Lead Opinion
Opinion for the Court filed by Circuit Judge KAVANAUGH.
Concurring opinion filed by Circuit Judge KAVANAUGH.
The United States is a party to international conventions with Canada and Mexico for the protection of migratory birds. Congress has implemented those conventions through the Migratory Bird Treaty Act, a statute first passed in 1918. The statute makes it unlawful to hunt or kill migratory birds “included in the terms of the conventions.” 16 U.S.C. § 703(a). In 2001, this Court concluded that the migratory birds protected under the Act included the mute swan. See Hill v. Norton,
After the Hill decision, Congress enacted the Migratory Bird Treaty Reform Act. The Reform Act amends the Migratory Bird Treaty Act so that the statute applies “only to migratory bird species that are native to the United States or its territories.” 16 U.S.C. § 703(b)(1). As the parties here agree, the mute swan is not native to the United States or its territories. As a result, the amended statute by its terms no longer prohibits the hunting or killing of the mute swan.
The plaintiffs in this case have advanced a variety of arguments why the amended Migratory Bird Treaty Act nonetheless continues to protect mute swans. We reject plaintiffs’ contentions. The text of the statute is plain: The amended Migratory Bird Treaty Act does not ban the hunting or killing of non-native migratory bird species, including mute swans.
I
1. In 1916, the United States entered into a convention with Canada for the protection of migratory birds; in 1936, the United States entered into a similar convention with Mexico. Convention for the Protection of Migratory Birds, U.S.-Gr. Brit., Aug. 16, 1916, 39 Stat. 1702; Convention for the Protection of Migratory Birds and Game Mammals, U.S.-Mex., Feb. 7, 1936, 50 Stat. 1311. See generally Hill v. Norton,
In 1918, Congress passed and President Wilson signed the Migratory Bird Treaty Act. The Act’s prohibition has remained largely the same since enactment. Unless authorized by regulations administered by the Secretary of the Interior,
it shall be unlawful at any time, by any means or in any manner, to pursue, hunt, take, capture, kill, attempt to take, capture, or kill, possess, offer for sale, sell, offer to barter, barter, offer to purchase, purchase, deliver for shipment, ship, export, import, cause to be shipped, exported, or imported, deliver for transportation, transport or cause to be transported, carry or cause to be carried, or receive for shipment, transportation, carriage, or export, any migratory bird, any part, nest, or egg of any such bird, or any product, whether or not manufactured, which consists, or is composed in whole or part, of any such bird or any part, nest, or egg thereof, included in the terms of the conventions ....
16 U.S.C. § 703(a) (emphasis added); see Migratory Bird Treaty Act, ch. 128, 40 Stat. 755, 755 (1918) (statute as originally enacted).
Starting in the 1970s, the Secretary of the Interior regularly published a list of species protected under the Act. The list did not include the mute swan. A citizen eventually challenged the Secretary’s decision not to protect the mute swan. In Hill, we concluded that the Secretary’s interpretation of the Migratory Bird Treaty Act was not reasonable when measured against the statutory text: The statute covers birds “included in the terms of the conventions” themselves, and we stated that the Canada convention “undisputably include[s] mute swans.” Hill,
2. In 2004, after the Hill decision, Congress passed and President Bush signed the Migratory Bird Treaty Reform Act. See Consolidated Appropriations Act, 2005, Pub.L. No. 108-447, Div. E, Title I, § 143, 118 Stat. 2809, 3071-72 (2004) (codified at 16 U.S.C. § 703). The Reform Act amended the Migratory Bird Treaty Act’s prohibition on killing or hunting migratory birds so that the statute “applies only to migratory bird species that are native to the United States or its territories.” 16 U.S.C. § 703(b)(1). The Reform Act further defined the term “native to the United States or its territories” to mean “occurring in the United States or its territories as the result of natural biological or ecological processes.” Id. § 703(b)(2)(A). And subject to certain exceptions not relevant here, the Reform Act provided that “a migratory bird species that occurs in the United States or its territories solely as a result of intentional or unintentional human-assisted introduction shall not be considered native to the United States or its territories .... ” Id. § 703(b)(2)(B). Congress directed the Secretary of the Interior to issue within 90 days of the Reform Act’s enactment and after public comment “a list of all nonnative, human-introduced bird species
The Reform Act also expressed Congress’s apparent disagreement with this Court’s Hill decision as to the meaning of the migratory bird conventions: “It is the sense of Congress that the language of this section is consistent with the intent and language of the 4 bilateral treaties implemented by this section.” Id. § 143(d). In other words, Congress indicated its belief that the Canada convention and the other three migratory bird conventions did not cover non-native species such as the mute swan.
