ORDER GRANTING IN PART DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT (DOC. 23)
Plaintiff is proceeding with a civil action in this Court. The matter has been referred to the Magistrate Judge for all proceedings, including the entry of final judgment, pursuant to 28 U.S.C. § 636(c), Fed. R.Civ.P. 73(b), and Local Rule 73-301.
I. Background
By stipulated order dated October 26, 2004, Judge Wanger granted Defendant Ray Heid’s motion to dismiss the first claim for relief alleging a violation of Title VII against him because the Ninth Circuit had ruled that supervisors and co-workers who are not otherwise employers may not be individually liable for Title VII violations, subject to the Ninth Circuit’s reversing its ruling before judgment is entered in this case. Judge Wanger also granted the motion of Defendant Los Banos Unified School District (LB), a public school district and employer, to dismiss the second claim for relief against it (a claim pursuant to California’s Fair Employment and Housing Act) because the district had Eleventh Amendment immunity.
Thus, the first amended complaint (FAC) filed on October 4, 2004, alleges 1) in the first claim a violation of Title VII against LB and its Governing Board; and 2) in the second claim a violation of the California Fair Employment and Housing Act (FEHA), Cal. GovtCode §§ 12940 et seq., against Defendant Heid only.
More specifically, it is alleged in the FAC:
1) Defendants failed to take adequate action in connection with Plaintiff’s informal internal complaints,- lodged before March 24, 2003, of sexually offensive conduct by Defendant Heid, and Defendants retaliated against her by supervising her work more closely, giving her an unwarranted adverse employment evaluation, engaging in conduct intended to ridicule and embarrass her,''and continuing to engage in sexually offensive conduct;
2) Defendant .. Heid discriminated against Plaintiff, a female employee whom he supervised, on the basis of sex by subjecting her to a continuing pattern of conduct creating a sexually hostile work environment, most recently manifested in May 30, 2003, when he made sexually suggestive comments and gestures' to Plaintiff; and
3) Defendant LB, the employer, denied that sexual harassment occurred and failed to take appropriate action to remedy the effects of the discriminatory treatment that had been the basis of Plaintiffs formal complaints. (FAC at 4-5.)
The complaint alleges that LB and the Governing Board engaged in discrimination because of sex in violation of 42 U.S.C. § 2000e-2(a), retaliation for Plaintiffs opposing unlawful discrimination in violation
Defendants answered the FAC on November 17, 2004, admitting jurisdiction, venue, employment status, Defendant Heid’s supervisory position, the allegations regarding submission of charges and the complaint, and the role of the Governing Board, but denying the other factual allegations; they asserted affirmative defenses of failure to mitigate, exclusive Worker’s Compensation remedy, failure to exhaust administrative remedies, statute of limitations, res judicata (administrative action), and failure to state a claim.
Pursuant to the parties’ consent, Judge Wanger ordered the ease assigned to the Magistrate Judge for all further proceedings on November 24, 2004.
Defendants filed the instant motion for summary judgment and/or summary adjudication on July 22, 2005, including a notice, memorandum, declaration of Robert J. Rosati with exhibits, and a statement of undisputed facts. Plaintiff filed an opposing memorandum and statement of controverting evidence with exhibits on August 3, 2005. On September 30, 2005, Defendants filed a reply, including a statement of additional undisputed facts and a reply brief.
Defendants’ motion came on regularly for hearing on October 7, 2005, at 9:30 a.m. in Courtroom 4 before the Honorable Sandra M. Snyder, United States Magistrate Judge. Ray Hassan and Anthony Bothwell appeared on behalf of Plaintiff; Robert J. Rosati appeared on behalf of Defendants. After argument, the parties submitted supplemental briefs with exhibits on November 9, 2005, and provided courtesy copies to the Court. The matter was submitted to the Court.
II. Summary Judgment
Summary judgment is appropriate when it is demonstrated that there exists no genuine issue as to any material fact, and that the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c). Under summary judgment practice, the moving party
[Ajlways bears the initial responsibility of informing the district court of the basis for its motion, and identifying those portions of “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,” which it believes demonstrate the absence of a genuine issue of material fact.
Celotex Corp. v. Catrett,
If a party moves for summary judgment with respect to a matter as to which the opposing party has the ultimate burden of persuasion at trial, then the moving party must show that the opposing party cannot meet its burden of proof at trial by establishing that there is no genuine issue of material fact as to an essential element of the opposing party’s claim or defense; the moving party must meet the initial burden of producing evidence or showing an ab
However, “where the nonmoving party will bear the burden of proof at trial on a dispositive issue, a summary judgment motion may properly be made in reliance solely on the pleadings, depositions, answers to interrogatories, and admissions on file.”
Celotex Corp. v. Catrett,
If the moving party meets its initial responsibility, the burden then shifts to the opposing party to establish that a genuine issue as to any material fact actually does exist.
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
III. Defendant Heid’s Argument that the FEHA Claim Is Barred by Plaintiffs Failure to Challenge the Determination of the School Board
Defendant Heid claims that the FEHA action against him is barred because Plaintiff pursued a grievance with the school board, which found that she was not the victim of harassment, and Plaintiff failed to challenge that finding by filing and pursuing a mandate action in state court. Plaintiff asserts that she did not pursue the school board’s formal complaint procedure, so the board’s determination could not be binding; further, she is not barred by any failure to seek judicial review because Defendant failed to give her notice of the availability of judicial review and the time period within which such review was required to be initiated.
In
Johnson,
the injured employee filed a grievance with the employer,
Plaintiff argues that there is a factual dispute regarding whether Plaintiff pursued the administrative remedy before the school board. Review of the evidentiary materials shows that LB Superintendent Alderete testified at deposition that before September 10, 2003, or on August 13, 2003, during mediation, a mediator told Alderete and others that there was a sexual harassment claim or allegation, but “they” would not tell LB who was involved. LB asked them to tell who was involved and asked to have the complainant come forward. (D.’s Ex. 21 at 27-28, 72.) Alderete wrote a letter to a union representative, Gaulman, dated September 10, 2003, stating in part that at a meeting on September 9, 2003, where several people were in attendance, Gaulman indicated that a female member of the CSEA bargaining unit had experienced sexual harassment from a male supervisor who had repeatedly grabbed his crotch in front of her; Alderete further stated that Gaulman (“You”) refused to identify either the complaining witness or the supervisor involved, indicating that the
Alderete testified that he first became aware that Plaintiff Veronica Garcia was the person discussed on September 9, 2003, during the “Mejia hearing” before the Board, which was not reported or recorded. (D.’s Ex. 21 at 28.)
