgment document with the court administrator, the court administrator shall note in the register:“(a) That the judgment document has been filed and the day, hour and minute that the judgment is entered.
“(b) Whether the judgment is a limited judgment, a general judgment or a supplemental judgment.
“(c) Whether the judgment includes a money award.
“(d) Whether the judgment creates a judgment lien under
ORS 18.150 .”
An ordinary meaning of “a” is:
“[A] function word before most singular nouns other than proper and mass nouns when the individual in question is undetermined, unidentified, or unspecified, esp. when the individual is being first mentioned or called to notice <there was a tree in the field> <a man walked past him> <he bought a house, but this is not the house he bought>[.]”
Webster’s Third New Int’l Dictionary 1 (unabridged ed 1993) (emphasis in original). At first blush, the legislature’s use of the indefinite article “a” in
A closer analysis of the text of
“The title of a judgment document must indicate whether the judgment is a limited judgment, a general judgment or a supplemental judgment. This subsection does not apply to:
“(a) Justice courts, municipal courts and county courts performing judicial functions.
“(b) Judgments in criminal actions.
“(c) Judgments in juvenile proceedings under
ORS chapters 419B and419C .”
Further, the legislature has imposed a duty on the trial court judge to ensure that the title of the judgment document reflects the type of judgment that he or she rendered and a duty on the trial court administrator not to note that a judgment document has been filed if it (1) fails to indicate the type of judgment that the trial court rendered and (2) is not exempt from that labeling requirement under
“Subject to
ORS 18.058(2) , when a judge files a judgment document with the court administrator, the court administrator shall note in the register:“(a) That the judgment document has been filed and the day, hour and minute that the judgment is entered.
“(b) Whether the judgment is a limited judgment, a general judgment or a supplemental judgment.
“(c) Whether the judgment includes a money award.
“(d) Whether the judgment creates a judgment lien under
ORS 18.150 .”
(Emphasis added.) By its plain terms, that statute requires the court administrator to note in the register the judgment document that the trial court filed in the action and the type of judgment that the trial court rendered.9
Moreover, the statutes define a judgment to be the court’s concluding decision on one or more claims in one or more actions as reflected in the judgment document. See
For all of those reasons, the references in
Because the meaning of the statute is clear from the text and context it is unnecessary to consider legislative history and maxims of constructions. See PGE, 317 Or at 611-12 (reasoning that, if the legislature’s intent is not clear from the text and context of the pertinent statute, the court will consider legislative history; if thereafter the legislature’s intent remains unclear, the court may resort to general maxims of statutory construction to resolve the uncertainty). Nevertheless, I choose to discuss the legislative history because it supports my interpretation of the statute. See State v. Sumerlin, 139 Or App 579, 587 n 7, 913 P2d 340 (1996) (even though the court did not need to resort to legislative history, the court noted that the legislative history supported its conclusion). In that regard, I turn to the legislative history focusing on two related issues. First, because the administrator in this case noted that the trial court filed a document entitled “limited judgment” instead of noting that the court actually filed a document entitled “general judgment,” I examine the legislative history to determine the significance that the legislature placed on the label of a judgment document. Second, and relatedly, I examine the legislative history to determine whether the legislature also intended that the label have significance in the entry of a judgment.
The legislative history demonstrates that proper labeling of a judgment document was one of the most important procedural changes effectuated by HB 2646.
“Subsection (1) [
ORS 18.038(1) ] would seem to be self-evident, and the requirement that a judgment be labeled asa judgment has been in the law for many years. Nevertheless, the requirement continues to be a problem. Judges on occasion still sign documents designated ‘judgment orders’ or other variations on a simple judgment. The requirement that a judgment be designated a judgment is as significant under the bill as under existing law.”
Judgments/Enforcement of Judgments: Judgments Report (HB 2646), Oregon Law Commission, Feb 6, 2003, 12 (Judgments Report) (emphasis added).
