ORDER
This сase is presently before the Court on defendants’ Motion for Summary Judgment [26]. The Court has reviewed the record and the arguments of the parties and, for the reasons set out below, concludes that defendants’ motion should be GRANTED.
BACKGROUND 1
Plaintiff Gainor is no stranger to police stops. His apparent
modus operandi
during such stops is to refuse to cooperate or to provide identification to the police when the latter, suspicious that plaintiff is engaging in criminal activity, requests such information. After two of these encounters — the Georgia arrest leading to this legal action and an arrest in Minnesota— plaintiff sued for monetary damages following his arrest by police based on what they perceived to be obstructive conduct during the encounter.
See generally Gainor v. Rogers,
The events leading to the present claim occurred on February 23, 1996, when Deputy Timothy Bearden of the Douglas County Sheriffs Department was dispatched to the residence of Ann Camp. Ms. Camp, a 51 year-old resident of Douglas County, resided on Highway 166, a two-lane road through a residential neighborhood of single-family homes. She told Deputy Bearden that she had heard “suspicious noises” a few days earlier. Ms. Camp also told Deputy Bearden that she believed her carport door may have been “jimmied”, as she had experienced difficulty opening it. Ms. Camp requested increased patrols past her residence that day because she would be home alone. Deputy Bearden noted Ms. Camp’s concerns in a report and returned to his patrol.
Approximately 30 minutes later, Deputy Bearden returned to Ms. Camp’s residence and saw plaintiff standing in Ms. Camp’s yard. According to the officer, plaintiff began walking down the road after he sighted the deputy. According to plaintiff, he was not in Ms. Camp’s yard when Deputy Bearden approached, but instead was walking along a narrow path that parallels the road, within four to five feet of the shoulder of the road, in front of Ms. Camp’s residence. The Court must accept plaintiffs version of these facts for purposes of this motion.
At any rate it is clear that plaintiff was in front of Ms. Camp’s home when the officer approached. Deputy Bearden immediately noticed that plaintiff had a “drifter’s appearance in that he looked to be unclean, had a ‘scruffy’ beard, and was
Deputy Bearden passed plaintiff, then made two consecutive u-turns so as to approach plaintiff from behind. As he did this, Deputy Bearden activated the emergency lights on his patrol ear, which in turn activated a video camera mounted on the ear’s dashboard. As Deputy Bearden pulled up behind plaintiff, he instructed plaintiff, repeatedly, to remain in front of his vehicle. Plaintiff refused to comply with the officer’s directive, however, for after initially pausing in front of the vehicle, plaintiff proceeded in front of the car to the driver’s side window and demanded, “Am I breaking the law right now?” (Videotape [27].)
Deputy Bearden repeated his request for plaintiff to return to the front of the vehicle, but plaintiff again refused to comply with the directive of the officer and, instead, turned and walked away. Deputy Bearden again drove his car up behind plaintiff. Plaintiff, however, continued walking away from Deputy Bearden and toward Whitesburg at a brisk pace.
At this point, Bearden exited his car, with a cannister of pepper spray in his right hand, which he kept behind his back, and stated, “Hey, come here.” (Videotape [27].) Plaintiff turned, walked towards Deputy Bearden, and stated, “Hey, listen to me. I’m not a dog, you talk to me like a person.” (Id.) Deputy Bearden asked plaintiff for identification and plaintiff interrupted, “Am I breaking the law?” (Id.) During this exchange, plaintiff repeatedly gestured adamantly with his finger to both the ground and to Bearden while shifting his weight forward and rising on his toes.
After plaintiff refused Deputy Bearden’s repeated requests for identification, Bear-den told plaintiff that plaintiff was “about to go to jail.” {Id.) While pointing at Deputy Bearden, plaintiff-responded, “You take me to jail and I’m' not breaking the law and you’re going to be in trouble.” (Id.) Bearden agreed with plaintiffs assertion, and while apparently pointing back at the camera mounted in his vehicle, began to state that if plaintiff would show him some identification, but before he could finish his sentence, plaintiff again turned to walk away.
At this point, Deputy Bearden grabbed plaintiff for the first time, turned him around, and repeated that he wanted to talk to him. Plaintiff repeated his demand to know if he was breaking the law. Plaintiff and Bearden then began to argue, with both men, at times, raising their voices and pointing at the other, about whether plaintiff was required to show Bearden. his identification. Plaintiff stated that he could prove to Bearden in court that he was not so required, and that he had proven this in the past.
Deputy Bearden then instructed plaintiff to keep his hands down and repeated his threat to take plaintiff to jail if he did not show the officer his identification. After plaintiff again asked what law he was breaking, Deputy Bearden stated that by not showing him identification, plaintiff was guilty of obstruction of an officer. Plaintiff then asked Deputy Bearden whether he could quote the Fourth Amendment and, if Bearden could not, offered to quote it to him. After each man assured the other that he did not feel “like playing games,” the ante was raised as Deputy Bearden stated, “Right now, either show me your I.D. or your going to jail.”
(Id.)
Again, plaintiff stated that he would
Deputy Bearden informed plaintiff that he was under arrest and told him to go to the police vehicle. While repeatedly trying to step around Deputy Bearden so that he could continue on his way towards Whitesburg, plaintiff asked why he was under arrest. Bearden reiterated that plaintiff was under arrest for obstruction. As plaintiff continued to try to advance and maneuver around Deputy Bearden, Bearden repeatedly told plaintiff to “take a step back,” and that plaintiff was “going to jail.” (Id.)
After initially asserting that he was not going, plaintiff stated that if Deputy Bear-den took him to jail it would be false arrest and assured Bearden that the law also applied to him. Deputy Bearden, reminding plaintiff to take a step back, told plaintiff that that was fine, and firmly told plaintiff to go to the vehicle. Plaintiff responded that he wanted to speak with an attorney, and repeated his statement. Bearden, in an agitated tone, stated, “You’re about to talk to one,” grabbed plaintiffs arm, spun him and attempted to handcuff him. (Id.)
Plaintiff, however, successfully pulled his arm free. Deputy Bearden then grabbed plaintiff and knocked plаintiffs feet out from under him, successfully tripping plaintiff to the ground. Plaintiff jumped back up before Deputy Bearden was able to reach him. Plaintiff then told Deputy Bearden not to give him a hard time. Deputy Bearden told plaintiff to get down, and when he refused, Bearden again tripped plaintiff to the ground. Plaintiff again quickly got back on his feet.
Deputy Bearden then took the pepper spray out from behind his back. Plaintiff stated, “Sir, you’d better not spray me with that.” (Id.) Deputy Bearden renewed his demand for plaintiff to get down on the ground. Plaintiff refused, and from a distance of approximately three to four feet, Bearden attempted to spray plaintiff with the pepper spray. Though on the videotape it appears that plaintiffs head was completely immersed in the spray, plaintiff stated that defendant “tried to spray my face with pepper spray but missed apparently or a gust of wind blew the spray elsewhere.” (Pl.’s Aff. [32] at ¶ 15.)
In the wake of Deputy Bearden’s use of the pepper spray, plaintiff wound up on the Whitesburg side of Bearden. He turned and walked quickly away. Deputy Bearden called Douglas County on his walkie-talkie and stated that he had attempted unsuccessfully to arrest plaintiff and that the use of pepper spray to restrain plaintiff had been unsuccessful. Deputy Bearden requested back-up. Deputy Bearden then quickly followed and caught up with plaintiff. (See Defs.’ Mot. for Summ.J. [26] at 3.) Bearden again tripped plaintiff to the ground. Plaintiff stated, “Once I was on the ground, he took a telescoping baton from his belt, extended it, and held it menacingly, but did not hit me with it. Eventually, perhaps, he realized how silly he looked, and put it away.” (Gainor Dep. at Ex. 9, p. 2.) Plaintiff then plead with Bearden that he could not arrest plaintiff “for nothing.” (Videotape [27].) Bearden demanded that plaintiff get down and put his hands out to his sides. Plaintiff refused. Deputy Bearden continued demanding that plaintiff get down while plaintiff repeatedly told Bear-den that he “had better stop it,” or “you’re gonna get yourself in trouble, mister.” (Id.)
At some point, plaintiff remained on the ground with Deputy Bearden straddling him. Plaintiff wrapped his arms in front and underneath him so that he could not be handcuffed.
3
(See
Pl.’s Aff. [32] at ¶ 16; Defs.’ Statement of Material Facts [26] at ¶ 10 (citing Gainor Dep. at 153-54).)