Plaintiff testified at deposition that she told Michaela Elliott about a masturbation incident several days after it happened, told her .union representative, (P.’s Ex. 7, at 92), and told the Board of Education at the time when she was present in regard to Mr. Mejia’s complaints; the union did not grieve against Heid because of what he did to her, but because of what Heid did to Mejia, (id. at 109-110); they did not complain about Heid’s treatment of Plaintiff because it was up to Plaintiff to complain, and she did not ask her union to complain about it because she did not think it was going to help her; when she went to the Mejia meeting, she did not know that he was going to share about the sexual harassment, but she expected to go as support with information about the incident concerning wiping her ass as consistent with Heid’s having been obscene with Mejia, (id. at 110-12). Thus, as of early September 2003, it does not appear that there was a formal union grievance requested by Plaintiff. This is consistent with her testimony that she did not take it up before the executive board of the CSEA chapter before the masturbation issue was brought up in front of the Board of Education. (D.’s Ex. 1 at 110, 111, 115.)
Thereafter, Plaintiff appeared to lodge a complaint regarding Defendant Heid’s treatment of her. It is undisputed that Kaplan was hired to investigate and that Kaplan interviewed Plaintiff and witnesses identified by Plaintiff. (P.’s Stmt, of Evidence, items 2, 3.) Plaintiff testified that she met with Sue Kaplan, Gaulman, and John Puentes, and she identified witnesses; Kaplan took notes and told Plaintiff she was going to write a statement and send it to Plaintiff; and Kaplan wrote a letter to Plaintiff enclosing the statement “as Mr. Gaulman requested.” (D.’s Ex. 1 at 182, 184; D.’s Ex. 29 at 179-80; D.’s Ex. 14.) A letter to Plaintiff from Kaplan dated September 26, 2003, indicates that Kaplan met with Plaintiff on September 25, 2003, about the complaint; union representative Gaulman had requested that Kaplan prepare a statement from the interview to constitute the written complaint under the District’s complaint procedure; and Plaintiff was asked to review the statement, make changes, and sign and return. (D.’s Ex. 14.) Plaintiff testified that she understood that pursuant to the district’s complaint procedures, she had to submit a written complaint; the district was helping Plaintiff with the complaint. (D.’s Ex. 29, at 180.) Plaintiff discussed the declaration with Gaulman; although Kaplan instructed Plaintiff to make any needed changes, Plaintiff wanted to write her own statement with the changes. (Id. at 181.) Plaintiff did not sign the declaration that Kaplan had prepared. (Id.)
Excerpts of Plaintiffs deposition testimony show that some form of complaint was submitted to Villalta about a month after Plaintiff spoke with Kaplan. Villalta concluded after investigation that the evi
Villalta wrote Plaintiff on October 23, 2003, and stated that pursuant to the district’s complaint procedure, it was thereby giving written notice of the investigative findings. (D.’s Ex. 5.) Villalta wrote that the district had completed its investigation of Plaintiffs allegations against Heid; her complaints, first raised at a board meeting and later contained in a written statement of her interview with Sue Kaplan on September 23, 2003, were found to have been unsubstantiated given the totality of the evidence. Villalta informed her that she could file a written appeal of the decision to the Board within ten working days of receipt of the letter, which would result in an appeal hearing to be held at the next regularly scheduled board meeting which would fall at least twelve days after the appeal was filed. (D’s Ex. 5.) Further, Villalta informed Plaintiff that she also had appeal rights to the State Department of Education. (Id.) Attached to the letter was a copy of the Governing Board’s procedures for discrimination complaints, which contained notification that injunctions, restraining orders, and other unspecified civil law remedies might also be available to complainants.
The receipt of the findings and notice are not disputed by Plaintiff, although Plaintiff claims that the findings were gratuitous. (P.’s Stmt., item 4.)
Beginning October 28, Garcia corresponded with Kaplan by e-mail and conversed with her regarding making corrections to her “statement”; Plaintiff sent corrections on October 28. (D.’s Ex. 29 at 227-28, Exs. 30-33.) The corrections relate solely to modifications of an earlier statement. Plaintiff testified that after receiving notice of Villalta’s findings, she then wrote Kaplan and sent corrections to her documents. (D.’s Ex. 1 at 227.) In a memo to file dated October 28, 2003, regarding a telephone conversation between Kaplan and Plaintiff on the same date, Kaplan noted that Plaintiff was told that her corrected statement was too late because the investigation had been completed, and that any of her concerns about the process should be taken up with Mr. Villal-ta. (Id., Ex. 33.) It thus does not appear that this correspondence constituted a lodging of an appeal with the Board; rather, it was an effort by Plaintiff to make changes to the initial complaint. Further, because Kaplan referred Plaintiff to Villal-ta, it does not appear solely from the contents of this document that Kaplan understood the correspondence to constitute an appeal to the Board by Plaintiff.
It is undisputed that a board hearing was held on November 19, 2003, at which the Board met in closed session, found that there was no evidence of sexual harassment, and instructed Alderete to advise Garcia, which he did on November 20, 2003. (P.’s Stmt., items 5-7.) It is further undisputed that Garcia did not challenge the Board’s findings with the California Department of Education or seek a writ of mandate. (Id. at item 8.) However, Plaintiff argues that this is impertinent because she never filed an appeal with the school board. (P.’s Stmt, at item 8.)
At deposition Plaintiff testified that she had submitted a typewritten statement to the Board of Education; she referred to having complained to the Board of Education more than once; and she described her 2003 evaluation by Heid as retaliation for her complaining about incidents (D.’s Ex. 1 at 55-56, 85, 137). However, these deposition excerpts do not specify the stage of the proceedings to which Plaintiff was referring.
Plaintiff testified that she went to the Board twice. Once was in reference to the Mejia grievance; the other was in reference to the sexual harassment. The one
Plaintiff testified that she spoke with Kaplan in November about Kaplan’s wanting to follow up on an additional comment about Heid having talked about getting even on an evaluation. (P’.s Ex. 7 at 231.) This tends to show that a process regarding the harassment complaint was continuing.
