Galvan v. Dameron Hosp. Ass'nGalvan v. Dameron Hosp. Ass'n
Defendants moved for summary judgment, or in the alternative summary adjudication. The trial court granted defendants' motion for summary judgment. The trial court found that Galvan could not make a prima facie
Galvan appeals, arguing there are triable issues of material fact as to each of her causes of action and her claims for declaratory relief (discrimination), injunctive relief, and punitive damages. We agree in part. We will reverse the judgment and direct the trial court to vacate its order granting summary judgment and enter a new order granting summary adjudication of Galvan's retaliation and negligent supervision causes of action and her claims for declaratory relief (retaliation) and punitive damages, but denying summary adjudication of her discrimination, harassment, and failure to take necessary steps to prevent discrimination and harassment, and wrongful termination in violation of public policy causes of action, and her claims for declaratory relief (discrimination
FACTUAL AND PROCEDURAL BACKGROUND
The following faсts are taken from the evidence set forth in the papers filed in connection with the summary judgment motion, except that to which objections were properly made and sustained. ( Yanowitz v. L'Oreal USA, Inc. (2005)
Galvan is a registered nurse. She was born in the Philippines and immigrated to the United States. English is her second language, and she speaks it with a strong accent. At the time of the conduct complained of herein, Galvan
In mid-2011, Alvarez became the director of the medical-surgical and telemetry departments at Dameron Hospital and Galvan's supervisor. Like Galvan, the majority of unit coordinators in the medical-surgical and telemetry departments were Filipino.
Every time Alvarez met with the unit coordinators, she "insult[ed]," "degrade[ed]," and "humiliate[ed]" them. At her first meeting with the unit coordinators, Alvarez brought the unit coordinators' personnel files to the meeting and stated that she had found "horrible" and "disgusting" things in the files. She told them that she had already heard about them around the hospital, аnd that she was ready to "make a change." She also stated that "she ha[d] eyes around the hospital" and whatever they said about her would get back to her.
Alvarez singled out unit coordinators who spoke English as a second language for criticism and often focused her comments on their accents and their supposed poor English language skills. At one meeting, Alvarez told the unit coordinators, "I don't know how Dameron gets you guys. Your accents are thick. [You] don't know what [you're] doing." She read from performance evaluations drafted by unidentified unit coordinators and criticized the drafters' grammar. She stated that "those of you with a thick accent, those of you that cannot speak English ... need to go back to schoоl and learn how to read and write grammar," and that her young son could write better than they could. She also advised them that she was there "to clean the house."
At another meeting, Alvarez introduced a new unit coordinator who was White, and told the other unit coordinators, "She speak[s] good English. She's well educated. She's going to do a better job [than] most of you guys here because you guys don't know how to speak English."
Alvarez's treatment of the unit coordinators got progressively "worse and worse and worse," and Galvan's "stress level [went] higher and higher."
In addition to the comments she made directly to the unit coordinators, Alvarez made disparaging comments about the unit coordinators to other employees at Dameron. Alvarez repeatedly told Bassey Duke, a clinical manager a Dameron Hospital who also rеported to Alvarez, that the Filipino unit coordinators were "too old" and had "been here too long," and that she wanted to get rid of all of them. She singled out "Jackie [Arimboanga], Nancy [Ortiz], [and] Shirley [Galvan]" and "would mention things about them such that, they are old, dummy, can't think, can't stand them, been here for too long." Arimboanga and Ortiz, like Galvan, are Filipino, and English is their second language. Alvarez also told Duke, "These old Filipinos are making way too much money" and observed that they made "much more" money than she did. She spoke to Duke about the need to "get[ ] lean" in order to facilitate a merger between Dameron and the University of California Davis Medical Center. At some point, Alvarez provided Duke with the names of individuals she wantеd to get rid of, including Galvan, Arimboanga, Ortiz, and Ramatu Kabba (who had immigrated to the United States from Africa), because they were "dumb," "didn't speak English," "didn't represent the face of U.C. Davis," "ma[d]e too much money," and "were old." According to Duke, Alvarez's criticisms of the Filipino unit coordinators were ongoing and "constant."
Alvarez told Roman Roxas, a manager at Dameron with whom she shared an office for a time, that Filipinos were "stupid," she did not "know what they are saying half the time," and she did not "know how they got the job speaking the way they do."
On July 10, 2012, the unit coordinators in the medical-surgical and telemetry departments were given an exam to test their ability to read electrocardiograms (EKGs). The medical-surgical department where Galvan wоrked did not have EKG monitors. Alvarez told Duke that the Filipinos "didn't have enough brains to pass" the test. When Duke suggested providing a review class to help the unit coordinators prepare for the test, Alvarez responded, "Those Filipinos, they are old, they are too dumb. They don't have any brains to learn it anyway. Just let them take it because they're going to flunk so I can get rid of them." When Alvarez learned that Duke had referred the unit coordinators to a website to help them prepare, Alvarez told him that he should "stop helping them because by helping them, [he was] defeating the purpose of what she wants to do, which is to terminate them."
