Fund for Animals, Inc. v. NortonFund for Animals, Inc. v. Norton
Opinion for the Court filed by Circuit Judge GARLAND.
The Natural Resources Department of the Ministry of Nature and Environment of Mongolia (NRD) appeals from the denial of its motion to intervene in a case concerning the application of the Endangered Species Act to argali sheep located within Mongolia’s borders. Because the NRD satisfies the requirements for intervention as of right under
I
The Endangered Species Act (ESA),
The argali sheep, an Asian relative of the North American bighorn sheep, is the largest species of wild sheep in the world. Adult males weigh between 210 and 310 pounds and possess enormous spiral horns. Addition of Argali to List of Endangered and Threatened Wildlife, 57 Fed.Reg. 28,-014, 28,014 (FWS, June 23, 1992). In 1992, the FWS listed the argali as endangered throughout most of its range. It listed the species as threatened rather than endangered, however, in Mongolia, Kyrgyzstan, and Tajikistan. Id. (codified at 50 C.F.R. pt. 17).
On April 16, 2001, The Fund for Animals, along with other organizations and individuals dedicated to wildlife conservation in general and protection of argali sheep in particular (collectively, the “Fund” or “plaintiffs”), filed suit against the Secretary of the Interior and the Director of the FWS. The plaintiffs alleged that the defendants violated the ESA, the Administrative Procedure Act,
On April 27, 2001, the Foundation for North American Wild Sheep, as well as
On September 4, 2001, the district court granted the motions for intervention filed by both the FNAWS and Safari Club in-tervenors, but denied the motion filed by the NRD. The court did not explain its decision, other than to state that denial of intervention was based “[u]pon consideration of [the NRD’s motion], the opposition thereto, and the entire record herein.” NRD Order at 1 (J.A. at 386). The instant appeal followed.
II
Upon timely application anyone shall be permitted to intervene in an action ... when the applicant claims an interest relating to the property or transaction which is the subject of the action and the applicant is so situated that the disposition of the action may as a practical matter impair or impede the applicant’s ability to protect that interest, unless the applicant’s interest is adequately represented by existing parties.
(1) the timeliness of the motion; (2) whether the applicant “claims an interest relating to the property or transaction which is the subject of the action”; (3) whether “the applicant is so situated that the disposition of the action may as a practical matter impair or impede the applicant’s ability to protect that interest”; and (4) whether “the applicant’s interest is adequately represented by existing parties.”
Mova Pharm. Corp. v. Shalala,
The denial of a motion for intervention as of right is an appealable final order “because it is conclusive with respect to the distinct interest asserted by the movant.”
Smoke v. Norton,
Because a would-be intervenor’s Article III standing presents a question going to this court’s jurisdiction,
see Sierra Club v. EPA,
Ill
To establish standing under Article III, a prospective intervenor — like
The NRD’s argument is persuasive. The threatened loss of tourist dollars, and the consequent reduction in funding for Mongolia’s conservation program, constitute a concrete and imminent injury. This injury is fairly traceable to the regulatory action —■ the placement of the argali on the endangered list and the cancellation of import permits —• that the Fund seeks in the underlying lawsuit. And it is likely that a decision favorable to the NRD would prevent that loss from occurring.
In
Military Toxics Project v. EPA,
we considered a similar set of circumstances. There, the Chemical Manufacturers Association (CMA) sought to intervene on the side of the Environmental Protection Agency (EPA) in a lawsuit brought by the Military Toxics Project, a coalition of citizens’ groups.
The Fund does not dispute the logic of the NRD’s reasoning. Instead, it contends that the agency has failed to support its claims with evidence. Quoting our decision in
Sierra Club v. EPA,
the Fund insists that the NRD’s standing cannot rest on “mere allegations, but must set forth by affidavit or other evidence specific facts.”
Sierra Club,
however, does not require parties to file evidentiary submissions in support of standing in every case. To the contrary, our decision made clear that “[i]n many if not most cases the petitioner’s standing to seek review of administrative action is self-evident.”
Id.
at 899-900. “In particular, if the complainant is ‘an object of the action (or forgone action) at issue’ — as is the case usually in
But even if we were to harbor any doubts about NRD’s standing, they would be dissipated by evidence in the district court record. First, there are the Fund’s own pleadings, which are admissible as evidence in support of its opponent’s cause.
See First Bank of Marietta v. Hogge,
A U.S. hunter who cannot import his “trophy” from the country where it is killed is unlikely to spend the resources required to travel to that country to kill the animal. Accordingly, the number of argali that are killed by U.S. hunters is directly related to the number of import permits the [FWS] issues.
