Garcez v. Freightliner Corp.Garcez v. Freightliner Corp.
Plaintiff appeals from a judgment for defendant entered after the trial court granted defendant’s motions to strike allegations from his complaint and for a directed verdict, which collectively disposed of plaintiffs two claims for race-based employment discrimination under 42 USC section 2000e-(2)(a) (2000).
1
We review those rulings for errors of law.
Harris v. Pameco Corp.,
We view the evidence in the light most favorable to plaintiff, the nonmoving party, to determine whether the jury reasonably could have inferred that defendant discriminated against plaintiff in the terms or conditions of work because of plaintiffs race.
Plaintiff filed a complaint against defendant entitled “Complaint For Civil Rights Violations.” The complaint lumped together, without separate statement, what plaintiff denominated as “State and Federal Claims for Discrimination [based on] ORS 659.030(1)(b) and 42 USC § 2000e-(2)(a).” The complaint alleged discriminatory discharge and hostile work environment theories of recovery under both Oregon and federal law. Defendant did not file a motion under ORCP 21 to require plaintiff to state his claims separately. As will soon become apparent, the parties’ failure to carefully distinguish among plaintiffs claims at various stages of the proceedings caused no small degree of confusion, both at trial and on appeal.
Former
ORS 659.030(1)(b) provides that it is an unlawful employment practice “[flor an employer, because of an individual’s race * * * to discriminate against such individual in * * * terms, conditions or privileges of employment.” Although the Oregon statute is patterned after 42 USC section 2000e,
Seitz v. Albina Human Resources Center,
The following evidence was admitted at trial. Plaintiff is a Hispanic male, who grew up in Southern California and Mexico and speaks Spanish as his first language. He worked for defendant, a trucking company, from April 1994 until May 1999, with the exception of an approximately six-week layoff around June 1996. During his employment, coworkers directed racial situs such as “beaner, wetback [and] spick” at plaintiff while he was working on the shop floor. Plaintiff testified thаt, on several occasions, his identification badge was defaced by drawings of a sombrero and moustache and with words such as “wetback No. 4”; that a serape that was sent to him from Mexico was cut in half; and that, upon his return from a job-related trip to Mexico, his toolbox was defaced with writing such as “Go home, wetback.” Plaintiff testified that he often retaliated by using racist language, including such terms as “whitey” and “honkey,” in order to “adapt to [his] environment” and “fight fire with fire.”
Plaintiff testified that he discussed the racial atmosphere in the workplace with his foreman, Larry Lisengang, a fellow union worker, who told plaintiff that he considered it “shop talk” and that plaintiff had to leani to deal with it. Plaintiff also testified that he “complained” to Lisengang about the defacement of his identification badge and toolbox. Plaintiff stated that, in 1996 or 1997, he told his section supervisor, Del Caulkins, that “This is a bunch of bullshit,” referring to “all the racism and things that they would do to minorities on the line.” According to plaintiff, Caulkins told him to file a formal complaint, but plaintiff did not do so because he “wanted to take care of the problem, because at [defendant company] you’re taught to take care of your problems within your section * * He also testified that Caulkins told
Plaintiff reported his torn serape to another supervisor, Bob Jennings, who told plaintiff that there was nothing he could do unless plaintiff knew who did it. Plaintiff also testified that another supervisor, Marty Brusco-Davis, had been present when “racist slang was being used on the shop floor.” Brusco-Davis stated that she thought plaintiff was the initiator of the racial banter, that it was a “game,” and that she had warned plaintiff ábout complaints from coworkers that he was touching them inappropriately.
In July 1998, Jennings documented in plaintiffs personnel file that he had given plaintiff a verbal warning about his inappropriate touching of female coworkers. Jennings issued a “final” written warning, dated November 13, 1998, notifying plaintiff that he would be discharged if another such complaint was made about him. On November 20, plaintiff was involved in an altercation with a coworker that resulted in plaintiff going to see the company nurse and taking a leave of absence. Plaintiff testified that, at that time, he told Jennings that the racial atmosphere was a “bunch of bull S, that how can—how can this company survive with all this racial bull—BS?,” that Jennings “smirked” at him, and that plaintiff walked out of the office. Brusco-Davis stated that, “[o]n the day [plaintiff] had his nervous breakdown,” 4 plaintiff “made a somewhat babbling statement that people wеre picking on him because he was Hispanic,” but that plaintiff “gave no names” so she could not pursue an investigation. Upon plaintiff’s return from the leave of absence, he was transferred to another section of the plant with no loss in pay.
