Freeman v. FallinFreeman v. Fallin
MEMORANDUM OPINION
Denying the Dependants’
Motion to Dismiss
I. INTRODUCTION
This Bivens
1
аction comes before the court on the defendants’ motion to dismiss pursuant to
II. BACKGROUND
A. Factual Background
From 1999 to 2000, both plaintiffs worked аs criminal investigators for OIG, with plaintiff Freeman assigned to the San Francisco office and plaintiff Fairchild working in the District of Columbia office. Compl. ¶¶ 3-4, 10-11. As criminal investigators engaged in law enforcement and authorized to carry firearms, both plaintiffs were subject to random drug urinalysis testing by OIG, their employer. Defs.’ Mot. to Dismiss (“Defs.’ Mot.”) at 9-10.
According to the plaintiffs, at some time during fall 1999 and winter 2000, then-Assistant Inspector Genеral (“AIG”) for Investigations Fallin and Deputy Assistant Inspector General for Investigations Dash-iell received what the plaintiffs describe as frivolous and unsubstantiated allegations concerning the plaintiffs’ off-duty drug use. Compl. ¶¶ 12-13. The plaintiffs assert that AIG Fallin and Deputy AIG Dashiell then conferred with AIG for Management Jones, the coordinator for agency drug testing, to design a “random” drug test that would include the plaintiffs. Id. ¶ 15. Instead оf following EPA policy by drawing a random sampling based on a neutral criterion (such as social security numbers), AIG Fallin allegedly chose last names beginning with the letter F, thereby ensuring that the plaintiffs would be among those tested. Id. ¶¶ 15-17.
On February 28, 2000, Ms. Fairchild received notice that in accordance with EPA’s drug testing policy, she had been selected for random drug urinalysis testing. Id. ¶ 18. The plaintiffs state that although Ms. Fairchild reportеd to the testing facility, she attempted to evade the test due to concerns about her privacy regarding her prescribed medications. Id. According to the plaintiffs, her efforts were successful: the lab technician did not witness her provision of the sample, and thus had to destroy her sample. Id. The plaintiffs contend that unbeknownst to Ms. Fairchild, her efforts to evade the test were reported to AIG Fallin, Deputy AIG Dashiell, and AIG Jones. Id.
According to the plaintiffs, AIG Dashiell subsequently took the unusual step of asking Investigator Hymons, a personal firiend, to conduct the investigation.
Id.
¶ 19. On March 8, 2000, Investigator Hy-mons interviewed Ms. Fairchild’s former boyfriend, who provided a “complicated and implausible story” regarding wiretaps implicating Ms. Fairchild in drug use.
Id.
¶21. The following day, at a meeting between Investigator Hymons, AIG Jones, and OIG Cоunsel Bialek, AIG Jones indicated that both plaintiffs were scheduled to undergo testing in the next few days, and OIG Counsel Bialek asked Investigator Hymons to “present this matter” to the
During the next two weeks, both plaintiffs underwent urinalysis testing. In San Francisco, Mr. Freeman provided a sample without incident on March 13, 2000. Id. ¶ 27. In the District of Columbia, Ms. Fairchild reported twice for testing, failing to provide a sufficient sample on March 9, 2000, but providing a sufficient sample on March 20, 2000. Id. ¶ 24. According to the plaintiffs, at some date between the two tests, Ms. Fairchild was relieved of her badgе, weapon, credentials, and OIG access, and ordered to report to EPA headquarters for an indefinite period. Id. ¶ 26. .
On March 20 and 24, respectively, AIG Jones allegedly informed Investigator Hy-mons that test results for Mr. Freeman and Ms. Fairchild were negative. Id. ¶¶ 29, 32. ■ The plaintiffs assert that Investigator Hymons then reported the results to the AUSA, who indicated that he would not go forward with prosecution. Id. ¶ 33.
B. Procedural History
On February 28, 2002, the plаintiffs filed a complaint alleging that the defendants violated the plaintiffs’ Fourth Amendment rights and requesting $5 million in compensatory and punitive damages. On July 1, 2002, the defendants moved to dismiss for lack of subject-matter jurisdiction, improper venue, insufficient service of process, and failure to state a claim on which relief may be granted.
On October 24, 2002, the court issued a memorandum opinion granting the pro se plaintiffs a brief extension of time to perfect service upon defendants Jones, Bialek, and Fallin. Mem. Op. dated Oct. 24, 2002. Since then, the plaintiffs have perfected service on all plaintiffs. Pls.’s Resp. to Mem. Op. The court now considers the remaining issues of lack of subject-matter jurisdiction, improper venue, and failure to state a claim.
III. ANALYSIS
A. The Court Denies the Defendants’ Motion to Dismiss For Lack of Subject-Matter Jurisdiction
1. Legal Standard for a Motion to Dismiss Pursuant to
On a motion to dismiss for lack of subject matter jurisdiction pursuant to
Because subject-matter jurisdiction focuses on the cоurt’s power to hear the plaintiffs claim, however, a court resolving a motion to dismiss under
2. The Court Has Subject-Matter Jurisdiction Because the Plaintiffs’ Claim Arises under the Constitution
In this case, the defendants briefly challenge the subject-matter jurisdiction of this court. Defs.’ Mot. at 2, 6. The plaintiffs allege two bases for subject-matter jurisdiction. Compl. ¶ 1. First, the plaintiffs assert that this court has jurisdiction pursuant to the Declaratory Judgment Act,
Second, the plaintiffs allege subject-matter jurisdiction under the federal-question statute. Compl. ¶ 1 (citing
B. The Court Denies the Defendants’ Motion to Dismiss For Improper Venue
1. Legal Standard for a Motion to Dismiss Pursuant to
Generally, in considering a motion to dismiss under
2. Venue Is Proper Because a Substantial Part of the Events Occurred in this District
The plaintiffs allege that venue is proper in this district pursuant to
Under
Here, the gravamen of Mr. Freeman’s claim against the defendants is that they conspired to order drug testing that subverted agency testing policy, and thereby violated the plaintiffs Fourth Amendment rights. Compl. ¶¶ 38-40, 46-50, 56-60, 66-71. From the complaint, it appears that the discussions between AIG Fallin, Deputy AIG Dashiell, and AIG Jones regarding the design and administration of the plaintiffs’ tests took place in this district.
