This case requires us to decide whether the tenth amendment
1
or the eleventh amendment
2
prevents a federal court from ordering a state agency to reinstate a former employee under the Veterans’ Reemployment Rights Act (the Act), 38 U.S.C. §§ 2021-2026 (1976),
3
passed pursuant to the war power of Congress.
4
The district
*1073
court granted plaintiff Frederick D. Peel’s motion for summary judgment, ruling that the defendants, the Florida Department of Transportation (DOT) and its Secretary, had violated the Act by terminating Peel’s employment; the court ordered that Peel be reinstated and compensated for lost wages and benefits.
Peel v. Florida Department of Transportation,
I
Peel was a permanent full-time employee of the DOT for more than three and one-half years. The DOT was and continues to be an agency of the state of Florida. Prior to September 5, 1975, Peel had used for reserve military duty fourteen of the seventeen days allotted annually for military leave under Florida law. 5 On that date, Peel requested military leave after receiving orders for full time training duty with the national guard for the period September 9, 1975, to November 6, 1975. The request was denied, but Peel nevertheless reported as ordered for training duty.
By letter dated September 16, 1975, the DOT advised Peel that he had been discharged, since he was deemed to have abandoned his position under Florida Department of Administration Rule 22A-7.10(B) by virtue of his absence for three consecutive workdays without authorized leave. On November 7, 1975, after completing his training with the national guard, Peel applied for reemployment. The DOT refused and has continued to refuse reemployment.
Peel instituted this action on October 8, 1976, to secure reemployment and to receive lost wages and benefits. The defendants moved to dismiss the complaint on various grounds, including that the action was barred by the tenth and eleventh amendments. The motion was considered in conjunction with the parties’ reciprocal motions for summary judgment made on a joint stipulation of facts and was denied when the district court entered summary judgment for Peel. This appeal followed, and a stay of the judgment was granted. Only the tenth and eleventh amendment issues are before this court.
II
In 1974, Congress extended veterans’ reemployment rights to employees of state and local governments and authorized enforcement actions against the states and their political subdivisions. Act of Dec. 3, 1974, Pub.L. No. 93-508, 88 Stat. 1594 (codified at 38 U.S.C. §§ 2021-26 (1976)). By doing this, Congress provided state and local government employees with reemployment rights that previously had been given to other veterans who had left their civilian jobs to serve in the armed forces, including the national guard. 6 Although states are free to establish additional rights and protections supplemental to those the Act pro *1074 vides, 38 U.S.C. § 2021(a) (1976), they are not free to restrict the reemployment rights that the Act has created.
The district court found that the constitutional basis for the Act flowed from Congress’s war power. In addition, the court ruled that the Act applied to Peel and that the termination of his employment and the denial of reemployment were in violation of the Act.
Ill
The two issues presented in this appeal are whether an otherwise valid congressional exercise of the war power is rendered unenforceable by either the tenth or the eleventh amendment. We will treat them in reverse order.
A. The Eleventh Amendment
We first address the eleventh amendment issue, since it concerns the threshold question of whether a federal court may entertain this suit. Although Congress has the power under its war power and the necessary and proper clause, see note 4
supra,
to provide for the nation’s defense, the eleventh amendment limits the power of the federal judiciary to enforce private actions against the states. While the language of the amendment limits the judicial power with regard to suits against a state by citizens of another state or by citizens or subjects of any foreign state, its limitation has been interpreted to extend to suits against a state by its own citizens.
Hans v. Louisiana,
Appellants urge us to reverse the district court and find that the state of Florida is immune from suit and has not waived its immunity. Although the relationship between congressional authorization of suits against a state and the necessity of a state’s consent to suit has created confusion concerning the contours of the immunity that a state enjoys, 9 the development of the law involving the eleventh amendment leads us to conclude that this action could properly be brought in federal court. We endeavor *1075 to examine the cases in this area to trace this development.
Where a state consents to being sued, neither the eleventh amendment nor the doctrine of sovereign immunity is a bar.