Plaintiff again asked what he was under arrest for and repeated that he could not be arrested If he had not broken any law. As plaintiff continued to struggle and demanded to know what he had done, Deputy Bearden told him that he was not going to fight with him. Plaintiff responded that while he also did not want to fight, he would not get down and stay down because, as plaintiff stated, “I’m not a dog and you don’t tell me what to do and expect me to do it.” (Id.)
After again stating that he was attempting to be “peaceable”, plaintiff told Deputy Bearden that he “guaranteed” that Bear-den would end up in court for his behavior. A passerby then entered into the conversation. Plaintiff asked the man to stay and informed him, “I’m walking down the road and he wanted to check my identification. I asked him why and he won’t tell me.” (Id.) The passerby apparently asked plaintiff why he would not show Deputy Bear-den his identification if he had nothing to hide, and plaintiff responded because he did not have to if he had done nothing wrong.
Deputy Bearden then demanded that plaintiff give him his hands. Plaintiff responded by telling Deputy Bearden to let him stand and talk. Bearden rejected plaintiffs request and again demanded that plaintiff give him his hands. When plaintiff refused, Deputy Bearden stated that in that case they would stay there all day. Plaintiff responded that that was fine and, if necessary, he was ready to stay there longer than that. Bearden agreed and stated that when the other officers arrived they would take plaintiff to jail.
The third party present then attempted to talk plaintiff into giving up. He told plaintiff that Bearden would have help in a short period of time and that they would take plaintiff to jail “one way or another so you might as well calm down.” (Id.) Plaintiff responded that he was hoping that some of the other officers would “be a little more restrained and reasonable” than Deputy Bearden. (Id.) The third party again told plaintiff he should try and calm down.
Rather than heed the third party’s advice, plaintiff again demanded to know why he was under arrest. Deputy Bearden reiterated that plaintiff was under arrest for obstruction. Plaintiff and Bearden then renewed their argument over whether plaintiff had to show Deputy Bearden his identification. As part of this segment of plaintiff and Deputy Bearden’s argument, plaintiff offered to tell “a story” demonstrating how he could “guarantee” that he knew what he was talking about and that otherwise Deputy Bearden would find out the hard way.
Deputy Bearden' did not respond to plaintiffs offer ánd asked the third-party if he would take down the names of witnеsses who had gathered. Plaintiff then asked the third party to do the same thing for him.
Shortly thereafter, Officers William Gray, J.G. Wingo, Dewey Lammie and Jeff Nalley arrived on the scene. Plaintiff asked to speak with the senior officer. Lieutenant Nalley identified himself as the senior officer. Plaintiff said that he wanted to explain what had happened. Lieutenant Nalley responded that they could talk once plaintiff allowed himself to be handcuffed. Plaintiff states that because it seemed that Nalley “was going to be reasonable” (Gainor Dep. at 157), he allowed the officers to pull his arms out from under him and handcuff him. Plaintiff was placed in a sitting position and lifted to his feet. Plaintiff then mentioned for the first time that his motorcycle had broken down on the way to work and he was in the process of walking back to Whitesburg when Deputy Bearden stopped him. Lieutenant Nalley responded that plaintiff could talk at the jail. At that point they began walking plaintiff towards one of the police vehicles.
Plaintiff was not able to reheve the pain in his eyes caused by the pepper spray until he arrived at the Sheriffs Department. Once there, plaintiff was allowed use of the shower to wash the spray out of his eyes. Plaintiff guesses that the spray was in his eyes for approximately 30 minutes and stated that the officers got him to a shower “as reasonably quickly as they could.” (Id. at 163.)
Plaintiff was charged with felony obstruction. He remained in jail for six days until he could post bond of $3000. On May 22, 1996, the charge against plaintiff was dismissed.
Plaintiff filed this complaint on February 10, 1997, claiming, pursuant to 42 U.S.C. § 1983, that the rights secured to him by the Fourth and Fourteenth Amendments to the United Statеs Constitution were violated by the actions of the officers on February 23, 1996. Plaintiff also included pendent state-law claims for assault and battery, false arrest, false imprisonment, malicious prosecution, and intentional infliction of emotional distress. 5
DISCUSSION
I. Summary Judgment Standard
Summary judgment is not properly viewed as a device that the trial court may, in its discretion, implement in lieu of a trial on the merits. Instead, Rule 56 of the Federal Rules of Civil Procedure
mandates
the entry of summary judgment against a party who fails to make a showing sufficient to establish the existence of
every
element essential to that party’s case on which that party will bear the burden of proof at trial.
Celotex Corp. v. Catrett,
The movant bears the initial responsibility of asserting the basis for his motion.
Id.
at 323,
A fact is material when it is identified as such by the controlling substantive law. Id. at 248,
II. Section 198S
Section 1983 creates no substantive rights.
See Baker v. McCollan,
In this case, plaintiff claims that defendants violated his Fourth Amendment and Fourteenth Amendment rights. Defendants argue that as plaintiffs claims stem from his arrest and its surrounding circumstances, plaintiffs Fourteenth Amendment claim must be dismissed pursuant to the Supreme Court’s holding in
Graham v. Connor,
In Graham, the Supreme Court held: [A]ll claims that law enforcement officers have used excessive force — deadly or not — in the course of an arrest, investigatory stop, or other “seizure” of a free citizen should be analyzed under the Fourth Amendment and its “reasonableness” standard, rather than under a “substantive due process” approach. Because the Fourth Amendment provides an explicit textual source of constitutional protection against this sort of physically intrusive governmental conduct, that Amendment, not the more generalized notion of “substantive due process,” must be the guide for analyzing these claims.
Id.
at 396,
III. Unlawful Seizure and Arrest Claims Against Deputy Bearden in his Individual Capacities
The Fourth Amendment guarantees “[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.” U.S. Const. Amend. IV. As plaintiff alleges that he was unlawfully seized pursuant to the Fourth Amendment, the Court must determine at what point plaintiff was seized, and what level of justification is required to authorize the seizure that occurred.
(A) When was Plaintiff Seized?
The existence of three “levels” of police contact with citizenry, with different requirements of suspicion to sustain each contact, has been well-sеttled for a long time.
See, e.g., United States v. Mendenhall,
In the present case, Deputy Bearden issued many directives to plaintiff; plaintiff acquiesced to virtually none of those directives. The first question then is when was plaintiff initially seized for purposes of Fourth Amendment analysis? In
California v. Hodari D.,
The Supreme Court ruled that an individual is seized only when he actually
Applying this standard to the facts at hand, the Court concludes that plaintiff was seized when Deputy Bearden first grabbed him by the arm, turned him around, and stated again that he wanted to talk to plaintiff. See discussion supra at 1265. Plaintiff does not argue that Deputy Bearden physically touched him before this point, and plaintiffs affidavit makes clear that he had not previously submitted to Deputy Bearden’s show of authority. 13 Accordingly, plaintiff was seized when Officer Bearden grabbed plaintiff by the arm. 14
(B) Did the Officer’s Action In Touching Plaintiff Constitute An Investigatory Stop Or An Arrest?
Once a seizure has occurred the protections provided by the Fourth Amendment are implicated. Not all seizures that implicate the Fourth Amendment, however, rise to the level of an arrest that must be supported by probable cause to be found reasonable.
United States v. Roper,
The question then is whether Deputy Bearden’s touching of plaintiff constituted an investigatory stop or an arrest and, if it were only the former, at what
As a “seizure” necessarily requires that the seized individual is not free to leave, this fact alone does not distinguish an investigatory stop from an arrest.
See United States v. Blackman,
In
Espinosar-Guerra, ■
in which a DEA agent at the airрort asked a suspect who could not speak English to follow the agent to an office where an interpreter could be located, the panel concluded that those acts did not convert an investigative stop into an arrest even though an officer’s request that a suspect follow him frequently does equal an arrest in other situations. In arriving at this conclusion, the panel applied a balancing test to weigh the Government interest involved against the intrusion on the individual. Noting the Government’s interest in questioning the suspect and an inability to do so absent directing the individual to follow the agent to another location, the panel concluded that the Government had satisfied the balancing test.
15
Espi
nosa-Guerra,
Likewise, in Hardy, in which a state trooper made an investigative stop of a suspect and detained the suspect for 50 minutes while waiting for a drug detection dog, the Eleventh Circuit concluded that the duration of the stop, although it was indeed at the outer limits of an appropriate period of time for an investigative detention, did not convert the stop into an arrest. Instead, looking to the law enforcement purposes served by the detention— that is, the police were pursuing a method of investigation that was likely to confirm or dispel their suspicions quickly — the court concluded that the officers behaved diligently and reasonably. Hardy, 855 F.2d at 758-61.