Id.
¶ 15. Discussions between Investigator Hymons, AIG Jones, and OIG Counsel Bialek, regarding the schedule for the plaintiffs’ testing also occurred in this district.
Id.
¶¶ 22-23. Therefore, the court concludes that a substantial portion of the events giving rise to Mr. Freeman’s claim occurred in this district and that as a result, venue is proper under
D. The Court Denies the Defendants’ Motion to Dismiss for Failure to State a Claim
1. Legal Standard for a Motion to Dismiss Pursuant to
For a complaint to survive a
2. Legal Standard for a Bivens Claim and the Qualified Immunity Defense
A plaintiff may bring a civil action for money damages against a federal official in his or her individual capacity for violation of the plaintiff’s constitutional rights.
Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,
In evaluating a
Bivens
claim to which a defendant has raised the qualified immunity defense, the court must follow a two-pronged analysis.
Butera v. District of
Columbia,
3
3. The Plaintiffs Have Stated a Bivens Claim and The Defendants Are Not Entitled to Qualified Immunity
In this case, the plaintiffs allege that the defendants deprived them of their Fourth Amendment rights by subverting EPA’s suspicionless drug testing procedures to gather evidеnce of alleged drug use for use in criminal proceedings. E.g., Compl. ¶¶ 38-40, 46-50, 56-60, 66-71; Pis.’ Opp’n at 2. In support of their claim, they list a series of specific, chronological “facts” detailing how, after receiving unsubstantiated allegations of the plaintiffs’ drug use, the defendants manipulated EPA’s random drug testing procedures in an effort to gather evidence with which to prosecute the plaintiffs. Compl. ¶¶ 12-33. Based on these factual allegations, which are clearly and lucidly set forth in the complaint, 4 the plaintiffs conclude that their Fourth Amendment rights were violated. Id. ¶¶ 38^10, 46-50, 56-60, 66-71. In response, the defendants assert that the plaintiffs have failed to assert facts showing a violation of their constitutional rights, and that the defendants are entitled to qualified immunity. 5 Defs.’ Mot. at 7-14,19; Defs.’ Reply at 9,11-12.
The questions before the court, therefore, are (1) whether the plaintiffs have alleged an actual Fourth Amendment right to protection against the use of agency suspicionless drug testing procedures to
Looking to Supreme Court precedent, the court first concludes that the plaintiffs have sufficiently alleged such a right. The Fourth Amendment to the Constitution protects against “unreasonable” searches and seizures.
A critical factor in the validity of suspicionless testing is the non-law enforcement nature of the speciаl need asserted as justification.
Ferguson,
The second question is whether this right was “clearly established” at the time of the defendants’ actions.
Butera,
In sum, the court concludes that the plaintiffs have sufficiently alleged an aсtual Fourth Amendment right, clearly established at the time of the defendants’ actions, to protection against the use of suspicionless drug testing procedures to gather evidence for criminal proceedings.
Butera,
IY. CONCLUSION
For all these reasons, the court denies the defendants’ motion tо dismiss. An order directing the parties in a manner consistent with this Memorandum Opinion is separately and contemporaneously issued this 24th day of March, 2003.
Notes
.
Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,
. The plaintiffs allege that venue is proper pursuant to
.
Butera
involved a suit brought against state officials pursuant to
. Comparing the plaintiffs' complaint to that in a recent Supreme Court case, the defendants argue briefly that the plaintiffs' complaint consists of general statements that fail to put the defendants on notice of the alleged constitutional violations. Defs.’ Mot. at 7-8 (citing
Christopher v. Harbury,
. In their submissions, the defendants characterize the plaintiffs’ claim either as a challenge to the constitutionality of random drug testing or as a challenge to the constitutionality of criminal prosecutions. E.g., Defs.’ Mot. at 7 ("Plaintiffs assert that requiring them to submit to drug testing violated their Fourth Amendment rights not to be subjected to any unreasonable searches and seizures.”); Defs.' Reply at 4 (“Plaintiffs do not offer any support for their argument that a criminal prosecution constitutes a Fourth Amendment violation.”). The plaintiffs repeatedly state, however, that their challenge is not to the validity of random drug testing, but to the defendants' subversion of the EPA random drug testing procedures to gather evidence for criminal prosecution. Comрl. ¶¶ 38-40, 46-50, 56-60, 66-71; Pis.’ Opp’n at 3-4.
At another point, the defendants assert that the plaintiffs’ claim relies on
. Government-compelled urinalysis is a search for purposes of the Fourth Amendment, and therefore must be reasonable.
Sti
gife v.
Clinton,
. The defendants imply as much in their motion to dismiss. Defs.’ Mot. at 4 (noting that "it may be true that the results of random urinalysis drug testing cannot be used in a criminal prosecution”).