See Petty v. Tennessee-Missouri Bridge Commission,
After finding that the state-owned railroad was within the coverage of the FELA, the Court next examined whether Congress had the power to subject Alabama to suit in light of the state’s sovereign immunity. Justice Brennan, writing for a five-member majority, found that by empowering Congress to regulate commerce, “the States necessarily surrendered any portion of their sovereignty that would stand in the way of such regulation.”
Four Justices disagreed with the quality of statutory notice that was necessary before Congress could make the states subject to suit through their implied consent.
It should not be easily inferred that Congress, in legislating pursuant to one article of the Constitution, intended to effect an automatic and compulsory waiver of rights arising out of another. Only when Congress has clearly considered the problem and expressly declared that any state which undertakes given regulable conduct will be deemed thereby to have waived its immunity should courts disallow the invocation of this defense.
. If the automatic consequence of state operation of a railroad in interstate commerce is to be waiver of sovereign immunity, Congress’ failure to bring home to the State the precise nature of its option makes impossible the “intentional relinquishment or abandonment of a known right or privilege” which must be shown before constitutional rights may be taken to have been waived. Johnson v. Zerbst,304 U.S. 458 , 464,58 S.Ct. 1019 , 1023,82 L.Ed. 1461 ; Fay v. Noia,372 U.S. 391 ,83 S.Ct. 822 ,9 L.Ed.2d 837 .
Id.
at 198-200,
Employees of the Department of Public Health & Welfare v. Department of Public Health & Welfare,
*1076
school employees brought suit against the state of Missouri for overtime compensation, liquidated damages, and attorneys’ fees under the Fair Labor Standards Act (FLSA), 29 U.S.C. §§ 201-19 (1976). The Court held that although the FLSA literally included the plaintiffs, Congress had not expressly “brought the States to heel, in the sense of lifting their immunity from suit in a federal court” by explicitly making them subject to suit.
Id.
at 283,
[i]t is not easy to infer that Congress in legislating pursuant to the Commerce Clause . . . desired silently to deprive the States of an immunity they have long enjoyed under another part of the Constitution. Thus, we cannot conclude that Congress conditioned the operation of these facilities on the forfeiture of immunity from suit in a federal forum.
Id.
at 285,
Justice Marshall, joined by Justice Stewart, concurred in the result in a separate opinion. They felt the proper analysis of the case required consideration of two distinct questions: (1) whether Congress had effectively lifted the state’s protective veil of sovereign immunity, and (2) whether the federal judicial power extended to a suit against the state even if Congress had removed the state’s immunity. In their view, the majority opinion conveyed the impression that the two questions were a single inquiry. In answering the first question, the concurrence observed that the states had surrendered part of their sovereignty to the federal government when the Union was formed, thereby allowing Congress to remove their immunity from suit. This, in the concurring Justices’ view, Congress had done under the FLSA. However, in answering whether the federal judiciary could enforce against a state rights created under the FLSA, the Justices would not have found that Missouri had given the requisite consent to allow federal court enforcement.
Here the State was fully engaged in the operation of the affected hospitals and schools at the time [the FLSA was made applicable to them]. To suggest that the State had the choice of either ceasing operation of these vital public services or “consenting” to federal suit suffices, I believe, to demonstrate that the State had no true choice at all and thereby that the State did not voluntarily consent to the exercise of federal jurisdiction in this case.
Id.
at 296,
The next major case to consider the effect of the eleventh amendment was
Edel-man v. Jordan,
Both Parden and Employees involved a congressional enactment which by its terms authorized suit by designated plaintiffs against a general class of defendants which literally included States or state instrumentalities. . . . The question of waiver or consent under the Eleventh Amendment was found in those cases to turn on whether Congress had intended to abrogate the immunity in question, and whether the State by its participation in the program authorized by Congress had in effect consented to the abrogation of that immunity.
