GALLAGHER ET AL., APPELLANTS, v. CLEVELAND BROWNS FOOTBALL COMPANY ET AL., APPELLEES.
No. 94-835
Supreme Court of Ohio
Submitted September 13, 1995—Decided February 7, 1996.
74 Ohio St.3d 427 | 1996-Ohio-320
[This opinion has been published in Ohio Official Reports at 74 Ohio St.3d 427.]
A defendant who wishes to rely on the defense of primary assumption of risk must raise it before or during trial. Failure to raise primary assumption of risk before or during trial precludes the defendant from raising the defense for the first time in a motion for judgment notwithstanding the verdict.
APPEAL from the Court of Appeals for Cuyahoga County, No. 63311.
{¶ 1} Plaintiff-appellant Michael Gallagher, a sportscaster employed by WJET-TV in Erie, Pennsylvania, was assigned by the station to cover a professional football game between the Houston Oilers and Cleveland Browns at Cleveland Municipal Stadium on December 18, 1988. Appellant was operating a video camera on the sideline of the field late in the first half when the Oilers had the ball at the Browns’ nineteen-yard line. The Oilers were moving toward the Browns’ goal line, at the end of the field commonly known as “the Dawg Pound.”
{¶ 2} Anticipating that the Oilers would attempt to score by throwing a pass into the end zone, appellant positioned himself and his video camera off the field of play, near the corner of the end zone. At that end of the field, the bleachers are close to the back of the end zone and a slope separates the playing field from the
{¶ 3} The Oilers then attempted a pass into the corner of the end zone in front of where appellant was positioned. The pass was overthrown and came directly at appellant. An Oilers receiver and a Browns defender collided with appellant as they went for the ball. Appellant suffered extensive injuries to his jaw, neck and mouth.
{¶ 4} Appellant filed a complaint in the Cuyahoga County Common Pleas Court, naming as defendants the Cleveland Browns Football Company, Inc., the Cleveland Browns, Inc., the Cleveland Stadium Corporation (collectively referred to as appellees or as “the Browns“), and Andy Frain Services, Inc. (“Andy Frain“), a company hired to provide security at the stadium. The complaint was later amended to add appellant Gallagher’s medical insurer, Northbrook Property and Casualty Insurance Company, as a plaintiff.
{¶ 5} In his complaint, appellant alleged that defendants required him to crouch or kneel in an unprotected area of the sidelines of the field, thereby making it difficult for him to avoid the oncoming players, and so causing his injuries. Appellant also alleged that defendants were negligent in failing to provide him with a safe place from which to film the game. In their answers, along with other defenses, all defendants asserted generally as affirmative defenses that appellant was contributorily negligent and that appellant assumed the risk of his injuries. Specifically, the Browns answered that “plaintiff Michael Gallagher assumed any risk of injury” without further elaboration.
{¶ 7} The trial court instructed the jury on the duty of care owed to invitees, licensees and trespassers, and on the standards applicable to determining if a breach of duty occurred. The court also instructed that implied (secondary) assumption of risk could reduce appellant’s recovery if the jury decided that appellees were negligent. Appellees did not request an instruction on primary assumption of risk, and none was given.
{¶ 8} The jury returned a verdict in appellant’s favor for $800,000, and also in favor of appellant’s insurer for $106,000. The jury determined that appellant was thirty-five percent responsible for his own injuries due to contributory negligence/implied assumption of risk. Under comparative fault principles, the recoveries were reduced accordingly.
{¶ 9} After the trial court entered judgment on the verdict, appellees moved for judgment notwithstanding the verdict, or in the alternative for a new trial. At this point, for the first time, appellees urged that they owed no duty to appellant, so that any judgment against them was barred by the doctrine of primary assumption of risk. The trial court denied the motion.
{¶ 10} The sole assignment of error on appeal was that the trial court had erred in denying appellees’ motion for judgment notwithstanding the verdict. The
{¶ 11} The cause is now before this court pursuant to the allowance of a discretionary appeal.
