Opinion
This case presents an apparent conflict between a Native American tribe’s desire to build low-income homes for its members and Willits Valley residents’ efforts to preserve open space for agricultural uses. The Mendocino County Board of Supervisors voted to grant the Sherwood Valley Rancheria’s request for cancellation of Williamson Act agricultural use restrictions on land the tribe sought to develop. It issued a negative declaration that the tribe’s limited project would have no significant environmental impacts. The trial court issued a peremptory writ of mandate directing Mendocino County to set aside its approvals. Because we conclude that the decision to adopt a negative declaration was permitted as a matter of law and the decision to cancel the agricultural use restrictions was supported by substantial evidence, we reverse.
Background
The Sherwood Valley Ranchería (Tribe) consists of approximately 400 members of the Porno Indian tribe. The Willits Valley is its aboriginal territory. Its existing land is insufficient to provide homes for the current members of the Tribe; approximately 40 families are now on a waiting list for adequate housing. The Tribe has obtained a community development grant from the United States Department of Housing and Urban Development (HUD) for use in acquiring additional land and constructing additional homes.
In May 1997, after approximately two years of searching unsuccessfully for suitable additional land, the Tribe settled on acquiring the Bettansid Ranch (Ranch), a 160-acre parcel two and one-half miles east of Willits, California. The Tribe intended to convey the Ranch to the federal government in trust for the Tribe and then
The Ranch consists of two distinct regions. The flat valley bottomland portion, approximately 53 acres to the west of East Side Road, is prime agricultural land when irrigated. However, it has not been actively farmed since 1995. The hilly upland portion, approximately 107 acres to the east of East Side Road, has never been considered prime agricultural land. The Tribe’s plan calls for constructing homes in a cluster in this upland portion of the Ranch, reforesting the remainder of the upland side, and planting orchards in the bottomlands.
Since 1971, the Ranch has been the subject of a Williamson Act contract between the County of Mendocino (County) and the Ranch’s owners, Bettansid Ranch, Inc. The Williamson Act establishes a mechanism for saving agricultural land by allowing counties to create agricultural preserves and then to enter into contracts with landowners within those preserves. (Gov. Code, § 51200 et seq.) A Williamson Act contract obligates the landowner to maintain the land as agricultural for 10 or more years, with resulting tax benefits. (Id., §§ 51240-51244.) Absent contrary action, each year the contract renews for an additional year, so that the use restrictions are always in place for the next nine to 10 years. (Id., § 51244.)
Three methods exist for terminating a Williamson Act contract. The county or the landowner may give notice of nonrenewal, in which case automatic renewal will cease and the contract will expire at the end of its remaining term. (Gov. Code, §§ 51245, 51246.) Alternatively, the landowner may petition the county for cancellation of the contract, and the county may approve the petition upon finding that cancellation is in the public interest or is consistent with the purposes of the Williamson Act. (Id., §§ 51280-51282.) Finally, the government may institute eminent domain proceedings. A taking nullifies the contract. (Id., § 51295.)
As a condition of the release of any funds, HÜD required that the Williamson Act restrictions on use of the Ranch be lifted. In September 1997, Bettansid Ranch, Inc., and the Tribe jointly applied to the County for cancellation of the Williamson Act contract. Also in September 1997, Bettansid Ranch, Inc., gave notice of nonrenewal of the Williamson Act contract. Consequently, absent cancellation, the Williamson Act restrictions would expire in 2006 or 2007.
The Tribe commissioned an analysis of the environmental impacts of Williamson Act cancellation and construction of the planned homes (the Project) in order to comply with the National Environmental Policy Act and HUD’s requirements for use of grant money. In addition, the Tribe commissioned a report on biological resources and a report on archaeological resources. We refer to the environmental, biological, and archeological reports collectively as the “Environmental Assessment.” The Environmental Assessment concluded that the Project would not result in any significant environmental impacts provided that several small archaeological sites were avoided in construction.
