TERRANCE MILLS FREIDBURG v. JO-ELLEN KURTZ ET AL.
AC 43695
Appellate Court of Connecticut
Submitted on briefs September 20, 2021-officially released February 1, 2022
Elgo, Suarez and Palmer, Js.
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Syllabus
The plaintiff landlord sought to recover damages for, inter alia, the defendants’ alleged violations of a lease agreement entered into in connection with the rental of a furnished, single-family home. Within thirty days of the termination of their tenancy, the plaintiff sent to the defendants an accounting of their security deposit and the alleged damages to the leased property, which indicated that there had been more than $50,000 in damages and that the deposit had been fully expended to cover certain of the expenses incurred in connection therewith. The defendants filed a counterclaim in which they alleged that the plaintiff violated the security deposit statute (
- The defendants could not prevail on their claim that the trial court erred in rendering judgment against them for damages to the premises without determining the age and condition of the property at the time of the commencement of the tenancy and the relative wear and tear of the items at the time of the termination of the tenancy: the trial court had ample evidence before it that supported its calculation of damages, including a comprehensive list of the damaged items and fixtures, photographs of the damage, and receipts for repairs and replacement purchases; moreover, any wear and tear of the individual items was insignificant, given the scope of the documented damage; accordingly, the trial court‘s damages award was not improper.
- The defendants could not prevail on their claim that the trial court erred in failing to render judgment in their favor on the counterclaim:
- The trial court‘s finding with respect to the amount of the security deposit paid to the plaintiff was not clearly erroneous: the lease agreement, which was admitted into evidence as an exhibit at trial, substantiated the court‘s factual finding as to the amount of the security deposit; moreover, the defendants did not offer any documentary evidence at trial, such as receipts or other banking records, of payments made to the plaintiff in excess of the security deposit amount set forth in the lease.
- The trial court‘s determination that the plaintiff properly provided the defendants with a written accounting of the deductions made from the security deposit, as required by
§ 47a-21 (d) (2) , was not clearly erroneous: a comprehensive written statement prepared by the plaintiff, which detailed the damages to the property, the costs incurred in association therewith, and the balance of the security deposit, was introduced into evidence at trial along with evidence that the plaintiff sent such statement to each defendant within thirty days of the termination of their tenancy; moreover, the remaining security deposit funds were properly applied to the damages caused by the defendants because the costs of repairing and replacing the damaged items, as documented in the written statement, exceeded the balance of the security deposit. - This court declined to disturb the trial court‘s conclusion that the defendants failed to establish that the plaintiff had violated
§ 47a-21 (h) by failing to retain the security deposit in a separate escrow account: the defendants discussion of the plaintiff‘s alleged violation of§ 47a-21 (h) was limited to the foundation that they laid for their counterclaim under CUTPA and, accordingly, this court‘s ability to grant relief was conditioned on whether the plaintiff‘s failure to hold the security deposit in an escrow account was a CUTPA violation; moreover, the plaintiff‘s alleged conduct, even if found by the court, was not sufficiently unfair or deceptive to constitute a CUTPA violation; furthermore, even if the plaintiff‘s alleged conduct did amount to a violation of CUTPA, the defendants were barred from recovery because they failed to satisfy the requirements of the applicable statute (§ 42-110g (a) ), as they did not put forth any evidence of an ascertainable loss stemming from the plaintiff‘s handling of their security deposit and they failed to show that the plaintiff misappropriated or otherwise improperly took money out of the initial security deposit.
Procedural History
Action to recover damages for breach of a lease agreement, and for other relief, brought to the Superior Court in the judicial district of Fairfield and transferred to the Housing Session at Bridgeport, where the defendants filed a counterclaim; thereafter, the matter was tried to the court, Spader, J.; judgment for the plaintiff on the complaint and on the counterclaim, from which the defendants appealed to this court. Affirmed.
Abram J. Heisler, filed a brief for the appellants (defendants).
Matthew R. Russo, filed a brief for the appellee (plaintiff).