In addition, the Eleventh Circuit has recognized, as pertinent factors indicating an investigative stop, rather than an arrest: that the officer did not take the detained person to a station or office, did not conduct a full search of the person, and did not touch the individual.
Courson,
Generalizing from these cases then, one can infer that with regard to acts by an officer that can sometimes suggest an arrest and can other times connote only an investigative stop, these acts do not transform an otherwise permissible stop into an arrest (1) if they are otherwise reasonable under the circumstances and are directed toward accomplishing a limited inquiry of the suspect and (2) if the officer does not, by these acts, intend to effect an arrest on the suspect.
Applying these factors in a common-sense way to this case, the Cоurt concludes that Deputy Bearden’s initial seizure of plaintiff — when he grabbed the latter — amounted to an investigatory stop for which only a reasonable suspicion of criminal activity was required. See discussion infra. Deputy Bearden stopped plaintiff to briefly question him and to obtain his identification in order to confirm or dispel quickly a suspicion that plaintiff might be engaged or about to be engaged in criminal activity involving Ms. Camp’s residence. Deputy Bearden’s actions were proportional to the concerns triggered by his reasonable suspicion. Had plaintiff cooperated with Deputy Bearden, this stop would have likely been relatively brief and non-intrusive. Further, the officer demonstrated no intent to arrest plaintiff, but instead was asking only for some identification at the time the investigative stop occurred. As such, it did not constitute an arrest for which probable cause was required. Plaintiff essentially concedes this point. (See Pl.’s Resp. to Mot. for Summ.J. [32] at 3) (“[I]t is clear that when Defendant Bearden began his ‘Terry-stop’, or investigatory detention of Plaintiff he precipitated factual events which exceeded more than a brief, slight government intrusion of plaintiffs freedom.”).
Plaintiffs continued seizure became an arrest when Deputy Bearden first attempted to arrest plaintiff for obstruction. Bearden informed plaintiff that he was under arrest and that he was going to jail, and instructed him to go to Bearden’s vehicle. At this point it was clear that the duration of plaintiffs initial seizure, and the intended curtailment of his freedom had increased dramatically. Plaintiffs detention would no longer be brief, and the intrusion into his freedom no longer slight. As such, plaintiffs continued confinement required that Deputy Bearden have probable cause to believe plaintiff had committed or was planning to commit a crime. Defendants essentially concede this point by arguing that probable cause existed to arrest plaintiff for obstruction of an officer at this time. (See Defs.’ Mot. for Summ.J. [26] at 10.)
(C) Did the Officer Have The Requisite Level of Suspicion To Justify the Stop and Subsequent Arrest?
(1) Reasonable Suspicion for the Initial Seizure
Having concluded that Deputy Bearden’s initial seizure of plaintiff — when the officer grabbed the plaintiff — constituted an investigatory stop, the Court must now consider whether reasonable suspicion existed to suspect plaintiff of being involved in criminal activity. The Fourth Amendment requires the presence of a reasonable suspicion, based on objective facts, before an individual may be subjeсted to an investigative stop.
See Brown v. Texas,
In order to determine whether reasonable suspicion existed to subject plaintiff to an investigatory stop, it is necessary to determine what constitutes a reasonable suspicion. The term “reasonable suspicion,” as well as “probable cause,” however, does not readily lend itself to a textbook definition.
See Ornelas,
Despite the difficulty of assigning a precise definition to the term “reasonable suspicion,” there are guidelines to be applied to the facts of a particular case in determining whether a seizing officer had a reasonable suspicion that the seized individual was involved in criminal activity. To have a reasonable suspicion, a police officer must “be able to articulate something more than an ‘inchoate and unparticularized suspicion or hunch.’ ”
United States v. Sokolow,
The Eleventh Circuit, construing the Supreme Court’s pronouncements concerning what is required to meet the reasonable suspicion standard, stated:
“[R]easonable” suspicion is determined from the totality of the circumstances, United States v. Sokolow,490 U.S. 1 ,109 S.Ct. 1581 ,104 L.Ed.2d 1 (1989), and from the collective knowledge of the officers involved in the stop. United States v. Williams,876 F.2d 1521 (11th Cir.1989). “Such a level of suspicion is considerably less than proof of wrongdoing by a preponderance of the evidence ... or even the implicit requirement of probable cause that a fair probability that evidence of a crime will be found.” Tapia,912 F.2d at 1370 . Nevertheless, the police are required to articulate some minimal, objective justification for the stop. Id.
United States v. Mikell,
In the case before the Court, defendants proffer the following evidence in support of the existence of reasonable suspicion:
(1)Approximately thirty minutes before Deputy Bearden seized plaintiff, Ms. Camp informed Bearden that she had heard suspicious nois-
(2) Ms. Camp informed Deputy Bear-den that she believed her сarport door may have been “jimmied” as she had experienced difficulty opening it;
(3) Ms. Camp told Deputy Bearden that she was not expecting any visitors that day and, in view of the above, would like for him to increase the patrols of her home;
(4) plaintiff was in an area not frequented by pedestrian traffic;
(5) plaintiff had a “scruffy ‘drifter’s’ appearance”;
(6) plaintiff had no visible means of transportation;
(7) plaintiff was wearing a backpack, which, due to his experience, Deputy Bearden knew could be used to carry burglary tools;
(8) Deputy Bearden saw plaintiff in front of Camp’s house on Highway 166;
(9) when Deputy Bearden first pulled up behind plaintiff and asked him to stay in front of his patrol car, plaintiff ignored him and after a hostile comment, walked to the driver’s side window, and then walked away;
(10) plaintiff continued, at a brisk pace, to walk away from the officer, inviolation of the latter’s directive, as the latter drove behind him;
(11) when the officer approached plaintiff on foot, plaintiff continued to behave in an inappropriate and hostile manner toward the officer, while gesturing in an animated and angry fashion; and
(12) after further conversations with plaintiff in which the latter continued to argue with the officer and continued to refuse to provide any identification, the plaintiff again walked away.
See discussion supra, at 1264. (See also Defs.’ Mot. for Summ. J. [26] at 9.) Based on these objective facts, this Court finds that a minimal objective justification existed to support a reasonable suspicion to seize plaintiff: that is, to subject him to an investigative stop.
Specifically, the officer had objective, specific, and particularized facts that reasonably supported the suspicion that plaintiff had been engaged in, or was about to be engaged in, criminal activity. The presence of such objective facts demonstrates that Deputy Bearden did not act simply to harass plaintiff.
See Terry,
Clearly, it would have been irresponsible and unreasonable, under the circumstances, for Deputy Bearden to have let plaintiff, who had disobeyed the officer’s simple directive, to proceed down the road without any effort by the officer to inquire as to plaintiffs purpose for being in the neighborhood. Further, at each step of an escalating encounter, the officer behaved in a reasonable manner. After the officer first approached the plaintiff, the latter’s hostile and uncooperative conduct logically heightened Deputy Bearden’s suspicion. Admittedly, an individual is not required to converse with an officer. Nevertheless, while the silence of a suspect would not constitute reasonable suspicion, the excessive hostility displayed by plaintiff and his repeated efforts to walk away from the officer in contravention of the latter’s directives,
19
reasonably increased the officer’s concerns about the plaintiffs presence near Ms. Camp’s house. Again, one must ask what a reasonable officer should have done at this juncture? When an officer asks to speak to a suspicious indi
Plaintiffs argument to the contrary is unpersuasive. Plaintiff argues that a reasonable suspicion did not exist because Deputy Bearden “never stated what crime or criminal activity plaintiff might have been guilty of committing; no particularized description even closely matching that of the Plaintiff was even broadcast; there is no evidence presented showing that Ann Camp gave any indication that a “crime” had been committed, and Defendant Bear-den stated that he did not observe any criminal activity on the part of Plaintiff before the Plaintiff began to defy Bear-den’s orders.” (Pl.’s Resp. to Mot. for Summ. J. [32] at 5.) As to plaintiffs last contention, reasonable suspicion may be created by conduct which is in and of itself lawful.
See Sokolow,
(2) Probable Cause for the Subsequent Arrest
In addition to claiming that Deputy Bearden seized him without possessing the necessary reasonable suspicion, plaintiff also claims that the officer’s subsequent arrest of plaintiff was made without probable cause and hence violated the Fourth Amendment. This issue presents a much
(D) Qualified Immunity
(1) Qualified Immunity for the Initial Seizure
In them motion for summary judgment, defendant Bearden also argues that even if the Court were to find that a reasonable suspicion did not exist to seize plaintiff at the time of his initial seizure, Deputy Bearden would still be shielded from liability due to the doctrine of qualified immunity. Even though the Court has concluded that Deputy Bearden’s initial seizure of plaintiff was constitutional, alternatively, it also concludes that, even if the seizure were unconstitutional, the officer would be immune from liability.