Consistent with the Reform Act, the Fish and Wildlife Service, which is part of the Department of the Interior, promptly published and sought comment on a draft list of non-native species that would not be protected under the statute. See Draft List of Bird Species to Which the Migratory Bird Treaty Act Does Not Apply, 70 Fed.Reg. 372 (Jan. 4, 2005). The list excluded the mute swan from protection. Id. at 373-74. The Service pointed to the scientific and historical evidence that the species is not native to this continent. “All existing populations of the mute swan in North America,” the Service noted, “are derived from introduced stocks that were released or escaped at different localities and in different years and eventually established feral populations.” Id. at 373.
The Humane Society of the United States, an animal welfare organization, submitted comments opposing the Service’s designation. The Service treated those comments as a petition for rulemak-ing under the Administrative Procedure Act to change the mute swan’s designation, which the Service denied. See Final List of Bird Species to Which the Migratory Bird Treaty Act Does Not Apply, 70 Fed.Reg. 12,710, 12,713 (Mar. 15, 2005). The Service published its final rule in March 2005, and the list excluded mute swans. Id. at 12,714-15.
The Maryland Department of Natural Resources then informed the Humane Society of its intention to begin killing adult mute swans in the Chesapeake Bay in the spring of 2005. Maryland had previously concluded that such killing was necessary because the mute swan population, which had surged “dramatically between 1986 and 1999,” now posed a danger to the bay ecosystem. Wildlife & Heritage Serv., Md. Dep’t of Natural Res., Mute Swans in Maryland: A Statewide Management Plan 4 (2003). Maryland determined that the mute swan population consumed and disrupted large quantities of underwater plants that “protect water quality ... [,] prevent erosion,” and provide food and shelter for fish, shellfish, invertebrates, and other birds indigenous to the Bay. Id. at 10; see also Hill,
3. The Fund for Animals, Inc., is an affiliate of the Humane Society. In April 2005, the Fund and three individuals sued the Secretary under the Administrative Procedure Act, 5 U.S.C. §§ 702, 706(2)(A). Plaintiffs conceded that the mute swan was not native to the United States or its territories. The complaint nonetheless challenged the Service’s decision not to list the mute swan as protected, asserting that the statute continues to require protection of the mute swan. Complaint at 12-13, Fund for Animals v. Norton,
After a hearing, the District Court denied the preliminary injunction. The District Court concluded that the “defendants’ overwhelming likelihood of success on the merits outweighs any other equitable factors favoring plaintiffs.” Id. at 93. The District Court stated that “nothing in the Reform Act itself appears ambiguous,” and the Reform Act’s terms showed “that Congress intended to modify the [Migratory Bird Treaty Act] to exclude nonnative species.” Id. at 102. Even if the Reform Act conflicted with the migratory bird conventions with Canada and other nations, the District Court concluded the Reform Act controlled because “Congress clearly has the power to abrogate or modify a treaty or earlier legislation, and when it does so, that is the final word.” Id. at 103.
At the parties’ request, the District Court converted this ruling into a final judgment on the merits. See Fed.R.Civ.P. 65(a)(2). This appeal followed. We review de novo the legal question whether the Secretary’s decision to exclude mute swans from protection was consistent with the Migratory Bird Treaty Act.
II
Standing to sue is a threshold question. See DaimlerChrysler Corp. v. Cuno, — U.S. —,
Ill
1. The Migratory Bird Treaty Act provides that, with certain exceptions, “it shall be unlawful ... [to] hunt ... [or] kill ... any migratory bird ... included in the terms of the conventions.” 16 U.S.C. § 703(a). Enacted in 2004, the Migratory Bird Treaty Reform Act amended this long-standing statutory prohibition on hunting or killing migratory birds to make clear that the statute “applies only to migratory bird species that are native to the United States or its territories.” 16 U.S.C. § 703(b)(1). As the Secretary determined and the parties here agree, the mute swan is not a native migratory bird species. It follows, therefore, that the Migratory Bird Treaty Act does not protect the mute swan.
