This is a petition for writ of mandate by John Galvan, a resident, taxpayer and firearms owner in San Francisco, in which he attacks the constitutionality of ordinance No. 175-68, the so-called San Francisco gun law. The ordinance, enacted in July 1968, provides for the registration of all firearms within San Francisco, with certain exceptions.
Galvan contends that the San Francisco gun law is void because the law conflicts directly with state laws regulating firearms, and, even if construed to avoid a direct conflict, invades the field of weapons control, which has assertedly been preempted by the state. He also claims that the law violates the right to bear arms, guaranteed by the Second Amendment, the privilege against self-incrimination clause of the Fifth Amendment, and the due process clause of the Fourteenth Amendment.
We reject all of these contentions, and hold that San Francisco Ordinance No. 175-68 is a valid exercise of local police power, neither in direct conflict with nor impliedly preempted by state laws concerning weapons, and violative of no provision of the United States or California Constitutions.
Preemption—Conflict With Siate Law
Galvan argues that the San Francisco gun law is void because the la.w directly conflicts with Penal Code section 12026, which states that “no permit or license” shall be required of any adult citizen (with certain limitations not at
The validity of the San Francisco law is governed by the California Constitution, article XI, section 11, which restricts local lawmaking to “all such local, police, sanitary and other regulations as are not in conflict with general laws. ’ ’ Any local law that directly conflicts with state legislation is void. (In re Mingo,
Section 12026, however, prohibits licenses or permits. The section does not prohibit registration requirements. The meaning of “register” is “[t]o record formally and exactly; to enroll; to enter precisely in a list or the like.” (County of Los Angeles v. Craig,
Any requirement that an item be registered before it can be lawfully used involves, of course, “permission to do a particular thing,” and to that extent “registration” is the same as “licensing.” But the basic, and commonly held, distinction between licensing and registration is that licensing regulates activity based on a determination of the personal qualifications of the licensee, while registration catalogs all persons with respect to an activity, or all things that fall within certain classifications.
Coneededly, the distinction between licensing and registration has not always been reflected in all types of legislation. (See, e.g., Agnew v. City of Los Angeles,
But the language of the Dangerous Weapons’ Control Act, and the legislative history of the statutes comprising the act, make clear that at least for purposes of weapons regulations, the Legislature recognized and acted on the commonly held distinction. (See County of Los Angeles v. Craig, supra,
For example, the local police may issue a “license” to carry a weapon, upon proof that the applicant is “of good moral character” and has “good cause” (Pen. Code, § 12050) ; the applicant must have a “reason” for desiring a “license” (Pen. Code, § 12051); “permit” for machine guns and tear gas weapons may be issued upon proof of “good cause” (Pen. Code, §§12230, 12423), and “a permit” to possess a destructive device may be issued upon a showing that the possessor is a “bona fide collector” (Pen. Code, §12306). (Cf., licenses to sell concealed weapons (Pen. Code, §§12070-12072).)
“Register,” however, is used only in connection with the information required to be compiled and submitted by weapons dealers. (Pen. Code, §§ 12073-12077.) Thus, every person in the business of selling concealable firearms “shall keep a
Even more significant is the development of the Dangerous Weapons’ Control Act. In 1917, a law was passed prohibiting the carrying of concealed firearms in cities and towns without a “license” as “hereinafter provided” (Stats. 1917, ch. 145, §3, at p. 221), and authorizing local police to issue such a “license” on proof that the “person applying ... is of good moral character, ...” {Id., §6, at p. 222.) The same law provided for dealers maintaining a “register” of sales. {Id., § 7, at pp. 222-225.) In 1923, the provision prohibiting carrying concealed firearms without a license was changed to eoncealable weapons (Stats. 1923, ch. 339, §2, at p. 696), and a paragraph added—substantially, Penal Code section 12026, that “no permit or license” could be required to possess a firearm at one’s residence or place of business. {Id., § 5, at p. 697.) The language of the provisions governing the issuance of “licenses” to carry weapons and “registers” for dealers, although expanded, remained otherwise intact. (Id., §§ 8, 9, pp. 698-701.)
The Legislature, then, recognized precisely the distinction between “registration” and “licensing.” The Legislature intended that the right to possess a weapon at certain places could not be circumscribed by imposing any requirements, such as “good moral character” (except the exclusions in Pen. Code, § 12025) upon the person possessing the weapon. The Legislature associated “permits” and “licenses” with a determination of character and cause. The Legislature used “register” differently from “license” or “permit,” yet included in Penal Code section 12026 only the language “no permit or license. ’ ’
It is equally apparent that the San Francisco ordinance is a registration law.
