Opinion
The named defendant, 1 the Connecticut Air National Guard, appeals 2 frоm the decision of the compensation review board (board) affirming the decision of the workers’ compensation commissioner for the eighth district (commissioner) granting the motion of the plaintiff, Rita Fredette, seeking to preclude the defendant from contesting her right to receive benefits under the Workers’ Compensation Act (act), General Statutes § 31-275 et seq. The defendant claims that the commissioner improperly construed General Statutes § 31-294c (a) 3 to allow the plaintiff to maintain a claim for dependent’s benefits, pursuant to General Statutes § 31-306 (a), 4 following the death of her husband, John O. Fredette (decedent). Specifically, the question we must consider is whether a dependent has filed a timely claim for benefits when the employee, who had not made a claim for occupational disease benefits during his life, died more than two years after the first manifestation of his occupational disease, and the dependent filed a claim within three years from that first mаnifestation. We answer that question in the affirmative and, accordingly, we affirm the decision of the board.
The relevant, undisputed facts and procedural history are as follows. The plaintiff is the widow and presumptive dependent
5
of the decedent. From 1960 to 1992, the decedent was a civilian aircraft technician employed by the defendant. During the course of his employment, the decedent was exposed to asbestos, which contributed to his September 25, 2000 diagnosis of pulmonary asbestosis. This diagnosis constituted the “first manifestation of a symptom of the occupational disease”
Because the state claims administrator had failed to contest the plaintiff’s claims in a timely manner, the plaintiff filed a motion, pursuant to § 31-294c (b), 6 to preclude the defendant from contesting the compensability of those claims. The commissioner granted that motion. The defendant then moved to correct that ruling to reflect certain undisputed facts as well as to find, pursuant to § 31-294c, that “insofar as [the decedent] failed to file a notice of claim for compensation within three years of the first manifestation of a symptom of his occupational disease, and he died more than two years after the date of first manifestation, then the provisions providing for a survivor’s claim to be brought by the surviving dependent spouse did not come into play, thereby depriving the trial [commissioner of subject matter jurisdiction over the death claim.” The commissioner granted in part the defendant’s motion to include those certain undisputed facts, but denied that part of the motion to correct the commissioner’s ruling to find that he did not have subject mattеr jurisdiction over the claim for dependents’ benefits.
The defendant subsequently appealed to the board from the commissioner’s decision granting the plaintiffs motion to preclude, claiming that the commissioner lacked subject matter jurisdiction because the plaintiffs notice of her dependent’s claim was untimely under § 31-294c (a). The board dismissed the defendant’s appeal and affirmed that decision. This appeal followed. 7
The defendant claims that the board improperly concluded that the commissioner properly had interpreted § 31-294c (a) to conclude that the plaintiffs claim for dependent’s benefits was timely.
8
Specifically, the
defendant contends that, although the decedent would have had three years from the first manifestation of his disease in which to make a claim pursuant to § 31-294c (a),
9
because he did not do so, and because he died more than two years from the first manifestation of a symptom of his occupational disease, the additional time period for the plaintiff to assert a claim for survivor’s benefits never was triggered. Therefore, the commissioner lacked subject matter jurisdiction over the survivor’s claim. The plaintiff counters that the legislature did not intend the proviso
Reduced to their essences, the parties’ claims appear to be as follows. The defendant claims that, in order for there to be a viable claim by a decedent’s dependents either: (1) the decedent must have filed a claim within three years of the first manifestation of his disease; or (2) he must have died within two years of that first manifestation, and his dependents must have filed then-claims within that two year period or one year from the date of death, whichever is later. 10 Thus, the defendant reads the proviso language of § 31-294c (a), namely, “provided, if death has resulted within two years from the date of the . . . first manifestation of a symptom of the occupational disease,” to mean that, in the absence of a timely filed claim of the decedent within his lifetime, the death of the decedent within two years of the first manifestation of a symptom of the occupational disease is a condition precedent to a dependent’s claim. Because in the present case the decedent neither filed a timely claim in his own right nor died within two years of the first manifestation of the disease, the defendant contends that condition precedent has not been satisfied.