Nurenberg, Plevin, Heller & McCarthy Co., L.P.A., Joel Levin, Maurice L. Heller and Kathleen J. St. John, for appellants.
Isaac, Brant, Ledman & Teetor, Charles E. Brant, Donald L. Anspaugh and David E. Ballard; Kitche, Deery & Barnhouse and Eugene B. Meador, for appellees.
Thomas H. Bainbridge, urging reversal for amicus curiae, Ohio Academy of Trial Lawyers.
ALICE ROBIE RESNICK, J.
{¶ 12} The issue presented is whether a defendant who makes no attempt to introduce primary assumption of risk as an issue before or during a trial, but instead waits until after the jury returns a verdict in favor of the plaintiff, is precluded from relying on primary assumption of risk as a complete defense in a motion for judgment notwithstanding the verdict. For the reasons that follow, we determine that appellees waived primary assumption of risk as a defense because they failed to raise it in a timely manner. By failing to take advantage of numerous opportunities to inject the defense of primary assumption of risk into the trial before the case went to the jury, appellees made the tactical determination to rely on the semantically related but distinctly separate defense of implied (secondary) assumption of risk. Having waived the defense of primary assumption of risk,
{¶ 13} To comprehend why appellees clearly waived primary assumption of risk as a defense, it is necessary first to trace the development of two types of assumption of risk recognized by this court’s opinion in Anderson v. Ceccardi (1983), 6 Ohio St.3d 110, 6 OBR 170, 451 N.E.2d 780. Anderson held that the General Assembly’s then-recent enactment of
“Under the prior cases, the overlap in these doctrines [implied assumption of risk and contributory negligence] posed no problems because in practice it did not matter whether the plaintiff’s conduct was denominated as assumption of risk or contributory negligence, since both stood as absolute bars to a plaintiff’s
recovery. However, now, under R.C. 2315.19 , if a plaintiff’s conduct constitutes both contributory negligence and assumption of risk, continued adherence to the differentiation of the doctrines can lead to the anomalous situation where a defendant can circumvent the comparative negligence statute entirely by asserting the assumption of risk defense alone.” 6 Ohio St.3d at 113, 6 OBR at 173, 451 N.E.2d at 783.
{¶ 14} Although the Anderson court merged implied assumption of risk with contributory negligence, the court found that two other types of assumption of risk did not merge with contributory negligence—express (e.g., contractual) assumption of risk and primary (“no duty“) assumption of risk. Anderson’s statement that primary assumption of risk does not merge with contributory negligence is of critical importance to our discussion here because when a plaintiff is found to have made a primary assumption of risk in a particular situation, that plaintiff is totally barred from recovery, as a matter of law, just as he or she would have been before Anderson. The net result of Anderson’s differentiation between primary and implied assumption of risk is that now it is of utmost importance which type of assumption of the risk is put forth as a defense. In fact, after Anderson, these two defenses are so distinct that it is misleading that each continues to bear the title “assumption of risk,” as if the two were interrelated concepts. Due to the confusion occasioned by continuing usage of “assumption of risk,” many commentators have advocated abolishment of the term. “[T]he concept of assuming the risk is purely duplicative of other more widely understood concepts, such as scope of duty or contributory negligence. ***It adds nothing to modern law except confusion.” 4 Harper, James & Gray, Law of Torts (2 Ed.1986) 259, Section 21.8. However, despite this confusion, Ohio continues to recognize the term and its accompanying variations.