The prerequisites to issuing the certificate of ownership are clear: “(a) The name and address of the owner; (b) A description of the firearm, including the following data, insofar as they may exist: the make, model, manufacturer’s number, caliber or other marks of identification of such firearm.” (§610.2.) The chief of police “shall” then issue a certificate of ownership, which certificate “shall contain” the information provided in the registration application. (§610.3.)
We conclude that the San Francisco registration requirement does not conflict with the permit and licensing provision of section 12026 of the Penal Code.
Preemption by Implication
Galvan contends that even if the San Francisco gun law does not directly conflict with any state statute, the gun law is void because the state has preempted the entire broad field of weapons control. A local ordinance is invalid if it attempts to impose additional requirements in a field that is preempted by the general law. (Cal. Const., art. XI, § 11; In re Hubbard,
To determine whether the Legislature intended to occupy a particular field to the exclusion of all local regulation, we may look to the “ ‘whole purpose and scope of the legislative scheme. ’ ” (In re Lane, supra, 58 Cal.2d at pp. 102-103.)
In re Hubbard, supra,
The subject matter of the ordinance, as we have seen, is gun registration. The only statutory provisions for registering guns—that is, for maintaining a list of firearms and their owners—are directed towards the registration of firearms sold by gun dealers (Pen. Code, §§ 12073-12078; 12350,12351) and. mail orders (Pen. Code, § 12079). The only other provisions even relating to gun registration concern the obliteration of weapons identification marks. (E.g., Pen. Code, §§12090-12094.)
These statutes cannot reasonably be said to show a general scheme for the regulation of the subject of gun registration, and there is no basis for a conclusion that these statutes show a legislative intent to make the subject of gun registration immune from local regulation.
Galvan does not contend to the contrary; his position is that the registration statutes, when coupled with the large number of statutes dealing with guns and other weapons show that the Legislature has preempted the entire broad field of gun control or weapons control and that gun registration as a subject included within the broad field of gun or weapons' control must be deemed preempted.
Although Galvan cites a great number of statutes relating to weapons, these statutes do not show that the entire area of gun or weapons control has been so fully and completely covered by general law, in the words of Hubbard, “as to clearly indicate that [the subject] has become exclusively a matter of state concern.” (
Further, there are some indications that the Legislature did not believe that it had occupied the entire field of gun or weapons control. Thus, the Legislature has expressly prohibited requiring a license to keep a concealable weapon at a residence or place of business. (Pen. Code, § 12026.) Such a statutory provision would be unnecessary if the Legislature believed that all gun regulation was improper.
To approach the issue of preemption as a quantitative problem provides no guidance in determining whether the Legislature intends that local units shall not legislate concerning a particular subject, and further confounds a meaningful solution to preemption problems by offering a superficially attractive rule of preemption that requires only a statutory nose-count. Thus, in the instant ease, by grouping weapons licensing, registration and prohibitions, and offenses involving the
The task is, as shown in Hubbard, to determine whether the state has occupied a relevant field—an area of legislation which includes the subject of the local legislation, and is sufficiently logically related so that a court, or a local legislative body, can detect a patterned approach to the subject. Thus, that the state has legislated concerning the possession of loaded firearms on government premises (e.g., Pen. Code, §§ 171e-171e) indicates no patterned approach to the subject of prohibited users, such as prisoners or ex-felons or minors. A field cannot properly consist of statutes unified by a single common noun. (See Markus v. Justice’s Court,
In In re Hubbard, supra,
The second standard set forth in Hubbard contemplates that the Legislature may preempt a field even though the statutes are not so comprehensive as to indicate an intent to occupy the field if there has been partial coverage of the field by general law couched in such terms as to indicate that there is a paramount state concern which will not tolerate further or additional local requirements. (
Insofar as we have been able to find any language in the statutes which might be said to show a legislative intent to preempt or not to preempt the fields of gun registration or gun or weapon control, the inferences to be drawn appear to be conflicting. Section 25840 of the Government Code provides that a board of supervisors may prohibit the unnecessary firing of firearms on or into highways or other public places, and it could be argued that such express permission would be unnecessary unless the Legislature believed that it had occupied the field of gun control. On the other hand, section 12026 of the Penal Code, as we have seen, prohibits the requirement of a license to possess a coneealable weapon in a residence or business establishment, and it could be argued that adoption of this provision was unnecessary unless the Legislature believed it had not occupied the field of gun control.
