16 Vet. App. 551 | Vet. App. | 2003
Lead Opinion
ORDER
This matter is before the Court on the parties’ joint motion (received on Septem
The underlying facts of this case are set forth in the Court’s prior decision in this case, Gallegos v. Gober, 14 Vet.App. 50, 51-52 (2000), rev’d, 283 F.3d 1309, 1315 (Fed.Cir.2002), and we will not reiterate them here. In its August 11, 2000, opinion, the Court reversed a December 9, 1998, Board of Veterans’ Appeals (Board or BVA) decision that had denied an earlier effective date for an award of Department of Veterans Affairs (VA) service connection for the appellant’s post-traumatic stress disorder (PTSD) (Record (R.) at 9). Gallegos, 14 Vet.App. at 58. The Board had ruled that the appellant had not filed a timely Notice of Disagreement (NOD) as to a September 1994 decision of a VA regional office (RO) that had denied such service connection (R. at 222-24), thereby rendering that VARO decision final. Gallegos, 14 Vet.App. at 52. The Court ruled that an October 1994 letter (R. at 228) to the RO from the appellant’s representative, the Disabled American Veterans (DAV), was an NOD and, in effect, based on the record before the Court, that the 1994 RO decision was thus still open. Gallegos, 14 Vet.App. at 53, 58. As the basis for its ruling, the Court held that a VA regulation, 38 C.F.R. § 20.201 (2000), was invalid because it conflicted with the applicable statute, 38 U.S.C. § 7105(b)(1), (b)(2), and (d), “insofar as § 20.201 may be interpreted as adding a requirement of an expression of a desire for BVA review”. Gallegos, 14 Vet.App. at 57; see Mot. at 1 (so characterizing our holding).
On March 15, 2002, the U.S. Court of Appeals for the Federal Circuit (Federal Circuit) reversed our decision and remanded the matter to our Court. As described in the pending joint motion:
The Federal Circuit held that this Court had “erred when it invalidated § 20.201 with regard to the requirement that an NOD contain ‘terms that can be reasonably construed as ... a desire for appellate review,’ ” and remanded the matter for the Court to determine the question “whether Mr. Gallegos’s 1994 DAV letter constitutes a valid NOD under § 20.201.” Gallegos, 283 F.3d at 1315.
Mot. at 2. Following the Federal Circuit’s decision, the Court ordered, on July 12, 2002, supplemental briefing on the issue whether the 1994 DAV letter constituted a valid NOD under § 20.201. The appellant filed a supplemental response on August 5, 2002, but, before the Secretary filed his response, the parties filed their joint motion urging the Court to vacate the December 1998 Board decision in order “to allow the Board to readjudicate [the appellant’s claim and provide an adequate statement of reasons or bases ... [as to] whether the October 1994 DAV letter should have been construed as a claim to reopen or a new claim for service connection for PTSD.” Mot. at 2-4. In light of the parties’ agreement in their joint motion that, because a remand is required based on an inadequate BVA statement of reasons or bases, “it is premature to address the Court’s question regarding whether the 1994 DAV letter is an NOD under § 20.201”, Mot. at 2, the Court will interpose no objection to the remand jointly proposed. See Massey v. Brown, 9 Vet.App. 134, 136 (1996) (per curiam order) (noting that Court will not address moot issue); see also Mokal v. Derwinski, 1 Vet.App. 12, 15 (1990) (dismissing portion of petition seeking mandamus relief because controversy surrounding petition was moot).
Accordingly, the Court will grant the parties’ joint motion and vacate the
On consideration of the foregoing, it is
ORDERED that the December 9, 2002, joint motion, which is incorporated by reference into this order, is granted, and the December 1998 Board decision is VACATED and the matter REMANDED for re-adjudication consistent with the provisions of this order and that joint motion.
Concurrence Opinion
concurring:
I join in the Court’s order granting the parties’ joint motion for remand.
As we indicated in our opinion in Gallegos v. Gober, both 38 U.S.C. § 7105 and the applicable Department of Veterans Affairs (VA) regulation contemplate that after an NOD is filed, the next step is review by the VA regional office (RO) that denied the claim, and that review is followed by the VARO’s issuance of a Statement of the
In this respect, Judge Gajarsa, in his dissenting opinion, most aptly concluded:
In various subsections of § 7105, Congress has given several clear statements concerning the role of a[n] NOD in the process Congress specified whereby a claimant initiates appellate review. Tellingly, the majority does not discuss these portions of § 7105. These provisions describe a multi-step process....