Plaintiff took another leave of absence during April 1999 because of his mother’s death, and he returned to work on May 5, 1999. On May 19, 1999, a female coworker, Valda McCauley, complained to one of plaintiffs supervisors, Don Collins, that plaintiff had inappropriately touched her. McCauley was romantically involved with Collins at that time. Collins told plaintiff about the complaint and repоrted the incident to Gary Garr, defendant’s personnel manager. Garr spoke with McCauley and asked Collins to speak with plaintiff. Plaintiff denied that the incident had occurred and made a written statement, at Collins’ request, that he “never touched a woman that didn’t want me to.” Based on his review of plaintiffs personnel file and his determination that McCauley was more credible than plaintiff, Garr directed Collins to fire plaintiff. Plaintiff was immediately escorted from the shop floor on the day that he was terminated and his request to speak with a shop steward was denied.
In an effort to get his job back, plaintiff met with Garr and other management personnel on three occasions after he was discharged. Plaintiff testified that, at the first meeting after his firing, he did not discuss the racial atmosphere because he was “just worried about getting my job back. I could care less what was happening on the shop floor at that time.” At a later meeting, Garr asked plaintiff what remarks had been used on the floor and to write them down, but plaintiff did not comply with that request. At some point after his discharge, plaintiff asked to take a polygraph test, but he was told that it would not make a difference. Plaintiff filed a grievance with his union in connection with his discharge. The union investigated but decided not to pursue the grievance.
At the close of plaintiff’s case-in-chief, defendant moved to strike two paragraphs of the complaint relating to plaintiff’s discharge. Those paragraphs alleged that plaintiff was “not allowed to defend himself because of his race” and that he was “terminated because he was Hispanic.” The trial court granted that motion. Defendant then moved for a directed verdict on the remaining portions of plaintiff’s complaint, which related to plaintiff’s claim that he was “subjected to a hostile work environment due to his race.” The trial court also granted that motion. Finally, as noted, the court dismissed, on the merits,
On appeal, plaintiff asserts, in two separate assignments of error, that the trial court erred in making those rulings because there was sufficient evidence for his claims to be submitted to the jury. Plaintiffs first assignment of error states that “[t]he court erred in sustaining the motion for dismissal of Plaintiffs Disparate Treatment claim when it struck, dismissed, and directed a verdict on Plaintiffs Disparate Treatment Claims.” The second assignment of error states that “[t]he court erred in sustaining the motion for directed verdict as to Plaintiffs claims for relief for a hostile work environment created by racial animus.”
We initially consider whether plaintiffs claims under former ORS 659.030 are properly before us on appeal. It is clear from an examination of the record that defendant’s motions, as well as the trial court’s rulings on them, were directed only to plaintiffs federal claims. Consistently with that focus, the substantive discussion in plaintiffs opening brief on appeal does not refer to Oregon law, nor does it identify any pertinent ruling in connection with the court’s dismissal of plaintiffs Oregon law claims. Plaintiff discusses those claims for the first time on appeal in his reply brief.
Like the opening brief, plaintiffs reply brief focuses on federal law, although it does include citations to Oregon cases on which defendant relies for the proposition that “Oregon discrimination law generally mirrors fеderal law.” However, even plaintiffs reply brief contains no reference to the standard of review applicable to his Oregon law claims or to the significance of the trial court’s findings with respect to those claims. We decline to consider the trial court’s dismissal of plaintiffs claims under
former
ORS 659.030(1)(b) because (1) that ruling is not fairly encompassed within plaintiffs assignments of error as framed in his opening brief, and (2) plaintiffs arguments pertaining to those claims are not adequately developed on appeal.
See
ORAP 5.45(1);
Ailes v. Portland Meadows, Inc.,
Before turning to the merits of plaintiffs federal claims, we briefly consider his assertion that the United States Supreme Court’s recent decision in
National Railroad Passenger Corporation v. Morgan,
Turning to the merits, plaintiff first assigns error to defendant’s motion to strike the following two paragraphs from his complaint:
“12.
“[Plaintiff] was fired because of a false accusation made by a female employee. [Plaintiff] was not allowed to defend himself becausе of his race and because he had been labeled a trouble maker because of his resistance to racial discrimination. [Plaintiff] lost wages and benefits as aresult of his termination in an amount not to exceed 100,000.00
“13.