On November 18, 1997, the Mendocino County Lands Program Committee voted two to one to recommend approval of the cancellation. The dissenting member expressed concerns that the Project would induce further growth both on-site and in the surrounding area.
The County Department of Planning and Building Services (Planning Staff) subsequently prepared an initial study of environmental impacts. The initial study reported no impacts on traffic flow, drainage,
On March 16, 1998, influenced by the initial study’s concerns about a loss of agricultural land, the Agricultural Commissioner, one of the Lands Program Committee members who had voted for cancellation, reversed his recommendation. On March 19, 1998, concurring with the recommendations of its staff, the planning commission voted to deny the petition for cancellation.
The Tribe appealed to the Mendocino County Board of Supervisors (Board of Supervisors). On April 13, 1998, the Board of Supervisors held a lengthy public hearing and voted four to one to adopt a negative declaration that cancellation and subsequent development would have no significant environmental impacts. It also tentatively approved the cancellation application and scheduled a further hearing to follow circulation of documents to various state agencies. In July 1998, the Board of Supervisors confirmed its tentative decision and granted the Tribe’s petition to cancel the Williamson Act contract by a three-to-two vote.
A critical factor underlying the approvals was the Tribe’s submission of a proposed Tribal/County Land Use Agreement (Tribal/County Agreement). The Tribal/County Agreement, signed on April 13, 1997, and subsequently recorded as a covenant running with the land, obligated the Tribe to comply with the terms of the prior Williamson Act contract on the 53-acre bottom-land portion of the Ranch until September 30, 2007. The Tribe also agreed to waive its sovereign immunity for the limited purpose of allowing the County to seek specific enforcement of the Tribal/County Agreement. The Tribal/ County Agreement included as a condition precedent that the County cancel the Williamson Act restrictions.
Within one month of approval of the Project, this lawsuit followed. A group of local residents calling themselves Friends of East Willits Valley (Friends) brought a mandamus action to challenge the County’s adoption of a negative declaration under the California Environmental Quality Act (CEQA) and cancellation of the Williamson Act contract. Bettansid Ranch, Inc., and the Tribe were named as real parties in interest. In a prior unpublished decision, we rejected initial challenges to trial court jurisdiction over the Tribe, concluding that because the Tribe had made a general appearance, it waived its sovereign immunity.
After full briefing and a hearing, the trial court granted the petition for a writ of mandamus. It concluded that substantial evidence prevented the County from adopting a negative declaration and required it to prepare an environmental impact report. It further held that no substantial evidence supported the decision
During the pendency of this appeal, the Tribe applied to the Bureau of Indian Affairs (BIA) to have the Ranch accepted into trust by the United States. 1 The BIA granted an initial approval. Friends appealed to the Department of Interior’s Board of Indian Appeals, notifying it of this proceeding and asking that approval be denied, but its appeal was denied for lack of standing. On April 25, 2002, the BIA issued a final determination accepting the Ranch into trust, and on June 3 the Tribe conveyed title to the Ranch to the United States in trust for the Tribe.
. Discussion
I. This Case Is Not Moot Because Passage of the Ranch into Trust Does Not Void the Williamson Act Restrictions
The BIA’s acceptance of the Ranch as federal trust land during the pendency of this appeal makes it necessary for us to consider the fundamental issue of jurisdiction. The Tribe contends that the BIA’s action voids the Williamson Act restrictions as a matter of either state law (Gov. Code, § 51295) or federal law (28 U.S.C. § 1360) and that we therefore need not decide whether the County’s cancellation of the restrictions was valid. In the alternative, the Tribe argues that the BIA’s action conclusively deprives this court and future courts of jurisdiction to enforce the restrictions. We disagree. Neither state nor federal law voids the Williamson Act contract at issue here; neither state nor federal law prevents the Tribe from waiving its immunity and acceding to jurisdiction. This case presents a live controversy that we must resolve.
