Lead Opinion
While driving to work early one morning Robert Farringer, a rural mailman, struck a car driven by the plaintiff’s decedent, Glenn Konradi, killing him. The suit is against the United States under the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b), 2671 et seq., with a pendent-party claim under state law against Farringer. The basis of both claims is that Farringer’s negligence in failing to yield the right of way to Konradi at an intersection was the cause of the accident. The district judge dismissed the suit on the government’s motion for summary judgment. He ruled that the accident had not occurred within the scope of Farringer’s employment by the Postal Service, which let off the Service; he then relinquished jurisdiction over the pendent party claim.
The parties agree that the question whether the accident occurred within the scope of Farringer’s employment is gov
All this is as academic as it is interesting. No party argues in this case that federal law rather than state law should determine whether scope of employment is to be treated as a legal or as a factual question— perhaps believing, plausibly enough, that the question would be decided the same way under either law. Without further ado, therefore, we can turn to the merits.
The general rule is that an employee is not within the scope of his employment when commuting to or from his job. As the Supreme Court of Indiana put it the last time it addressed the issue, more thаn three decades ago, “an employee on his way to work is normally not in the employment of the corporation.” Biel, Inc. v. Kirsch,
It is impossible to find the pattern in this carpet without a conception of what the law is trying to accomplish by making an employer liable for the torts of his employees committed within the scope of their employment and by excluding commuting from that scope — “normally.” The Indiana decisions are few and not articulate on these issues, and although there are plenty of cases in other states, they use a similar approach and are similarly reticent about the considerations that animate their decisions. Annot., Employer’s Liability for Negligence of Employee in Driving His Own Car,
Often an employer can reduce the number of accidents caused by his employees not by being more careful — he may already be using as much care in hiring, supervising, monitoring, etc. his employees as can reasonably bе demanded — but by altering the nature or extent of his operations: in a word by altering not his care but his activity. This possibility is a consideration in deciding whether to impose strict liability generally. Anderson v. Marathon Petroleum Co.,
If it is true that one objective of the doctrine of respondeat superior is to give employers an incentive to consider changes in the nature оr level of their activities, then “scope of employment” can be functionally defined by reference to the likelihood that liability would induce beneficial changes in activity. It becomes apparent for example that the employer should not be made liable for a tort committed by the employee in the employee’s home, for there is no plausible alteration in the activity of
The Postal Service, Parringer’s employer, requires its rural postal carriers to furnish their own vehicle (Parringer’s was a pick-up truck) in making their rounds. Postal Operations Manual § 634.21 (1985). The alternative would be for the Servicе to buy or lease mail trucks for these carriers to use. A possible consequence of the choice it has made is to increase the amount of driving over what it would be if the Service furnished the vehicles. No family with one car (and precious few with two) would want to leave its car at work and thereby have to find an alternative method of commuting. The Postal Service’s rule pretty much guarantees that its mailmen will drive to and from work, and by doing this it increases the amount of driving compared to a system in which, since the mailman does not need to have his own car at work, he can takе a train or bus or join a car pool. One cost of more driving is more accidents, and this cost can be made a cost to the Postal Service, and thus influence its choice between furnishing its mailmen with vehicles and requiring them to furnish their own, if the scope of employment is defined for purposes of tort law as including commuting in all cases in which the employee is required to furnish a vehicle for use at work. The argument for liability might actually seem stronger than if the employer had furnished the vehicle. But it must be borne in mind that the question of the employer’s liability in cases involving a company-owned vehicle arises only when the vehicle is being used outside of work time; and here it can be argued that a person furnished with a company car is apt to drive more, and more carelessly, than if he were using his own ear.