Plaintiffs’ creative attempt to weave ambiguity out of clarity goes as follows: Plaintiffs state that this Court was correct to conclude in Hill v. Norton that the migratory bird conventions cover the mute swan.
Plaintiffs’ argument is mistaken at each turn. The statute is not ambiguous, and for that reason the canon against abrogation does not apply.
2. Plaintiffs base their argument that the statute is ambiguous on the sense of Congress provision in the Reform Act. Indeed, plaintiffs recognize that the statute is clear but for the sense of Congress provision. See Tr. of Oral Arg. 4. Plaintiffs’ interpretation of the sense of Congress provision is incorrect. By setting forth its “sense” that the Reform Act is “consistent with” the migratory bird conventions, Congress merely suggested that it believes the conventions, as originally adopted, covered only native species of migratory birds. Read most naturally, the sense of Congress provision indicates nothing more than Congress’s disagreement with this Court’s 2001 decision in Hill (which had concluded that the Canada convention “undisputably include[s] mute swans,”
Plaintiffs’ interpretation of the sense of Congress provision would render the Reform Act meaningless, as plaintiffs candidly acknowledge. See Tr. of Oral Arg. 7. Even accepting that Congress on occasion may enact a statute that turns out to have no effect, courts presume that Congress has used its scarce legislative time to enact statutes that have some legal consequence. See Plaut v. Spendthrift Farm, Inc.,
The Government also points out that plaintiffs’ position is inconsistent with the Reform Act’s legislative history, which contains evidence that Members of Congress specifically intended to exclude the mute swan and other non-native birds from the Migratory Bird Treaty Act’s coverage. See, e.g., S. Rep. No. 108-313, at 2-3 (2004); H.R. Rep. No. 108-520, at 5-6 (2004). On that point, however, plaintiffs persuasively respond that those legislative materials are of little value because the version of the legislation under consideration when the Senate and House reports were written did not yet include the sense of Congress provision. In fact, the Government concedes that “[n]o legislative history explains the addition of that provision to the Reform Act.” Appellees’ Br. at 35. We agree with plaintiffs that the legislative history cited by the Government is not helpful in construing this statute. The Government’s legislative history argument in this case — which relies on pieces of legislative history unconnected to the key language in the statute — is a good example of misusing snippets of legislative history from a dynamic and evolving legislative drafting process. Cf. Bd. of Educ. of Westside Cmty. Sch. (Dist.66) v. Mergens,
Given our interpretation of the sense of Congress provision, we need not consider the Government’s argument that sense of Congress provisions are generally considered to be no more than non-binding statements of policy. See Yang v. Cal. Dep’t of Soc. Servs.,
3. In the second part of their argument, plaintiffs cite the canon of construction that ambiguous statutes should not be construed to abrogate treaties. That argument lacks merit. The canon applies only to ambiguous statutes (and as we have just explained, this statute is not ambiguous).
The Constitution establishes that statutes enacted by Congress with the concurrence of the President (or over his veto) have no less weight than treaties made by the President with the advice and consent of two-thirds of the Senate. See U.S. Const. art. II, § 2, cl. 2; U.S. Const. art. VI, cl. 2; Foster v. Neilson,
The canon against construing ambiguous statutes to abrogate prior treaties does not help plaintiffs here, however, because the amended Migratory Bird Treaty Act is unambiguous, as we concluded above. To accept plaintiffs’ argument with respect to the canon, we would have to distort the plain meaning of a statute in an attempt to make it consistent with a prior treaty. The Supreme Court has not extended the canon that far, and for good reason: Distorting statutory language simply to avoid conflicts with treaties would elevate treaties above statutes in contravention of the Constitution.
The Migratory Bird Treaty Act implements the migratory bird conventions. The Migratory Bird Treaty Reform Act amends that earlier statute and makes clear that mute swans are not protected by the Act. The canon against interpreting a statute to abrogate a treaty does not apply because the amended statute is plain. We affirm the District Court’s judgment.