But in this case the threshold fact of congressional authorization to sue a class of defendants which literally includes States is wholly absent. . . Constructive consent is not a doctrine commonly associated with the surrender of constitutional rights, and we see no place for it here. In deciding whether a State has waived its constitutional protection under the Eleventh Amendment, we will find waiver only where stated “by the most express language or by such overwhelming implications from the text as [will] leave no room for any other reasonable construction.” Murray v. Wilson Distilling Co.,213 U.S. 151 , 171,29 S.Ct. 458 , 464,53 L.Ed. 742 (1909). We see no reason to retreat from the Court’s statement in Great Northern Life Insurance Co. v. Read, 322 U.S. [47], at 54,64 S.Ct. 873 , 877,88 L.Ed. 1121 (footnote omitted):
“[W]hen we are dealing with the sovereign exemption from judicial interference in the vital field of financial administration a clear declaration of the state’s intention to submit its fiscal problems to other courts than those of its own creation must be found.”
The mere fact that a State participates in a program through which the Federal Government provides assistance for the operation by the State of a system of public aid is not sufficient to establish consent on the part of the State to be sued in the federal courts.
Edelman v. Jordan,
The Court’s language in
Edelman
strongly implies that Congress can force a constructive consent by a state whenever Congress specifically authorizes private actions against the state. This approach expressly was taken by the Court in
Fitzpatrick v. Bitzer,
[Supreme Court cases have] sanctioned intrusions by Congress, acting under the Civil War Amendments, into the judicial, executive, and legislative spheres of autonomy previously reserved to the States. The legislation considered in each case was grounded on the expansion of Congress’ powers — with the corresponding diminution of state sovereignty — found to be intended by the Framers and made part of the Constitution upon the States’ ratification of those Amendments, a phenomenon aptly described as a “carv[ing] out” in Ex parte State of Virginia [100 U.S. 339 , 346,25 L.Ed. 676 , 679 (1880)].
Fitzpatrick
v.
Bitzer,
We think that Congress may, in determining what is “appropriate legislation” for the purpose of enforcing the provisions of the Fourteenth Amendment, provide for private suits against States or state officials which are constitutionally impermissible in other contexts. See Edelman v. Jordan,415 U.S. 651 ,94 S.Ct. 1347 ,39 L.Ed. 662 (1974); Ford Motor Co. v. Department of Treasury,323 U.S. 459 ,65 S.Ct. 347 ,89 L.Ed. 389 (1945). 12
Id.
at 456,
Section 5 of the fourteenth amendment again was relied upon by Congress in passing the Civil Rights Attorney’s Fees Awards Act of 1976, 42 U.S.C. § 1988 (1976), authorizing fee awards against the states when state officials were sued in their official capacities. The Court addressed the amenability of states to these fee awards in
Hutto v. Finney,
Only recently the Court again addressed the question of congressional abrogation of a state’s immunity in
Quern v.
Jordan, U.S. -,
[Section] 1983 does not explicitly and by clear language indicate on its face an intent to sweep away the immunity of the states; nor does it have a history which focuses directly on the question of state liability and which shows that Congress considered and firmly decided to abrogate the Eleventh Amendment immunity of the States.
- U.S. -,
With these decisions in mind, we now address the reemployment provisions of the statute before us. We conclude that the Act “shows that Congress considered
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and firmly decided to abrogate the Eleventh Amendment immunity of the States.”
Id.
Indeed, section 2022 expressly authorizes a suit in federal district court against a state to achieve compliance with the Act and to provide compensation for lost wages and benefits. The “threshold fact of congressional authorization” is clearly present.
Edelman,
We are well aware that Fitzpatrick and Hutto involved the power of Congress under section 5 of the fourteenth amendment whereas the Act challenged here is founded on Congress’s war power under article I. However, we are persuaded that nothing in the history of the eleventh amendment, the doctrine of sovereign immunity, or the case law indicates that Congress, when acting under an article I, section 8 delegated power, lacks the authority to provide for federal court enforcement of private damage actions against the states. 14
As our analysis of the cases interpreting the eleventh amendment immunity has indicated, the primary focus has been whether Congress has expressed a sufficient desire to subject the states to suit. A finding of the prerequisite voluntary state consent to suit, so essential to a federal court’s jurisdiction in the early cases, has been noticeably absent in the Court’s recent cases of Fitzpatrick and Hutto. 15 Although this absence could have been justified on the theory that the legislation in those cases had been passed pursuant to section 5 of the fourteenth amendment, the ratification of which removed the eleventh amendment as a bar, such a rationale is inconsistent with the approach in Hutto and Quern that Congress must act affirmatively to remove the state’s eleventh amendment immunity.