Pis.’ Second Am. Compl. ¶ 38. This point is further supported by affidavits filed by another set of parties to the district court litigation — the Safari Club intervenors. Confirming both the NRD’s logic and the Fund’s pleadings, two hunters aver that they will likely cancel their previously scheduled hunting trips to Mongolia if they are unable to obtain import permits. Jacklin Decl. ¶¶2, 5 (J.A. at 306); Ward Decl. ¶¶ 2, 5 (J.A. at 308).
We therefore conclude that the NRD has established its Article III standing, and that lack of standing is not a ground for rejecting its motion to intervene as of right. 6
IV
Turning to the four-factor test of
The second factor is also readily dispatched. Our conclusion that the NRD has constitutional standing is alone sufficient to establish that the NRD has “an interest relating to the property or transaction which is the subject of the action,”
Third, the NRD is “so situated that the disposition of the action may as a practical matter impair or impede [its] ability to protect [its] interest.”
This leaves only the question of whether the NRD’s interest is “adequately represented by existing parties.”
The NRD’s interests plainly are not adequately represented by the federal defendants. It is true, as the Fund notes, that both the FWS and the NRD agree that the FWS’s current rules and practices are lawful. But the FWS’s obligation is to represent the interests of the American people, as expressed in the ESA, while the NRD’s concern is for Mongolia’s people and natural resources. There may be some overlap, since the ESA requires the FWS — when determining whether a species is endangered or threatened ■— to “tak[e] into account those efforts, if any, being made by any ... foreign nation, or any political subdivision of a ... foreign nation, to protect such species ... within any area under its jurisdiction.”
For just these reasons, we have often concluded that governmental entities do not adequately represent the interests of aspiring intervenors.
9
For example, in holding that the District of Columbia did not adequately represent the interests of a private insurance company that wished to
A government entity such as the District of Columbia is charged by law with representing the public interest of its citizens. [The insurance company], on the other hand, is seeking to protect a more narrow and “parochial” financial interest not shared by the citizens of the District of Columbia. The District would be shirking its duty were it to advance this narrower interest at the expense of its representation of the general public interest.
Dimond,
Finally, we also reject the Fund’s contention that the NRD’s interest is adequately represented by the FNAWS and Safari Club intervenors — non-Mongolian organizations and individuals interested in sheep hunting and conservation. We could no more regard the NRD’s interests as adequately represented by those interve-nors than we could regard the FWS’s interests as adequately represented by a Mongolian ■ — ■ or even an American — hunt club, however conservation-minded the club might be. Although there may be a partial congruence of interests, that does not guarantee the adequacy of representation. As we have recognized, “interests need not be wholly ‘adverse’ before there is a basis for concluding that existing representation of a ‘different’ interest may be inadequate.”
Nuesse,
Nor does the fact that the NRD is represented by the same counsel as the FNAWS intervenors establish the adequacy of representation.
V
Having concluded that the district court erred in denying the NRD intervention as of right, we could remand this case for reconsideration in light of the discussion set forth above. In the past, however, we have not hesitated to direct that intervention be allowed where we found denial to constitute error.
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That disposition is appropriate where, as here, we cannot envision a contrary determination that would withstand further appeal.
11
Accordingly,
So ordered.
Notes
. The NRD sought intervention through a motion, filed by the FNAWS intervenors, to add the NRD as an inlervenor.
.
Compare Smoke,
.
Cf. Cooler & Gell v. Hartmarx Corp.,
. We note that the above quotations from
Sierra Club
refer to a party’s obligations at the summary judgment stage, but not at “the pleading stage’’ where " 'general factual allegations of injury ... may suffice.’ ”
Sierra Club,
. In fact, in some respects Mongolia is itself "an object of the action ... at issue,”
Sierra Club,
. The plaintiffs do not question the NRD’s prudential standing, and rightly so. In
Bennett v. Spear,
the Supreme Court held that the broad language of the citizen-suit provision of the ESA — which extends to departments of foreign governments,
see
. Our cases are inconsistent as to who bears the burden with respect to this factor. The language of some cases, particularly those that quote the above passage from
Trbovich,
suggest that the burden is on the aspiring intervenor.
See Foster,
.
See
.
See, e.g., Natural Res. Def. Council,
.
See Mova Pharm.,
. In opposing permissive intervention in the district court, the Fund, quoting