Garcia-Mones v. Groupo Hima San Pablo, Inc.Garcia-Mones v. Groupo Hima San Pablo, Inc.
OPINION AND ORDER
Before the Court is defendant Centro Medico del Turabo, Inc. d/b/a HIMA SAN PABLO Fajardo’s motion to dismiss plaintiffs’ Thomas L. Garcia-Mones (“GarciaMones”), his wife Anna. G. Mones, and their conjugal partnership (collectively, “plaintiffs”) claims pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). After reviewing plaintiffs’ eom
I. Background
A. Factual and Procedural History
Plaintiffs filed their complaint on October 11, 2011, seeking damages for the defendant’s alleged negligent care of GarciaMones while he was a patient at the HIMA SAN PABLO Fajardo hospital in Fajardo, Puerto Rico (“HIMA”). (Docket No. 1 at ¶¶ 17-21.) Plaintiffs claim that they are domiciled in the state of Florida. Id. at ¶ 5. Plaintiffs own and operate a charter business that “provides services to Saint Thomas and Puerto Rico,” and they also own a vacation home in Vieques, Puerto Rico. Id. As a result of that home and their charter business, they “spend a lot of time in Puerto Rico.” Id. During one of their visits to Puerto Rico, Garcia-Mones was having some “problems with his left knee,” and was referred to Dr. Delgado by word-of-mouth recommendations. Id. at ¶ 6. Dr. Delgado operates at HIMA and he performed knee surgery on Garcia-Mones on January 11, 2011. Id. at ¶¶ 6-7.
After the surgery, Garcia-Mones was placed alone in a hospital room that had no other patients assigned to it. Id. at ¶ 8. At some point during the night аfter his surgery, Garcia-Mones needed to use the bathroom and attempted to page a nurse by pressing the call button. Id. at ¶ 9. Garcia-Mones alleges that only “one registered nurse” had been “attending his floor” during his time as a patient there. Id. at ¶ 15. After trying to page a nurse several times and “crying for help” without success, Garcia-Mones attempted to get out of the hospital bed and into the bathroom by himself. Id. at ¶¶ 9-11. As he began moving he “got caught between the rails of the bed and started to feel a lot of pain; after a while, he passed out.” Id. at ¶ 11. Several hours later, in the morning, Garcia-Mones woke up on the floor near the hospital room’s bathroom, “with most of the bed sheets over him.” Id. at ¶ 12. Dr. Delgado was the first person to discover Garcia-Mones when he entered the room for a routine check-up. Id. Once Garcia-Mones was back in the bed, Dr. Delgаdo went to the nurses station and requested pain medication for GarciaMones. Id. at ¶ 13. After keeping Garcia-Mones in the hospital a few more days for observation, Dr. Delgado signed the discharge order for Garcia-Mones on January 15, 2011. Id. at ¶¶ 14,16.
On May 20, 2011, an MRI was performed on Garcia-Mones’ left knee. Id. at ¶ 19. That MRI indicated he had a “Macerated Medial Meniscus and Small Joint Effusion” — injuries that allegedly “are the result of the accident” that Garcia-Mones had suffered in the hospital five months earlier. Id. at ¶ 19. Garcia-Mones seeks damages based on the “permanent impairment” of his knee, the alleged “disparagement and contempt” the nurses exhibited to him during his stay in the hospital, and the “failure and negligence” of the defendant to provide him with a “minimal standard of care” while he was a patient at HIMA. Id. at ¶¶ 17, 23-25. Plaintiffs seek a total of $375,000.00 in damages. Id. at ¶ 26.