The legislature, however, went further when it enacted HB 2646. Specifically, the legislature made the statutory scheme governing judgments more elaborate by creating subcategories of judgments and generally requiring that the title of a judgment document reflect the type of judgment that the court rendered. See, e.g.,
“Subsection (2) [
ORS 18.038(2) , see 195 Or App at 626-27 (Brewer, J., dissenting),] contains what is probably the single most significant change in judgment procedure made by the bill. This subsection requires that every judgment document indicate whether the judgment is a limited judgment, a general judgment or a supplemental judgment. Every judgment must comply with this requirement. As will be seen in the comments on sections 8 and 13 of the bill, the Work Group was very concerned about the consequences of this provision, but felt that this additional requirement was necessary to ensure that the parties, the trial court and the appellate courts had clear direction with respect to whether a given judgment document was intended to be what is now commonly referred to as a ‘final’ judgment. If the judgment document is intended to end the case at the trial court level, the title must tell the court and all of the parties that a general judgment is intended. If the judgment document will resolve less than all of the issues in the case, and the intent is that others will later be addressed in a subsequent judgment document, the title must indicate that the judgment is a limited judgment. Any judgment entered after the entry of ageneral judgment (other than a ‘corrected judgment’ under section 12 of the bill) must be designated as a supplemental judgment.”
Judgments Report at 12 (underscoring in original; emphasis added).10
In particular, the legislative history concerning limited judgments exemplifies the importance that the legislature placed on the requirement that a judgment document indicate the type of judgment that the trial court rendered.
“The most significant provision in this section [
ORS 18.052 ] is the last sentence of subsection (1). As can be seen, this sentence eliminates the requirement ofORCP 67 B that ‘magic words’ appear in the judgment document to acquire an appealable judgment. Instead, the judge is charged with making the required determination (no just reason for delay) and by the very act of signing a ‘limited judgment’ attests to having made that determination.“This provision highlights one of the advantages of requiring that a judgment be labeled as a limited or general judgment. Judges are busy individuals, and they are required to sign numerous documents every day. Under
ORCP 67 B , it is questionable whether all judges now look carefully at the language of every judgment document to see whether the judgment authorizes immediate appeal. With the strict division between limited and general judgments, and the requirement that each judgment be labeled as one of the three types of judgments, every judge should
be able to quickly determine what type of judgment is being requested.”
Judgments Report at 13. Under the preexisting law, the failure to include the appropriate wording in an
Interestingly, “[t]he [OLC] Work Group debated at length the manner of enforcing the requirement that a judgment be designated as either a limited, general or supplemental judgment.” Judgments Report at 13. In that regard, the Judgments Report indicates that
Additionally, I understand that the OLC’s Work Group had hoped that the computer system that the courts use could be programmed to reject any notation that did not designate the judgment as limited, general, or supplemental. Tape Recording, House Judiciary Committee, HB 2646, Apr 18, 2003, Tape 148, Side A (statement of David Heynderickx, Senior Deputy Legislative Counsel). Apparently, that was not possible. Written testimony before the House Judiciary Committee indicated that “[b]udgetary constraints prevent the court system from implementing changes in its computer system to prevent entry in the register of judgments that are not properly labeled as a limited, supplemental, or general judgment. Accordingly, a default provision has been added to the bill.” Testimony, House Judiciary Committee, HB 2646, Apr 18, 2003, Ex B (additional comments concerning HB
That default provision is
“If a document labeled as a decree is filed with the court administrator, or a judgment document is filed with the court administrator that does not indicate whether the judgment is a limited, general or supplemental judgment, and the court administrator fails to comply with
ORS 18.058 and makes an entry in the register indicating that a judgment has been filed with court administrator, the document has the effect of a general judgment entered in circuit court.”
