Fullerton v. AdministratorFullerton v. Administrator
Opinion
Thе principal issue in this consolidated appeal is whether the requirement in § 31-235-6 (a)
The administrator maintains on appeal that the trial court improperly sustained the plaintiffs’ appeals on the ground that the board improperly considered their respective disabilities as limiting factors, in violation of
The following facts were found by the employment security appeals referees. Fullerton, who has long been diagnosed with bipolar disorder, worked full-time for fifteen years prior to 1995. In 1995, she suffered a back injury in an automobile accident and discontinued working for three and one-half years. In August, 1996, she began receiving social security benefits. In July, 1999, she returned to work on a part-time basis until October 12, 2000, averaging approximately thirteen to fifteen hours per week.
Subsequently, she filed for five weeks of unemployment compensation benefits, from October 29, 2000, to December 2, 2000. On December 6, 2000, she attended a benefit rights interview. The clinical social worker assigned to Fullerton’s case wrote a letter dated December 5, 2000, in support of Fullerton’s request for benefits. In that letter, she indicated that Fullerton was unable to work full-time due to her medical condition but that part-time employment would be advantageous.
Fullerton made several unsuccessful attempts to obtain employment after October 29, 2000. In November, 2000, she applied for a part-time job at Showcase Cinema in Enfield, although she did not complete those рortions of the application regarding the hours that she would be available to work. In November, 2000, she requested an application for part-time work for the Salvation Army but failed to submit it due to her concerns about the twelve to twenty hour workweek and the physical demands of the job. In December, 2000, she requested an application from Shaw’s Supermarkets for part-time work but did not submit the application
Meanwhile, the administrator determined on December 7, 2000, that Fullerton was ineligible for unemployment compensation benefits because she was physically unable to work full-time due to her medical problems. On December 28, 2000, Fullerton appealed from the administrator’s decision to the employment security appeals referee (referee). On February 6, 2001, the referee affirmed the administrator’s decision denying Fullerton benefits, from October 29, 2000, through January 27, 2001. The referee concluded that Fullerton had not made reasonable efforts to obtain work and was not available for work under Connecticut law because she was not available for full-time work.
On February 23, 2001, Fullerton appealed from the referee’s decision to the board, which adopted the referee’s findings of fact. On June 27, 2003, the board affirmed the decision of the referee and denied Fullerton benefits, from October 29, 2000, through January 27, 2001. On July 25, 2003, Fullerton appealed from the decision of the board to the trial court.
In the second case, Cocchiola suffered an injury to his right leg in 1994. The injury left him with apermanent impairment to his leg that caused him to have difficulty walking and required him to use a cane for imprоved mobility. As a result of the injury, Cocchiola’s physician diagnosed him with severe vascular disease of the lower right extremity and limited him to a maximum of six hours of work per day, including walking, standing or sitting, for a maximum of five days per week.
Following his injury, Cocchiola’s former employer, Whyco Technologies, Inc., provided him with part-time employment as a foreman. On April 27, 2001, the company informed him that it no longer could provide him with part-time work in that capacity. Thereafter, Cocchiola, who possessed a valid driver’s license and was able to transport himself to and from potential employment, sought a position as a metal finishing worker. Cocchiola made it known that he preferred to work between the hours of 9 a.m. and 3 p.m., and contacted at least three new potential employers during each week for which he sought unemployment benefits.
Cocchiola attended a benefit rights interview on May 1, 2001, and subsequently filed a claim for unemployment compensation benefits, effective April 29, 2001. On May 18, 2001, the administrator determined that he was ineligible for benefits and denied his claim, reasoning that Cocchiola’s injury rendered him unavailable for full-time work as required under § 31-235-6 (a) of the regulations. On May 22,2001, Cocсhiola appealed from the administrator’s decision to the referee. On October 30, 2001, the referee affirmed the administrator’s decision, concluding that, under existing Connecticut law, Cocchiola was ineligible for benefits because of his unavailability for full-time work. Cocchiola appealed to the board, which adopted the referee’s findings of fact and affirmed the referee’s decision on June 27, 2003. On July 24, 2003, Cocchiola appealed from the board’s decision to the trial court. On
In their individual appeals to the board, the plaintiffs had challenged the validity of the requirement under § 31-235-6 (a) of the regulations that claimants must be available for full-time work, arguing that the requirement was in violation of the Connecticut constitution as well as various state and federal statutes, including
In their appeals to the trial court, the plaintiffs continued to argue that the regulation violated state and federal statutory and constitutional provisions prohibiting discrimination on the basis of physical or mental disability. The plaintiffs specifically argued that the regulation, as applied to them, violated: (1) Title II of the ADA; (2)
The trial court initially determined that it could consider the plaintiffs’ statutory and constitutional claims pursuant to Rayhall v. Akim Co.,
On April 12, 2005, the trial court rendered judgments sustaining the appeals
On appeal,
“[I]t is a fundamental rule that a court may raise and review the issue of subject matter jurisdiction at any time. . . . Subject matter jurisdiction involves the authority of the court to adjudicate the type of controversy presented by the action before it. . . . [A] court lacks discretiоn to consider the merits of a case over which it is without jurisdiction . . . .” (Internal quotation marks omitted.) Fedus v. Planning & Zoning Commission,
I
We begin by examining the jurisdiction of the board to consider the plaintiffs’ constitutional and statutory claims challenging the validity of the regulation. “Administrative agencies . . . are tribunals of limited jurisdiction and their jurisdiction is dependent entirely upon . . . the statutes vesting them with power and they cannot confer jurisdiction upon themselves. . . . We have recognized that [i]t is clear that an administrative body must act strictly within its statutory authority, within constitutional limitations and in a lawful manner. ... It cannot modify, abridge or otherwise
Statutory construction is a question of law over which we exercise plenary review. E.g., State v. Hardy,
“In the processing of unemployment compensation claims, [the governing statutes
“The first stage of claims review lies with a referee who hears the claim de novo. The referee’s function in conducting this hearing is to make inquiry in such manner, through oral testimony or written and printed records, as is best calculated to ascertain the substantial rights of the parties and сarry out justly the provisions ... of the law.