Given the various clear indications in § 7105 that Congress envisioned a mul-ti-step process, with expression of a desire for appellate review being the last step and filing a[n] NOD being the first, [ JVA’s regulation is not “consistent” with § 7105.[ JVA’s regulation merges the first and last step, contrary to the sequence prescribed, and mak[es] the [SOC] superfluous. In essence, [ ] VA’s regulation violates both § 7105 and § 501 because Congress’ intent is clear and no Chevron [U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 844, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984),] deference should be afforded the regulation.
Gallegos v. Principi, 283 F.3d 1309, 1316, 1318 (Fed.Cir.2002) (Gajarsa, J., dissenting) (footnotes omitted).
Moreover, it is not at all clear that the majority view in Gallegos commands the support of a majority of all of the judges of the U.S. Court of Appeals for the Federal Circuit (Federal Circuit). In its en banc opinion in Cook v. Principi, that court recently outlined the process for seeking VA benefits. The court there described the NOD as follows:
A veteran may appeal an adverse RO decision to the Board [of Veterans’ Appeals]. Appellate review is initiated by the veteran filing [an NOD] with [ ] VA. See U.S.C. § 7105(a). The NOD is a written communication from the veteran expressing dissatisfaction or disagreement with an adjudicative decision of [ ] VA. See 38 C.F.R. § 20.201; Collaro v. West, 136 F.3d 1304, 1308 (Fed.Cir.1998) (explaining that disagreement between [ ] VA and the veteran over legal entitlement to a particular benefit may form the basis of an NOD).
Cook v. Principi, 318 F.3d 1334, 1340 (Fed.Cir.2002) (en banc). Although Gallegos was finally decided shortly before Cook, the court in Cook makes no reference (even while citing to the regulation in question) to any expression of a desire for appellate review or BVA review as a necessary component of an NOD.
Furthermore, only three days before Cook was issued, the Federal Circuit stressed again, as it has previously in numerous opinions, the pro-claimant nature of the VA adjudication process and went to great lengths to provide procedural relief to a claimant “who relied on the non-adversarial and pro-claimant character of the veterans’ benefits system and pursued his statutory entitlements without the assistance of legal counsel." Santana-Venegas v. Principi, 314 F.3d 1293, 1297
Finally, regarding the viability of the Federal Circuit’s Gallegos opinion, that court sustained on November 21, 2002, this Court’s interpretation regarding section 7105 after articulating the following standard for reviewing our Court’s interpretation of regulations: “We will uphold the court’s [(U.S. Court of Appeals for Veterans Claims’)] interpretation of regulations unless we find it to be ‘arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.’ 38 U.S.C. § 7292(d)(1)(A) (2000).” Herndon v. Principi, 311 F.3d 1121, 1124 (Fed.Cir.2002). Yet nowhere in the majority opinion in Gallegos did the court find that this Court’s opinion failed to meet that standard. Instead, it applied Chevron, supra, as the basis for its holding that we had not properly deferred to a VA regulation that had imposed on VA claimants a requirement, in addition to those in statutory section 7105, that makes it more difficult for a VA claimant “without the assistance of legal counsel” to initiate an appeal in the “non-adversarial” and “pro-claimant” veterans’ benefits system, Santana-Venegas, supra.
In the wake of Santana-Venegas and Jaguay, both supra, and the NOD description in the en banc Cook opinion, supra, there is no basis any longer — if there ever was — for permitting VA to add a requirement that an unrepresented VA claimant express a desire for BVA review in order to file an NOD, which has the function in the VA adjudication system of initiating the appellate process in which the next step is RO review of its disputed prior determination. See 38 U.S.C. § 7105(d)(1); 38 C.F.R. § 19.26 (2002) (providing that “[w]hen a[n NOD] is timely filed, the agency of original jurisdiction must reexamine the claim and determine if additional review or development is warranted”).
. It appears that the appellant has agreed to abandon — at least temporarily — pursuit of the effective date that might be obtained under 38 U.S.C. § 5110(a) if the 1994 Disabled American Veterans letter were to be found to be a Notice of Disagreement.
. Shortly before Gallegos v. Principi, 283 F.3d 1309 (Fed.Cir.2002), was issued by the U.S. Court of Appeals for the Federal Circuit, the court illustrated once more the great weight it placed on the pro-claimant nature of the veterans’ benefits process by holding in Santoro v. Principi that a letter addressed to this Court with an incorrect zip code that caused it to be misdelivered was nonetheless "properly addressed” and thus timely filed under 38 U.S.C. § 7266(c)(2). Santoro, 274 F.3d 1366, 1370 (Fed.Cir.2001).