Another possible rationale for the Court’s sub silentio merging of the separate state consent requirement into the single inquiry of whether Congress has statutorily waived the state’s immunity is that in every case the state necessarily continued the conduct covered by the statute, thus furnishing the grounds for the suit against the state. From this perspective, a state that continued such conduct would have consented to suit whenever the statute was found to have authorized suits against it. In this case, the state of Florida would be found to have consented to suit by continuing to employ Peel after being put on notice by the Act that employees must be rehired upon their return from military training. A finding of a state’s waiver of its immunity in this manner, however, is a far cry from the voluntary consent suggested by the Court in its earlier decisions.
A more consistent rationale is that a state consents to private damage actions when
Congress
manifests a sufficient purpose to abrogate a state’s immunity. Under this approach, the state waived its immunity from suit in federal court at the same time it surrendered its sovereign immunity and gave Congress the power to legislate under delegated powers. As recognized by Chief Justice Hughes in an early case involving sovereign immunity, “States of the Union, still possessing attributes of sovereignty, shall be immune from suits, without their consent, save where there has been ‘a surrender of this immunity in the plan of the convention.’ ”
Monaco v. Mississippi,
“[I]n exercising her rights, a State cannot disregard the limitations which the Fed *1081 eral Constitution has applied to her power. Her rights do not reach to that extent. Nor can she deny to the general government the right to exercise all its granted powers, though they may interfere with the full enjoyment of the rights she would have if those powers had not been thus granted. Indeed, every addition of power to the general government involves a corresponding diminution of the governmental powers of the States. It is carved out of them.”
Fitzpatrick,
In both
Parden
and
Employees,
the Court recognized that Congress has the power to bring “the States to heel, in the sense of lifting their immunity from suit in a federal court,”
Employees,
‘[T]he Constitution is not self-destructive. In other words, that power which it confers on the one hand it does not immediately take away on the other . . . .’ [Billings v. United States,232 U.S. 261 , 282,34 S.Ct. 421 , 424,58 L.Ed. 596 (1914)] . [I]t may be said that the power has been expressly given to Congress to prosecute war, and to pass all laws which shall be necessary and proper for carrying that power into execution. That power explicitly conferred and absolutely essential to the safety of the Nation is not destroyed or impaired by any later provision of the constitution or by any one of the amendments. These may be construed so as to avoid making the constitution self-destructive, so as to preserve the rights of the citizen from unwarrantable attack, while assuring beyond all hazard the common defense and the perpetuity of our liberties. These rest upon the preservation of our nation.
Lichter v. United States,
Our result is consistent with that reached by other courts that have addressed the ability of Congress under its war power to subject states to private suits by its own citizens.
See Jennings v. Illinois Office of Education,
B. The Tenth Amendment
Although we have concluded that the eleventh amendment is not a limitation where Congress, acting pursuant to its war power, has lifted the state’s immunity, we now must turn to the related issue of whether the tenth amendment is a limitation on the exercise of this same power. The tenth amendment reserves to the states all powers that are neither delegated to the United States nor prohibited to the states.
While the Tenth Amendment has been characterized as a “truism,” stating merely that “all is retained which has not been surrendered,” . . . it is not without significance. The Amendment expressly declares the constitutional policy that Congress may not exercise power in a fashion that impairs the States’ integrity or their ability to function effectively in a federal- system.