To summarize, there is no indication that the legislature intended that the labeling requirements under HB 2646 were any less important than the labeling requirement under preexisting law—that is, that the judgment be plainly titled “judgment.” Having created new subcategories of judgments, however, the legislature extended the labeling requirement under preexisting law. The legislature placed great significance on the requirement that a judgment document indicate the type of judgment that the trial court rendered. In fact, the labeling requirement ensures that the parties, the courts, and others who are interested have notice of the nature of the court’s decision. Thus, it is clear that the legislature intended that, unless exempted by
In light of the great significance that the legislature placed on the labeling requirements, I examine the legislative history to determine whether the legislature also intended that the label have significance in the entry of a judgment. According to the Judgments Report,
Accordingly, the legislative history confirms that the legislature created subcategories of judgments, each of which has particular legal consequences. The legislature also expanded the labeling requirement under preexisting law to require that, generally, the judgment document be properly labeled so that those who need information about the judgment will be clearly informed of its nature. Further, the legislature intended that the labeling of a judgment document be a significant procedural requirement. Consequently and
In sum, the text and context of
I recognize the consequences of my conclusion. One, attorneys would have the burden of ensuring not only that the judgments in their cases have been entered but also that the register accurately reflects the type of judgment that the court rendered. Although this would be a new burden, it is not a heavy one.12 Two, when an administrator makes an incorrect notation in the register, entry would not have occurred and, under
In this case,
The majority concludes otherwise and begins by broadly framing the issue in this case as whether the legislature intended that judgments not be enforceable or appealable if the new form and procedural duties pertaining to judgment types are not accurately performed. See 195 Or App at 610-11, 615-16. As I have already explained, however, the issue in this case is much more narrow—that is, whether the judgment in this case has been entered in the register in accordance with the new statutes governing entry. Resolution of that issue requires the interpretation of
The majority then examines the preexisting law concerning the appealability and enforceability of judgments. According to the majority,
The problem with the majority’s interpretation is that it inserts a provision into
The majority asserts that, because the legislature provided when entry occurs in
“the statute as though subsection (1) states that entry is achieved when a notation of the following is made in the register, and then sets out the content requirements for entry in the subsections that follow. That is neither the structure nor the text of the statute, however. Subsection (1) expressly declares when entry is achieved, but it says nothing about noting the type of judgment document filed. Subsection (2) expressly requires some indication of a judgment’s type, but says nothing about that indication being a condition of entry. The dissent’s effort to read subsection (2) as a qualification of when entry occurs under subsection (1) subtly rewrites the statute.”
195 Or App at 612-13 n 6 (emphasis in original).
The structure of the statute, however, clearly supports my position that subsection (2) describes the content of the notation in the register. Again,
“(1) A judgment is entered in circuit court when a court administrator notes in the register that a judgment document has been filed with the court administrator.
“(2) Subject to
ORS 18.058(2) , when a judge files a judgment document with the court administrator, the court administrator shall note in the register:“(a) That the judgment document has been filed and the day, hour and minute that the judgment is entered.
“(b) Whether the judgment is a limited judgment, a general judgment or a supplemental judgment.
“(c) Whether the judgment includes a money award.
“(d) Whether the judgment creates a judgment lien under
ORS 18.150 .”
(Emphasis added.) Based on the wording of the statute, the legislature has linked subsections (1) and (2) by providing in subsection (1) that a notation triggers the entry of a judgment and in subsection (2) that a notation must include certain information. Those two subsections must be read together. Thus, contrary to the majority’s assertion, I have not conflated subsections (1) and (2).
Ultimately, the majority concludes:
“In short, under the preexisting statutory scheme, to be enforceable and appealable, a judgment had to be in writing, plainly labeled as a ‘judgment,’ and entered in the register with a notation that a ‘judgment’ had been filed. Under the new statutory scheme, to be enforceable and appealable, a judgment has to be in writing, plainly labeled as a ‘judgment,’ and entered in the register with a notation that a ‘judgment’ has been filed.”
195 Or App at 609.
The problem with the majority’s conclusion is that it fails to adequately consider the interrelationship between the pertinent definitions in
Further, as I have already discussed, the legislature clearly expanded the labeling requirement under preexisting law. The majority disagrees, asserting that,
“[i]f the legislature intended to expand the preexisting ‘plain title’ requirement so that denominating a judgment as limited, general, or supplemental has the same importance as including the word ‘judgment’ in the title, the logical—and easy—way to do that would be to place those requirements in the same subsection of the statute.”