So ordered.
Concurrence Opinion
concurring.
Plaintiffs argue that the amended Migratory Bird Treaty Act is ambiguous, and they rely on the canon against construing an ambiguous statute to abrogate a treaty. The Court concludes that the statute is plain and that the canon therefore does not apply. I add this concurrence because, even assuming the statute is ambiguous, the canon should not apply in cases involving non-self-executing treaties such as the migratory bird conventions.
1. The Supreme Court has stated that a self-executing treaty is one that “operates of itself without the aid of any legislative provision,” whereas a non-self-executing treaty “addresses itself to the political, not the judicial department; and the legislature must execute the contract before it can become a rule for the Court.” Foster v. Neilson,
There is little authority squarely analyzing whether those interpretive principles should extend to non-self-executing treaties, which have no force as a matter of domestic law. Courts have reason to be cautious about taking that step, however. When the Legislative and Executive Branches have chosen not to incorporate certain provisions of a non-self-executing treaty into domestic law, we must assume that they acted intentionally. Given such a deliberate decision by the Legislative and Executive Branches, basic principles of judicial restraint counsel courts to refrain from bringing the non-self-executing treaty into domestic law through the back door (by using the treaty to resolve questions of American law). In other words, because non-self-executing treaties have no legal status in American courts, there seems to be little justification for a court to put a thumb on the scale in favor of a non-self-executing treaty when interpreting a statute. Doing so would not reflect the appropriate judicial deference to the Legislative and Executive Branches in determining if, when, and how to incorporate treaty obligations into domestic law.
Concluding that the canon does not apply with respect to non-self-executing treaties “in no way disparages the importance” of treaty obligations. Sanchez-Llamas v. Oregon, — U.S. -,
To be sure, the canon has been referenced in passing in some eases that may involve non-self-executing treaties. And some have expressly concluded that the canon should apply even with respect to non-self-executing treaties. See Ma v. Ashcroft,
2. If the canon against abrogation does not apply with respect to non-self-executing treaties, plaintiffs’ reliance on the canon in this case necessarily rests on an
Courts generally hold a treaty is non-self-executing when one of the following conditions applies:
• the treaty itself contemplates implementing legislation, see Foster,
• the treaty provides no private right of action, see Head Money Cases,
• the Executive Branch or Senate indicates during the treaty-making or treaty-ratifying process, for example, that the treaty is non-self-executing, see Sosa v. Alvarez-Machain,
• the treaty provisions are precatory, aspirational, or otherwise too vague to be judicially enforceable, see INS v. Stevic,
• the treaty imposes substantive obligations that would contravene a provision of the Constitution, see Reid v. Covert,
In recent years, courts have hesitated to find a treaty self-executing — perhaps because the practical effect of finding a treaty self-executing is to eliminate the House of Representatives from the law-making process, even for laws that may have significant domestic impact. Cf. U.S. Const. art. I, § 1 (“All legislative Powers herein granted shall be vested in a Congress of the United States, which shall consist of a Senate and House of Representatives.”); Akhil Reed AjmaR, AmeRioa’s Constitution: A BiogRapht 304 (2005) (“The general intuition behind this doctrine [of non-self-execution] is that some things cannot be done domestically unless the people’s House concurs.”); Jack L. Goldsmith, The New Formalism in United States Foreign Relations Law, 70 U. Colo. L. Rev. 1395, 1429 & n. 126 (1999) (“In recent years courts” have adopted approach that “presumes that a treaty is non-self-executing.”); cf. also United States v. Emuegbunam,
Applying the settled precedents and principles for determining the status of treaties, the migratory bird conventions plainly are non-self-executing. First, the text of the migratory bird conventions contemplates implementing legislation. See Convention for the Protection of Migratory Birds, U.S.-Gr. Brit., art. VIII, Aug. 16, 1916, 39 Stat. 1702, 1704 (United States and Canada agreed “to take, or propose to
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In sum, even if the amended Migratory Bird Treaty Act is ambiguous, the canon against interpreting an ambiguous statute to abrogate a treaty should not apply here because the migratory bird conventions are non-self-executing.