A. Section 51295 Does Not Void the Williamson Act Restrictions Because It Applies Only to Eminent Domain Actions
As we interpret Government Code section 51295, it does not apply here. Section 51295 provides in part: “When any action in eminent domain for the condemnation of the fee title of an entire parcel of land subject to a [Williamson Act] contract is filed, or when that land is acquired in lieu of eminent domain for a public improvement by a public agency or person, or whenever there is any such action or acquisition by the federal government,” the Williamson Act contract will automatically terminate. (Gov. Code, § 51295, italics added.) “Such action or acquisition” refers back to those specific actions and acquisitions defined in the first clause of the statute, i.e., condemnation actions under the eminent domain power or acquisitions negotiated under threat of institution of a condemnation action. The Legislature did not provide that any federal acquisition terminated Williamson Act restrictions, only acquisitions through or under threat of the exercise of federal eminent domain powers. The Tribe’s voluntary transfer of title and the federal government’s acceptance of that title in trust is not the involuntary taking contemplated by the statute and does not automatically terminate the restrictions on the Ranch under Government Code section 51295.
The Tribe’s implicit argument, that exercise of the trust power can be read into Government Code section 51295 as an alternate basis for termination, also does not withstand analysis. The federal government’s power to take land through eminent domain and its power to hold lands in trust for Native American individuals or tribes are historically distinct both in their constitutional underpinnings and their application. The eminent domain power is a long-acknowledged fundamental incident of sovereignty.
(United States v. Carmack
(1946)
B. Federal Law Does Not Preempt Jurisdiction over This Transaction
In the alternative, the Tribe argues that federal law preempts the contractual Williamson Act restrictions. The federal government has “the plenary and exclusive power” to deal with Native American tribes.
(Bryan
v.
Itasca County
(1976)
However, the federal preemption of involuntary restrictions on tribal land use is not at issue here. The issue is not whether the state or County can regulate the Ranch in the future; it is, instead, whether the Ranch remains subject to voluntarily accepted contractual restrictions. While section 1360 may limit regulation, nothing in its language invalidates contractual commitments made before the passage of land into trust. Indeed, the Tribe and County expressly contemplated that the Ranch would be accepted into trust, and nevertheless entered into an agreement to restrict development after this was accomplished. 4 We hold that federal law does not void prior restrictions on land agreed to before the land passed into trust.
Finally, the Tribe argues that even if the restrictions were to remain in place,
However, congressional authorization and tribal consent are separate and independent bases for jurisdiction. “As a matter of federal law, an Indian tribe is subject to suit only where Congress has authorized the suit
or the tribe has waived its immunity.” (Kiowa Tribe of Okla. v. Manufacturing Technologies, Inc.
(1998)
In reaching these conclusions concerning the scope and effect of section 1360 and Government Code section 51295, we accord respect to the public
policies underlying federal Native American law: federal predominance and the promotion of tribal sovereignty and self-determination. (See generally
Boisclair v. Superior Court, supra,
51 Cal.3d at pp. 1147-1149.) Section 1360 precludes involuntary local regulation of
Because this case is not moot, we turn to the merits: whether the County’s cancellation of the Williamson Act restrictions comported with CEQA, the Williamson Act, and general plan consistency requirements.
II. The County’s Adoption of a Negative Declaration Did Not Violate CEQA *
III. The County Did Not Violate the Williamson Act
As a second basis for issuing the writ of mandate, the trial court concluded that the County violated the Williamson Act. We review this holding de novo.
(Sierra Club v. City of Hayward, supra,
A county may grant a Williamson Act cancellation petition only after making either of two discrete findings: that cancellation is “consistent with the purposes of [the act],” or that cancellation is “in the public interest.” (Gov. Code, § 51282, subd. (a).) Here, the County concluded that cancellation was in tlxe public interest. (Id., § 51282, subd. (a)(2).) That determination requires two subordinate findings: that “other public concerns substantially outweigh[]” the concerns protected by the act, and that no suitable land not subject to a Williamson Act contract is available. (Id., § 51282, subd. (c).)
