Fromberg, Inc. v. Jack W. ThornhillFromberg, Inc. v. Jack W. Thornhill
This appeal by the Patentee of the Fromberg Patent of 1957
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from an adverse judgment of the District Court presents questions of Defendant’s liability for inducing others to infringe under
For reasons discussed at greater length, the District Court’s findings do not really resolve the critical issues. All it found, in effect, was that Defendant did not infringe. While the findings are inadequate, we conclude that they are sufficiently definite to indicate that the Court was apparently laboring under misapprehension as to just what the critical issues were. Consequently, we cannot appraise many of them in the usual terms of the clearly erroneous concept of F.R. Civ.P. 52(b) . 3 At the same time it is not a case for a mere remand under directions to cure a procedural omission by directions to make findings. 4
This particular procedural twist, the simplicity of this device, the clear-cut nature of the acts under scrutiny and the express acknowledgment that validity is not in question relieve us of an extended discussion of the patent. Perhaps even more fortunate, we need not attempt a paraphrasing of the paténtese of the сlaims. Thermo King Corp. v. White’s Trucking Service, Inc., 5 Cir., 1961,
Fromberg discloses a simple device toward solving another one of the automotive age’s problems — the repair of a puncture in the modern tubeless tire.
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The contribution — although hardly claimed to have been earth-shaking — is principally that the tire can be repaired without demounting the tire thus elimi
It is at this stage that the Defendant’s activities are alleged to (a) induce infringement by others and (b) additionally constitute contributory infringement on his part. The device manufactured and sold by the Defendant is called “Miracle-Plug.” 7
The “Miracle-Plug” is a single piece of compressible rubber. Its main body is a cylinder approximately one-quarter inch in diameter and a couple of inches in length at which place it then tapers down to a one-eighth inch diameter tail about two to three inches in length. It is undisputed that by first inserting the tail into the empty Fromberg metal tube, the Miracle Plug can be forcibly drawn-into the tube for its full length. When the surplus body and tail parts protruding beyond the end of the metal tube are cut (by simple pocket knife), thе result is a device identical with the original Fromberg appliance.
It is also uneontradicted that Defendant (1) knew of this capability and (2) sold Miracle Plugs with knowledge that at least a substantial number were being used with empty, spent, Fromberg metal tubes.
In a nutshell his justification for this was not a feigned innocence that such uses were actually being made of his Miracle Plug. Rather, it was the bold and candid one that he had a legal right to-do this. In the final analysis this came-down to the contention that the Miracle-Plug was “a staple article or commodity of commerce suitable for substantial noninfringing use,”
But as we pointed out earlier, the Court made no finding on this critical issue. As to the claim for contributory infringement,
It is not for us initially to make these critical decisions. But in detailing the correct legal principles of contributory infringement to be considered
Evaluation of the evidence as to that phase requires that we consider the conduct — and its legality — on the part of the Defendant’s purchasers, the dealers. To be sure, they are not now parties. But their action bears on Defendant’s culpability. Moreover, we are freshly reminded that for contributory infringement, there must first be a direct infringement. Aro Mfg. Co. v. Convertible Top Replacement Co., 1961,
We think that this record shows irresistibly that thе dealers are infringing the patent. Infringement arises if one without permission (a) makes, (b) uses, or (c) sells a patented device.
If, as would be the case here, the resulting product, that is the device, is the same as the patented one so that in appearance, form, fact and function, it is identical, it matters not how or in what manner that was brought about. 3 Walker, Patents § 453 (Deller ed. 1937). The person who does that surely infringes, if the term has any meaning at all. But civil culpability need not stop with the dealer who does the final act of making, using or selling. The prohibition of the law, now codified in
Of course implicit in this discussion — Defendant’s culpability based on direct infringement by the dealer — is the assumption that the dealer had no legal right to recreate the Fromberg device. In the light of contemporary developments, that may be a big assumption. What has been tentatively assumed must now be established. This turns on the problem so often epitomized in the verbal symbol “repair or reconstruction.”