To assist in interpreting the statutory scheme,
With respect to the “validity” of a claim, § 31-222-13 (a) (3) of the Regulations of Connecticut State Agencies defines a “valid initiating claim” as “a claim filed by an unemployed or partially unemployed individual who meets the requirements of subdivisions (1) and (3) of subsection (a) of
Furthermore, as the board notes, it is well established that claims regarding the constitutionality of legislative enactments are beyond the jurisdiction of administrative agencies; Rayhall v. Akim Co., supra,
The procedures established to promulgate administrative rules and regulations likewise do not provide for challenges to the validity of regulations adopted to implement the unemployment compensation scheme. In its decisions dismissing the plaintiffs’ appeals, the board explained: “Where the legislature authorizes an administrative agency to issue a rule, the agency utilizes a notice and comment procedure and the rule has the same binding effect as a statute, [and] that ‘legislative rule’ or regulation is binding on the agency itself. [1 R. Pierce, Administrative Law Treatise (4th Ed. 2002) § 6.6, pp. 353-54, citing United States v. Nixon,
II
We next consider whether the trial court had jurisdiction to consider the plaintiffs’ claims, on appeal from the decision of the board, challenging the vаlidity of § 31-235-6 (a) of the regulations. We have declared that “[t]here is no absolute right of appeal to the courts from a decision of an administrative agency. . . .
This court previously has considered the jurisdiction of courts to review decisions of administrative agencies and has concluded that it is limited in scope. “[R]eview of an administrative agency decision requires a court to determine whether there is substantial evidence in the administrative record to support the agency’s findings of basic fact and whether the conclusions drawn from those facts are reasonable. . . . Neither this court nor the trial court may retry the case or substitute its own judgment for that of the administrative agency on the weight of the evidence or questions of fact. . . . Our ultimate duty is to determine, in view of all of the evidence, whether the agеncy, in issuing its order, acted unreasonably, arbitrarily, illegally or in abuse of its discretion.” (Internal quotation marks omitted.) JSF Promotions, Inc. v. Administrator, Unemployment Compensation Act,
Similarly, chapter 22 of the rules of practice, which describes the function of the trial court in unemployment compensation appeals, specifies that the court is not to “retry the facts or hear evidence. [The trial court] considers no evidence other than that certified to it by the board, and then for the limited purpose of determining whether the finding should be corrected, or whether there was any evidence to support in law the conclusions reached.”
In arguing that the trial court has jurisdiction to consider their claims, the plaintiffs rely on our decision in Rayhall v. Akim Co., supra,
In Rayhall, the issue was whether this court had jurisdiction in an administrative appeal from the workers’ compensation review board to сonsider a constitutional challenge to the validity of a statute that was not part of the workers’ compensation scheme when the compensation review board itself lacked jurisdiction to hear the claim. See Rayhall v. Akim Co., supra,
There is no analogous provision in the unemployment compensation scheme. An appeal to the Superior Court from a decision of the board is permitted pursuant to
Although we conclude that the trial court did not have jurisdiction to consider the plaintiffs’ claims of discrimination on appeal from the board, they were not without an alternative forum. They could have brought an independent action in Superior Court pursuant to
The judgments are reversed and the cases are remanded with direction to dismiss the plaintiffs’ appeals.
In this opinion the other justices concurred.
Notes
Section 31-235-6 (a) of the Regulations of Connecticut State Agencies provides in relevant part: “In order to find an individual eligible for benefits for any week, the Administrator must find the individual available for full-time work during that week. . . .”
We hereinafter refer to the defendant as the administrator.
We hereinafter refer to Fullerton and Cocchiola collectively as the plaintiffs.
On December 16, 2000, Fullerton sustained injuries resulting from a fail. On or about January 12, 2001, she went to a chiropractor, who provided her with a note indicating that she was subject to limitations with respect to lifting, bending and twisting. Fullerton scheduled surgery for January 29, 2001, but did not know how long she would be disablеd as a result of the surgical procedure.
Title 42 of the United States Code, § 12132, provides in relevant part: “[N]o qualified individual with a disability shall, by reason of such disability, be excluded from participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.”
The ADA defines “qualified individual with a disability” as “an individual with a disability who, with or without reasonable modifications to rules, policies, or practices, the removal of architectural, communication, or transportation barriers, or the provision of auxiliary aids and services, meets the essential eligibility requirements for the receipt of services or the participation in programs or activities provided by a public entity.”
The administrator appealed from the judgments of the trial court to the Appellate Court, and we transferred the administrator’s consolidated appeal to this court pursuant to
Unemployment compensation appeals are exempt from the Uniform Administrative Procedure Act pursuant to
“(b) In the case of conflict between the provisions of this chapter and the provisions of chapter 567 and provisions of the general statutes relating to limitations of periods of time, procedures for filing appeals, or jurisdiction or venue of any court or tribunаl governing unemployment compensation, employment security or manpower appeals, the provisions of the law governing unemployment compensation, employment security and manpower appeals shall prevail. ...”