In the trial court, Friends argued that the County was required to make an entirely different set of findings: that (1) an emergency situation existed (citing
Sierra Club v. City of Hayward, supra,
28 Cal.3d at pp. 852-853); (2) the Project was contiguous to existing development (citing
Honey Springs Homeowners Assn. v. Board of Supervisors
(1984)
However, in light of the statutory structure, we cannot agree that any of these findings are necessary. We do not read Sierra Club v. City of Hayward, supra, 28 Cal.3d 840 as requiring a board or council to make a specific finding that an emergency situation exists. Even if it had, however, the Legislature amended the Williamson Act in direct response to Sierra Club v. City of Hayward, passing the Robinson Act in 1981. (See Stats. 1981, ch. 1095, § 8, p. 4254.) It is the Robinson Act’s amended version of Government Code section 51282 that now governs, and section 51282, subdivision (f) confines the findings required for cancellation to those “expressly set forth” in section 51282. Section 51282 does not specify an emergency situation finding.
Similarly, the contiguity requirement discussed by Honey Springs was part of Government Code former section 51282.1, a set of temporary cancellation requirements that were put in place by the Robinson Act and expired in 1983. The contiguity requirement is still part of Government Code section 51282, subdivision (b)(4), but the findings called for by subdivision (b) only come into play when a board bases cancellation on the alternate finding that cancellation would be consistent with the purposes of the Williamson Act. The County did not do so here. For the same reason, the findings called for by subdivision (b)(2) have no bearing here. Finally, as we will discuss in detail in part IV, post, the Williamson Act does not require findings of general plan consistency.
We turn to a consideration of the evidence supporting the two subordinate findings actually required to justify cancellation.
B. Public Interest Finding
The County identified the need for more low-income housing as the public interest supporting cancellation. Substantial evidence supports its conclusion that this interest substantially outweighs the interest in keeping the Ranch under the Williamson Act.
There is no dispute that the provision of low-income housing constitutes a substantial public interest. Federal, state, and local law recognize the significance of this interest. (See 25 U.S.C. §§ 4131-4135 [providing special funding for low-income housing for Native Americans]; Health &
Substantial evidence supports the County’s finding that the Project will promote low-income housing. The record establishes that more than 70 percent of Tribe member’s households have incomes below 50 percent of the median in the County. More than 40 families are living in substandard or overcrowding housing or housing that consumes more than 30 percent of their income and are on a waiting list for adequate housing. Seventeen families are living on the Tribe’s existing lands without electricity and with inadequate water. The County could therefore conclude that the additional homes arising from the Project serve a compelling public need.
Furthermore, the County was entitled to decide that the impact on Williamson Act interests from cancellation would be negligible. Approximately one-third of the Ranch is considered prime agricultural land when properly irrigated. That land is not currently being farmed. Under the terms of the Tribal/County Agreement, the portion of the Ranch that potentially constitutes prime agricultural land will remain subject to Williamson Act restrictions until September 30, 2007, essentially the same period for which such restrictions would have continued to apply in the absence of cancellation. The County therefore could conclude that cancellation would have little, if any, impact on the interests protected by the Williamson Act, and that those interests were substantially outweighed by the need for additional low-income housing.
C. Absence of Alternatives Finding
The County also concluded that there was no proximate noncontracted land that was both “available and suitable” for the proposed project. (Gov. Code, § 51282, subd. (c).) Under the deferential standard of review we employ, we find the evidence
The Tribe submitted a declaration from its realtor, Pamela Baxman, indicating that she had reviewed all properties for sale in the unincorporated Willits and Laytonville area and that only the Ranch was suitable for the Project. Other properties that were otherwise available reportedly had inadequate access, inadequate water, insufficient on-site sewage treatment capacity, or excessive costs associated with acquisition and development. The Tribe supplemented this evidence with a declaration from its chairperson, Robin Phillips, who testified to details of the Tribe’s unsuccessful multiyear search for proximate alternatives other than the Ranch. Although Phillips’s declaration did not explain why various alternatives were determined to be unsuitable, Phillips supplemented his description of the search in his testimony to the Board of Supervisors, as did the Tribe’s attorney. Friends points to no contrary evidence, and our independent review of the record reveals no concrete evidence of viable alternative properties. The County was entitled to credit the statements of both chairperson Phillips and Baxman. (See
Silveira v. Las Gallinas Valley Sanitary Dist.