All this is highly speculative. The Postal Service’s rule is limited to rural deliverymen, and neither public transportation nor car pooling is common in rural America. Especially since any expansion in tort liability is bound to be a source of litigation costs and judicial burdens, we could not be sufficiently confident concerning the effects of liability to be justified in laying down a general rule that еmployers who require their employees to use their own vehicle on the job, or permit them to use a company vehicle off the job, are liable for the employees’ accidents while commuting in that vehicle; nor would that be a plausible extrapolation from the Indiana cases. But additional evidence in this case points to employer liability. According to testimony that for purposes of this appeal (only) we must take to be true, Farringer’s postmaster required the postal carriers to take the most direct route in driving to and from work, and hence not tо divagate for personal business. Nor was the carrier to stop for such business, or give anyone a ride. And he was to fasten his seatbelt (this was before Indiana passed a seatbelt law). The record does not reveal the reasons for these requirements. They may just reflect the Postal Service’s fear of being held liable for commuting accidents and its concomitant desire to minimize the length of the trip and number of persons in the .employee’s car in order to reduce the likelihood of accidents. If this is right the plaintiff can do nothing with the requirements, because a person’s fear of being held liable is not a reason for the law’s
Another possibility, however, is that the Postal Service was trying to minimize time lost by its employees from work and its workers’ compensation costs, for the government interprets the federal employees’ compensation law to include the commuting accidents of postal workers. U.S. Dept. of Labor, Wage and Labor Standards Administration, Bureau of Emрloyees’ Compensation, FECA Memorandum No. 104 (Oct. 24, 1969), interpreting 5 U.S.C. § 8102(a); but see Avasthi v. United States,
The rules of commuting that the postmaster has imposed upon his carriers may also or instead reflect a belief that the work of a rural deliveryman begins when he gets into his car in the morning and ends when he gets out of it in the evening. For during all that time he has control over an essential instrumentality of postal service — the delivery van — albeit supplied by the deliverer. This underscores the earlier point that the Postal Service has made a choice between buying its own fleet of vans and pressing its employees’ vans into service, and may bring the case within the orbit of State v. Gibbs. It is as if the Postal Service had decided to store its vans at night in its employees’ garages. But agаinst this is the fact that the mileage allowance which the Service gives its employees when they use their own vehicle on the job does not include the use of the vehicle in commuting. Moreover, there is no general rule making the employer liable for a commuting accident merely because he supplied the vehicle. Biel no doubt is a special case, and so is Michael, where the employer-owned car was being used purely for personal business, since it was the employee’s day off; and in State v. Gibbs the employer was held liable. On the other hand Jackson seems indistinguishable from State v. Gibbs, yet was decided in favor of the employer. The analysis sketched above suggests that there is no magic to the employеr’s supplying the car; the functional argument (promotion of safety) for employer liability is as strong if he makes the employee bring his own car. Gibbs v. Miller imposed liability in such a case. Of course the two Gibbs cases are factually different from our case — every case is factually different from every other case — but that is no warrant for refusing to follow them in this case unless the factual differences between them and this case are connected with a difference in principle.
After and because of the accident, the Postal Service fired Farringer. This may have been because it feared that he might have a similar acсident, for which the Service would incontestably be liable, while on the job; another possibility however is that the Service considered the tort he did commit to have occurred on the job. But this consideration seems merely to duplicate the one discussed in the preceding paragraph, and it is therefore entitled to no weight.
Not only may the imposition of liability on the Postal Service be consistent with most of the Indiana cases (indeed all but Jackson); it is consistent with all three of the formulas that courts in Indiana and elsewhere intone when they are trying to generalize about scope of employment. Reed v. House of Decor, Inc.,
These “tests” should not be thought conclusive. Tests divorced from purposes tend not to be useful, let alone conclusive, and the linkage between the tests and what the discussion in this opinion conjectures is the underlying purpose of the scope of employment concept is obscure. The law has drawn a line between at work and at home but treats commuting as an intermediate zone that can be placed within or outside the scope of employment depending on circumstances, though the presumption is in favor of outside. The purpose of a doctrinе determines what circumstances are relevant. The purpose of this doctrine may be to induce the employer to consider activity changes that might reduce the number of accidents. One possible change might be to substitute a fleet of postal vans for the employees’ personal vehicles driven to and from work daily perhaps over substantial distances.
In attempting to predict how the Indiana courts would have decided this case had it been brought in such a court (which it could not have been, of course, because the federal government has not cоnsented to be sued in state courts), this court necessarily is speculating. There is no reason to apologize for this acknowledgment. The decision of a federal court in a diversity case, or in any other case in which state law supplies the rule of decision, is an exercise in predicting how the highest court of the state would decide the case if it were presented to it. When the relevant decisions of the state’s courts do not articulate the grounds that animate their results, and the issue is not suitable for certification to the state supreme court (perhaps bеcause as here it is highly fact-specific), the federal court has no choice but to speculate as to what the true grounds might be or to supply grounds that it thinks might recommend themselves to the state’s courts in the future. It is in that spirit that this opinion has sought to bring modern scholarship to bear on the vexing issue of scope of employment in commuting cases.