Further, reference to Plaintiffs own representations sheds light on the nature of the proceedings at this point. Plaintiff alleges in the first amended complaint filed in this Court that she lodged a formal complaint pursuant to Defendant district’s complaint procedure regarding Heid’s sexually offensive conduct, discriminatory treatment, retaliation, and creation of a sexually hostile work environment. (FAC at 4.) Reference to Plaintiffs EEOC complaint (D.’s Ex. 4), dated December 30, 2003, reveals that in a cover letter that Plaintiff wrote to whom it may concern, Plaintiff stated that the letter from Villalta stating the results of the district’s findings caused her to decide to go in front of the Board of Education to raise her complaint. It may be concluded from this direct evidence of Plaintiffs understanding of the procedures and knowledge of the history of her own actions in pursuing a complaint that Plaintiff pursued the district’s complaint procedures to the point of filing an appeal with the Board of Education.
In resisting the assertion that Plaintiff pursued the district’s complaint procedures, Plaintiff cites to evidence from various sources, including Puentes’ testimony that Plaintiff was afraid of retaliation, (P.’s Ex. 21 at p. 44), Plaintiffs testimony that she was afraid of losing her job (P.’s Ex. 23 at p. 47), her testimony that she did not complain about Heid’s treatment of her or ask her union to complain about it because she did not think it was going to help her, (P.’s Ex. 7 at 110-111), and the fact that in September 2003 Superintendent Alderete solicited a complaint. This evidence may support a conclusion that Plaintiff was reluctant early in the process, but it does not relate directly to the conduct later in the process. Plaintiff cites to Gaulman’s deposition at page 66. (P.’s Ex. 10, at 66, lines 7-9.) Reference to Plaintiffs exhibit 10 does not reveal a page 66; it does contain page 87, which contains Puentes’ testimony that at some point Plaintiff had questioned whether she should even have complained about it in the first place but that she was going through a process. This reveals some uncertainty or ambivalence on the part of Plaintiff, but it again does not directly relate to the nature or extent of Plaintiffs participation in November 2003.
Plaintiff argues that further evidence that Plaintiff did not avail herself of an appeal to the Board is found in Plaintiffs failure to comply with the district’s procedures for discrimination complaints. (P.’s Ex. 21.)
Preliminarily, the Court notes that there are several documents regarding procedures. Plaintiffs Exhibit 21 purports to be LB Board policy regarding employee and personnel complaints as well as general guidelines regarding unspecified types of complaints. It specifies that if a complaint involves sexual harassment, it should be made directly to the employee’s immediate supervisor; however, an employee is not required to resolve sexual harassment complaints with the offending person. (P.’s Ex. 21 at p. 2, ¶ 2.) Plaintiffs Exhibit 21 as well as Defendant’s Exhibit 8 (at p. 1) indicate that if a complaint is related to discrimination, the district’s procedure for discrimination complaints should be used. The discrimination complaint procedures were attached to Villal-ta’s letter of October 23, 2003 (D.’s Ex. 5). They indicate that the first step is an informal meeting with an administrator.
In the supplemental brief, Plaintiff appears to argue that a complaint procedure for personnel or employees of the LB is the applicable procedure because Plaintiff refers to steps and time deadlines present in Plaintiffs Exhibit 21 which differ from those in the discrimination complaint procedure. (P.’s Ex. 21.) However, reference to the guidelines of Plaintiffs Exhibit 21 reveal that the first guideline states that if a complaint is related to discrimination, the district’s procedure for complaints concerning discrimination should be used. (Id.) Plaintiffs complaint concerned discrimination on the basis of sex as well as for harassment or hostile work environment. The Court concludes that it will thus apply the procedure for discrimination complaints to Plaintiffs complaint.
The letter of Kaplan dated October 17, 2003, summarizing her investigation, indicates that because Plaintiffs supervisor was the alleged harasser, Plaintiffs comments at the Board meeting were considered to satisfy the informal step. (D.’s Ex. 27 at Bates pp. 33-34.) This is consistent with the policies of LB and is not a substantial or significant deviation from the procedure at the first level under the circumstances. It does not indicate a failure to pursue the internal remedy. Thus, Plaintiff did not deviate substantially from the procedure at the first level.
Plaintiff notes her further failure to file a formal written complaint with her immediate supervisor within sixty days of the conduct complained of, and the failure of the immediate supervisor or principal at that step to conduct an investigation, meet with the complainant to resolve the complaint, and provide a written answer in ten working days after the meeting. Turning instead to the procedures for a discrimination complaint, the procedure requires a complaint to be initiated within thirty days after the complainant should have known of the alleged discrimination. The second level requires a formal written complaint to the district nondiscrimination coordinator within ten days of the attempt to resolve the complaint informally. It is apparent that both parties considered the complaint at both levels to be timely. As to the deadline for a writing, Kaplan’s letter reveals that the parties considered the written statement that Kaplan prepared at Gaulman’s request, and which Plaintiff had not yet signed, as a timely formal written complaint. (D.’s Ex. 27 at Bates p. 34.) In order to expedite the investigation, and because the procedure required a written complaint, Kaplan asked Plaintiff to put her complaint in writing at the initial interview of Plaintiff. (D.’s Ex. 6 at p. 2.) The procedure required that the investigation conclude in ten days on the first formal level; Kaplan sought and received permission from
Plaintiff also notes the failure of both parties to comply with the formal complaint procedure step 2, which required Plaintiff to file a written complaint with the superintendent or designee within five working days of receiving the answer at step one that includes all information presented at step one, and the Superintendent or designee to conduct any investigation, meet with the complainant, and present all concerned parties with a written answer to the complaint within ten working days after the meeting. Plaintiff also points to step three of the formal complaint procedure, which requires a written appeal to the Board including all information presented at steps one and two, and a report from the superintendent or designee to the Board that describes the attempts to resolve the complaint at step two. Plaintiff asserts that no report was submitted, and no appeal hearing was held. Again, the Court notes that this argument relates to the more general procedure, not the discrimination procedure.