Opinion
The following facts, as found by the court or otherwise undisputed, and procedural history are relevant to this appeal. On January 8, 2011, the parties executed a lease agreement pertaining to real property owned by the plaintiff and located at 118 Wilton Road in Westport (property). The initial lease was for a term of one year and six months; the parties renewed the lease for several terms thereafter. When the defendants took possession, a move in inspection was conducted and a document was executed by the parties detailing various “luxury items” on the premises and an associated liquidated damages amount the parties agreed on if the items were damaged. The lease agreement required an initial payment of $27,060, consisting of the first and last months’ rent totaling $13,000, a $500 pet deposit, a $560 prepayment of the cost of alarm monitoring at the property for one year, and a security deposit of $13,000. On August 29, 2015, at the end of the defendants’ tenancy, the plaintiff sent an accounting to the defendants of
The plaintiff commenced the present action on December 7, 2015, alleging violations of the lease agreement and negligence on the part of the defendants. The defendants thereafter filed an answer and a special defense in which they denied liability for the causes of action set forth in the plaintiff‘s complaint and alleged that they had “returned the [property] in the same condition in which it was originally tendered, reasonable wear and tear excepted.” The defendants also filed a two count counterclaim in which they alleged violations of the security deposit statute,
A trial was held on October 2, 2019, at which the parties testified. The plaintiff also submitted into evidence exhibits pertaining to the property. On November 25, 2019, the court issued a memorandum of decision wherein it rendered judgment in favor of the plaintiff and awarded $25,600.77 in damages, plus postjudgment interest pursuant to
With respect to the defendants’ counterclaim, the court found that the defendants had failed to prove their claims at trial. Specifically, the court found, the defendants had not demonstrated that the security deposit they paid to the plaintiff exceeded the $13,000 security deposit requirement in the lease agreement. The court ultimately concluded that it was undisputed that the security deposit balance remaining as of August, 2015, was $7500. This appeal followed.
I
On appeal, the defendants challenge the propriety of the damages awarded by the court. They claim that the court erred in rendering judgment against the defendants for damages to the premises without determining the age and condition of the property at the commencement of the tenancy and the relative wear and tear of the items at the termination of the tenancy. They argue that the court should have factored in the age and previous wear and tear of certain damaged items when calculating the damages award. We are not persuaded.
We begin by setting forth the relevant applicable standard of review. “[O]ur appellate courts accord plenary review to the court‘s legal basis for its damages award. . . . The court‘s calculation under that legal basis is a question of fact, which we review under the clearly erroneous standard.” (Internal quotation marks omitted.) Carroll v. Yankwitt, 203 Conn. App. 449, 465, 250 A.3d 696 (2021). “A finding of fact is clearly erroneous when there is no evidence in the record to support it . . . or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed.” (Internal quotation marks omitted.) Autry v. Hosey, 200 Conn. App. 795, 799, 239 A.3d 381 (2020).
In the present case, the court had ample evidence before it that supported the court‘s calculation of dam- ages. At trial,
II
The defendants also challenge the court‘s ruling on their counterclaim. The defendants contend that the court improperly rejected their claims that the plaintiff (1) charged an excessive security deposit as a condition of tenancy in violation of
A
First, we address the portion of the claim in which the defendants argue that the court improperly rejected their claim that the plaintiff charged an excessive security deposit as a condition of tenancy in violation of
As a preliminary matter, we note that “[a] reviewing authority may not substitute its findings for those of the trier of the facts. . . . The factual findings of a [trial court] on any issue are reversible only if they are clearly erroneous. . . . [A reviewing court] cannot retry the facts or pass upon the credibility of the witnesses.” (Internal quotation marks omitted.) Fitzpatrick v. Scalzi, 72 Conn. App. 779, 781-82, 806 A.2d 593 (2002); see also Pedrini v. Kiltonic, 170 Conn. App. 343, 347, 154 A.3d 1037 (“[i]t is the trier‘s exclusive province to weigh the conflicting evidence, determine the credibility of witnesses and determine whether to accept some, all or
As previously noted, in its memorandum of decision, the court concluded that the defendants had not proven the claims alleged in their counterclaim. With respect to the actual amount of the security deposit at issue, the court emphasized that “[i]t was never truly established [at trial] how much the initial payment to the plaintiff was. . . . No initial payment amount was ever established and the court cannot determine what it was.” Accordingly, the court found, “based upon the lack of credible evidence otherwise,” that “the security deposit was the $13,000 set forth in the lease.”6 The lease agreement was appended to the plaintiff‘s complaint and was admitted into evidence as an exhibit at trial. That agreement, which was signed by all parties, states in relevant part: “The Tenant shall . . . pay the Security Deposit . . . in advance and upon the signing of this Lease in the amount of $13,000.00.” That evidence substantiates the court‘s factual finding as to the amount of the security deposit. Moreover, the defendants did not offer any documentary evidence at trial, such as receipts or other banking records, of payments made to the plaintiff in excess of that amount. We therefore conclude that the court‘s finding with respect to the amount of the security deposit was not clearly erroneous.