The plaintiff claims that the only predicate to a decedent’s claim is that some claim — either by the decedent or his legal representative or dependent — must be filed within three years of the first manifestation, but that there is no requirement that the decedent must have died within two years of that first manifestation. She reads the proviso language of § 31-294c (a) to address only the case in which death occurs within two years of the first manifestation of the disease, in which case the dependent would be subject to a modified limitations period of “two years from the date of the . . . first manifestation of a symptom of the occupational disease ... or within one year from the date of death” to file a claim. Put another way, the plaintiff reads the language “provided, if death has resulted within two years from the date of the . . . first manifestation of a symptom of the occupational disease”; General Statutes § 31-294c (a); not as a condition precedent to any claim under § 31-306, but rather as a different limitations period that applies only under the specified circumstances. In the present case, the plaintiff filed a claim within the three year period, and the decedent died more than two years from the first mаnifestation of the disease. Accordingly, the plaintiff contends, the proviso setting forth the limitations period when death occurs within two years of the first manifestation of the disease simply does not apply. Thus, whereas the defendant construes the proviso as a further limitation on the general three year statute of limitations, the plaintiff construes this provision as a separate and distinct limitations period. Although the statutory scheme is difficult to construe with complete consistency, we agree with the plaintiff.
“[W]e are mindful of the principles underlying Connecticut practice in [workers’] compensation cases: that the legislation is remedial in nature . . . and that it should be broadly construed to accomplish its humanitarian purpose.” (Internal quotation marks omitted.)
Russell
v.
Mystic Seaport Museum, Inc.,
supra, 252
Conn. 604-605, quoting
Dubois
v.
General Dynamics
Corp.,
“When interpreting a statute, [o]ur fundamental objective is to ascertain and give effect to the apparent intent of the legislature.” (Internal quotation marks omitted.)
Fullerton
v.
Administrator, Unemployment Compensation Act,
“In seeking to determine that meaning, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to
its relationship to existing legislation and common law principles governing the same general subject
We begin our analysis with the language of the statute. Section 31-294c (a) provides in relevant part: “No proceedings for compensation under the provisions of this chapter shall be maintained unless a written notice of claim for compensation is given . . . within three years from the first manifestation of a symptom of the occupational disease . . . which caused the personal injury, provided, if death has resulted within two years from the date of the . . . first manifestation of a symptom of the occupational disease, a dependent or dependents, or the legal representative of the deceased employee, may make claim for compensation within the two-year period or within one year from the date of death, whichever is later. . . .” (Emphasis added.)
The defendant relies principally on the language of the proviso, namely, that “if death has resulted within
two years from the date of the accident or first manifestation of a symptom of the occupational disease, a dependent or dependents, or the legal representative of the deceased employee, may make a claim . . . within the two-year period or within one year from the date of death, whichever is later”; General Statutes § 31-294c (a); and posits that, in the absence of a timely claim on the part of the decedent, death within the first two years after the first manifestation of the occupational disease is a condition precedent to any claim by the decedent’s dependent survivors. The plaintiff posits the equally plausible interpretation that death within two years is a condition precedent, not to dependents’ claims, but rather to the operation of the proviso itself. In analyzing the meaning of this language, we find it helpful to look to the genealоgy of § 31-294c (a) and related statutes, and we examine our case law construing those provisions.
Ricigliano
v.
Ideal Forging
Corp., supra,
As first codified, the predecessor to § 31-294c (a) provided in relevant part: “No proceedings for compensation under the provisions of this chapter shall be maintained unless a written notice of claim for compensation is made within one year from the date of the injury. . . . [I]n cases of fatal injuries, notice may be served either by any one of the dependents under the provisions of this chapter ... or by the legal representative of the deceased employee . . . .” General Statutes (1918 Rev.) § 5360. The corresponding predecessor to
At the outset, we note that this version of the statute of limitations does not specify who must file the notice of claim. To the contrary, the statute is written in the passive voice. “No proceedings for compensation under the provisions of this chapter shall
be maintained
unless
a
written notice of claim for compensation
is made
. . . .” (Emphasis added.) General Statutes (1918 Rev.) § 5360; see also General Statutes § 31-294c (a) (same). The statute employs the plural to refer implicitly to the claims to which it applies; see General Statutes (1918 Rev.) § 5360
Q‘[n]o proceedings . . .
under the
provisions
of this chapter” [emphasis added]); and it employs the singular to describe timely notice under the act. See General Statutes (1918 Rev.) § 5360 (“a written notice of claim” [emphasis added]). From this language, we glean that the statute’s limitations period applies to
all
potential claims under the act, including claims of the employee’s estate or his dependents. Concomitantly, we conclude that the timely filing of any compensable claim under the act has the effect of satisfying the limitations period for all potential claims under the act. Because the limitations period begins to run when at least
some claim
has vested, however;
Tolli
v.