{¶ 15} Primary assumption of risk is a defense of extraordinary strength. Based on the distinction drawn in Anderson between implied assumption of risk
{¶ 16} Because of the great impact a ruling in favor of a defendant on primary assumption of risk grounds carries, a trial court must proceed with caution when contemplating whether primary assumption of risk completely bars a plaintiff’s recovery. Indeed, in Cincinnati Base Ball Club Co. v. Eno (1925), 112 Ohio St. 175, 147 N.E. 86, the case cited in Anderson as support for the survival of the concept of primary assumption of risk, the doctrine itself was inapplicable, as plaintiff there was a spectator injured by a ball hit by a player who was practicing very near the stands. The Eno court intimated in dicta that primary assumption of risk would have applied if plaintiff had been struck by a ball hit into the stands during the normal course of a game: “[I]t is common knowledge that in baseball games hard balls are thrown and batted with great swiftness, that they are liable to be thrown or batted outside the lines of the diamond, and that spectators in positions which may be reached by such balls assume the risk thereof.” Eno, 112 Ohio St. at 180-181, 147 N.E. at 87. Eno demonstrates that only those risks directly associated
{¶ 17} Appellees in their answer raised a generic claim of assumption of risk as an affirmative defense. From that alone, at that time in the litigation, it was not clear whether they intended to rely on primary assumption of risk, or on implied assumption of the risk, or possibly on both, as their theory of defense. By raising assumption of risk in their answer, appellees met the minimal
{¶ 18} Because primary assumption of risk, when applicable, prevents a plaintiff from establishing the duty element of a negligence case and so entitles a defendant to judgment as a matter of law, it is an issue especially amenable to resolution pursuant to a motion for summary judgment. Yet appellees never moved for summary judgment or attempted in any other way to call primary assumption of risk to the trial court’s attention prior to trial. In most cases, when a defendant potentially has a full and complete defense available that would defeat a plaintiff’s prima facie negligence case, one would expect that defendant to raise that defense as soon as possible in an attempt to prevail without going to trial. Although there is no suggestion in
{¶ 19} Besides our concerns with appellees’ failure to make a motion for summary judgment on primary assumption of risk grounds, other developments at trial make it obvious that implied assumption of risk was the defense appellees chose to rely on, to the obvious exclusion of any primary assumption of risk defense. A close examination of the record makes manifest that appellees made absolutely no attempt to inject primary assumption of risk as an issue in this case until after the jury returned a verdict against them. The following observations illustrate that appellees waived primary assumption of risk as a defense because they failed to carry their burden of timely making “no duty” an issue:
- As alluded to above, appellees generically stated in their answers that appellant assumed the risk of the injuries. Although this avoided a
Civ.R. 8(C) waiver of primary assumption of risk as a defense, it did not in any way specifically make appellees’ lack of duty an issue in the case. - Appellees conspicuously did not discuss primary assumption of risk at all in their trial brief filed just two weeks prior to trial. Rather, they discussed what duty of care they owed: whether a duty to an invitee, a licensee, or a trespasser. Thus, appellees conceded that they owed a duty to appellant, a position clearly inconsistent with primary assumption of risk, which involves no duty and which, if established, would have prevented appellant from making a prima facie negligence case.
- When appellees submitted proposed jury instructions with their trial brief, they did not request an instruction on primary assumption of risk. Likewise, when
appellees later proposed additional jury instructions, no primary assumption of risk instruction was requested. Obviously, appellees continued to concede that they owed a duty to appellant. - When appellees moved for a directed verdict after the presentation of evidence at trial, their argument again focused on appellant’s status, claiming that he was a licensee rather than an invitee, and they accordingly claimed that they owed him only a duty to refrain from willful and wanton conduct. Appellees never claimed then that they owed appellant no duty whatsoever, and at that time never mentioned primary assumption of risk.
- In closing arguments to the jury, appellees did not raise primary assumption of risk, and continued to advance their “licensee” argument, conceding that they owed a duty to appellant.
- After the trial judge instructed the jury, the judge gave counsel for appellees an opportunity to state any objections for the record. None of the instructions were on primary assumption of risk, and appellees’ attorney stated that he had no objections. The case then went to the jury with appellees’ never making “no duty” an issue.