B. The Defendant’s Motion to Dismiss
Defendant filed a motion to dismiss on December 21, 2011 pursuant to Rule 12(b)(1) for a lack of subject matter jurisdiction and a Rule 12(b)(6) motion based on the Forum Selection Clause contained in the agreement that Garcia-Mones had signed prior to Dr. Delgado’s surgery in the hospital. (Docket No. 6 at p. 3.) Plaintiffs opposed defendant’s motion on January 9, 2012, (Docket No. 10), and defendant replied on January 27, 2012, (Docket
II. Discussion of Subject Matter Jurisdiction
A. Legal Standard for Rule 12(b)(1) Motion to Dismiss
A dеfendant may file a Rule 12(b)(1) motion to dismiss for lack of subject matter jurisdiction at any time because federal courts are “courts of limited jurisdiction.” Padilla-Mangual v. Pavia Hosp.,
B. Legal Standard for Establishing Diversity Jurisdiction
Subject matter jurisdiction-based on diversity of citizenship requires that the amount in controversy exceed $75,000, and that all plaintiffs must be diverse from all. defendants. 28 U.S.C. § 1332(a) (2012); see also Exxon Mobil Corp. v. Allapattah Services, Inc.,
Defendant’s motion to dismiss argues thаt plaintiffs were not domiciled in Florida at the time they filed the complaint, and that therefore, subject matter jurisdiction is lacking. (Docket No. 6 at pp. 8-10.) Defendant highlights that on HIMA’s medical forms Garcia-Mones listed a U.S. Virgin Islands phone number and the plaintiffs’ Vieques home address. Id. at p. 9. Defendant also highlights the fact that Garcia-Mones chose to have the surgery performed in Puerto Rico rather than in Florida. Id. Plaintiffs respond by first acknowledging еach of the defendant’s highlighted facts as true. (Docket No. 10 at p. 3.) Plaintiffs provide additional facts, however, as evidence that they were domiciled in Florida when they filed the complaint. (Docket No. 10 at p. 3.) These facts include that the plaintiffs have lived
Plaintiffs have the burden of producing enough evidence to establish that they were domiciled in Florida on October 11, 2011, when they filed the complaint. See, e.g., Lundquist v. Precision Valley Aviation, Inc.,
i. Physical Presence in Florida
Garcia-Mones has lived in Florida “for the last 47 years.” (Docket No. 12-1 at ¶ 2.) This is not a case, therefore, where the Court must determine if plaintiffs have recently changed domicile from one state to another. Instead, the Court must determine whether living in Florida for the last 47 years is sufficient to satisfy the “physical presence” requirement of determining domicile.
Even though plaintiffs were not physically in Florida on the date the lawsuit was filed, they have lived part of evеry year for the previous 47 years in a Florida home that they own. Id. at ¶ 4. The fact that the plaintiffs also spend part of every year in Puerto Rico and St. Thomas does not affect the physical presence requirement for domicile. Because a citizen is domiciled in only one state for the purpose of establishing diversity, the presence of real property in other states and time spent at those properties does not mean the party lacks a domicile, or that it rotates based on where the plaintiff is present at the time of the lawsuit. See Valentin v. Hospital Bella Vista,
ii. Intent to Remain in Florida
Several factors are used to determine whether a party has demonstrated the requisite intent to remain in a state that is required for determining domicile. The factors include (1) where the party’s driver’s license is issued; (2) where the party is registered to vote; (3) where the party has сlub and church memberships; and (4) whether that party is employed in the state. See, e.g., Bank One, Texas, N.A.,
Plaintiffs satisfy both requirements necessary to establish that they are domiciled in Florida. Therefore, plaintiffs have successfully established diversity jurisdiction and the defendant’s motion to dismiss for lack of subject matter jurisdiction is DENIED.
III. Discussion of the Forum Selection Clause’s Enforceability
A. Legal Standard for Rule 12(b)(6) Motion to Dismiss
In the First Circuit, “a motion to dismiss based upon a forum-selection clause is treated as one alleging the failure to state a claim for which relief can be granted under Fed.R.Civ.P. 12(b)(6).” Silva v. Encyclopedia Britannica Inc.,
The Court must base its determination solely on the material submitted as part of the comрlaint and expressly incorporated within it. See Alternative Energy, Inc. v. St. Paul Fire and Marine Ins. Co.,
B. Forum Selection Clause contained in the Agreement Signed by Garcia-Mones
Defendant’s motion to dismiss argues that plaintiffs’ case should be dismissed without prejudice pursuant to Rulе 12(b)(6) because of the forum selection clause contained in the agreement that Garcia-Mones signed prior to his surgery. (Docket No. 6 at p. 10.) The clause stated that if a patient seeks any “physical, emotional or economic damages” against the hospital, that patient “expressly agree[s] to submit any claim ... solely to the jurisdiction of the Court of First Instance of the Commonwealth of Puerto Rico.” Id.