B
Next, we address the portion of the claim in which the defendants argue that the court improperly rejected their claim that the plaintiff failed to properly provide to the defendants a written accounting of deductions that were made from the security deposit as prescribed by
The record before us reflects that the plaintiff provided the defendants with a comprehensive written statement, including the balance of their security deposit and summarizing the damages to the property and the associated costs incurred. That accounting was introduced into evidence at trial, as was evidence that the plaintiff sent it to each defendant within
C
Third, we address the defendants’ claim that the court improperly rejected their claim that the plaintiff failed to store the security deposit in a separate escrow account as mandated by
Even if we were to conclude that the court improperly found that the plaintiff had not violated the statute by retaining the security deposit in an escrow account, we typically would consider which (if any) remedies were available to the defendants under
“In determining whether a tenant can prevail in her claim for damages under CUTPA, the court must first find that the landlord‘s conduct at issue constitutes an unfair or deceptive trade practice.” Pedrini v. Kiltonic, supra, 170 Conn. App. 354. “It is well settled that whether a defendant‘s acts constitute . . . deceptive or unfair trade practices under CUTPA, is a question of fact for the trier, to which, on appellate review, we accord our customary deference.” (Internal quotation marks omitted.) Carroll v. Yankwitt, supra, 203 Conn. App. 472.
“[
The defendants appear to argue that the plaintiff‘s alleged violations of the security deposit statute amount to per se violations of CUTPA. Aside from reciting the legal standard for a CUTPA claim, the defendants cite no case law in support of the proposition that the plaintiff‘s actions rose to the level of a violation of CUTPA. Indeed, such an approach would not be consonant with the long-standing principle that our analysis of CUTPA claims depends on the particular facts of the case before us; see id., 96; see also Pedrini v. Kiltonic, supra, 170 Conn. App. 353 (alleged violation of other provision of
Additionally, even if the plaintiff‘s failure to hold the security deposit in an escrow account did amount to a violation of CUTPA, that alone would not entitle the defendants to damages under CUTPA. See Scrivani v. Vallombroso, 99 Conn. App. 645, 651-52, 916 A.2d 827 (2007) (“Our courts have interpreted [
The record before us reflects that the defendants have failed to put forth any evidence of an ascertainable loss stemming from the plaintiff‘s handling of their security deposit. The defendants made no showing that the plaintiff misappropriated or otherwise improperly took money out of the initial security deposit. In light of this, as well as the conflicting information regarding the amount of the security deposit at issue, we conclude that the defendants’ failure to meet the standard set forth in
The judgment is affirmed.
In this opinion the other judges concurred.
ELGO, J.
JUDGE OF THE APPELLATE COURT
Notes
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“Upon termination of a tenancy, any tenant may notify the landlord in writing of such tenant‘s forwarding address. Not later than thirty days after termination of a tenancy or fifteen days after receiving written notification of such tenant‘s forwarding address, whichever is later, each landlord other than a rent receiver shall deliver to the tenant or former tenant at such forwarding address either (A) the full amount of the security deposit paid by such tenant plus accrued interest, or (B) the balance of such security deposit and accrued interest after deduction for any damages suffered by such landlord by reason of such tenant‘s failure to comply with such tenant‘s obligations, together with a written statement itemizing the nature and amount of such damages. Any landlord who violates any provision of this subsection shall be liable for twice the amount of any security deposit paid by such tenant, except that, if the only violation is the failure to deliver the accrued interest, such landlord shall be liable for ten dollars or twice the amount of the accrued interest, whichever is greater.
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“Each landlord shall immediately deposit the entire amount of any security deposit received by such landlord from each tenant into one or more escrow accounts established or maintained in a financial institution for the benefit of each tenant. Each landlord shall maintain each such account as escrow agent and shall not withdraw funds from such account except as provided in [
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“[E]ach landlord other than a landlord of a residential unit in any building owned or controlled by any educational institution and used by such institution for the purpose of housing students of such institution and their families, and each landlord or owner of a mobile manufactured home or of a mobile manufactured home space or lot or park . . . shall pay interest on each security deposit received by such landlord . . . .”
“(b) It is the intent of the legislature that in construing subsection (a) of this section, the commissioner and the courts of this state shall be guided by interpretations given by the Federal Trade Commission and the federal courts to Section 5(a)(1) of the Federal Trade Commission Act (15 USC 45(a)(1)), as from time to time amended.
“(c) The commissioner may, in accordance with chapter 54, establish by regulation acts, practices or methods which shall be deemed to be unfair or deceptive in violation of subsection (a) of this section. Such regulations shall not be inconsistent with the rules, regulations and decisions of the federal trade commission and the federal courts in interpreting the provisions of the Federal Trade Commission Act.
“(d) It is the intention of the legislature that this chapter be remedial and be so construed.”