The issue of “paramount state concern’’ also involves the question “whether substantial, geographic, economic, ecological or other distinctions are persuasive of the need for local
That problems with firearms are likely to require different treatment in San Francisco County than in Mono County should require no elaborate citation of authority. Such differences were recognized in People v. Jenkins, supra,
We are persuaded by language in In re Hoffman,
The third standard presented in Hubbard is whether the subject matter has been partially covered by general law, and “the adverse effect of a local ordinance on the transient citizens of the state outweighs the possible benefit to the municipality.” (
We find that the San Francisco gun law places no undue burden on transient citizens. Indeed, the ordinance was drafted to prevent such a burden. The law, applicable to firearms possessed by persons in San Francisco, provides for a seven-day exemption,
Finally, Galvan’s reliance on In re Lane, supra,
The conclusion in Lane that the Legislature liad preempted the entire field of proscribed sexual activity and the inference that the Legislature intended that simple fornication not be a crime, was compelled by an analysis of the relevant Penal Code sections. For example, certain types of sexual activity have been proscribed (e.g., Pen. Code, §§286, 287, 288a), and all sexual activity in certain circumstances has been proscribed (e.g., Pen. Code, §§261, 268, 647). Further, although "living in a state of cohabitation and adultery is prohibited . . . neither simple fornication or adultery alone nor living in a state of cohabitation and fornication has been made a crime in this state.” (In re Lane, supra,
The considerations involved in Lane do not apply to the instant case. The statutory pattern governing sexual behavior differs from that governing guns and other weapons, and there is no extensive coverage of gun registration as there is of criminal sex offenses; registration, as discussed above, is limited to the dealer registration and mail order provisions (Pen. Code, §§ 12073-12079 ; 12350).
Right to Bear Arms
The claim that legislation regulating weapons violates the Second Amendment has been rejected by every court which has ruled on the question. (Burton v. Sills,
Those portions of the California Dangerous Weapons’ Control Act which have been challenged have been upheld as not violative of the Second Amendment. (People v. Garcia,
Self-Incrimination
Galvan contends that the gun law is unconstitutional, because if felons, aliens or narcotic addicts, who are
However, Haynes did not hold that statutes requiring disclosure of information could not be enforced against persons who did not face any substantial hazard of self-incrimination. As made clear in a companion case involving a wagering tax, Marchetti v. United States (1968)
Thus, Marchetti makes clear that even if the provisions of the San Francisco gun law were not “neutral on their face and directed at the public at large” (Albertson v. SACB,
Galvan contends that the San Francisco gun law violates due process because the law “makes absolutely no provision for knowledge to be an element of the offense of nonregistration.” Galvan’s reliance on Lambert v. California (1957)
The San Francisco gun law, however, does not penalize mere existence; the penalty is imposed upon the possession of unregistered firearms. (See People v. Gory,
Except under the unique circumstances of Lambert, knowledge of the law is not a requirement of due process. “The only knowledge required is knowledge of the character of the object possessed; knowledge that the possession is illegal is unnecessary.” (People v. Mendoza, supra,
In People v. Gory, supra,
Galvan does not contend that the law violates due process because one might unknowingly possess a firearm. Although the statute in Gory specified “wilful possession” (
Powers Conferred Upon Chief of Police
Galvan argues that the powers conferred on the chief of police by the San Francisco gun law are ‘ ‘ arbitrary, excessive and vague and thus violate the due process clause of the Fifth and Fourteenth Amendments. ...” Some of the contentions under the rubric of due process are frivolous; none has merit.
Contrary to Galvan’s allegations, the ordinance provided for sufficient time for persons in possession of firearms to register. The law was to take effect 45 days from date of final passage. The police chief cannot “unreasonably delay” issuing a certificate of ownership, after application for registration, or reregistration upon transfer is made. Although no time is specified, the mandatory “shall issue” makes clear that unreasonable delay would be improper. That time limits need not be specifically enumerated is shown by the state legislation, on which Galvan otherwise relies, concerning permits for weapons. (E.g., Pen. Code, §§ 12052 [forwarding fingerprints of applicants to carry concealed weapon] ; 12230 [issuance of permits for machine guns]; 12423 [permits for tear gas weapons].)
Finally, both San Francisco and Galvan have submitted materials concerning the desirability of weapons control, and the effect of weapons control on crime rates. It is well established that the wisdom of legislation is beyond the competence of the court (e.g., County of Sacramento v. Hickman,
The alternative writ of mandate is discharged, and the stay heretofore issued is terminated. The peremptory writ of mandate is denied.
Traynor, C. J., McComb, J., Tobriner, J., Mosk, J., Burke, J., and Sullivan, J., concurred.
Notes
San Francisco Ordinance No. 175-68 provides: (1) It shall be unlawful for any person within San Francisco to own, possess or control an unregistered firearm (San Francisco Mun. Code, § 610). (2) Any person temporarily in San Francisco must register firearms brought with him within seven days after arrival (§ 610.1). (3) The registration application shall include the name and address of the owner, and a description of the firearm; the registration fee shall be $2.00 (§ 610.2 (amended August 7, 1968, to reduce the fee to $1.00)). (4) The chief of police upon registering a firearm shall issue a certificate of ownership, which shall remain valid “until suspended, revoked, or cancelled by the Chief of Police for cause . . . .“ (§ 610.3.) (5) On transfer of firearm ownership, the transferee must apply for a transfer of ownership (§610.4). (6) The penalty for violation of the law is a fine of $500 or 6 months in jail or both'(§ 610.5). (7) The clauses are severable (§ 610.8).