Connecticut Quarries Co.,
Put another way, § 31-294c (a) requires, not that claims under the act be brought in any particular order,
but rather that a compensable claim be filed within the applicable limitations period, irrespective of whether that initial claim is filed by the employee, the employee’s estate after his death, or the decedent employee’s dependents. In the case of an instantaneously fatal injury, for examplе, the claims of the decedent’s estate and his dependents immediately would become compensable, and the filing of either claim would satisfy the limitations period for both. In the case of an employee who survives his injuries, however, his estate and dependents must wait until the employee’s death to file their claims. See
Duni v. United Technologies Corp.,
supra,
We gamer support for this conclusion from
Tolli
v.
Connecticut Quarries Co.,
supra,
Accordingly, as they appeared in 1918, the predecessor to § 31-294c (a) required some claimant to commence a claim within one year from the date of the injury; General Statutes (1918 Rev.) § 5360; but the predecessor to § 31-306 only provided dependents with compensation “on account of death resulting from injuries within two years from [the] date of injury . . . .” (Emphasis added.) General Statutes (1918 Rev.) § 5349. Under that statutory scheme, dependents faced two temporal hurdles. First, as a condition precedent to a compensable claim, a dependent’s decedent must have died within two years of the decedent’s injury. Second, to satisfy the statute of limitations, some claim for that injury must have been made within one year from the injury. Thus, any claim of a dependent made within the one year limitations period would have been valid because it would have complied with each statute’s temporal element. The failure, however, of an employee who died more than one year but less than two years after the injury to have filed a claim within one year from the injury would have rendered the claims of his dependents untimely, despite the dependents’ compliance with the requirement in the predecessor to § 31-306, which tied the right of action in that statute to the death of the decedent within two years of his injury. The next set of legislative changes responded to this lacuna in the statutory scheme.
During the 1920s, the legislature made two significant changes to the predecessor
In conjunction with its amendments to the statute of limitations, the legislature also amended the predecessor to § 31-306 to provide for different methods of triggering the commencement for that statute’s temporal requirement, based — like the statute of limitations— on whether the injury stemmed from an accident or occupational disease. See Public Acts 1927, c. 307, § 2 (“ [compensation shall be paid on account of death resulting from accident or an occupational disease within two years from the date of the accident or the first manifestation of a symptom of the occupational disease, as the case may be, as follows” [emphasis added]).
On the basis of the foregoing, we conclude that the legislature introduced the proviso, not as a condition precedent for the commencement of dependents’ claims, but rather to articulate a modified — at the time, extended — limitations period for the commencement of such claims. The proviso served as an exception to the underlying one yеar limitations period for cases in which the employee had, during his lifetime, failed to satisfy that one year limitations period, but still had died within the two year period for which dependents’ claims were compensable under the predecessor to § 31-306. See
Sanzone
v.
Board of Police Commissioners,
Our conclusion that the legislature did not intend for the proviso to impose, as a condition precedent, the requirement of the employee’s death within two years from the first manifestation of the disease
The legislature’s grant of benefits, under the predecessor to § 31-306, for dependents of decedents who died more than two years after the commencement of the limitations period demonstrates that the legislature meant for the proviso, not to create a condition precedent for the commencement of such claims, but rather to articulate a modified limitations period for the commencement of such claims in cases to which the proviso applied, namely, when the decedent did not die more than two years after the first manifestation of the disease. Because in the predecessor to § 31-306 the legislature clearly provided for dependents’ claims resulting from the death of the decedent “later than two years from the date of such injury or the first manifestation” of the disease; (emphasis added) General Statutes (1939 Sup.) § 1326e; it could not also have meant for the proviso in § 31-294c (a) to limit such claims only to cases in which the decedent died within two years from the date of such injury or first manifestation of the disease. Instead, we believe the legislature meant simply to limit the application of the proviso’s expanded limitations period — namely, two years from the date of the first manifestation of the disease — to such cases.