In August 2012, Alvarez terminated Duke. Following his termination, Duke told some of the unit coordinators that Alvarez was planning to terminate certain
Meanwhile, in July 2012, Arimboanga was terminаted after Alvarez reported that she had observed Arimboanga sleeping on the job, Ortiz resigned due to stress after Alvarez accused her of sleeping on the job, and Kabba went out on medical leave due to stress, which she attributed to working under Alvarez.
On October 5, 2012, Kabba sent a four-page letter to Dameron's human resources director Maria Junez complaining that Alvarez's "inappropriate and objectionable conduct" had resulted in "an extremely hostile work environment" and giving examples of such conduct.
On November 1, 2012, Deborah Piceno, a human resource specialist at Dameron, wrote to Galvan and informed her that she would exhaust her 12 weeks of job-protected leave on November 8, 2012, and effective November 9, 2012, she would be "removed from [her] position in the 2nd Floor East Department." Piceno explained that while Galvan was not being terminated, she was not guaranteed the right to return to her former position or shift. Piceno directed Galvan to contact her to discuss "potential ways of finding other employment ... at the Hospital" when she was able to resume work.
When Galvan was ready to return to work, she did not apply for a job at Dameron because she was afraid she would be subjected to the same type of harassment and intimidation she was subjected to in the months before she went out on stress leave if she returned to the medical-surgical department, and she did not feel that she was qualified for a position in another department after spending 25 years in the medical-surgical department.
On February 17, 2014, after Galvan stopped responding to its letters, Dameron notified Galvan that it had terminated her employment effective immediately.
A motion for summary judgment must be granted if the submitted papers show there is no triable issue as to any material fact and that the moving party is entitled to judgment as a matter of law. ( Code Civ. Proc., § 437c, subd. (c).) The moving party initially bears the burden of making a "prima facie showing of the nonexistence of any genuine issue of material fact." ( Aguilar v. Atlantic Richfield Co. (2001)
We review de novo the record and the determination of the trial court. First, we identify the issues raised by the pleadings, since it is those allegations to
I
The Trial Court Erred in Granting Summary Judgment on Galvan's Discrimination Cause of Action
Under the FEHA, it is unlawful for an employer, because of a protected classification, to discriminate against an employee "in compensation or in terms, conditions, or privileges of employment." (§ 12940, subd. (a).) To state a prima facie case for discrimination in violation of the FEHA, a plaintiff must establish that (1) she was a member of a protected class, (2) she was performing competently in the position she held, (3) she suffered an adverse employment action, and (4) some other circumstance suggests discriminatory motive. ( Guz v. Bechtel National, Inc. (2000)
This framework is modified in the summary judgment context: " '[T]he employer, as the moving party, has the initial burden to present admissible evidence showing еither that one or more elements of plaintiff's prima facie case is lacking or that the adverse employment action was based upon legitimate, nondiscriminatory factors.' " ( Serri v. Santa Clara University (2014)
Here, the trial court determined that Galvan could not establish the third (adverse employment action) or fourth (discriminatory motive) elements of a prima facie case of discrimination. The trial court found that because Galvan "has not shown that Dameron, her employer, knew about Alvarez's actions and failed to remedy them," Galvan "cannot establish that she was constructively terminated and therefore suffered an adverse employment action. The court also determined that "[t]here is simply no nexus between Alvarez's alleged discriminatory conduct and Dameron's actions." On appeal, Galvan argues that the trial court erred in granting summary judgment on her discrimination cause of action because there are disputed factual issues about whether she was constructively discharged and whether Dameron acted with a discriminatory motive.