Qualified immunity protects government officials from civil liability if their conduct violates no “clearly established statutory or constitutional rights of which a reasonable person would have known.”
Lassiter v. Alabama A & M Univ.,
A two-part analysis is used to address a qualified immunity defense. First, the defendant must prove that he was “acting within the scope of his discretionary authority” when the allegedly wrongful acts occurred.
Hudgins v. City of Ashburn,
Once the defendant makes this showing, “the burden is on the plaintiff to show that, when the defendant acted, the law established the contours of a right so clearly that a reasonable official would have understood his acts were unlawful.”
Plaintiff may not meet this burden by “referring to general rules and to the violation of abstract ‘rights’.”
Lassiter,
As a determination of reasonable suspicion is made on a case by case basis, and is not subject to a neat categorical rule, a defendant will often be able to legitimately claim qualified immunity as to a claim that he or she lacked a reasonable suspicion to seize an individual in contravention of the Fourth Amendment.
Cf. Thompson v. City of Clio,
Plaintiff did not engage in any factual analysis in his response to defendants’ motion for summary judgment. The Eleventh Circuit has instructed that such a failure may not be excused.
See Lassiter,
(2) Qualified Immunity for Subsequent Arrest
Defendant argues that even if the Court concluded that probable cause to arrest plaintiff for obstruction did not exist, Deputy Bearden would be immune from suit due to the defense of qualified immunity. As discussed in the preceding section, supra at 1278-80, Deputy Bearden would be
Like reasonable suspicion, probable cause is not a term susceptible to a clear delineation.
See Ornelas,
The Eleventh Circuit has instructed that in determining whether probable cause existed to arrest, the Court must consider the facts available to the arresting officer at the moment of arrest.
See United States v. Allison,
Defendants contend that during the course of carrying out his investigative stop, Deputy Bearden acquired probable cause to arrest plaintiff for obstruction of an officer pursuant to O.C.G.A. § 16-10-24.
22
(S
ee
Defs.’ Mot. for Summ.J. [26] at 10 (citing
Herren v. State,
As the second ground is more complicated than the first, the Court will address it initially. Further, as plaintiff argues that the arrest violated both Georgia law and federal constitutional law, the Court will also have to analyze how those two bodies of law impact this determination. The question then is whether plaintiffs failure to provide identification under the circumstances in this case constituted a ground for his arrest.
The Georgia courts have ruled that a refusal to provide identification can constitute violation of O.C.G.A. § 16-10-24, which prohibits a person from willfully obstructing or hindering a law enforcement officer in the lawful discharge of the latter’s official duties. In
Bailey v. State,
Likewise, in
Hudson v. State,
bench warrant refused to provide the police with identification. The Court of Appeals noted that the obstruction statute had been purposely drafted broadly to cover actions that might not be otherwise unlawful, but which obstructed or hindered law enforcement officers in carrying out their duties.
Hudson,
Plaintiff relies on
Wagner v. State,
This Court has already held that a reasonable suspicion, or at least an arguable reasonable suspicion, existed to justify defendant Bearden’s seizure of plaintiff. Thus, as Deputy Bearden was in the arguably lawful exercise of his duties, arguable probable cause existed to arrest plaintiff for obstruction of an officer when he refused to produce his identification. As plaintiff has not demonstrated that a reasonable officer would necessarily have known that an arrest was illegal under these circumstances — indeed this Court does not know whether Georgia courts would hold this arrest to be unlawful — the officer enjoys qualified immunity as to whether he had probable cause under Georgia law to arrest defendant for failure to provide identification.
Moreover, as the probable cause determination requires the Court to look at all of the objective evidence available to the arresting officer at the time that the arrest was made, the Court also notes that plaintiff twice walked away from Deputy Bear-den after being told to stop.
See supra
at 1265.
24
As noted a reasonable suspicion to stop plaintiff existed before Deputy Bear-den exited his car.
See supra
at n. 14. Deputy Bearden was therefore in the lawful exercise of his duties when he subsequently told plaintiff to stay so that he could speak with him. At' this time, although plaintiff was not yet seized,
25
it was objectively clear that Deputy Bearden intended for plaintiff to stay. Plaintiff walked away. This act also supplied probable cause to arrest plaintiff for obstruction.
See Sprinkles v. State,
Finally, before leaving this section of the discussion, the Court acknowledges its awareness of
Gainor v. Rogers,
Moreover, leaving the factual distinctions aside, the Court finds the dissent in this Eighth Circuit case more persuasive and truer to the doctrine of qualified immunity as articulated in this circuit than is the majority opinion. As noted by the dissent, “the majority opinion pays only lip service to the defense of qualified immunity in this close case, the very kind of case for which the defense was intended.”
28
Gainor v. Rogers,
In summary, as probable cause, or arguable probable cause, existed to arrest plaintiff for obstruction under Georgia law, Deputy Bearden’s arrest of plaintiff did not violate plaintiffs Fourth Amendment rights.
(b) Application of Federal Constitutional Law to this Arrest
Plaintiff also argues that even if the arrest were legal under Georgia law, it was unconstitutional under federal law which, according to plaintiff, proscribes an arrest
As noted in the previous discussion, it is clear that the Supreme Court has left open the question whether it is unlawful to sanction a person who is the proper subject of an investigatory stop as a result of the latter’s refusal to provide identification.
See Kolender v. Lawson,
Plaintiff does identify one case that supports his argument that, in the Eleventh Circuit, a refusal to provide identification cannot be the basis for an arrest. In
United States v. Brown,
Even if
Brown
were deemed to provide notice that, in the Eleventh Circuit, a refusal to produce identification can never be the ground for an arrest, as noted
supra,
there is a second ground for plaintiffs arrest under the Georgia obstruction statute: specifically, plaintiff re
Thus, the Court concludes that defendant Bearden enjoys qualified immunity as no clearly established state or federal authority forbade his conduct under these circumstances.
IV. Unlawful Seizure and Arrest Claims Against Officers Nalley, Wingo, Gray and Lammie
Defendants argue that plaintiffs Fourth Amendment unlawful seizure and arrest claims against Officers Nalley, Wingo, Gray and Lammie must be dismissed because these officers did not arrive on the scene until after plaintiff was arrested. As such, defendants argue that these officers cannot be held liable for an arrest that they took no part in and which they had no input into.
(See
Defs.’ Mot. for Summ.J. [26] at 15) (citing
Morley’s Auto Body, Inc. v. Hunter,
Plaintiff contends that these officers are not entitled to summary judgment because they failed to intervene to prevent the violation of plaintiffs constitutional rights. In making this argument, plaintiff relies on
Byrd v. Clark,
■ First, due to the fact that the Court has held that Deputy Bearden’s actions in initially seizing plaintiff and subsequently arresting him did not violate plaintiffs Fourth Amendment rights, the officers did not fail to intervene in the face of a constitutional violation, and plaintiffs unlawful arrest claims against these individuals fail. Second,, ignoring for the moment the fact that no constitutional violation occurred, in
Byrd v. Clark,
V. Excessive Force Claims
Plaintiff also claims that his Fourth Amendment rights were violated due to defendants use of excessive force in seizing and arresting him. Taking all of the facts plaintiff submits with appropriate documentary evidence as true, the question of whether plaintiff was subjected to the use of excessive force in violation of the Fourth Amendment is a question of law for the Court to decide.
See O’Neal v. DeKalb County, Co.,
Plaintiff failed .to specifically allege how he was subjected to the use of excessive force. Thus, in the absence of guidance from plaintiff, the Court will consider Deputy Bearden’s actions in tripping plaintiff to the ground, drawing his baton* .and using pepper spray on plaintiff, and Deputy
Under the Fourth Amendment, the standard to be applied in determining whether governmental agents utilized excessive force is whether the force used was objectively reasonable under the circumstances.
See Graham v. Connor,
Like reasonable suspicion and probable cause, the determination of whether plaintiff was subjected to the use of excessive force is a fact-sensitive inquiry.
Id.
Such factors as “the severity of the crime, whether the suspect poses an immediate threat, and whether the suspect is resisting or fleeing” are often crucial to the question of whether the force used was objectively reasonable.