In 1959, the legislature modified the proviso’s two year limitations period for dependents’ claims to prescribe that the later of two periods would apply: (1) two years from the accident or first manifestation of the employee’s occupational disease; or (2) one year from the employee’s date of death. Public Acts 1959, No. 580, § 8 (“provided, if death has resulted within two years from the date of the accident or first manifestation of a symptom of the occupational disease, a dependent or dependents may make claim for compen sation within such two-year period or within one year from the date of death, whichever is later” [emphasis added]). Prior to 1959, if an employee, who had not filed a claim during his lifetime and were to die exactly one day short of two years after his diagnosis, his dependents would have had only one day in which to file their claims. The 1959 amendment, however, provided the dependents in such a case one year from the date of death to file a claim.
Two years later, the legislature moved into the proviso of § 31-294c (a) that part of the statute that previously had authorized dependents or legal representatives of
Until 1979, the predecessor to § 31-306 continued expressly to provide for compensation for claims of dependents whose decedents died more than two years after the commencement of the limitations period. See Public Acts 1959, No. 580, § 5 (specifying benefits “[i]f death occurs within six years from the date of the injury or the first manifestation of a symptom of the occupational disease,” and “[i]f death occurs later than two years from the date of the injury or the first manifestation of a symptom of the occupational disease” [emphasis added]); Public Acts 1961, No. 491, § 29 (same). In 1979, the legislature removed from § 31-306 the language specifically pertaining to dependents’ compensation in cases in which the decedent had died later than two years from the date of injury or the first manifestation of a symptom of the ocсupational disease. 15 Public Acts 1978, No. 78-369. The legislature did not, however, change the language of the proviso in the predecessor to § 31-294c (a). See General Statutes (Rev. to 1979) § 31-294. We do not infer, therefore, that by the removal from § 31-306, in 1979, of the language regarding compensation for deaths occurring later than two years from the date of the first manifestation of the disease, the legislature intended the proviso to take on a different meaning than that which it had had since 1939.
Then, in 1980, the legislature extended the underlying limitations period for occupational diseases — but not for accidents — from one to three years. Public Acts 1980, No. 80-124, § 5. This change was part of an effort
to expand claimants’ rights. According to Senator Michael J. Skelley, “it was the feeling of the [labor and public employees] committee that any [workers’ compensation] claim should in fact be dealt with regardless of the length of time, but there was some concern about taking the statute of limitations off completely and we extended it by two more years.”
In drafting the 1980 amendment to General Statutes (Rev. to 1979) § 31-294, however, the legislature did not amend the proviso to reflect its change to the general limitations period for occupational disease claims, which it had expanded from one year to three years. See Public Acts 1980, No. 80-124, § 5. As a result, the proviso’s specific limitations period — the later of two years from the date of the first manifestation of the occupational disease or one year from the date of death — which previously had been greater than the general limitations period, provided a shorter limitations period for dependents’ claims arising from occupational diseases than the three year limitations period for the employee. 17 Given, however, that the legislature had enacted the proviso, not to create a condition precedent for dependents’ claims, but to expand the limitations period for dependents in cases in which the decedent died within two years from the first manifestation of the disease without having filed a claim, it would be anomalous to infer a legislative intent that, when the legislature extended the limitations period in which a claimant could file his claim to three years from the first manifestation of the occupational disease, it also meant to limit dependents’ claims to cases in which the decedent died less than two years after the first manifestation of the disease.
As previously discussed, the legislature originally crafted the proviso of § 31-294c (a) as an expansion of the underlying one year limitations period for cases in which the employee had, during his lifetime, failed to satisfy the underlying statute of limitations but still had died relatively “swiftly”;
Capen
v.