In cases in which subject matter jurisdiction is based on diversity of citizenship, district courts are bound to apply the substantive law of the forum in which they sit. See, e.g., Boston Gas Co. v. Century Indent. Co.,
As a general matter, district courts in the First Circuit have followed federal common law and enforced forum selection clauses because the forum state’s substantive law has usually “appeared] generally to accord with federal common law.” Lambert,
The District of Puerto Rico has also generally followed federal common law and enforced forum selectiоn clauses, because there is usually “no conflict between federal common law and Puerto Rico law regarding the enforceability of forum-selection clauses.” Silva v. Encyclopedia Britannica Inc.,
Although as a general matter Puerto Rico still enforces forum selection clauses, in 2008 the Office of the Patient’s Advocate of Puerto Rico (OPA) enacted a regulation banning the inclusion of forum selection clauses in documents that are used to secure the informed consent of medical patients. Office of the Patient’s Advocate of P.R., Regulations to Implement the Provisions of Public Law 194 of August 25, 2000, Regulation No. 7617, Article 13, Section 8(C)(2) (November 21, 2008).
Even though the Rivera court did not apply the regulation to the case because it did not apply retroactively, the court noted that the regulation was “persuasive evidence of Puerto Rico’s public policy today. ” Rivera,
i. Procedural
Even though federal common law typically enforces forum selection clauses, the Supreme Court has clearly stated that the clauses “should be held unenforceable if enforcement would contravene a strong public policy of the forum in which suit is brought.” M/S Bremen,
ii. Substantive
Federal district courts that have subject matter jurisdiction over a case based on the diversity of the parties are bound to apply the forum state’s substantive law. In doing so, they must “ascertain, as best [they] can, the rule that the state’s highest tribunal would likely follow,” and should be “unadventurous” while doing so. Porter v. Nutter,
IV. Conclusion
Fоr the reasons discussed above, the Court has subject matter jurisdiction over the case and the forum selection clause contained in the agreement signed by Garcia-Mones is unenforceable. The defendant’s motion to dismiss pursuant to both Rule 12(b)(1) and Rule 12(b)(6) is DENIED.
IT IS SO ORDERED.
Notes
. Justin Rowinsky, a second-year student at the Georgetown University Law Center, assisted in the preparation of this Opinion and Order.
. The Court also notes that defendant’s final reply brief filed on January 27, 2012 (Docket No. 20) does not challenge plaintiffs’ domicile but instead focuses solely on the forum selection clause and the motion to dismiss pursuant to Rule 12(b)(6). Because defendant had previously filed a motion to dismiss for lack of subject matter jurisdiction pursuant to Rule 12(b)(1), however, (Docket No. 6 at p. 3) the Court will address the merits of whether it has jurisdiction over the subject matter of the case.
. Garcia-Mones allegedly indicated to the woman at the hospital’s admission office “that he did not understand Spanish,” but he was told that none of the documents was available in English. (Docket No. 10 at p. 4.) Therefore, Garcia-Mones allegedly "proceeded to sign each of the documents without really knowing and understanding what he was signing.” Id.
. The Regulation states in part:
Providers are strictly prohibited from requesting the following from patients or making the following part of the informed consent to be signed by patients: (2) Lеgal clauses unrelated to the medical or health care or field pertaining to the patient's condition or the treatment to be provided to the patient, such as, but not limited to: forum selection clauses.
. Regulation No. 7617 replaced Regulation No. 7504 that the OPA passed on May 12, 2008. The Rivera court addressed Regulation No. 7504 (because No. 7617 had not yet been passed), but the relevant language on forum selection clauses at issue in this case is identical in both regulations. The OPA issued both regulations pursuant to its delegated authority contained in enabling acts: Law No. 194 of August 25, 2000; and Law No. 11 of April 11, 2001.
.The Court reminds both parties that they are responsible for providing “the district court with and put into the record an English translation” of documents that are essential to the resolution of the case. Puerto Ricans for Puerto Rico Party v. Dalmau,