The unavoidably speculative character of the analysis furnishes an additional reason for believing that the district court acted prematurely in granting summary judgment. The more nebulous or unsettled the legal standard, the more difficult it should be to exclude contested facts from consideration on the ground that they are immaterial. If the Indiana rule excluding commuting from the scope of employment were strict, the Postal Service would be right to argue that it is immaterial why it fired Farringer. But as it is not strict, the question may be material. Perhaps the Postal Service fired Farringer because it considers commuting to be part of working and because it has a policy of firing people who kill tortiously in the course of their employment with the Service. The scope of federal employees’ compensation may be irrelevant to scope of employment for liability purposes, but then again it may not be. Perhaps as the facts are developed it will become evident that Farringer was not acting within the scope of his employment, but on the basis of the record compiled thus far it cannot be said that no reasonable jury could find that he was.
It should go without saying that the recitation of facts in this opinion is tentative; the facts may appear quite different after further proceedings. In particular the nature of and authority for the various rules to which the Knightstown Post Office where Farringer workеd, as distinct from the Postal Service itself, subjected Farringer are wholly unclear.
One final point. The plaintiff joined Farringer as a pendent party defendant, and the district court dismissed Farringer from the suit without prejudice after deciding to dismiss the main claim, that is, the claim against the United States. The court did this on the familiar ground that, with immaterial exceptions, when the main claim
The dismissal of Farringer (without prejudice, of course) is affirmed, albeit on a different ground from the district judge’s; but the dismissal of the United States is reversed and the case remanded for further proceedings consistent with this opinion. Costs in this court to the plaintiff.
Affirmed in Part, Reversed in Part, and Remanded.
Concurrence Opinion
concurring.
The majority opinion examines several scenarios of what might have occurred. As with any summary judgment appeal, however, we examine one question — is there any genuine issue as to any material fact that precludes summary judgment as a matter of law? In my view there may be one, and thus I am willing to concur in the remand.
Indiana law is clear that, with very limited exceptions, аn employee is not within the scope of his employment while driving to and from work. The facts in this case present fewer “incidental benefits” than the facts of the Indiana Supreme Court case setting forth this general rule. See Biel, Inc. v. Kirsch,
In an attempt to circumvent this rule, the plaintiff alleges that Farringer’s postmaster required him and other carriers who drove their own car to conduct no personal business en route to and from work, to take the mоst direct route, not to carry any passengers, and to fasten their seatbelts. Although these are simply allegations, even if taken as true the majority opinion appropriately minimizes their consequence {ante p. 1212). These allegations are not sufficient to invoke the two narrow fact-bound exceptions to Biel as established by the Indiana Court of Appeals.
In State v. Gibbs,
Our case is factually different than either of those narrow exceptions to the general rule — there is virtually no evidence that Farringer was in the scope of his employment. Farringer was driving his own car to work, not the government’s. He was not providing any benefit to the government while en route; his job did not begin until he reached the post оffice to sort and pick up his mail for delivery. He was not, as in Gibbs v. Miller, going home for lunch and to do some paperwork in between business appointments, while receiving payment for mileage incurred on the trip.
This case is much closer to Biel. In Biel, a woman who served as president of a corporation was in the habit of driving a company car to and from work. Although the company paid for the oil аnd gas, taxes and upkeep on the vehicle, the Indiana Supreme Court held that Mrs. Biel was not within the scope of her employment when driving the company car to work. Even if we accept Farringer’s unsupported (and illogical) contentions that he was required to follow a certain route, to wear a seat belt, and to not take passengers on his way to work, this case is not factually close to the two state appellate court cases providing narrow exceptions to the rule set out by the Indiana Supreme Court.
The only pertinent question having some bеaring on whether Farringer was in the scope of his employment centers on his termination, supposedly because of the accident. If he was terminated because of some policy regulating his travel to and from work, and if that policy is so encumbering that it puts him in the scope of
Notes
. As we recognized in Pace v. Southern Express Company,
. State v. Gibbs was explicitly narrowed by a later court of appeals case. In City of Crawfordsville, supra,
. In addition to salary and benefits Farringer did receive an allowance for mileage and maintenance. However, this allowance was based only оn the miles covered by the mail carrier during delivery of his route, and not on the distance he travelled to and from work. See Supplemental Appendix of Appellee at 122.
Concurrence Opinion
concurring.
I concur in the judgment of the court. The record before us certainly contains a genuine issue of triable fact as to whether Mr. Farringer was in the scope of his employment. It is not at all clear whether, at the time of the accident, Mr. Farringer was acting for and on behalf of the Postal Service or was under the control of the Postal Service. In dealing with this issue on remand, the district court must assess, in my view, the totality of the circumstances — not simply the reason for Mr. Farringer’s discharge.