(1997)
Friends criticizes the submissions of Phillips and Baxman as conclusionary. We agree, to an extent. Certainly our job, and that of the County, would have been easier had the Tribe offered substantially more specifics concerning the nature and extent of its search. But the evidence submitted, taken together, discloses at least the minimum information necessary to sustain a finding by the County: the fact that a search for available alternatives was conducted, the fact that the search encompassed the region proximate to the Tribe’s current location, the timing and duration of the search, and the fact that criteria permissible under the Williamson Act were used to determine unsuitability and unavailability.
The Tribe concedes that cost played a role in some of its decisions. The Williamson Act properly looks on cost considerations with a jaundiced eye. (Cf. Gov. Code, § 51292 [public improvements may not be placed on Williamson Act parcels based primarily on cheaper cost of such parcels].) If the greater cost of non-Williamson Act land were generally sufficient cause to deem land unavailable, the narrow cancellation exception might well turn into a four-lane freeway. Here, however, there is specific evidence of irremediable financial constraints. The County was entitled to take those constraints, as well as the public policies served by the Project, into account in determining that unaffordable parcels could be treated as unavailable under the Williamson Act.
Friends also criticizes the search for including other Williamson Act parcels and for apparently confining itself to parcels that were actually offered for sale during the search period. In rural areas such as the Willits Valley, much of the available land may be locked up under Williamson Act contracts. Evidence before the County indicated that at least 75 percent of the properties on the market were under contract. The Tribe investigated alternative Williamson Act and non-Williamson Act sites, conducted environmental reviews, and determined that other sites were unsuitable for development for various reasons. The act requires consideration of all proximate, available non-Williamson Act parcels, but it does not preclude consideration of available Williamson Act parcels. Similarly, the act requires only that a petitioner and county consider “available” properties (Gov. Code, § 51282, subd. (c)), a constraint that means, at a minimum, that a property is available for sale.
IV. Williamson Act Cancellation Does Not Require Findings of General Plan Consistency
Friends contends that the County was required to make findings that the Project is consistent with its general plan, and that it could not do so on this record. The trial court agreed. Because we hold that findings of general plan consistency are not required, we reverse on this ground as well.
In 1981, the Legislature passed the Robinson Act, which substantially revised the Williamson Act. It did so in order to “clarify and make the [Williamson Act] workable in light of problems and ambiguities created by the California Supreme Court decision in the case of
Sierra Club v. City of Hayward[, supra,]
In response, the Robinson Act rewrote Government Code section 51282, the statute governing the findings required for cancellation. In the new section 51282, the Robinson Act included a provision expressly delimiting the findings required: “In approving a cancellation pursuant to this section, the board or council shall not be required to make any findings other than or in addition to those expressly set forth in this section, and, where applicable, in Section 21081 of the Public Resources Code.” (Gov. Code, § 51282, subd. (f).) In other words, the only findings required for approval of a petition for cancellation are those explicitly stated in section 51282 and those required by CEQA. To imply additional findings would run directly counter to the express language of subdivision (f). Consequently, the County was not required to make any other findings, including findings of general plan consistency.
Other provisions of the Robinson Act make clear that the decision to omit general plan consistency findings was intentional. The Robinson Act included an alternative “window” provision for cancellation applicable only in 1982. (Gov. Code, § 51282.1 [repealed Jan. 1, 1983 by Stats. 1981, ch. 1095, § 9, p. 4254].) This window provision included among the findings required for cancellation the finding “[t]hat the alternative use is consistent with applicable provisions of the city or county general plan . . . .” (Gov. Code, former § 51282.1, subd. (f)(2), repealed by Stats. 1981, ch. 1095, § 3, p. 4252.) The inclusion of this requirement in the temporary cancellation requirements and its omission from the permanent cancellation requirements leaves no doubt that the Legislature intended to eliminate any obligation to make general plan consistency findings.