However, the Court notes that both the discrimination complaint procedures and the complaint guidelines provide for a level of review of the immediate supervisor’s or district nondiscrimination coordinator’s response to the formal written complaint. This additional level of review, to be completed before an appeal to the Board was undertaken, was not performed or sought. It is possible that the district considered one level bypassed because of the fact that the harasser was the immediate supervisor. Alternatively, it may be that under the discrimination procedure, the superintendent had designated the Board to undertake the next level of review. In any event, it appears that LB considered the next level of review to be an appeal to the Board, which is the final step of review under either complaint procedure. The apparent absence of one level of review is troubling, but it is not sufficient to support a conclusion that the complaint procedure was not pursued by Plaintiff. In light of Plaintiffs admissions that she sought review by the Board, and considering the Board’s having held a hearing on November 19, 2003, and having informed Plaintiff on November 20, 2003, that it had denied her complaint of sexual harassment, the Court should conclude that Plaintiff did pursue to a final decision 1 before the LB Board her complaint regarding Heid’s conduct. She thus exhausted the employer’s internal remedy.
Here, Plaintiff not only pursued her FEHA claim, but she also pursued her employer’s internal remedy to a final decision within the internal remedial system.
Johnson
applies to make the Board’s findings binding on Plaintiff.
Schifando
made it clear that
Johnson
would apply to prevent an employee from exhausting the employer’s internal remedy and then getting a second bit of the “procedural apple.”
Schifando,
Citing
Lewis v. Superior Court,
Cal.Civ.Proc.Code § 1094.5(a), providing for a review of administrative decisions, concerns writs issued for the purpose of inquiring into the validity of any final administrative order or decision made as the result of a proceeding in which a hearing is required to be given, evidence is required to be taken, and discretion in the determination of facts is vested in the inferior tribunal, board, or officer.
It has been held that where a complainant is deprived of notice and a hearing, and is not informed of the reason for the action taken or of the right to respond to the charges against the complainant, it is not a quasi-judicial proceeding.
Westlake Community Hospital v. Superior Court (Raiman),
Defendant has shown that the procedures in question called for the lodging of a complaint; notice of hearing, of any decision rendered, and of the right to appeal to the next level; submission of all information presented at previous levels to the Board; a hearing at a regular Board meeting; a decision by the Board within ten days; and an appeal thereafter to the state department of education as well as access to other civil law remedies. As previously noted, Plaintiff appears to have admitted that witnesses and Plaintiff appeared before the Board. It may be reasonably inferred and concluded that LB’s procedures required a hearing and the taking of evidence, and they vested discretion in the determination of facts in the Board. Thus, the Court concludes that the LB Board’s hearing and determination constituted a quasi-judicial proceeding subject to review by administrative mandamus pursuant to § 1094.5.
Finally, Plaintiff argues that she is not bound by the Board’s findings because LB did not comply with the provisions of Cal.Civ.Proc.Code § 1094.6(f), which states that in making a final decision, the agency “shall provide notice to the party that the time within which judicial review must be sought” is governed by the section, which in § 1094.6(b) imposes a ninety-day statute of limitations after a final decision is rendered. It does not appear that any defendant gave notice to Plaintiff of the ninety-day statute of limitations for filing a petition for administrative mandamus. However, this does not mean that Plaintiff is not subject to the decision. One case held that an employer’s decision does not become final unless notice is given.
Cummings v. City of Vernon,
The Court thus concludes that the failure to give notice of the ninety-day period did not render the requirement of administrative mandamus inapplicable to Plaintiff.
Where a plaintiff who pursued the employer’s internal remedy did not seek review by writ of administrative mandamus to reverse an unfavorable finding with respect to conduct alleged to have violated FEHA, the appropriate remedy is to grant summary judgment because the administrative findings are binding by way of collateral estoppel.
Risam v. County of Los Angeles,
Here, the complaints that Plaintiff submitted to Defendant LB were essentially complaints by Plaintiff against Defendant Heid; thus, the same parties are involved. The conduct covered by the complaint included all the factual matters covered by the instant claim, including Heid’s yelling and threats in October 2002, retaliation for complaining about the yelling, Heid’s November 2002 comments regarding wiping Plaintiffs ass, retaliation for complaining regarding that incident, the evaluations, screaming, and the sexual harassment in May 2003. (D.’s Exs. 14, 6.)
In summary, the Court concludes that Plaintiffs failure to obtain reversal of the findings of the Board by way of administrative mandamus bars Plaintiffs FEHA action against Heid with respect to the conduct encompassed by the present FEHA claim against Heid.
IV. Summary Adjudication
Defendants LB and Heid move for summary adjudication of the claims involving retaliation, failure to take appropriate action regarding Plaintiffs complaints, and most of the claim concerning sexually hostile work environment except for two incidents of “masturbation” that occurred on May 30, 2003, and January 2, 2004. Defendants argue that the conduct complained of is not actionable under the governing California and federal law, and that much of the conduct cannot be considered because with respect to it, Plaintiff failed to exhaust administrative remedies because the conduct was not set forth in her complaints to the California Department of Fair Employment and Housing (DFEH) and federal Equal Employment Opportunities Commission (EEOC).
A. Exhaustion . of Administrative Remedies
1. Title VII
With respect to Title VII, before filing suit on a statutory employment discrimination claim, the aggrieved employee must have exhausted the employee’s administrative remedy by filing a timely and sufficient charge with the appropriate administrative agency and obtained a “right to sue” letter. 42 U.S.C. § 2000e-5(b), (f)(3). A failure of exhaustion in the form of a failure to file a timely administrative claim has been characterized as not jurisdictional and may be raised as an affirmative defense to the claim.
Zipes v. Trans World Airlines, Inc.,
It is undisputed that Plaintiff filed her DFEH complaint on January 5, 2004; she filed her EEOC complaint on February 24, 2004. It is undisputed that Plaintiffs DFEH/EEOC complaint stated the following:
In March 24, 2003, I was subjected to retaliation.
In May 2003,1 was sexually harassed. I was hired April 23, 2001.
I. I believe I was subjected to retaliation in the form of being issued a poor performance evaluation. I also believe I was sexually harassed because of my sex, female. My beliefs are based on the following:
A. In March 24, 2003, I was issued a poor performance evaluation by Mr. Ray Heid. Investigation will reveal that prior to my reporting harassment my performance evaluations were good.
B. On May 30, 2003, I was visually and verbally sexually harassed by Ray Heid, Facility Director. To my knowledge no corrective action was taken.
(P.’s Statement, items 48, 49; D.’s Exs. 4, 16.)