Post v. Fort Lauderdale,
A. Did Deputy Bearden Use Excessive Force
Plaintiff alleges that Deputy Bear-den utilized excessive force in seizing and subsequently arresting him. Because the Court finds that each use of force by Deputy Bearden was reasonable under the circumstances, or at least that no jury could find on the facts presented that every reasonable officer in Deputy Bearden’s position would have believed that the force used was unlawful, plaintiffs Fourth Amendment claims that Deputy Bearden subjected him to the use of excessive force are dismissed.
As to Deputy Bearden’s act of “trip[ing]” plaintiff to the ground, (See PL’s Aff. at ¶ 16.) Deputy Bearden took this action only after he informed plaintiff that he was under arrest, after plaintiff refused to go - to the police vehicle, and after plaintiff pulled free when Deputy Bearden attempted to handcuff him. Under these circumstances, Deputy Bear-den’s attempt to trip plaintiff to the ground so that he could handcuff plaintiff was reasonable. From the perspective of an officer on the scene, to continue to struggle with plaintiff while standing would have presented a greater danger to Deputy Bearden’s safety. Further, Deputy Bearden’s continued efforts to trip plaintiff to the ground were caused by plaintiffs efforts and ability to quickly regain his footing. Thus, pursuant to the factors enumerated above, Deputy Bear-den was justified in using this level of force in an effort to restrain a subject who was resisting arrest. Alternatively, a jury could nоt find that every reasonable officer in Deputy Bearden’s position would believe that tripping plaintiff to the ground under these circumstances was unreasonable. 32
Third, Deputy Bearden drew his baton. Deputy Bearden took this action after finally successfully tripping plaintiff to the ground.
{See
Pl.’s Aff. at ¶ 16.) By this point in time, Deputy Bearden had repeatedly and unsuccessfully attempted to subdue plaintiff both by tripping him and by attempting to spray him with pepper spray. Clearly the situation Deputy Bear-den faced was not orderly. The Eleventh Circuit has held that an officer’s act of drawing a weapon when faced with the need to restore order is reasonable.
See Courson v. McMillian,
Thus, each of plaintiffs claims of excessive force against Bearden are dismissed, as the force Deputy Bearden used was reasonable under the circumstances. Alternatively, as to each use of force, that is, plaintiff has not demonstrated that Deputy Bearden had violated a right that had been clearly established in a similar factual context. See supra at n. 26.
B. Did Deputy Gray Use Excessive Force?
Plaintiff also complains that Deputy Gray utilized excessive force when he sprayed plaintiff in the face with pepper spray. Deputy Gray took this action when plaintiff stopped as he was getting into a police vehicle and turned in an attempt to get the names of bystanders who had gathered at the scene. As plaintiff ceased entering the vehicle and turned, Officer Gray ran at plaintiff, held a can of pepper spray before plaintiffs face, and told plaintiff to get in the car. Plaintiff continued to try and get the bystanders’ names. Officer Gray then “screamed” at plaintiff to get in the car, but plaintiff chose to ignore him “because I [plaintiff] said if he' sprays me, he’s in trouble, not me.” (Gainor Dep. at 160.) Gray again screamed for plaintiff to get in the car, but once again plaintiff refused. Officer Gray then sprayed plaintiff in the face with the pepper spray and
Under- these circumstances, Deputy Gray is entitled to summary judgment concerning his use of force. Deputy Bearden, as well as the other Douglas County police officers who were now on the scene, had spent a considerable amount of time in trying to subdue plaintiff. Just when it appeared that plaintiff was about to finally enter the police vehicle, he decided to take a course of action that would have required the use of force to physically put him in the vehicle. Deputy Gray stopped him, however, by holding a can of pepper spray in his face. Deputy Gray adamantly told him to get in the vehicle three times. Each time, plaintiff refused. Only then did Gray spray him.
While perhaps it might have been better to physically push plaintiff into the vehicle, as plaintiff was now handcuffed, it is clear that not every reasonable officer would have necessarily believed that the force Deputy Gray used was unreasonable under the circumstances. Further, to hold Deputy Gray’s action unreasonable for the sole reason that he сould have done something
more reasonable,
and not because the action he took was itself unreasonable, would be to engage in the sort of “20/20 hindsight” against which the Supreme Court warned.
See Graham,
The District Court for the Middle District of Alabama also came to this same conclusion when faced with facts comparable to those at issue here. In
Griffin v. City of Clanton,
Griffin claimed that after he failed the sobriety tests, without being told that he was under arrest, one of the officers slammed him into the police car. Griffin states that out of fear for his safety he then fled to his aunt’s house, which was nearby. The other occupant of the vehicle, Jeff Cleckley, was given permission to leave at this time. Id. The officers called in for backup, waited for a backup officer to arrive, and then continued to pursue Griffin, who was on the back porch of his aunt’s house banging on the door and yelling to be let in. Id. As Griffin’s aunt opened the door so he could come in, the two officers burst in behind him. Id.
The officers shoved the aunt aside, ignored her questions and demands that they leave her house, and pursued Griffin into the living room where they cornered him.
Griffin,
At this point, Griffin had been handcuffed, but was still struggling with two officers on top of him. One of the officers who had gone out of the house came back in and, not realizing that plaintiff was handcuffed, decided to use his pepper spray. He waited for a moment so as not to hit another officer, then pulled Griffin’s head back and sprayed him directly in the face. Due to the noxious odors this produced, everyone, except Griffin then left the house. Griffin was left to lie handcuffed on the floor until a state trooper
Based on these facts, the court held that the officers were entitled to qualified immunity both for hitting Griffin with a night stick, and for spraying him with the pepper spray. Id. at 1369. The court held that the use of the pepper spray was not unreasonable because the officer knew that Griffin had fled once already, believed that he was intoxicated, and confronted a scene that was chaotic. Id.
Similarly, in this case plaintiff had resisted being arrested for approximately 15 minutes, had attempted to leave and the scene had grown chaotic. While, unlike the officer in
Griffin,
Deputy Gray knew plaintiff was handcuffed, this fact does not change the' analysis significantly, as the officer in
Griffin
knew that two officers were on top of Griffin. Further, in this case Deputy Gray gave plaintiff ample opportunity to get into the vehicle without being sprayed with' the pepper spray. Deputy Gray told plaintiff three times that if he did not get into the vehicle he would be sprayed. Finally, rather than physically forcing plaintiff into the vehicle, Deputy Gray sprayed plaintiff. Under these circumstances, Deputy Gray’s conduct was clearly not so unreasonable that every reasonable officer in Deputy Gray’s position would have known that the force Deputy Gray used was unreasonable.
See, e.g., Singleton v. City of Newburgh,
C. Excessive Force Claim Against Officers Wingo, Nalley, and Lammie
Plaintiff also argued that Officers Nalley, Wingo and Lammie should be held personally liable for what he alleged was the use of excessive force by Officers Bearden and Gray. As was the case with plaintiffs claims against these individuals for his alleged unconstitutional seizure and arrest, plaintiff claims that these officers should be held liable because they failed to intervene to prevent a constitutional violation. The Court also dismisses these claims. First, a duty to intervene only arises if a constitutional violation occurs in another officer’s presence.
See Byrd v. Clark,
Second, plaintiff must proffer evidence that the officer in question had a reasonable opportunity to intervene.
See Riley v. Newton,
VI. Claims Against Sheriff Waldrop in his Individual Capacity
Plaintiff seeks to hold Douglas County Sheriff Tommy Waldrop liable in his individual capacity for plaintiffs allegedly unlawful seizure and arrest, and for the officers alleged use of excessive force, under the theory of supervisory liability. (See Pl.’s Resp. to Mot. for Summ.J. [32] at 11.) Because the Court has held that neither the initial seizure of plaintiff, plaintiffs subsequent arrest, nor Bearden’s use of force violated the Constitution, plaintiffs claims against Sheriff Waldrop in his individual capacity premised upon these actions are dismissed. Further, even if the Court had held that plaintiffs Fourth Amendment rights were violated by these actions, as well as Deputy Gray’s use of allegedly “excessive” force, plaintiffs attempt to impose individual liability on Sheriff Waldrop under a supervisory theory of liability fails.
If the individual upon whom a plaintiff is seeking to hold liable under a theory of supervisory liability was not present at the time that the alleged constitutional violation occurred, the standard to impose liability upon him is “extremely rigorous”.