Fry v. United States,
Appellants argue that the principles of federalism inherent in the tenth amendment as articulated in
National League of Cities v. Usery,
We are faced with interpreting National League of Cities in the context of an otherwise valid exercise by Congress of its war power. This issue was specifically left unresolved in a footnote to the plurality opinion by Justice Rehnquist, although the footnote attempts to distinguish the war power:
It also seems appropriate to note that Case v. Bowles,327 U.S. 92 ,66 S.Ct. 438 ,90 L.Ed. 552 (1946), has not been overruled as the dissent asserts. Indeed that decision . . . has no direct application to the questions we consider today at all. For there the Court sustained an application of the Emergency Price Control Act to a sale of timber by the State of Washington, expressly noting that the “only question is whether the state’s power to make the sales must be in subordination to the power of Congress to fix maximum prices in order to carry on war.” Id. at 102,66 S.Ct. at 443 . The Court rejected the state’s claim of immunity on the ground that sustaining it would impermissibly “impair a prime purpose of the federal government’s establishment.” Ibid. Nothing we say in this opinion addresses the scope of Congress’ authority under its war power.
Id.
at 854 n.18,
In light of these qualifications,
National League of Cities
has been interpreted as an attempt to limit the commerce power rather than all the powers delegated to Congress.
See, e.g., City of Lafayette v. Louisiana Power & Light Co.,
The policies of federalism underlying the decision in
National League of Cities
likewise must be considered when an exercise of the congressional war power may “directly displace the State’s freedom to structure integral operations in areas of traditional governmental functions.”
Here we must balance the exercise of Congress’s war power against the impact of the Act’s reemployment provisions on Florida’s integral governmental functions. These functions include Florida’s ability to structure employer-employee relationships in
such areas as fire prevention, police protection, sanitation, public health, and parks and recreation. These activities are typical of those performed by state and local governments in discharging their dual functions of administering the public law and furnishing public services.
Id.
at 851,
In
National League of Cities,
the Court considered the serious financial strains that the states and municipalities would have suffered if Congress could have extended the minimum wage and maximum hour requirements to nearly all their employees. These additional costs, the Court noted, would have resulted in a “forced relinquishment of important governmental activities.”
Providing reemployment rights for those who have been called to the service of their country is, in our view, a legitimate exercise of Congress’s power to raise armies.
See Fishgold v. Sullivan Dry-dock & Repair Corp.,
This balancing approach is consistent with the results reached by other courts that have considered the tenth amendment’s relationship to congressional action. As made clear in his concurrence in
National League of Cities,
Justice Blackmun’s deciding vote was premised on his understanding that the Court had adopted a balancing approach to determine the validity of federal interference with state functions.
When a situation arises that threatens national interests, the federal interest naturally increases. This was the case in
Fry v. United States,
Even nonemergency exercises of the commerce power, the source of the amendments invalidated in
National League of Cities,
outweigh state interests in certain circumstances. In
Friends of the Earth v. Carey,
Similarly, this court has upheld the extension of the Equal Pay Act of 1963, 29 U.S.C. § 206(d) (1976), to state and local government employees as a valid exercise of Congress’s power under the commerce clause, finding that the intrusion into the area of state sovereignty was permissible.
Pearce
v.
Wichita County,
Thus, by weighing the legitimate exercise of congressional power against the intrusion into areas of state sovereignty, the courts have determined whether the tenth amendment prevents congressional action. Here, we find the balance in favor of the reemployment provisions of the Act; therefore the tenth, like the eleventh amendment, is no bar to enforcing the remedies provided by the Act. Consequently, the judgment of the district court is
AFFIRMED.
Notes
. U.S.Const. amend. X provides:
The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.
. U.S.Const. amend. XI provides:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
. Section 2022 of the Act authorizes a person covered by the Act to bring an action in federal court to enforce the reinstatement rights granted by the Act.
If any employer, who is a private employer or a State or political subdivision thereof, fails or refuses to comply with the provisions of section 2021(a), (b)(1), or (b)(3), or section 2024, the district court of the United States for any district in which such private employer maintains a place of business, or in which such State or political subdivision thereof exercises authority or carries out its functions, shall have the power, upon the filing of a motion, petition, or other appropriate pleading by the person entitled to the benefits of such provisions, specifically to require such employer to comply with such provisions and to compensate such person for any loss of wages or benefits suffered by reason of such employer’s unlawful action. .
. U.S.Const. art. I, § 8 provides, inter alia:
The Congress shall have Power To . provide for the common Defence and general Welfare of the United States; .