Thus, reasonably and liberally interpreted, Plaintiffs 2004 administrative claims specifically mention good performance evaluations preceding a poor evaluation on March 24, 2003, which was alleged to have been retaliation for previous reporting of previous, unspecified sexual harassment; visual and verbal sexual harassment on May 30, 2003; and a failure on the part of the employer to take corrective action. The theories involved are sexual harassment, failure to remedy harassment, and retaliation for reporting harassment. The time period encompassed by the express allegations of the administrative claim logically includes the time of the occurrence of the previous, unspecified harassment; the reporting of that harassment, which necessarily preceded March 2003; the allegedly retaliatory performance evaluation of March 2003; the later harassment of May 2003; and any time period after the first report of the sexual harassment during which the employer could have taken corrective action.
The FAC filed here contains things not expressly specified in the administrative claim: 1) pre-evaluation allegations regarding informal complaints with district representatives alleging sexually offensive conduct by Defendant Heid; 2) specifications of additional incidents of Heid’s retaliation against Plaintiff (closer supervision, continuing sexually offensive conduct, and conduct intended to ridicule and embarrass
The informal complaints Plaintiff made about Heid before March 2003 are reasonably understood as the root of the retaliation of which Plaintiff complained and thus were clearly within the scope of the express allegations of the administrative complaint. A reasonable investigation of the claim regarding retaliatory evaluation would have encompassed other acts of arguably retaliatory conduct during the same period. The district’s actions in response to the formal complaint were relevant to the related issue of its other actions in response to informal complaints regarding the same conduct, namely, sexual harassment. The pattern of conduct constituting a sexually hostile work environment was part and parcel of the matter investigated, namely, alleged sexual harassment, Plaintiffs complaints about that conduct, the alleged retaliation, and the Defendant district’s response to Plaintiffs complaints.
In summary, the additional specification in the FAC related to matters that either fell within the scope of the EEOC’s actual investigation or an EEOC investigation that could reasonably be expected to grow out of the charge of discrimination. They were like or reasonably related to the allegations contained in the EEOC charge. The alleged basis of the discrimination was the same. The time period of the discriminatory acts specified within the charge largely overlapped the period of the acts stated in the FAC. The perpetrators of the discrimination as well as the general location at which the alleged discrimination took place, as alleged in the administrative complaint, appear to be the same as those involved in the allegations in the complaint. The claims in the complaint are consistent with the Plaintiffs original theory of the case.
The Court concludes that Plaintiff did not fail to exhaust her administrative remedies with respect to claims under Title VII involving retaliation, failure to take appropriate action regarding Plaintiffs complaints, or a sexually hostile work environment.
2. FEHA
Previously the Court has concluded that the FEHA action against Heid is barred by collateral estoppel; thus, further issues pertaining to this claim are moot.
However, in case the Court’s conclusion is incorrect, the Court notes that result under FEHA would be the same as that under Title VII. With respect to an action under California’s FEHA, Cal. Govt.Code § 12960 provides for the filing of an administrative complaint as follows:
(b) Any person claiming to be aggrieved by an alleged unlawful practice may file with the department a verified complaint, in writing, that shall state the name and address of the person, employer, labor organization, or employment agency alleged to have committed the unlawful practice complained of, and that shall set forth the particulars thereof and contain other information as may be required by the department. The director or his or her authorized representative may in like manner, on his or her own motion, make, sign, and file a complaint. (Emphasis added.)
Under California law, the requirement of exhaustion of administrative remedies under FEHA is a jurisdictional
As to the requisite level of specificity of an administrative complaint, § 12960 requires that the particulars of the unlawful practice be stated. The policies underlying administrative exhaustion under FEHA are to resolve disputes and eliminate unlawful employment practices by conciliation; the purpose of the administrative charge is to trigger the investigatory and conciliatory procedures of the responsible administrative agency.
Okoli v. Lockheed Technical Operations Company,
FEHA provisions should be liberally construed for the accomplishment of the purposes thereof, including the resolution of potentially meritorious claims on the merits.
Richards v. CH2M Hill, Inc.,
Here, as set forth at length in connection with the EEOC administrative claim, the new matter in the complaint concerns claims like or reasonably related to the DFEH complaint that would necessarily be uncovered in the course of a DFEH investigation.
Thus, in summary, the Court has previously concluded that Plaintiffs FEHA claim is barred by collateral estoppel. However, should such issue be appropriately before the Court, the Court concludes that Defendant has not established that it is entitled to judgment on some aspects of Plaintiffs claims due to any failure on Plaintiffs part to exhaust administrative remedies under FEHA.
B. Statide of Limitations
Plaintiff filed her DFEH complaint on January 5, 2004; on January 28, 2004, the DFEH sent Plaintiff a notice of case closure because the complaint was waived to another agency (EEOC). (P.’s Ex. 3.) She filed her EEOC complaint on February 24, 2004. The EEOC sent Plaintiff a notice of right to sue within ninety days on May 5, 2004. (P.’s Ex. 2.)
Defendant argues that all incidents prior to January 5, 2003, with respect to the DFEH claim, and before April 2003, with respect to the EEOC complaint, are outside the statute of limitations.
Plaintiff notes that when discrimination charges are filed with a state agency in a “deferral state,” including California, within 300 days of the occurrence of the employment practice, then the charges are
Here, the state agency proceedings terminated on January 28, 2004, at which time the DFEH charge was deemed constructively filed with the EEOC.
1) Title VII
Title 42 U.S.C. § 2000e-5(e)(l) requires that a charge be filed within 180 days after the alleged unlawful employment practice occurred, except in cases in which the aggrieved person has initially instituted proceedings with an authorized state or local agency, in which ease the charge must be filed within 300 days after the alleged unlawful employment practice occurred, or within thirty days after notice of the agency’s termination of proceedings, whichever is earlier.
The court considered when an unlawful employment practice occurs within the meaning of § 2000e-5(e)(l) with respect to discrete discriminatory acts and hostile work environment claims in
National Railroad Passenger Corp. v. Morgan,
A hostile work environment (HWE) claim differs from a claim of a discrete act because a HWE claim by its very nature involves cumulative or repeated conduct, and it is composed of a series of separate acts that collectively constitute one unlawful employment practice.