Where once the ultimate question seems to have been fractured into a series of subsidiary inquiries as to the length of life, cost, etс. of the replaced element of a combination patent in relation to other elements or the completed device as a whole, it has now been reduced to the simpler one: does this really
make
a new device? Aro Mfg. Co. v. Convertible Top-Replacement Co., 1961,
This makes it essential therefore tо examine the Fromberg device to determine its function and purpose. The principal point of this inquiry is whether, when sold by the Patentee, it is reasonably contemplated that the device will be-repeatedly'“used. The patent is for a
That brings the case precisely within American Cotton Tie Co. v. Simmons, 1882,
The situation presented was later summarized by the Court: “It is evident that the use of the tie was intended to be as complete a destruction of it as would be the explosion of a patented torpedo. In either case, the repair of the band or the refilling of the shell would be a practical reconstruction of the device.” Morgan Envelope Co. v. Albany Perforated Wrapping Pаper Co., 1894,
For these reasons we hold that on this-record the Defendant was guilty of inducing infringement by others under
We do not think, however, that at the present time we can as a matter of law reach the same conclusion as to-contributory infringement under
Two fact issues are of critical importance. The first is whether the Defendant sold the Miracle Plugs with the purpose and intention that they be used as refills for used Fromberg metal tubes. The second is whether the Miracle Plugs are, in the words of
Without prejudging the matter or foreclosing the fact findings of the District Court on rеmand, we think it appropriate to comment on strong impressions thus far felt. In this way the trial Judge can see what we think are the critical points. As to Defendant’s conduct, we think that so far the evidence quite plainly reveals that Defendant has manufactured and sold Miracle Plugs with the principal expectation that they would be used in Fromberg tubes. As a witness, he never really denied this. Rather, his position-asserted with candor by his counsel — is that he was legally entitled to do this since the plugs had a substantial nonin-fringing use. Certainly Dеfendant was aware of sales promotional work of himself and his salesmen and the substantial use of Miracle Plugs in Fromberg tubes by his dealer-customers. And whatever utility they had for noninfringing use, which we shall next discuss, it is plain from a factual standpoint that this was a limited use of little practical consequence in contrast to the number employed in recreating Fromberg devices. Moreover, the record shows that the rubber composition of this Miracle Plug, its general conformation and size, was worked out by Defendant in сonjunction with a commercial rubber manufacturing concern, and that in its development frequent tests and experiments were made in conjunction with the Fromberg tubes and devices. 19
As contributory infringement “ * * * is intentional aid or cooperation in transactions, which collectively constitute complete infringement * * 3 Walker, Patents § 507, p. 1764 (Deller ed. 1937), the intent and purpose of the Defendant is of critical importance. The quality of Defendant’s acts in terms of purposeful intention might be highly relevant in determining the application of
The record so far would certainly reflect that a Miracle Plug may physically be used with a needle insert. Again, we have the initial impression that this was all an afterthought since several witnesses acknowledged that they had never known of it until this capability was demonstrated during some pretrial depositions. It seems also equally plain that in consideration of their cost (see note 19, supra), and their general conformation in contrast to traditional needle-type plugs, the sale of Miracle Plugs for such use would have been slight indeed.
Taking the statute on its own terms, it is apparent that a mere theoretical capability would hardly suffice. The statutе speaks in triple terms of (1) “a staple article,” (2) “or commodity of commerce” which is (3) “suitable for substantial noninfringing use.” If and when it is determined that it was Defendant’s intention to sell the Miracle Plug as “a component of a patented * * combination * * *” for “use in practicing a patented process,” he would have to show that suitability for such nonin-fringing use was actual and substantial.
One further comment is in order. While the prior Hawkinson patent
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might possibly bear on this second issue, it can afford no defense as such to a claim of infringement. Assuming that it reads on the Miracle Plug, it affords no license to practice the subsequent Fromberg patent even though Fromberg is assumed to be a mere improvement over Hawkinson. Ackermans v. General Motors Corp., 4 Cir.1953,
The case is therefore reversed, rendered and remanded to effectuate full relief under
Reversed, rendered and remanded in part. Reversed and remanded in part.
Notes
. Patent No. 2,828,791 issued April 1, 1958, filed January 29, 1957.
. “
“(a) Except as otherwise provided in this title, whoever without authority makes, uses or sells any patented invention, within the United States during the term of the patent therefor, infringes the patent.
“ (b) Whoever actively induces infringement of a patent shall be liable as an in-fringer.
“(c) Whoever sells a component of a patented machine, manufacture, combination or composition, or a material or apparatus for use in practicing a patented process, constituting a material part of the invention, knowing the same to be especially made or especially adapted for use in an infringement of such patent, and not a staple article or commodity of commerce suitable for substantial nonin-fringing use, shall be liable as a contributory infringer.