Penal Code section 12026: “Section 12025 [prohibiting the carrying of concealed weapons] shall not be construed to prohibit any citizen of the United States over the age of 18 years who resides or is temporarily within this State, and who is not within the excepted classes prescribed by Section 12021 [prohibiting eoncealable firearms to aliens, former felons, or narcotic addicts], from owning, possessing, or keeping within his place of residence or place of business any pistol, revolver, or other firearm capable of being concealed upon the person, and no permit or license to purchase, own, possess, or keep any such firearm at his place of residence or place of business shall be required of him.” (Italics added.)
Former President Johnson’s Special Message on Gun Control Laws submitted to Congress on June 24, 1968 (114 Congressional Record,
The Penal Code statutes cited by Galvan may be classified as involving crimes and punishments involving the use of firearms (e.g., Pen.Code, §§ 171c, 171d, 417, 467, 12022, 12560) ; prohibited types of weapons (e.g., Pen. Code, §§ 12020, 12029, 12220, 12420); prohibited classes of weapons users (e.g., Pen. Code, §§ 12021, 12021.5) ; licensing provisions (e.g., Pen. Code, §§ 12026, 12050-12054, 12423-12426), and registration provisions (e.g., Pen. Code, §§ 120/3-12079). Also cited are sections in the California Pish and Game Code, Health and Safety Code, Public Resources Code, and Vehicle Code.
The following is a detailed listing of the sections of the Penal Code cited: 171c (loaded firearms prohibited within government offices) ; 171d (loaded firearms prohibited within constitutional officer’s residence); 171e (loaded firearms defined); 245 (assault with deadly weapon); 247 (discharging firearm at airplane prohibited) ; 417 (exhibiting weapon in a threatening manner prohibited) ; 467 (possession with intent to assault prohibited); 4574 (bringing weapons into prison prohibited); 4854 (executive pardon, possession of firearms); 12000 (“The Dangerous Weapons’ Control Law’’); 12001 (eoneealable firearms defined); 12002 (law enforcement exemption) ; 12003 (partial invalidity clause) ; 12020 (blackjacks, explosives, and daggers prohibited) ; 12021 (possession of eoneealable firearms by aliens, felons, and narcotic addicts prohibited) ; 12021.5 (eoneealable firearms, possession by minors); 12022 (armed felony, punishment); 12023 (intent to commit armed felony); 12025 (carrying unlicensed eoneealable weapon prohibited) ; 12026 (exemption, firearm at residence or business); 12027 (persons exempt); 12028 (weapons as nuisance); 12029 (blackjacks as nuisance) ; 12030 (firearms delivery to armed forces); 12031 (carrying loaded firearms in public prohibited) ; 12050 (local licensing, concealed weapons) ; 12051 (licenses contents) ; 12052 (fingerprints for license) ; 12053 (license filing) ; 12054 (license fee); 12070 (license to sell eoneealable weapons); 12071 (firearms retailer licensing); 12072 (prohibited transactions); 12073 (firearms retailers’ register); 12074 (register forms); 12075 (register forms); 12076 (registration procedure); 12077 (register form); 12078 (exemptions); 12079 (mail orders); 12090 (firearms identification marks) ; 12091 (presumption of alteration); 12092 (assignment of numbers) ; 12093 (unauthorized assignment of numbers) ; 12094 (possession of unmarked pistol prohibited); 12200 (machine guns defined); 12201 (exemptions); 12220 (machine guns prohibited); 12230 (permits for machine guns) ; 12231 (applications); 12232 (permits); 12233 (permit revocation) ; 12250 (license to sell machine guns) ; 12251 (machine guns, nuisance); 12301 (destructive devices defined) ; 32302 (exemptions); 12304 (punishment, ammunition sales); 12305 (destructive device, permits) ; 12306 (permits, nonbusiness); 12307 (destructive device, nuisance) ; 12350 (pistols, sales register); 12351 (punishment); 12400
Thus, that the state has preempted the field of lmife-like weapons (People v. Bass,
“See. 610.1. Nonresidents; Registration Procedure. Any person who is temporarily in . . . San Francisco and who brings into said City and County any firearm of a type required to be registered . . . shall register . . . within seven (7) days after his arrival . . .
Galvan contends that hunters traveling through the state would be adversely burdened if several counties or cities passed similar ordinances, especially if such ordinances contained minimal exemption periods, for example, one day. We need not determine, however, as an abstract