General Dynamics,
No. 1394 CRB-2-92-3 (December 30, 1993); namely, within two years of the injury. See General Statutes § 31-294c (a). Therefore, notwithstanding the 1980 amendment, we conclude that to interpret the proviso to extinguish dependents’ claims that otherwise fall within the underlying three year limitations period would be to give to the statute a meaning contrary to that contemplated by the legislature and to depart radically from established policy. See
State
v.
Ellis,
supra,
Furthermore, § 31-294c (c) provides in relevant part: “Failure to provide a notice of claim under subsection
(a) of this section
shall not bar
maintenance of the
In addition, General Statutes § 52-599 (a) expressly provides that “[a] cause or right of action shall not be lost or destroyed by the death of any person, but shall survive in favor of or against the executor or administrator of the deceased person.” This provision applies to workers’ compensation claims. See
Greenwoods. Luby,
In the present case, the three year limitations period commenced on September 25, 2000, the date the parties agree that the decedent experienced the first manifestation of a symptom of his occupational disease. See General Statutes § 31-294c (a). The decedent died within that three year period, on March 25, 2003. The claims of his estate and his dependents, which vested upon the decedent’s death;
Duni
v.
United Technologies Corp.,
supra,
The defendant argues that, because the legislature is “presumed to be aware and to have knowledge of all existing statutes and the effect which its own action or nonaction may have on them”;
Windham First Taxing District
v.
Windham,
We also are unpersuaded by the defendant’s argument that our interpretation of § 31-294c (a) fails properly to give meaning to the proviso. Specifically, the defendant contends that in occupational disease cases, if both an employee and his dependents have three years in which to file a claim, then the proviso’s shorter limitations period — namely, the later of two years from the first manifestation of a symptom of the occupational disease or one year from the date of deаth — always will be subsumed by that three year period. Our conclusion does not deprive the proviso of its meaning, which is, as it has been, to modify the limitations period in cases to which the proviso applies, namely, when the decedent dies within two years of the first manifestation of the disease. See General Statutes § 31-294c (a) (“provided, if death has resulted within two years from the date of the accident'” [emphasis added]).
Finally, the defendant argues that because dependents’ claims are “separate yet derivative of the underlying injury claim”; see
Duni
v.
United Technologies Corp.,
supra,
To summarize what we have concluded: First, in any claim based on an occupational disease, whether for benefits payable to the employee during his lifetime or to the dependents or his estate after the employee’s death,
some claim
We note that these conclusions comport with the purposes of the limitations period of § 31-294c (a). Because some claim must be filed within the three year period, the employer will have adequate notice of the claim and be able to investigate it. See
Gesmundo
v.
Bush,
supra,
We have attempted in this case to answer the specific question before us and, in the process, to make sense of a complex statutory scheme that presents gaps and internal inconsistencies in its treatment of the time limits for death claims resulting from occupational diseases. We, therefore, urge the legislature to address these gaps and inconsistencies, because this is an area that, to the extent feasible, should be addressed by specific statutory language rather than by judicial interpretation.
The decision of the compensation review board is affirmed.
In this opinion the other justices concurred.
Notes
At various points in the proceedings underlying this appeal, GAB Robins North America, Inc., the third party administrator of the claim at issue in this appeal (state claims administrator), also was named as a defendant. We refer herein to the Connecticut Air National Guard as the defendant.
The defendant appealed to the Appellate Court, and, upon the defendant’s motion, we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-2.
General Statutes § 31-294c (a) provides in relevant part: “No proceedings for compensation under the provisions of this chapter shall be maintained unless a written notice of claim for compensation is given within one year from the date of the accident or within three years from the first manifestation of a symptom of the occupational disease, as the case may be, which caused the personal injury, provided, if death has resulted within two years from the date of the accident or first manifestation of a symptom of the occupational disease, a dependent or dependents, or the legal representative of the deceased employee, may make claim for compensation within the two-year period or within one year from the date of death, whichever is later. ...”
General Statutes § 31-306 (a) provides in relevant part: “Compensation shall be paid to dependents on account of death resulting from an accident arising out of and in the course of employment or from an occupational disease . . . .”
“ ‘Presumptive dependents’ means . . . persons who are conclusively presumed to be wholly dependent for support upon a deceased employee,” including, “[a] wife upon a husband with whom she lives at the time of his ipjury or from whom she receives support regularly . . . .” General Statutes § 31-275 (19) (A).