Braddy v. Florida Dept. of Labor and Employment Security,
Supervisory liability [under § 1983] occurs either when the supervisor personally participates in the alleged constitutional violation or when there is a causal connection between actions of the supervisory official and the alleged constitutional deprivation. The causal connection can be established when a history of widespread abuse puts the responsible supervisor on notice of the need to correct the alleged deprivation, and he [she] fails to do so. The deprivations that constitute widespread abuse sufficient to notify the supervisory official must be obvious, flagrant, rampant, and of such continuous duration, rather than isolated occurrences.
Id.
at 801 (citing
Brown v. Crawford,
Plaintiff set forth no evidence of past investigative stops made without reasonable suspicion or past arrests made without probable cause. Further, plaintiff alluded to only two past instances in which Douglas County police officers allegedly used excessive force in violation of the Constitution. (See Pl.’s Resp. to Mot. for Summ.J. [32] at 13.) The allegation of two instances of past abuses does not amount to abuses so “obvious, flagrant, rampant, and of such continuous duration” as to impose liability upon an officer’s supervisor in light of the rigorous standard that must be satisfied. See
Brown v. Crawford,
VIL Municipal Liability
Plaintiff has also brought suit against each defendant in his official capacity, as well as against Douglas County. A suit against a party in his or her official capacity is the same as suit against the governmental entity of which the officer is an agent.
Owens v. Fulton County,
Further, even if defendants had failed to demonstrate that plaintiffs rights were not violated by his seizure, subsequent arrest, and Deputy Bearden’s use of force, plaintiffs claims stemming from these actions against Douglas County would still be dismissed. As this is the case, plaintiffs claim against Douglas County for Deputy Gray’s alleged use of excessive force must also be dismissed. 36 Plaintiff seemingly attempts to impose liability upon Douglas County under three different theories. These three theories are failure to train, failure to supervise, and a ratification theory of liability.
A local government is liable under § 1983 “when execution of a government’s policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury.”
Monell v. Department of Social Services,
A. Ratification Theory
Plaintiff claims that Sheriff Waldrop is a policymaker with regards to state law,
37
that he ratified the officers violation of plaintiffs Fourth Amendment rights, and
In
City of St. Louis v. Praprotnik,
Plaintiff has presented no evidence in this case that any subordinate officer made a policy-like statement that was then approved by Sheriff Waldrop.
38
Rather, plaintiff states only that Sheriff Waldrop “ratified and approved the behavior of all his deputies in the incident.”
{See
Pl.’s Resp. to Mot. for Summ.J. [32] at 13.) Plaintiff also states that Sheriff Waldrop “ratifies and approves a policy of punishing pre-trial detainees with pepper spray or ‘passing licks’.”
{See
Pl.’s Resp. to Mot. for Summ.J. [32] at 10 (citing Waldrop Dep. at 24).) This characterization of Sheriff Waldrop’s testimony, however, is extremely inaccurate. Sheriff Waldrop actually stated, in regard to the action taken by Deputy Gray, “I’d much rather want them to be sprayed with pepper spray than licks passed.”
{See
Wal-drop Dep. at 24.) This does not amount to a general statement of policy.
39
Rather, this constitutes a supervisor’s decision to go along with a discretionary act of his subordinate. The Supreme Court explained that acquiescence cannot be held to create a municipal policy.
See Praprot-nik,
Plaintiff also failed to present evidence that the Douglas County officers repeatedly made decisions similar to Officer Bear-den’s decision to seize and arrest plaintiff, or that Douglas County officers repeatedly made the decision to use excessive force. Rather, plaintiff did not direct the Court to a single instance in which a Douglas County officer seized an individual without a reasonable suspicion or arrested an individual without probable cause, and only to two instances in which Douglas County officers allegedly used excessive force in making an arrest.
{See
Pl.’s Resp. to Mot. for Summ.J. [32] at 13.) Thus, these actions had not become customs or usages of Douglas County.
See Praprotnik,
B. Failure to Train and Supervise
Plaintiff also alleges that Douglas County should be held liable in this case under the theory that it had a policy of failing to train and supervise its police officers.
42
(See
PL’s Resp. to Mot. for Summ.J. [32] at 15.) In order to establish municipal liability for failure to train, plaintiff must prove: (1) that the County in fact inadequately trained its employees in the lawful execution of their duties, and (2) that this failure to train was actually a County policy.
Kerr v. City of West Palm Beach,
With regard to. the second element, the Supreme Court defined the standard for determining whether a governmental entity’s failure to train its agents could constitute an impermissible custom resulting in liability. The Court stated:
[0]nly where a municipality’s failure to train its employees in a relevant respect evidences a ‘deliberate indifference’ to the rights of its inhabitants can such a shortcoming be properly thought of as a city ‘policy or custom’ that is actionable under § 1983. As Justice Brennan’s opinion in Pembaur v. Cincinnati, put it: ‘Municipal liability under § 1983 attaches where ... a deliberate choice to follow a course of action is made from among various alternatives’ by city policymakers.
Canton v. Harris,
In analyzing this deliberate indifference standard, the Eleventh Circuit noted, “Before it may be said that a municipality has made a deliberate choice among alternative courses of action, its policymakers must have had ‘actual or constructive
Here, plaintiff did not argue that Douglas County had either actual or constructive knowledge of the need to train or retrain its police officers concerning the appropriate standards for the seizure оf an individual the use of force in making the arrest. Because stopping, questioning, and at times arresting individuals through the use of force is such a fundamental component of police work, and one in which police “face clear constitutional duties in recurrent situations,” the Court will assume that Douglas County had actual knowledge of the need to generally train its officers concerning these matters; however, there is no evidence that there was a specific need as to the type of encounter made here.
Young,
Assuming that a municipality has knowledge of the need to train its officers concerning the subject in question, a plaintiff seeking to prevail on a claim of failure to train must establish that the municipality in fact failed to train its officers in regard to the subject, and must demonstrate an affirmative link between the failure to train and the resulting constitutional deprivation.
See City of Oklahoma City v. Tuttle,
This requires first that a specific deficiency rather .than general laxness or ineffectiveness in training be shown. It then requires that the deficiency or deficiencies be such, given the manifest exigencies of police work, as to make occurrence of the specific violation a reasonable probability rather than a mere possibility. In common parlance, the specific deficiency or deficiencies must be such as to make the specific violation “almost bound to happen, sooner or later,” rather than merely “likely to happen in the long run.”
Spell v. McDaniel,
Here, plaintiff did not point to any specific failure or submit any evidence concerning a specific failure on the part of Douglas County to train its officers concerning when it is lawful to seize an individual and to subsequently make an arrest. Plaintiff also did not point to a specific failure of Douglas County’s training regarding the use of force in effecting an arrest. Rather, plaintiff submitted statements made by Douglas County officers that plaintiffs arrest was in compliance with Douglas County policy and statements concerning the officers knowledge of Fourth Amendment law. 43
Rather than submitting evidence pertaining to a specific defect in Douglas County’s training, plaintiff asks the Court to infer from his arrest alone, and the force the officers used in carrying it out, that Douglas County maintains a policy of inadequate training. This is simply too slender a reed on which to infer the existence of a county policy. The Supreme Court has held that an unconstitutional policy cannot be inferred from a single alleged constitutional violation.
See Tuttle,
As plaintiff would bear the burden of proof on this issue at trial, it was his duty to provide support for his claim that Douglas County failed to train its officers, and to direct the Court to evidence demonstrating a specific defect in the training Douglas County provides.
See Riley v. Newton,
VIII. Plaintiffs’ Remaining State Law Claims.
Because all the claims over which the Court had original jurisdiction have now been removed from the case due to the Court’s decision to grant defendants’ motion for summary judgment with respect to all of the federal claims, § 1367(c)(3) applies. 44 As the Supreme Court has observed,
[A] federal court should consider and weigh in each case, and at every stage of the litigation, the values of judicial economy, convenience, fairness, and comity in order to decide whether to exercise jurisdiction over a case brought in that court involving pendent state-law claims. When the balance of these factors indicates that a case properly belongs in state court, as when the federal-law claims have dropped out of the lawsuit in its early stages and only state-law claims remain, the federal court should decline the exercise of jurisdiction by dismissing the case without prejudice.
Carnegie-Mellon Univ. v. Cohill,
Plaintiff argues that even if the Court decides to dismiss all of his federal causes
The Court concludes that dismissal is appropriate in this case as all federal claims have been dismissed and only state law causes of action remain. “Needless decisions of state law should be avoided both as a matter of comity and to promote justice between the parties, by procuring for them a surer-footed reading of applicable law. Certainly, if the federal claims are dismissed before trial, even though not insubstantial in a jurisdictional sense, the state claims should be dismissed as well.”