Id.
at 115, 117,
Defendant argues that the acts alleged in Plaintiffs case are simply discrete discriminatory acts and not incidents in a larger HWE practice. Defendant cites
Porter v. California Dept. of Corrections,
Here, Plaintiff alleged sexual discrimination (presumably of the HWE variety as distinct from quid pro quo), including pre-evaluation, informal complaints with district representatives alleging sexually offensive conduct by Defendant Heid; additional incidents of Heid’s retaliation against Plaintiff, including closer supervision, continuing sexually offensive conduct, conduct intended to ridicule and embarrass Plaintiff, and the unwarranted negative evaluation; sexual discrimination consisting of a continuing pattern of conduct creating a sexually hostile work environment, most recently manifested by the sexually suggestive comments and gestures to Plaintiff on May 30, 2003; and Defendant district’s failure to take appropriate action after Plaintiff formally complained, consisting of denying that Heid’s conduct amounted to sexual harassment.
Plaintiffs statement of evidence controverting Defendant’s statement of undisputed fact and Plaintiffs statement of undisputed facts reveal that although there may be disputes as to the truth of Plaintiffs evidence, Plaintiff offers evidence of numerous incidents of conduct on the part of Defendant Heid at the workplace of varying severity, including frequent raising of his voice at Plaintiff in front of others, (P.’s Ex. 7 at 44); yelling at Plaintiff on October 3, 2002, about a mistake in an advertising bid,
(id.
at 186); screaming at her when he was looking for a document and approaching her with clenched fists on October 8, 2002, causing Plaintiff to believe that he
The Court concludes that these continuous, relatively severe, and potentially sexually discriminatory acts committed by one supervisor constitute a series of separate acts that collectively constitute one unlawful employment practice, and further, that there is evidence that at least one of the incidents of sexually harassing conduct occurred within the statutory period. This case is not like Porter, in which discrete acts by some people, unrelated in time and character, may be considered distinct from other discrete acts. The Court rejects the argument that the statute of limitations bars recovery for sexually harassing conduct in the form of a HWE that preceded April 2003.
2. FEHA
Again, the Court has previously determined that the FEHA claim is barred by collateral estoppel. However, in an abundance of caution, the Court notes that should the issue appropriately be before it, then the result is essentially the same under FEHA as under Title VII because of the more liberal continuing violations doctrine applicable to FEHA claims.
Cal. Govt.Code 12960(d) provides a one-year statute of limitations:
No complaint may be filed after the expiration of one year from the date upon which the alleged unlawful practice or refusal to cooperate occurred....
With tolling provisions not applicable here, Cal. Govt.Code § 12965 provides that a right-to-sue letter or notice shall issue to the claimant upon the completion of the investigation, the absence of an accusation within 150 days after the filing of a complaint, or upon the department’s earlier determination that no accusation will issue. The notices indicate that the claimant may bring a civil action within one year of the date of the notice. Id.
FEHA provides that no complaint for any violation of its provisions may be filed with the Department “after the expiration of one year from the date upon which the alleged unlawful practice or refusal to cooperate occurred,” with an exception for delayed discovery not relevant here. Cal. Govt.Code, § 12960. The limitations period begins to run after the unlawful employment practice occurs.
Romano v. Rockwell International, Inc.,
14
C. Sexual Harassment
Defendant argues that summary adjudication should be granted as to all allegations of sexual harassment except the “masturbation” allegations of May 30, 2002, and January 2, 2004, which are disputed and which, if sustained, would constitute sexual harassment. Defendant contends that Heid’s other conduct was sex-neutral hostile conduct.
Under Title VII, discrimination with respect to compensation, terms, conditions, or privileges of employment “because of such individual’s ... sex” is prohibited. 42 U.S.C. § 2000e-2(a)(l). The distinction between quid pro quo harassment (where threats are carried out, or a term or condition of employment is actually affected) and hostile work environment (HWE) harassment (where bothersome attention, sexual remarks, or offensive conduct in general are sufficiently severe or pervasive to create a hostile work environment) is relevant with respect to the extent of the employer’s vicarious liability and defenses thereto. It is also relevant to a threshold question of whether or not a plaintiff can prove discrimination in violation of Title VII. The Supreme Court has stated:
When a plaintiff proves that a tangible employment action resulted from a refusal to submit to a supervisor’s sexual demands, he or she establishes that the employment decision itself constitutes a change in the terms and conditions of employment that is actionable under Title VII. For any sexual harassment preceding the employment decision to be actionable, however, the conduct must be severe or pervasive.
Burlington Industries, Inc. v. Ellerth,
Here, although a number of Plaintiffs factual allegations are disputed, the disputed and undisputed facts reflect that Plaintiff worked for LB as an accounting technician and experienced Heid’s raising his voice and getting upset. After she complained, Heid yelled at her in an upset fashion, as distinct from merely raising his
Plaintiff made inconsistent statements to her sister about her boss being a nice boss, and she failed to tell her husband, sister, or Elliott about the May 2003 masturbation incident, but she told John Puentes and Rod Gaulman of the CSEA union; she ultimately talked about it with her husband and sister later after she talked to the Board on September 11, 2003. (D.’s Ex. 1 at 91-94, 115, 191-92.) Plaintiff admitted that in 2003 a lot of people in CSEA were upset with Heid because he swore and yelled, using abusive language; the matter was discussed at executive board meetings. (D.’s Ex. 1 at 107-110.) John Puentes, groundskeeper for LB and union job steward, testified to problems with Heid verbally harassing or using profanity with Darren Mariani after a meeting a couple of times; yelling or screaming at Margaret Gomes, a confidential employee, about documents not being ready, telling her that he would get rid of her, and enjoying it, which he manifested by making hand gestures to others that indicated that he had “got her”; chewing out Brian Daguerre, with whom Heid did not get along, by accusing him of having called OSHA; using profanity to contractors at the site in several meetings by saying things such as “You got to fucking be kidding me,” and yelling or swearing at just about everybody depending on his mood. (D.’s Ex. 25 at 10-19.) Plaintiff testified that Heid did not often yell at Gomes. (P.’s Ex. 7 at 128.)
Mejia testified that Heid swore at construction guys in a joking, back-and-forth exchange. (D.’s Ex. 23 at 13.) Heid contacted Mejia on the radio and told him to move his equipment; Mejia replied that he was on his break and would move after the break, and Heid shouted over the radio something like, “When I tell you to fucking do something you damn well better do it.” This was overheard by a lot of people. Mejia thought Heid needed an anger management class because that is what Mejia would have had to do if he had done it to Heid. Mejia took it to the union and was contacted by Villalta and Elliott. Heid apologized to Mejia once in private and once in front of four of five other men. The union continued to process the matter to the school board. Mejia thought the union took it out of proportion because all he really wanted was a sincere apology. (D.’s Ex. 23 at 13-28.)