General Statutes § 31-294c (b) provides in relevant part: “Whenever liability to pay compensation is contested by the employer, he shall file with the commissioner, on or before the twenty-eighth day after he has received a written notice of claim, a notice . . . stating that the right to compensation is contested .... Notwithstanding the provisions of this subsection, an employer who fails to contest liability for an alleged injury or death on or before the twenty-eighth day after receiving a written notice of claim and who fails to commence payment for the alleged injury or death on or before such twenty-eighth day, shall be conclusively presumed to have accepted the compensability of the alleged injury or death.”
In its appeal before the board, the defendant, also claimed that the decedent was not injured while working for a covered employer under the act. The board rejected this claim as well, but the defendant has not pursued it in its appeal to this court.
The defendant has not challenged the commissioner’s jurisdiction over the plaintiffs claim as the decedent’s legal representative.
See footnote 3 of this opinion.
The defendant does not specifically address the question of what the outcome would be if the decedent lived for more than two years after the first manifestation of his disease and filed a claim during the third year; in that case, thе claim would be filed within three years of the first manifestation of the disease, but the death would not have occurred within two years of that first manifestation. This scenario illustrates but one of the several unanswered questions posed by the statutory scheme.
General Statutes (1918 Rev.) § 5349 codified Public Acts 1913, c. 138, Public Acts 1915, c. 288, and Public Acts 1917, c. 368.
This does not mean, however, and we do not suggest, that after the death of a decedent who had filed a timely claim during his lifetime, there is no subsequent time limitation on the filing of a separate claim by his dependents or legal representative. If there were no such time limitation, the employer would have no timely notice of a dependent’s claim. The plaintiff suggests, therefore, that we, in effect, borrow the language “within one year from the date of death" from § 31-294c (a), and apply it to such cases. Although that suggestion has some appeal, it also has some linguistic barriers to it. We need not decide that question in the present case, however, because the only claim filed was that of the plaintiff, and it wаs filed within three years of the first manifestation of a symptom of the disease.
General Statutes (1939 Sup.) § 1326e provided in relevant part: “[I]f death shall result from an injury or occupational disease, sustained or contracted under the provisions of this chapter, later than two years from the date of such injury or the first manifestation of a symptom of the occupational disease, the dependents of the deceased employee shall receive compensation for the period not to exceed the three hundred and twelve weeks herein provided, less any period for which compensation payments have been made to the deceased employee on account of such injury or occupational disease. . . .”
The legislature introduced this change as part of a complete overhaul of the act, ostensibly to make the statute structurally clear. See 9 S. Proc., Pt. 9, 1961 Sess., pp. 2972-74. On its face, this change would appear to apply the proviso — and its limitations period — to the claims not only of dependents, but also of the estate. See General Statutes § 31-294c (a) (“provided ... a dependent or dependents, or the legal representative of the deceased employee, may make claim for compensation” [emphasis added]). In the present case, however, as we have noted, the defendant has not challenged the commissioner’s exercise of jurisdiction over the claim of the decedent’s estate.
Prior to that change, § 31-306 had provided in relevant part: “If death occurs later than two years from the date of injury or the first manifestation of a symptom of the occupational disease, the period for which compensation shall be due hereunder shall be reduced by the period for which compensation payments have been made to the deceased employee on account of such injury or occupational disease.” General Statutes (Rev. to 1977) § 31-306.
Since 1939, and as presently codified, § 31-306 sets forth no temporal provisions, but rather groups benefits according to specific dates, such as the employee’s date of injury or death.
We note that we recently concluded that “the legislature intended for the claimant to recognize the disease as one causally connected to his employment before the limitations period would commence.”
Ricigliano
v.
Ideal Forging Corp.,
supra,
The operation of the proviso with regard to accident claims was not affected by the 1980 amendment, which only increased the underlying limitations period for claims involving occupational disease. See Public Acts 1980, No. 80-124, § 5.
Given that the decedent had not filed a claim during the three year limitations period but that the plaintiff did file her claim within that three year period, we need not resolve in this case the question of how long after the death of a decedent, who had filed a claim within the three year limitations period, a dependent otherwise would have to file a claim. See footnote 12 of this opinion.