“Other white employees had been accused of sexual discrimination and had not been terminated. [Plaintiff] was terminated because he was Hispanic.”
On appeal, the parties have framed the claim embodied in those paragraphs as one for discriminatory discharge based on “disparate treatment.” That type of claim is subject to the burden-shifting analysis established in
McDonnell Douglas Corp. v. Green,
Plaintiff did not present any direct evidence of a discriminatory motive for his discharge. This case does not involve management employees making racist remarks or the like. See Barbara Lindemann & Paul Grossman, 1 Employment Discrimination Law, 55 n 113 (Supp 2002) (listing cases where biased remarks by managers were held to constitute direct evidence). The question remains whether plaintiff adduced sufficient circumstantial evidence to establish a prima facie case of discriminatory discharge.
A
prima facie
case based on circumstantial evidence may consist of proof that (1) plaintiff is a member of a protected class, (2) plaintiff was qualified for the job and was performing it according to the employer’s legitimate expectations, (3) plaintiff suffered an adverse employment action, and (4) other “similarly situated” nonminority employees were treated more favorably.
6
McDonnell Douglas,
Moreover, even assuming that plaintiff established a
prima facie
case of discrimination, defendant articulated a legitimate, nondiscriminatory reason for plaintiffs discharge, namely, plaintiffs sexual harassment of coworkers. Accordingly, it was plaintiffs burden to demonstrate that
defendant’s proffered reason for the discharge was pretextual. Plaintiff did not meet that burden. The evidence showed that Collins, a supervisor, spoke with plaintiff about McCauley’s harassment complaint and then consulted
Moreover, there was no evidence that defendant had labeled plaintiff as a troublemaker because of his complaints, or that there was any connection between those complaints and his discharge. Thus, even if the allegations of sexual harassment were false, plaintiff failed to demonstrate that it was his race, and not the allegations of sexual harassment, that motivated defendant’s decision to discharge him.
See Elrod v. Sears, Roebuck and
Co., 939 F2d 1466, 1470-71 (11th Cir 1991) (holding that, where the employer fired the plaintiff upon a good faith belief that he sexually harassed coworkers, the plaintiff could not prove pretext by challenging the harassment allegations). Plaintiff’s subjective perception that he was fired for discriminatory reasons is insufficient to demonstrate a pretextual discharge.
See, e.g.,Villiarimo,
In his second assignment of error, plaintiff challenges the trial court’s grant of defendant’s motion for a
directed verdict on his federal hostile work environment claim. That claim, like plaintiffs discriminatory discharge claim, falls within the ambit of 42 USC section 2000e-2(a) as discrimination in the “terms [and] conditions” of employment. For a hostile work environment claim to be actionable, the offensive environment must be “sufficiently severe or pervasive” so as to alter the conditions of the victim’s employment and create an abusive working environment.
Meritor Savings Bank v. Vinson,
Here, defendant does not assert that plaintiff was not subjected to verbal or physical conduct of a harassing nature. Instead, defendant argues that “whatever [plaintiffs] subjective state of mind,” the conduct was not unwelcome “in a way that was known or should have been known to ‘higher management.’ ” Defendаnt reasons that, because plaintiff sometimes engaged in conduct similar to that which he claims was harassing, he welcomed such interactions and, therefore, did not subjectively perceive the environment to be hostile. In support, defendant emphasizes plaintiffs admission that he used terms such as “whitey” and “honkey,” sometimes initiated the use of racial slurs, failed to indicate that he found the conduct offensive other than to merely “walk away,” and admitted that some of his coworkers were not, at times, serious when they used racial slurs.
Despite those admissions, though, we cannot say that no reasonable juror could conclude that plaintiff found the conduct unwelcome. Plaintiff testified that such conduct “might have been a joke to them, but it was no joke to me,” that it made him “mad, unhappy, sad” and that his in-kind responses were merely a means of defending himself. A jury could reasonably believe that testimony and find that, at least some of the time, plaintiff was offended by his coworkers’ conduct. In that regard, this case is distinguishable from
Reed v. Shepard,
939 F2d 484 (7th Cir 1991), and
Scusa v. Nestle U.S.A. Co., Inc.,
We turn to the requirement that the offensive conduct be “sufficiently severe or pervasive” so as to alter the conditions of the victim’s employment and create an abusive working environment. Plaintiff presented evidence that racial epithets were used by his coworkers daily on the shop floor and that other incidents, such as defacement of his property in a racially derogatory fashion, occurred several times during his five years of employment with defendant. That evidence demonstrates more than mere utterances, simple teasing, offhand comments, isоlated incidents, or other “ordinary tribulations of the workplace.”