United Mine Workers v. Gibbs,
IX. Elaboration on Court’s Previous Order
In this Court’s order granting defendants’ Motion In Limine To Strike Expert Testimony [22], the Court stated that it would elaborate upon its ruling when it ruled on defendants’ Motion for Summary Judgment. (See Order [34] at 1.) The Court now turns to this subject.
Plaintiff identified Mr. Fred G. Robi-nette III as an expert witness in his mandatory disclosures. Despite consistent prodding from defendants, plaintiff did not submit a written report prepared and signed by Mr. Robinette containing the information required by Federal Rule of Civil Procedure 26(a)(2)(B) until August 13, 1997. 46 Discovery in this case was set to expire on September 8,1997.
Local Rule 26.3 provides:
Any party who desires to use the testimony of an expert witness shall designate the expеrt sufficiently early in the discovery period to permit the opposing party the opportunity to depose the expert and, if desired, to name its own expert witness sufficiently in advance of the close of discovery so that a similar discovery deposition of the second expert might also be conducted prior to the close of discovery.
Any party who does not comply with the provisions of the foregoing paragraph shall not be permitted to offer the testimony of the party’s expert, unless expressly authorized by court order based upon a showing that the failure to comply was justified.
LR 26.3C, NDGa. Pursuant to this rule, a party who wishes to use expert testimony at trial must identify his expert witness, and make him or her available to be deposed sufficiently early in the discovery period so that the opposing party has
Federal Rule of Civil Procedure 26(b)(4)(A) prohibits a party from deposing an expert witness for whom an expert report is required under Federal Rule of Civil Procedure 26(a)(2)(B) until the report is provided. Thus, defendants in this action could not have possibly deposed Mr. Robinette until August 13, 1997. However, due to the extensiveness of Mr. Robi-nette’s report, to expect defendants to be prepared to depose him without significant preparation time is simply unrealistic. Thus, plaintiff clearly failed to comply with Local Rule 26.3C by not making Mr. Robi-nette available to be deposed sufficiently early in discovery so that defendants could decide whether they wished to retain a counter-expert, locate and retain a counter-expert, allow that expert to prepare his expert report, and make that expert available for deposition within the discovery period.
Local Rule 26.3C provides that a party who fails to comply with its mandate “shall not be permitted to offer the testimony of the party’s expert unless expressly authorized by court order based upon a showing that the failure to comply was justified.” LR 26.3C, NDGa. Such an order will not be forthcoming.
Plaintiff argued that he should be permitted to offer Mr. Robinette’s expert opinion because he could not afford to pay his retainer earlier. However, cоrrespondence from plaintiffs counsel to defense counsel, in response to defense counsel’s request for Mr. Robinette’s expert report, leads the Court to conclude that plaintiffs failure to produce Robinette’s expert report was done in a willful disregard of the Federal Rules of Civil Procedure and Local Rules for the Northern District of Georgia. In a letter to defense counsel, plaintiffs attorney stated, “We, on the other hand, see Rule 26(a)(2)(C) ... as creating a directory situation, the blatant abuse of which is punishable, but as more instructive than mandatory.” (See Defs.’ Mot. in Limine to Strike Expert Testimony [22] at Ex. F, pg. 2.) Quite to the contrary, Federal Rule of Civil Procedure 26(a)(2)(C), in conjunction with Local Rule 26.3C and Federal Rule of Civil Procedure 26(b)(4)(A), is clearly mandatory. Mr. Ro-binette’s expert report was due far earlier in the discovery period than it was provided. Such disregard for the procedural rules of this Court will not be tolerated.
Thus, plaintiffs failure to comply with Local Rule 26.3C, and his attorney’s cavalier attitude that only blatant violations of the Federal Rules of Civil Procedure would be punished, have led the Court to conclude that Mr. Robbinette’s testimony should be excluded from this matter. (See Order [34].) Thus, Mr. Robinette’s testimony was not considered by the Court in its ruling on defendants’ Motion for Summary Judgement.
CONCLUSION
For the foregoing reasons, the Court finds that defendants’ Motion for Summary Judgment [26] should be GRANTED. The Court DIRECTS the clerk of court to close this case, and enter judgment in favor of defendants.
Notes
. The following facts are drawn from the statements of material facts submitted by the parties, from their briefs in support of their motions for summary judgment and supporting documentary evidence, and from the videotape of the arrest submitted by both of the parties. Where a fact is in dispute, it is portrayed in the light most favorable to the plaintiff as the non-moving party.
. In the latter case, plaintiff filed a § 1983 action after defendant police officer observed him carrying a twelve by six-foot wooden cross through downtown Moorhead, Minnesota. Suspicious that Gainor might be acting in violation of several statutes, the officer sought to speak with the former and also requested identification. As in this case, Gainor refused to cooperate and, also as in this case, events escalated and ended with physical tussling between the officer and Gainor and with the arrest of the latter. Id. at 1381-82. "Virtually identical” encounters between Gainor and the police occurred in Kootenia, Idaho, in Winthrop Harbor, Illinois, and in Glendale, Wisconsin, over a thirtеen month span. Id. at 1390.
. At this point, plaintiff and Deputy Bearden had moved too far from the vehicle for the videotape to clearly depict what was transpiring. Moreover, a mailbox entered the line of sight and obscured the camera’s view. The conversation between plaintiff and defendant continued to be captured on audio, though it too lapses at times.
.Plaintiff states that a "ruckus” broke out between the police and one of the bystanders when plaintiff was sprayed with the pepper spray. Plaintiff stated that he was not able to see more than the police trying to throw the bystander to the ground because when he opened his eyes, "almost involuntarily,” to see what was happening, the pepper spray got into them. (Id.)
. Plaintiff did not state the grounds for the Court to take jurisdiction of his pending state-law claims. The Court presumes plaintiff intended to assert these claims pursuant to 28 U.S.C. § 1367(a).
. The nonmoving party may meet its burden through affidavit and deposition testimony, answers to interrogatories, and the like.
Celotex, 477
U.S. at 324,
. It is axiomatic that unlawful seizure and arrest claims fall within the confines of the Fourth Amendment.
See Graham,
. In
Graham,
the Court stated that claims
.An investigatory stop is frequently called a "seizure”, to distinguish that kind of stop from an arrest. Yet, on occasion, the term "seizure” is also used more broadly to refer to both investigatory stops and to arrests.
See, e.g., California v. Hodari D.,
. The
"Terry
stop,” appellation derives from the famous Supreme Court decision,
Terry v. Ohio,
. The State of California had conceded the absence of reasonable suspicion. This Court concurs with Justice Scalia’s suggestion that, notwithstanding this concession, young men who scatter in panic at the mere sighting of police, have behaved in a manner sufficient to excite reasonable suspicion.
Hodari D.,
. Nevertheless, once in flight, the suspect is not under a continuing arrest for purposes of suppression. Thus, if the suspect breaks away and, in the course of his flight, discards contraband, this act cannot be said to have occurred during the course of an arrest.
Hodari D.,
. Plaintiff explained, in regard to his attempt to walk away from Deputy Bearden just prior to being grabbed, "Hаving no desire to stand there, argue with him, and be subjected to more of his insulting and aggressive behavior, I turned away from Defendant Bearden and tried to continue my walk toward Whites-burg.” (Pl.'s Aff. [32] at ¶ 13.)
. Prior to that time, plaintiff had refused the officer's request that he stand in front of the officer's car and instead plaintiff had walked away. Plaintiff kept walking as the officer followed in his car. Deputy Bearden then exited his car and directed plaintiff to "Come here." Plaintiff did walk over to the officer, but only for the purpose of scolding the latter for the manner in which he was speaking at plaintiff, during which exchange, plaintiff gestured adamantly at the officer while shifting his weight toward the officer and rising on his toes. After more conversation in which plaintiff repeatedly refused the officer's request for identification, plaintiff walked away as the officer was in mid-sentence. At this point, Deputy Bearden grabbed plaintiff for the first time and told him that he wished to speak to him. See supra at 1264-65. At no point prior to the physical touching by Deputy Bearden did plaintiff’s conduct evince an acquiescence to a show of authority that is necessary for a seizure to have occurred. Even had a seizure occurred prior to the physical touching, the Court would consider it to be no more than an investigative stop for which the facts known to the officer prior to the stop provided reasonable suspicion to justify the encounter. That is, based on the information known to him, the extent of Deputy Bearden's encounter with plaintiff was reasonable under the Fourth Amendment. See generally discussion infra at 1273-78.
. The panel also noted that there was no physical touching of the defendant, which did occur in this case.
Espinosa-Guerra,
.