A. Galvan Presented Evidence That Would Allow a Reasonable Trier of Fact to Find That She Was Constructively Discharged
"In an attempt to avoid liability [for wrongfully discharging an employee], an employer may refrain from actually firing an employee, preferring instead to engage in conduct causing him or her to quit. The doctrine of constructive discharge addresses such employer-attempted 'end runs' around wrongful discharge and other claims requiring employer-initiated terminations of employment. [¶] ... [¶] Constructive discharge
"In order to establish a constructive discharge, an employee must plead and prove, by the usual preponderance of the evidence standard, that the employer either intentionally created or knowingly permitted working conditions that were so intolerable or aggravated at the time of the employee's resignation that a reasonable employer would realize that a reasonable person in the employee's position would be compelled to resign. [¶] For purposes of this standard, the requisite knowledge or intent must exist on the part of either the employer or those persons whо effectively represent the employer, i.e., its officers, directors, managing agents, or supervisory employees." ( Turner, supra ,
"In order to amount to a constructive discharge, adverse working conditions must be unusually 'aggravated' or amount to a 'continuous pattern' before the situation will be deemed intolerable." ( Turner, supra ,
Contrary to the trial court's ruling and defendants' assertion on appeal, Galvan was not required to show that Dameron knew of Alvarez's conduct prior to Galvan going out on medical leave in order to establish she was constructively discharged. In Turner , the court made plain that an employee seeking to establish a constructive discharge must show that the employer either intentionally created or knowingly permitted the intolerable working cоnditions, and that the intent or knowledge must exist on the part of the employer or those persons who effectively represent the employer, including supervisory employees. ( Turner, supra ,
Alvarez's status as a supervisory employee is undisputed. The FEHA defines "supervisor" as "any individual having the authority ... to ... transfer, suspend, ... promote, discharge, assign, reward, or discipline other employees, ... or effeсtively to recommend that action ...." (§ 12926,
Defendants take issue with Galvan's reliance on the testimony of other unit coordinators describing Alvarez's conduct at the unit coordinator meetings, arguing that "Galvan presents no evidence that she heard, saw, or otherwise knew of the experiences of the other employees." We disagree. Galvan presented evidence that she was required tо attend all unit coordinator meetings, and her testimony indicated that she did so. When asked, "[W]hat are the events which occurred at Dameron which contributed to your stress requiring you to take that leave?," Galvan responded, "It all happened during our unit coordinator meeting[s]." She explained that "[e]very time [they had] a unit coordinator meeting," her stress level went "higher and higher" until she reached a point where she "couldn't take it anymore." Each unit coordinator meeting, Alvarez's conduct got "worse and worse and worse." Based on this evidence, a reasonable trier of fact could infer that Galvan was present at all the unit coordinator meetings and heard the comments and observed the conduct described by thе other unit coordinators.
Defendants also assert that Galvan's medical leave was not "attributable to either Alvarez or Dameron" because "Galvan testified that she took the leave because her coworkers told her an unsubstantiated rumor about being on a supposed list of impending terminations." Again, we disagree. Galvan's testimony makes plain that her medical leave was attributable to Alvarez's
B. Galvan Presented Sufficient Evidence to Allow a Reаsonable Trier of Fact to Find That Alvarez Acted With a Discriminatory Motive, and That There Was a Nexus Between Alvarez's Conduct and Galvan's Protected Status
Galvan presented ample evidence that Alvarez acted with a discriminatory motive, and that there was a nexus between Galvan's protected status and Alvarez's actions. Alvarez focused her criticisms on the unit coordinators' accents and supposed poor English language skills. Discrimination on the basis of an employee's foreign accent is a sufficient basis for finding national origin discrimination. ( Fragante v. Honolulu (9th Cir. 1989)
To the extent the trial court found that Galvan must show that Dameron, as opposed to Alvarez, acted with a discriminatory motive, it erred. The FEHA's statutory definition of "employer" includes "persons acting as an agent of an employer." (§ 12926, subd. (d).) This definition was intended " 'to ensure that employers will be held liable if their supervisory employees take actions later found discriminatory.' " ( Reno v. Baird (1998)
For all the foregoing reasons, the trial court erred in granting summary judgment on Galvan's discrimination cause of action.
II
The Trial Court Erred in Granting Summary Judgment on Galvan's Harassment Cause of Action
It is an unlawful employment practice under the FEHA for an employer to harass an employee because of national origin or age. (§ 12940, subd. (j)(1).) To establish a prima facie case of harassment, Galvan must show that (1) she is a member of a protected class; (2) she was subjected to unwelcome harassment; (3) the harassment was based on her protected status; (4) the harassment unreasonably interfered with her work performance by creating an intimidating, hostile, or offensive work environment; and (5) defendants are liable for the harassment. ( Thompson v. City of Monrovia (2010)
As previously discussed in connection with Galvan's discrimination cause of action, Galvan presented evidence that would allow a reasonable trier of fact to find that Alvarez's conduct was based on Galvan's and the other Filipino and foreign-born unit coordinators' national origin and age. While Alvarez's statements to Roxas and Duke are not relevant to the issue of whether Galvan was subjected to unwelcome harassment insofar as she was unaware of such statements when she went out on leave, those statements are relevant to the issue of whether Alvarez's conduct was motivated by Galvan and the other Filipino and foreign-born unit coordinators' protected status. Those statements, coupled with Alvarez's criticisms of the unit coordinаtors' accents, are sufficient to raise a triable issue of material fact as to whether Alvarez's treatment of Galvan and the other Filipino and foreign-born unit coordinators was motivated by their national origin and age.