Faragher,
In both Ellerth and Faragher, the Court held:
“An employer is subject to vicarious liability to a victimized employee for an actionable hostile environment created by a supervisor with immediate (or successively higher) authority over the employee. When no tangible employment action is taken, a defending employer may raise an affirmative defense to liability or damages, subject to proof by a preponderance of the evidence * * *. The defense comprises two necessary elements: (a) that the employer exercised reasonable care to prevent and correct promptly any * * * harassing behavior, and (b) that the plaintiff employee unreasonably failed to take advantage of any preventive or corrective opportunities provided by the employer or to avoid harm otherwise.”
Ellerth,
We decline defendant’s invitation. As the Ninth Circuit recognized in considering a similar argument,
“it is not clear under which rubric [vicarious liability or negligence] employers are ‘better off from an evidentiary and legal standpoint. It might reasonably be argued * * * that employers are “better off in the negligence context, where the plaintiff is required to prove both the employer’s knowledge of the harassment (or that it should have known) and that it failed to take reasonable corrective action. In the strict liability context, the plaintiff is required to prove significantly less in the prima facie case: merely that the harasser was his supervisor.”
Swinton v. Potomac Corp.,
Although plaintiffs complaint had to be specific enough to apprise defendant that he wаs upset, plaintiff was not required to use magic words such as “racial harassment” in order to put defendant on notice that a hostile work environment existed.
See Nichols,
Although a jury could have disregarded plaintiffs evidence and believed other evidence tending to show that plaintiffs supervisors did not know thаt he was upset by the racial atmosphere, including evidence that plaintiff participated in the conduct and was friendly with some of the perpetrators, that defendant had antiharassment policies in place, and that plaintiff failed to utilize them, we cannot weigh the evidence in this setting.
See Bolt v. Influence, Inc.,
Judgment for federal hostile work environment claim reversed; otherwise affirmed.
Notes
42 USC section 2000e-2 (2000) provides, in part:
“(a) Employer practices
“It shall be an unlawful employment practice for an employer—
“(1) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin!.]”
The trial court also dismissed plaintiffs claims under former ORS 659.030 (1999), renumbered as ORS 659A.030 (2001). As explained below, those claims are not properly before us on appeal.
The trial court incorporated certain findings of fact and conclusions of law into its written order striking allegations from the complaint and for a directed verdict. The court was authorized to make findings and conclusions in connection with plaintiffs claims under former ORS 659.030(1)(b) because, as discussed, those claims were triable to the court. However, the order also included findings that are germane to the federal claims, which were tried to the jury and were not properly the subject of findings by the court. Defendant made no motions with respect to plaintiffs state law claims. Because the trial court’s findings and conclusions could properly be considered only in reviewing its dismissal on the merits of the claims under former ORS 659.030(l)(b) and because, as we conclude below, plaintiff failed to assign error to the disposition of those claims, we do not further consider those findings and conclusions.
Presumably, that reference is to the events that occurred on November 20. Other than a passing reference in testimony by plaintiff, which was struck, and a mention of it by another witness, plaintiff offered no evidence, medical or otherwise, of a nervous breakdown.
Federal law requires an employee to file an administrative complaint within 300 days of the discriminatory act and then file an action within 90 days of the issuance of a “right to sue” letter. 42 USC § 2000e-5(e), (f).
The United States Supreme Court has emphasized that “the precise requirements of a prima facie case can vary depending on the context and were ‘never intended to be rigid, mechanized, or ritualistic.’ ”
Swierkiewicz,
Although
Meritor
involved a sexual harassment claim, its principles are equally germane to racial harassment claims.
See Faragher v. Boca Raton,
Although the plaintiff in Reed testified that she tolerated the activities of her fellow police officers without complaint because it was the “only way” she could be accepted and that one did not “snitch out” other officers, the court emphasized that other female employees testified that male employees did not behave crudely around women who asked them not to and that the showing that she welcomed the activity was “fatal to her claim, particularly where [she] admits that the ‘harassment’ did not adversely affect her ability to do her job.” .Reed, 989 F2d at 492.