Because the County was not required to make findings that the Project would be consistent with its general plan, issuance of the writ on the basis of its failure to do so was error.
The County’s issuance of approvals for the Project represented the considered judgment of elected officials after reasoned deliberation and evaluation of the available evidence. Having considered each of the bases relied upon by the trial court, we find no legal cause to set aside the County’s decisions. Accordingly, we reverse the judgment of the trial court ordering issuance of a writ of mandate and remand with instructions to deny the petition. The Tribe shall recover its costs on appeal.
Stevens, Acting P. J., and Simons, J., concurred.
The petition of plaintiffs and respondents for review by the Supreme Court was denied November 20, 2002.
Notes
The Tribe has filed two requests that we take judicial notice of BIA documents evidencing the BIA’s actions. We granted the first request previously by separate order, and we now grant the second request as well. (Evid. Code, §§ 452, subd. (c), 459.)
Title 28 United States Code section 1360(a) grants California “jurisdiction over civil causes of action between Indians or to which Indians are parties which arise in the areas of Indian country listed opposite the name of the State to the same extent that such State has jurisdiction over other civil causes of action, and those civil laws of such State that are of general application to private persons or private property shall have the same force and effect within such Indian country as they have elsewhere in the State[.]” For brevity’s sake, we refer to the statute as section 1360 or Public Law No. 280, by which it is also commonly known.
Section 1360(b) provides: “Nothing in this section shall authorize the alienation, encumbrance, or taxation of any real or personal property, including water rights, belonging to any Indian or any Indian tribe, band, or community that is held in trust by the United States or is subject to a restriction against alienation imposed by the United States; or shall authorize regulation of the use of such property in a manner inconsistent with any Federal treaty, agreement, or statute or with any regulation made pursuant thereto; or shall confer jurisdiction upon the State to adjudicate, in probate proceedings or otherwise, the ownership or right to possession of such property or any interest therein.”
The Tribal/County Agreement provides in part: “9. Prior to constructing the houses, the Tribe intends to convey the Property to the United States to be held in trust. . . pursuant to 25 U.S.C. Section 465.” Nevertheless, the Tribe agreed “as the owner of the Property in fee or as the beneficial owner, if the Property is accepted in trust” to comply with restrictions on its development of the Ranch, including Williamson Act restrictions: the Tribe shall “continue to be bound by and comply with the provisions of the [Williamson Act] Contract that provided for the exclusion of uses other than agricultural, and other than those compatible with agricultural uses, on the [flat valley bottomland portion] until September 30, 2007, after which time said provisions shall cease to have any further force or effect.”
The Tribal/County Agreement provides in part: “3. The Tribe hereby waives its sovereign immunity from unconsented suit and consents to suit by the County of Mendocino in the courts of the state of California within Mendocino County for the limited purpose of specifically enforcing the provisions of this Agreement. The Tribe waives any right it might otherwise have to insist upon exhaustion of tribal court remedies prior to the filing of an action to enforce this Agreement and consents to jurisdiction and venue in Mendocino County.”
In a footnote, the Tribe also contends that the Williamson Act restrictions fail for want of consideration because the Tribe is immune from real property taxes and receives no benefit from the Williamson Act’s tax relief. (See
Bryan
v.
Itasca County, supra,
See footnote, ante, page 191.
Policy 1.4e provides that “[qualifying housing projects which substantially advance Housing Element goals or quantified objectives for the production or conservation of housing may be determined to have a higher priority than resource protection, when [particular findings related to environmental and growth impacts] can be made by the decision making body . . . .” For a project to substantially advance housing element goals under policy 1.4e, it must provide housing for low-income or special needs households in specified amounts. Policy 1.4e thus recognizes the potentially overriding importance of low-income housing.
Moreover, as we discuss in more detail in part IV, post, the Williamson Act, as amended by the 1981 Robinson Act, expressly absolves the County from having to make a finding that cancellation was consistent with its general plan policies.