The law is established. Discrimination “because of’ sex can be found even if the person committing the discriminatory act is the same sex as the plaintiff; the critical issue is whether members of one sex are exposed to disadvantageous terms or conditions of employment to which members of the other sex are not exposed.
Oncale v. Sundowner Offshore Services, Inc.,
Although some evidence here warrants an inference that some of Heid’s conduct (raising his voice and using profanity) was directed to both men and women, or to virtually everyone at the workplace, the evidence likewise warrants an inference that Plaintiff, a woman, was subjected to this conduct more often and more intensely than male employees or contractors were, and that the treatment of Plaintiff was more severely abusive, as distinct from bantering or joking in tone. A reasonable trier of fact could conclude that the non-masturbation abuse of Plaintiff was part and parcel of a practice of harassment directed to Plaintiff because of her sex, and that it was not simply sex-neutral, hostile conduct. In view of the necessity of drawing all reasonable inferences possible in favor of the non-moving party, it is not for this Court to sever out the incidents that clearly reflect sex-based content, or to resolve issues of fact regarding the severity or intensity of Heid’s abuse of Plaintiff.
See Steiner v. Showboat Operating Co.,
The mere fact that Heid abused others does not entitle Defendant to summary adjudication of the HWE claim. This is because it may be inferred that the abuse of Plaintiff, a female, was different because it was more frequent, severe, and sometimes involved sexual content, such as offensive references to Plaintiffs body and sexual conduct. Steiner v. Showboat Operating Co., 25 F.3d at 1463-64. Further, a rational trier of fact could infer that Heid’s conduct towards Plaintiff was offensive and hostile to a reasonable woman.
EEOC v. National Education Association,
Here, the evidence warrants an inference that the treatment of Plaintiff was different from the verbal abuse directed at males, was more overtly sexual, was ac
The Court has previously concluded that the FEHA claim is barred because of collateral estoppel. However, in an abundance of caution, should the issue appropriately be before the Court, the Court notes that the result would be the same with respect to FEHA as under Title VII.
FEHA prohibits a variety of unfair labor practices including discrimination “in terms, conditions or privileges of employment” on the basis of sex. Cal. GovtCode § 12940, subd. (a). Cal. Govt. Code § 12940, subdivision (h)(1) makes it unlawful for an employer, because of “sex, to harass an employee or applicant.” Under FEHA, the federal definition is adopted, and the elements of HWE sexual harassment are: 1) the plaintiff belongs to a protected group; 2) the plaintiff was subject to unwelcome sexual harassment; 3) the harassment complained of was based on sex; 4) the harassment complained of was sufficiently pervasive so as to alter the conditions of employment and create an abusive working environment; and 5) respondeat superior.
Fisher v. San Pedro Peninsula Hosp.,
Heid’s conduct towards Plaintiff would constitute HWE harassment under California law as well, which proscribes sexual harassment, which is defined as “verbal, physical, or sexual behavior directed at an individual because of her, or his, gender,” and includes, but is not limited to, conduct which is verbal (such as epithets, derogatory comments or slurs), as well as physical and visual insults.
Flait v. North American Watch Corp.,
In summary, the Court finds that Defendant is not entitled to summary adjudication on Plaintiffs HWE claim of sexual harassment under Title VII.
D. Retaliation Claim
Defendant argues that Plaintiffs retaliation claim for having complained about the yelling incident and the “wipe yourself’ comment in October 2002 fails as a matter of law because 1) Plaintiff did not engage in protected conduct when she complained about Heid’s conduct, which was not sexual harassment; 2) the allegedly unjust evaluation of March 24, 2003, was not an adverse employment action under FEHA; 3) Defendant has established that there is no issue of material fact with respect to its having shown that it had a non-retaliatory reason for the negative performance evaluation; and 4) any claimed retaliatory conduct beyond the negative performance evaluation exceeds the scope of Plaintiffs administrative complaints.
Under Title VII, an employer may not take any adverse employment action against an employee who has opposed any practice made unlawful by Title VII or made a charge, testified, assisted, or participated in any manner in any investigation, proceeding or hearing under Title VII. 42 U.S.C. § 2000e-3(a). 3
In connection with Defendant’s contentions regarding the scope of this action in the context of administrative exhaustion, the Court has previously confirmed the propriety of including within the retaliation claim before the Court not only the negative work evaluation in March 2003, but also other acts of continuing retaliation during that period constituting HWE harassment that were set forth in the FAC. These acts include continuing sexually offensive conduct and other conduct intended to ridicule and embarrass Plaintiff.
Plaintiff alleged and provided evidence reasonably warranting an inference that she complained to Elliott, Heid’s superior, about Heid’s sexually derogatory “ass wiping” remark and his having yelled at her and raised his fist in a physically threatening way. Title VII and FEHA protect an employee who has opposed any practice made unlawful by Title VII or forbidden by FEHA. As previously noted, sexual harassment is a forbidden form of sex discrimination under both statutes. Plaintiff has thus provided evidence from which it may be concluded that she engaged in a protected activity by complaining about sexual harassment.
As previously set forth at length, Plaintiff alleged and provided evidence warranting an inference that she suffered a series of retaliatory acts thereafter, including the negative performance evaluation of March 2003, consistently negative comments, continuing sexually offensive conduct, and rude and hostile behavior. The negative performance evaluation can constitute an adverse employment action under Title VII.
Yartzoff v. Thomas,
Again, should the Court have erred in its conclusion that collateral estoppel bars Plaintiffs remaining FEHA claim, then the Court will set forth its reasoning regarding the FEHA claim in the interests
Because it appears that Heid and Elliott knew of Plaintiffs complaints, and because of the relatively short period of time within which the course of harassing conduct was undertaken, Plaintiff has established a causal connection between the earlier complaints and the later retaliatory conduct.