{¶ 20} At this point in the trial, when the case went to the jury, appellees had clearly waived the right to raise primary assumption of risk as a defense. Because primary assumption of risk is a question of law for a court to decide, rather than for a jury, we detail many of the above considerations primarily to illustrate that appellees made the conscious choice, for whatever reason, to allow this case to go to the jury as it did. Appellees’ waiver occurred due to their total failure to call primary assumption of risk to the attention of the trial judge until after the jury returned its verdict. We do not mean to imply that a primary assumption of risk defense could be raised solely through proposed jury instructions or during closing arguments to the jury. To the contrary, because appellees never made a primary assumption of risk argument, they put on no evidence to support application of that
{¶ 21} In the same way that primary assumption of risk, in that it is a question of law to be decided by the trial judge, is not appropriately raised when factual questions are presented to the jury to determine whether a defendant was negligent and a plaintiff contributorily negligent, primary assumption of risk is also not a defense particularly amenable to presentation in a motion for a directed verdict or in a motion for judgment notwithstanding the verdict. The same standard applies to resolve both of these motions. Posin v. A.B.C. Motor Court Hotel (1976), 45 Ohio St.2d 271, 275, 74 O.O.2d 427, 430, 344 N.E.2d 334, 338. That standard, found in
{¶ 22} For all the foregoing reasons, we hold that a defendant who wishes to rely on the defense of primary assumption of risk must raise it before or during trial. Failure to raise primary assumption of risk before or during trial precludes the defendant from raising the defense for the first time in a motion for judgment notwithstanding the verdict.
{¶ 24} Appellees did not in any way urge application of the defense of primary assumption of risk until after the jury had returned its verdict finding appellees to be negligent and appellant to have been thirty-five percent negligent
{¶ 25} Appellees in essence argue that this case should have never gone to the jury, because appellant could not make a prima facie negligence case. However, as discussed above, appellees failed to raise the defense of primary assumption of risk until it was far too late. This case went to the jury in the way it did precisely because appellees made the tactical choice, for whatever reason, to rely on implied assumption of the risk as their defense, and not to rely on primary assumption of risk.4 Appellees chose to focus the trial on the behavior of appellant, and claimed
{¶ 26} In conclusion, it is apparent from the record here that appellees failed to raise a primary assumption of risk defense in a timely manner. We reverse the judgment of the court of appeals, and reinstate the judgment of the trial court.
Judgment reversed.
MOYER, C.J., F.E. SWEENEY, PFEIFER and COOK, JJ., concur
DOUGLAS and WRIGHT, JJ., dissent.
GALLAGHER ET AL., APPELLANTS, v. CLEVELAND BROWNS FOOTBALL COMPANY ET AL., APPELLEES.
No. 94-835
Supreme Court of Ohio
February 7, 1996
WRIGHT, J., dissenting.
{¶ 27} Although I certainly favor judicial economy, I do not believe that it should control the disposition of a case when it needlessly trammels substantial justice. Such a result is even more troubling when it is rooted in a mischaracterization of a procedural issue. For these reasons and the supporting analysis which follows, I respectfully dissent.
{¶ 28} As the majority opinion acknowledges, the Browns did not waive primary assumption of risk (“PAR“) at the pleading stage because the general reference to “assumption of risk” in their answer satisfied the requirements of
{¶ 29} I am at a loss to explain how any of these considerations force this conclusion when most, if not all, of the truly cogent reasons given by the court center on the jury’s fact-finding role. As the majority states repeatedly, PAR is a question of law. As such, it is an issue which must be decided by the court. The absence of evidence presented to the jury, the lack of instructions on PAR, and the omission of any reference to this issue in closing arguments cannot possibly be construed as waiver in the context of this particular case.
{¶ 30} In addition, I am unaware of any rule that requires a legal issue to be raised on summary judgment before it is entitled to an airing on a motion for a directed verdict or judgment notwithstanding the verdict. Finally,
{¶ 31} What is pertinent is that appellees raised the defense of assumption of risk in their answer. For whatever reason, they chose to reserve PAR until after
DOUGLAS, J., concurs in the foregoing dissenting opinion.