195 Or App at 613.
There may be another reason that the legislature structured
Finally, the majority reasons:
“Nothing in the Judgments Report suggests that the legislature intended to create new requirements of form or procedure as conditions of enforceability and appealability of judgments. It is difficult to conceive that the legislature would have intended to do so without commenting explicitly on that objective. No such comments exist. Instead, the few threads of pertinent legislative history reflect only the legislature’s intent to retain the preexisting requirements.”
195 Or App at 617. Any perceived lack of legislative history, however, should not be viewed to suggest that the legislature did not intend to effect a change in the preexisting law, particularly where the legislature enacted a new and specific statutory scheme governing the law of judgments.14
In sum, I understand the majority’s ultimate position to be that the legislature retained only the requirements that a judgment be labeled “judgment” and that a notation including the word “judgment” is sufficient to constitute entry because the legislature would not have intended to create impediments to appealability and enforceability. Even
For all of the reasons that I have explained, I conclude that the references in
Deits, C. J., Haselton and Wollheim, JJ., join in this dissent.
Notes
“C. Lack of clarity on what is an ‘appealable’ judgment. An embarrassingly large number of appellate cases have been generated over the years by confusion relating to the appealability of decisions rendered by a court. To some degree, these cases arise because of lack of clear statutory guidelines for the form of judgments. More significantly, the existing laws fail to make an unequivocal statement as to what a ‘judgment’ is.
“D. Judgments labeled as judgments that are not really judgments. The existing law allows documents to be filed with the court that are denominated ‘judgments,’ but do not operate as judgments. Confusion can easily arise as to the effect of these documents. The Work Group suspected that many such documents are docketed by the court administrator and create liens, even though the document does not become enforceable until entry of the general judgment in the case.”
Judgments/Enforcement of Judgments: Judgments Report (HB 2646), Oregon Law Commission, Feb 6, 2003, 5 (Judgments Report) (underscoring in original).
“(a) A judgment entered under
“(b) A judgment entered before the conclusion of an action in a circuit court for the partition of real property, defining the rights of the parties to the action and directing sale or partition; and
“(c) An interlocutory judgment foreclosing an interest in real property.”
“(a) A claim previously decided by a limited judgment; and
“(b) A claim that may be decided by a supplemental judgment.”
Oregon Laws 2003, chapter 576, section 9a, provides:
“Notwithstanding any other provision of sections 1 to 44 of this 2003 Act or any other law, a court administrator need not make any entry in the register or in the separate record maintained under section 9 of this 2003 Act that is different from the entries made by the court administrator before the effective date of this 2003 Act until such time as funding is available to make such modifications as may be necessary to accommodate those entries in the computer systems utilized by the circuit courts.”
That section clearly was intended to address the circumstance of a computer system that, due to lack of funding, could not be modified to accommodate entries reflecting the new subcategories of judgments created by the legislature. Section 9a does not reflect a general intent that incorrect notations in the register are
With regard to
“As already noted, subsection (1) of this section [
ORS 18.075 ] establishes a uniform meaning for ‘entry’ of a judgment. ‘Entry’ means that the court administrator has noted in the register that a judgment document has been filed with the court administrator.”
Judgments Report at 14. In other words, the legislative history indicates that entry means what the statute says that it means.
The remaining issue for me would be the disposition of this appeal in light of that conclusion.
“Notwithstanding the filing of a notice of appeal, the trial court has jurisdiction, with leave of the appellate court, to enter an appealable judgment if the appellate court determines that:
“(a) At the time of the filing of the notice of appeal the trial court intended to enter an appealable judgment; and
“(b) The judgment from which the appeal is taken is defective in form or was entered at a time when the trial court did not have jurisdiction of the cause under subsection (1) of this section, or the trial court had not yet entered an appealable judgment.”
(Emphasis added.) Because the trial court intended to enter an appealable judgment when plaintiff filed his notice of appeal but had not yet done so, I would grant the trial court leave under