Justice v. Peachtree City,
(1) the officers suspected that drinking and drug activity regularly occurred in the area in which they arrested the juveniles;
(2) Matson [the police officer] saw Justice give Simon something;
(3) Simon appeared extremely nervous; es a few days earlier around her house;
(4) Dryden thought that females were more likely than males to conceal contraband on their persons;
(5) Simon had a friend whose mother suspected her daughter of using drugs; and
(6) Dryden suspected that Simon might have contraband on her person.
Id. at 194. Based on these "objective facts,” the Eleventh Circuit held that, "after reviewing the totality of the circumstances in light of what the officers believed as a result of their training and experience,” the officers had a reasonable suspicion that Simon was hiding contraband on her person, and thus the strip search of this 14 year-old girl did not violate the Fourth Amendment. Id. at 194.
. An individual's unkempt, or "scruffy” appearance, has been held to support a finding of reasonable suspicion.
See United States v. Walker,
. As previously noted, conduct that is completely lawful in and of itself can give rise to a reasonable suspicion of criminal activity.
See Sokolow,
.A suspect’s attempt to walk away has been held to be a valid factor supporting a finding of reasonable suspicion.
See Lee v. Immigration and Naturalization Serv.,
. The Court does not mean to suggest that citizens must be polite to police officers. The First Amendment presumably allows some discourtesy. The Court focuses on the inappropriateness and hostility of plaintiff's conduct, in relation to all the other factors, to demonstrate that plaintiff’s conduct reasonably increased the officer’s suspicions of the plaintiff.
. For instance, in the section of his brief arguing that defendants are not entitled to qualified immunity, plaintiff states, “To defeat the defense of qualified immunity requires that a Plaintiff prove affirmative causal connection between official acts and/or policies; but it does not necessarily require that an official personally participated in the Constitutional deprivation.” (Pl.'s Resp. to Mot. for Summ.J. [32] at 17.) Simply stated, while this statement may have relevance to the issue of municipal liability, it has no relevance to the issue of qualified immunity.
. O.C.G.A. § 16-10-24 provides:
(a) Except as otherwise provided in subsection (b) of this Code section, a person who knowingly and willfully obstructs or hinders any law enforcement officer in the lawful discharge of his official duties is guilty of a misdemeanor.
(b) Whoever knowingly and willfully resists, obstructs, or opposes any law enforcement officer ... in the lawful discharge of his official duties by offering or doing violence to the person of such officer or legally authorized person is guilty of a felony and shall, upon conviction thereof, be guilty of a felony.
. This case illustrates a very disturbing feature of Georgia law with regard to a suspect's right to resist arrest. If thе defendant’s initial seizure for refusing to provide identification were illegal, one would assume that his ability to file a civil suit or to have suppressed the contraband discovered as a result of that arrest would constitute the appropriate remedies for the illegal action of the police. One would not assume, however, that the defendant would have the right to engage in fisticuffs with the officer merely because he disagreed with the basis of the arrest. Yet, Georgia legal authority says just that.
See also Brooks v. State,
Thus, in Georgia, if an arrest is illegal, an arrestee has "the right to resist with all force necessary for that purpose.”
Wagner,
Indeed, as the Eleventh Circuit has stated, "[T]he common-law right to resist arrest that is not based upon probable cause, suited though it may have been to a past era, has no significant role to play in our society where ready access to the courts is available to redress such police misconduct.”
United States v. Bailey,
. The Court is referring to the second time that plaintiff attempted to walk away from Deputy Bearden. The first time occurred when Deputy Bearden was still in his vehicle.
. Plaintiff was seized when Deputy Bearden grabbed his arm immediately after plaintiff attempted to walk away. See supra at 1269-70.
. Brooks v. State,
. Citing
Brown v. Texas,
. The dissent argues that clearly the least intrusive method for the officer to use in investigating possible unlawful soliciting was to request some identification. If the officer was reasonable in making the stop and asking . for identification, the lawfulness of the arrest would then turn on the narrow issue left open by the Supreme Court in
Brown v. Texas, supra:
that is, whether an individual may be "punished” for refusing to identify himself in the context of a lawful investigatory stop. As that issue remains unsettled, the dissent reasons, plaintiff Gainor failed to allege a violation of clearly established law that would convert a common law tort of false arrest to a violation of a constitutional right.
Gainor v. Rogers,
. The Ninth Circuit appears to have determined that the refusal to provide identification cannot be the basis of an arrest.
Martinelli v. City of Beaumont,
. O.C.G.A § 16-10-25.
."The defendants’ refusal to furnish identification — which they were entitled to do is indeed this was a
Terry
stop, as the government . must contend — may have created suspicion that they had actually used false names, but falls far short of probable cause.”
Brown,
. As noted
supra
at 1278, in order to overcome the defense of qualified immunity, plaintiff is required to demonstrate that the right allegedly violated had been clearly established in a similar factual context. In attempting to rebut defendants’ qualified immunity defense, plaintiff failed to engage in any factual analysis. Further, two of the cases he cites,
Bell v. Wolfish,
. Plaintiff stated that Deputy Bearden missed him when Deputy Bearden attempted to spray plaintiff with the pepper spray. (See Pl.’s Aff. at V 15.)
. Plaintiff also engaged in no factual analysis relevant to the qualified immunity standard in regards to the action taken by Deputy Gray. In
Lassiter v. Alabama A & M University,
. The case plaintiff cited to support his theory of supervisory liability held that officials
on the scene
who fail to exercise their command function can be held liable for a resulting constitutional violations.
See Burton v. Waller,
. For the remainder of this discussion on municipal liability, the Court will operate under the assumption that plaintiff was able to prove that his Fourth Amendment rights were violated by his seizure, subsequent arrest, and by being subjected to the use of excessive force.
.Plaintiff cites O.C.G.A. § 15-16-10 to support his claim that Sheriff Waldrop is authorized to make final policy with regards to the subjects at issue in this litigation. This statutory section grants sheriffs no authority to make policy. See O.C.G.A. § 15-16-10. Because defendants do not argue that Sheriff Waldrop does not have the authority to set policy concerning the issues involved in this case, the Court will not dismiss plaintiffs claims against Douglas County on this ground, however.
. The closest example of such a statement the Court found is Lieutenant Nalley’s statement that he believed Deputy Bearden's use of pepper spray was consistent with Douglas County policy. (See Nalley Dep. at 79.) Just prior to making this statement, however, Lieutenant Nalley indicated that he was trained to use pepper spray only when necessary to subdue somebody, or when it would not make a situation worse. {Id. at 78.) Thus, Nalley was not making a policy-like statement which could then later be approved by Sheriff Waldrop. Rather, he was giving his opinion concerning Deputy Bearden’s use of pepper spray in this instance. Lieutenant Nalley’s opinion concerning the constitutionality of Deputy Bearden’s use of force, however, is immaterial.
. This statement would also fail under the ratification theory of liability because it refers to what happened to plaintiff, and not to a policy that was previously established, and thus could not have been the moving force behind plaintiff's alleged constitutional deprivations. See infra at 1293.
. Moreover, Sheriff Waldrop's decision to approve of his officers’ actions in this one instance cannot be held to create a municipal policy. See supra at 1292.
. There are also strong public policy reasons for this holding. If a municipality could be held liable merely for approving of an officer’s actions on the occasion under attack, each time a § 1983 suit were filed, the municipality would be forced to choose between risking taxpayers' dollars and undermining a good employee who may have done nothing wrong. The law does not force such a choice upon municipalities.
.As the Eleventh Circuit Court of Appeals has observed, when interrelated claims of failure to train and failure to supervise and provide corrective training are raised, the court should focus on the element common to both claims: the alleged failure to train.
See Kerr v. City of West Palm Beach,
. Even in doing this, plaintiff misstated the officers' testimony. (Compare, e.g., Pl.'s Resp. to Mot. for Summ.J. [32] at 15(b), with Wingo Dep. at 54 lines 19-24.)
. This section provides that "[t]he district courts may decline to exercise supplemental jurisdiction over a claim under subsection (a) if the district court has dismissed all claims over which it has original jurisdiction.” 28 U.S.C. § 1367(c)(3).
. 28 U.S.C. § 1367(d) states:
(d) The period of limitations for any claim asserted under subsection (a) [pendent state law claims] ... shall be tolled while the claim is pending and for a period of 30 days after it is dismissed unless State law provides for a longer tolling period.
. As a retained expert, Mr. Robinette was required to submit an expert report as set out in Federal Rule of Civil Procedure 26(a)(2)(B).