B. Galvan Presented Evidence That Would Allow a Reasonable Trier of Fact to Find That She Was Subjected to Severe and Pervasive Treatment
Defendants assert that "Alvarez's alleged animus toward Galvan is irrelevant without a showing that Galvan experienced severe or pervasive treatment." According to defendants, the trial court's judgment should be affirmed as to Galvan's harassment cause of action because Galvan cannot prove that the complained of conduct was severe or pervasive. We are not persuaded.
"[A]n employee claiming harassment based upon a hostile work environment
As a preliminary matter, we reject defendants' assertion that Galvan is precluded from relying on the testimony of other unit coordinators to show that she was subjected to a hostile work environment. As detailed аbove, Galvan presented evidence that would allow a reasonable trier of fact to find that she was present at all the unit coordinator meetings and heard the comments and observed the conduct described by the other unit coordinators.
Turning to the merits, we have already concluded that Galvan presented evidence that would allow a reasonable trier of fact to find that a reasonable person in Galvan's position would have felt compelled to go out on leave and not return, and Galvan testified that she "felt forced out of [her] position because of the environment and the anxiety that [it] produced for [her]." Moreover, Galvan presented evidence that would allow а reasonable trier of fact to find that she and the other Filipino and foreign-born unit coordinators were subjected to a " 'concerted pattern of harassment of a repeated or generalized nature.' " ( Jones v. Department of Corrections & Rehabilitation, supra ,
Accordingly, the trial court erred in granting summary judgment on Galvan's harassment cause of action.
The Trial Court Abused Its Discretion in Excluding Evidence of Statements Made by Alvarez Concerning Galvan and the Other Unit Coordinators
The trial court sustained without explanation 54 of defendants' 112 objections to Galvan's evidence. On appeal, Galvan challenges the trial court's ruling as to 28 of those objections. Defendants fail to respond individually to Galvan's contentions; rather, they respond generally that "even if the trial court had admitted the evidence to which it sustained objections, it would not have affected the outcome of the motion for summary judgment because Galvan cannot demonstrаte adverse employment action or severe or pervasive treatment." Much of the evidence that is the subject of the challenged rulings is not material to the resolution of the issues raised on appeal. We shall limit our review to the evidentiary rulings that pertain to evidence that is material to our resolution of the issues raised on appeal and shall review those rulings for an abuse of discretion. ( Carnes v. Superior Court (2005)
The trial court sustained defendants' objection Nos. 55 and 56 to paragraphs 14 and 17 of Galvan's declaration in which she states her reasons for taking medical leave and her belief that she was "forced out of [her] position because of the environment and the anxiety that [it] produced for [her]." Defendаnts objected to this evidence on relevance, improper opinion, and foundational grounds. Galvan's reasons for taking medical leave and her belief that she was forced out are relevant to the issue of whether she was subjected to a hostile work environment. ( Lyle v. Warner Brothers Television Productions (2006)
DISPOSITION
The judgment is reversed. The trial court is directed to vacate its order granting the motion for summary judgment and to enter a new order granting the motion for summary adjudication as to the retaliation and negligent supervision causes of action and the claims for declaratory relief (retaliation) and punitive damages, but denying the motion for summary adjudication as to the discrimination, harassment, failure to take necessary steps to prevent
We concur:
ROBIE, J.
DUARTE, J.
Notes
Undesignated statutory references are to the Government Code.
While denominated "causes of action" in the complaint, declaratory and injunctive relief are remedies, not causes of action. (McDowell v. Watson (1997)
The operative complaint also alleges causes of action for retaliation, negligent supervision, and declaratory relief (retaliation). The trial court granted summary judgment on those causes of action, and Galvan does not challenge that portion of the trial court's ruling on appeal.
This is one of six appeals pending before this court by former Dameron nursing employees who reported directly to Alvarez, alleging that they were discriminated against in violation of the FEHA. (See Kabba v. Dameron Hospital Assn. , C081090; Ortiz v. Dameron Hospital Assn. , C081091; Arimboanga v. Dameron Hospital Assn. , C081249; Duke v. Dameron Hospital Assn. , C081251; Guiao v. Dameron Hospital Assn. , C081755.)
Galvan's request for judicial notice filed April 7, 2017, is denied.
We shall assume for purposes of appeal that defendants presented admissible evidence showing either that one or more elements of Galvan's prima facie case is lacking. (Serri v. Santa Clara University, supra ,
Because we conclude that Galvan presented evidence sufficient to raise a triable issue as to whether she was constructively discharged, we need not consider her alternative argument that the evidence showed that she suffered an adverse employment action even if she was not constructively discharged.
See footnote *, ante .