To declare War, .
To raise and support Armies, .
To provide and maintain a Navy;
To make Rules for the Government and Regulation of the land and naval Forces; .
To provide for organizing, arming, and disciplining, the Militia, and for governing such Part of them as may be employed in the Service of the United States, .
To make all Laws which shall be necessary and proper for carrying into Execution the foregoing Powers ....
. Fla.Stat. § 115.07 (1977) provides:
All officers or employees of this state, or of the several counties or municipalities of this state, who are commissioned reserve officers or reserve enlisted personnel in the United States military or naval service or members of the National Guard, shall be entitled to leave of absence from their respective duties, without loss of pay, time or efficiency rating, on all days during which they shall be engaged in field or coast defense exercise or other training ordered under the provisions of the United States military or naval training regulations for such personnel when assigned to active duty; provided that leaves of absence granted as a matter of legal right under the provisions of this section shall not exceed 17 days in any one annual period; provided, further, that leaves of absence for additional or longer periods of time without pay for assignment to duty with civilian conservation corps units or other functions of military character may be granted in the discretion of employing or appointing authority of any state, county or municipal employee and when so granted shall have the force and effect of other leaves of absence authorized by this section.
. Reemployment rights have been granted to veterans since the Selective Training and Service Act of 1940, c. 720, § 8, 54 Stat. 890 (1940) (expired 1947). Full reemployment rights for reservists and national guardsmen who perform short-term training duty are presently provided by 38 U.S.C. §§ 2021(b)(3) and 2024(d) (1976).
. This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; and all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.
. Although there is debate as to whether this extension of a state’s immunity to suits by its own citizens is incorporated into the eleventh amendment or is based solely on the doctrine of sovereign immunity,
compare Employees of Dept. of Pub. Health & Welfare v. Department of Pub. Health & Welfare,
. Various commentators have discussed the interrelationship between the power and intent of Congress to subject states to private suits in federal court and the requirement of state consent to be sued. See Field, The Eleventh Amendment and Other Sovereign Immunity Doctrines: Congressional Imposition of Suit Upon the States, 126 U.Pa.L.Rev. 1203 (1978); Nowak, The Scope of Congressional Power to Create Causes of Action Against State Governments and the History of the Eleventh and Fourteenth Amendments, 75 Colum.L.Rev. 1413 (1975); Tribe, Intergovernmental Immunities in Litigation, Taxation, and Regulation: Separation of Powers Issues in Controversies About Federalism, 89 Harv.L.Rev. 682 (1976).
. The court of appeals,
. Four Justices disagreed with the result reached by the majority. Justice Douglas saw the award of retroactive relief against the state as entirely consistent with prior rulings by the Court and regarded the state’s participation in a federal-state cooperative project as sufficient consent by the state to assume the obligations under the program.
. The cases cited by the Court involved suits lacking explicit congressional authorization of private damage actions against the states. Later, in
Hutto v. Finney,
. Justice Powell, joined by the Chief Justice, Justice White and Justice Rehnquist, dissented from the holding permitting counsel fee awards against a state where Congress had not statutorily waived the state’s immunity through express language. These Justices, consistent with the majority, saw the eleventh amendment as a bar to this suit, even when Congress had acted pursuant to the fourteenth amendment, but unlike the majority, would have required an explicit waiver.
Id.
at 704,
. This conclusion is supported by commentators, who have concluded that the eleventh amendment should be read as a limitation on the judicial power to imply private damage remedies, but not as a constraint on valid exercises of congressional powers. See Field, supra note 9, at 1239; Nowak, supra note 9, at 1442; Tribe, supra note 9, at 693-94.
. A voluntary state consent to suit may still be essential where Congress has not indicated a sufficient intent to abrogate a state’s immunity but has made legislation literally applicable to the state.
See Edelman,
. We do not hold that any exercise of Congress’s war power will be immune from the limitations of the tenth amendment. Were Congress to act without a strong nexus to the war power and attempt to displace those activities traditionally left to state and local governments, a different case would be presented.