“(d) No patent owner otherwise entitled to relief for infringement or contributory infringement of a patent shall be denied relief or deemed guilty of misuse or illegal extension of the patent right by reаson of his having done one or more of the following: (1) derived revenue from acts which if performed by another without his consent would constitute contributory infringement of the patent; (2) licensed or authorized another to perform acts which if performed without his consent would constitute contributory infringement of the patent; (3) sought to enforce his patent rights against infringement or contributory infringement. July 19, 1952, c. 950, § 1, 66 Stat. 811.”
. In many cases we have pointed out that findings are not insulated by F.R.Civ.P. 52(a) where they are the likely product of еrroneous substantive legal standards. See, Camilla Cotton Oil Co. v. Spencer Kellogg & Sons, Inc., 5 Cir., 1958,
. Victory Towing Co. v. Bordelon, 5 Cir., 1955,
. This is covered under another Fromberg patent not involved in this suit.
. The record shows that some jobbers or dealers have purchased and used it under their private labels or brands.
. Tying it all to other recognized uses for a Miracle Plug, this defense encompassed the contention that it was not sold “for use” in a patented machine “ * * * knowing the same to be
especially
made or
especially
adapted for use in an infringement of such patent * *
. As the ease is being remandеd for reconsideration, we do not by this shorthand summary of the decisive issues in contributory infringement mean to suggest that the issues are necessarily limited to these three.
. It was overwhelmingly established by expert testimony and a categorical concession by Defendant that Claims 1 and 2 of Fromberg read precisely on the refilled Fromberg tube. Infringement in fact is flagrant unless the dealer or Defendant had the legal right to refill it.
. See Walker, Patents (Deller ed. 1962 Suppl.) pp. 1764-1771: “Active inducement, which is considered to be pаrt of the judge-made doctrine of contributory infringement, involves ‘the actionable tort of knowingly aiding or abetting another to infringe a patent.’ (Note 66 Vale Law Journal 132, 1956) * * * The enactment of
“The following has been adjudged infringing conduct: licensing others to use infringing machines and processes * * *; fitting machinery for operation at the purchaser’s plant; * * * converting machinery or adjusting operating parts * * *; passing on information intending to bring about infringement, (Jones v. Radio Corp. of America,
. The cost of a Miracle Plug was in the neighborhood of half that of a Fromberg device.
. See II Walker, Patents, § 405, pp. 1569-1579 (Deller ed. 1937); Walker, Patents (Deller ed. 1962 Supp.), pp. 1569-1579; Carbice Corp. v. American Patents Development Corp., 1931,
Of course
. As a practical matter, this would make it merely a replaceable part of the tool for inserting the plug. See note 6, supra.
. The decision is very much alive as authoritative. It is cited and relied on in the majority, the concurring, and the dissenting opinions in Aro Mfg. Co. v. Convertible Top Replacement Co., 1961,
. Besides an аccounting for damages, 35 U.S.O.A. § 284, this will include injunctive relief, not only as to dealers heretofore identified, but as to all other dealers or users. The prohibition will include any and all written or oral information, promotional or sales literature, advertising material, or the like, supplied by defendant or his agents showing how empty used Fromberg metal tubes may be refilled. The parties, subject to the trial Court’s discretionary control, are to be free to offer additional evidence bearing upon the nature and kind of injunсtive relief needed or desirable.
. Without requiring the reappearance of the witnesses, the determination may be made on the present record as supplemented by the respective parties under appropriate procedure prescribed in its considered discretion by the District Court.
. Except to acknowledge that
. Another factor bearing on this and the second question is the dealer’s cost of the Miracle Plug in relation to other plugs to be used with a tire repair needle and not a Fromberg tool; they-are substantially less than a Fromberg unit, but about three times as expensive as an ordinary needle plug.
. The presence or absence of the element of substantial noninfringing use is significant principally in determining whether there is an
intention
to infringe. The absence of a substantial noninfringing use, of course, warrants the inference of an intention to infringe. Southern States Equip. Corp. v. USCO Power Equip. Corp., 5 Cir., 1953,
. No. 2,612,930, October 7, 1952, licensed to Defendant on the eve of the trial below.