The evidence set forth by Defendant warrants a reasonable inference that Defendant had a non-retaliatory reason for its actions, namely, performance deficiencies in Plaintiffs work perceived by both Elliott and Heid. However, despite previously documented deficiencies in Plaintiffs work, Plaintiff had not received negative overall performance evaluations before her complaints about harassment. (P.’s Ex. 15.) Indeed, even though Elliott had believed Plaintiff was inadequate, had heard complaints about Plaintiff, and had not wanted Plaintiff promoted to the account technician position from account clerk, Plaintiff had been promoted, and Elliott reviewed her work. Plaintiff also produced evidence warranting a reasonable trier of fact in concluding that overwork, stress caused by Heid’s abusive conduct, Heid’s unwillingness to communicate with Plaintiff, and computer defects or problems contributed significantly to the problems with Plaintiffs work; coupled with the evidence of Heid’s continuing abusive conduct and increased negative scrutiny, and drawing all reasonable inferences in favor of the non-moving party, a rational trier of fact could conclude that the true reason for the negative evaluations of Plaintiff was retaliation for having complained of Heid’s earlier harassment, and that the harassment was because of sex. Cf.
Yanowitz v. L’Oreal USA Inc.,
The Court concludes that Defendant is not entitled to summary adjudication on the retaliation claim.
E. Corrective Action
With respect to Title VII, Plaintiff claims that LB failed to take prompt corrective action regarding her complaint about Heid’s alleged masturbation conduct on May 30, 2003.
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Defendant argues that
Plaintiff argues that Heid and Elliott, an assistant superintendent and senior executive of LB, knew of harassment as far back as October 2002. This does not pertain to Plaintiffs claim in the complaint, which is that Defendant district failed to take appropriate action after Plaintiff formally complained of Heid’s conduct because the district found that the evidence did not support Plaintiffs complaint.
With respect to Plaintiffs allegation that the district failed to take appropriate action after Plaintiff formally complained about the May 30, 2003 masturbation incident, Title VII defines an employer to include any agent of an employer, 42 U.S.C. § 2000e(b), which means that discriminatory conduct by an employer’s agent may be imputed to an employer generally on agency principles,
Burlington Industries, Inc. v. Ellerth,
An employer’s tolerating sexual harassment against its employee adversely changes the terms of the employment in violation of Title VII.
Brooks v. City of San Mateo,
Here, an investigation was promptly launched, and the various steps of the complaint procedure were completed with relatively minimal delay. Witnesses suggested by the Plaintiff were contacted, and Plaintiff was interviewed. Final notice was given in late November. Plaintiff was transferred to another location, but not until January 2004.
The evidence warrants an inference that the employer undertook an action in good faith promptly after the September 2003 revelation. However, there is also evidence of Heid’s long-standing harassment of Plaintiff without effective intervention, the employer’s failure to separate Plaintiff immediately after the complaint, and Plaintiffs evidence that in January 2004, when other workers were absent from the office, Heid played with his privates in her presence. This evidence warrants a contrary inference, namely that transfer of Plaintiff should reasonably have been undertaken earlier. It is for the trier of fact to decide the adequacy and significance of the employer’s conduct. Accordingly, Defendant has not shown that as a matter of law it is entitled to judgment on the corrective action claim.
V. Disposition
In summary, Plaintiffs FEHA claim against Heid is barred by collateral estop-pel for Plaintiffs failure to exhaust judicial remedies to set aside the Defendant Board’s negative findings. However, Defendant has failed to show that there is an absence of a triable issue of material fact with respect to Plaintiffs other claims under Title VII.
Accordingly, it IS ORDERED that
1)Defendants’ motion for summary judgment or summary adjudication is GRANTED IN PART and DENIED IN PART; and
2) Defendant Heid is entitled to judgment as a matter of law on Plaintiffs claim against Defendant Heid based on FEHA; and
3) Defendant has not shown that it is entitled to judgment as a matter of law on Plaintiffs other claims against Defendant Los Banos Unified School District.
IT IS SO ORDERED.
Notes
. Step 3 of the personnel procedure is to file a written appeal to the Board within five working days of receipt of the answer at Step 2. A report is to be submitted to the Board, and an appeal hearing I is held at the next regularly scheduled Board meeting. (D.'s Ex. 10.) Level IV of the discrimination process also consists of the complainant’s filing a written appeal to the "Board,” which is provided with the information from all previous levels, and which "shall grant the hearing request for the next regular Board meeting for which it can be placed on the agenda.” (D.’s Ex. 9.) Both procedures provide that complaints against a district employee must be conducted in closed session as a personnel matter. The Board must render its decision in thirty days of the hearing and must mail its decision to all parties. The Board's decision shall be final. (D.’s Ex. 10.)
The discrimination complaint procedure then expressly provides that complainants may appeal the district's action to the California Department of Education, requires the Superintendent to ensure that complainants are informed that other civil law remedies may also be available, and requires this information to be published with the district’s nondiscrimination complaint procedures and included in any related notices, citing to Cal. Ed.Code § 262.3. (D.'s Ex. 9.)
. There appears to be implied an admission that Plaintiff and witnesses appeared at a hearing before the Board. (P.’s Supp. Brief at p. 3, lines 10-14.)
. The Court has previously found that Plaintiff’s FEHA claim is barred by collateral estoppel. However, in an abundance of caution, the Court notes that should the retaliation claim under FEHA appropriately be before the Court, Cal. Govt.Code § 12940(j) (2000) states that it is an unlawful employment practice, unless based on a bona fide occupational qualification or security regulations of the state or of the United States, for "any employer ... or person ... to discharge, expel, or otherwise discriminate against any person because the person has opposed any practices forbidden under this part or because the person has filed a complaint, testified, or assisted in any proceeding under this part.”
. The fact that the negative performance evaluation itself arguably preceded the statutory limitations period does not vitiate the prima facie showing because Plaintiff complains of a series of similar acts closely related in time and performed by the same supervisor, which together were substantially deleterious with respect to Plaintiff's work environment.
. Defendant expressly limits its argument to the Title VII claim, asserting that any FEHA claim is irrelevant because only Heid is a defendant in the FEHA action, and Heid has no duty to take corrective action. The Court expresses no opinion as to any FEHA claim against Heid regarding corrective action because the moving parties do not raise any argument regarding such a claim but merely assume that it does not exist. Because Defendants make no motion in connection with any FEHA claim against Heid, Plaintiff's argument that such a claim exists is disregarded. It should be noted that under FEHA, it is an unlawful employment practice for an employer to fail to take all reasonable steps necessary to prevent discrimination and harassment from occurring, Cal. Govt.Code § 12940(k); this has in some courts been interpreted to create a statutory tort which, if the employer was indifferent to harassment
