Opinion for the Court filed by Circuit Judge STEPHEN F. WILLIAMS.
In
Moldea v. New York Times Co.,
I. Background
In
Fraternal Order of Police v. United States,
The Fraternal Order of Police challenged the amendments on a variety of grounds, including the equal protection element of the Fifth Amendment’s due process clause. See
Bolling v. Sharpe,
The United States petitioned for rehearing on two grounds: that FOP had not properly raised an argument based on the irrationality of the relative treatment of misdemeanants and felons, and that we were incorrect to find the difference irrational. We granted the petition, and requested briefing and heard oral argument on both points. See
Fraternal Order of Police v. United States,
We now determine that although it was likely improvident to address the felon-misdemeanant equal protection question in our original opinion, it has now become appropriate to do so. We also reverse our previous position and hold that the challenged provisions do satisfy rational basis review. This requires us to reach FOP’s other arguments: that § 922(g)(9) violates due process by burdening the fundamental right to bear arms, that it is beyond Congress’s power under the commerce clause, and that it violates the Tenth Amendment. We reject all these claims.
II. Waiver of the felon-misdemeanant claim.
Although the felon-misdemeanant distinction was never the focus of FOP’s arguments, the Order did raise it twice in this litigation: orally before the district court at the combined summary judgmeni/preliminary injunction hearing and in its reply brief here. After advancing FOP’s principal equal protection argument — that it was irrational to focus on domestic violence misdemeanants to the exclusion of other misdemeanants — FOP’s counsel said:
The other strangeness about it is that, if you are convicted of a felony, you are a convicted serial killer ... you can be rearmed, or if you somehow become a police officer after your conviction, you can keep your gun, because you’re a convicted felon. Fine. The exemption section still obtains with respect to felonies.
So what’s the rationality of, not only looking at one kind of misdemeanor instead of all violent misdemeanors, but leaving every felon able to be a law enforcement officer and carry a weapon in the public interest? I mean theStates may regulate that, but the Federal government isn’t.
So if you looked just at the Federal enactment, it’s irrational to say that convicted felons can be police officers and carry weapons, and people convicted of one kind of misdemeanor cannot.
March 7, 1997 Hr’g Tr. at 50-51. Neither the government nor the district court addressed the misdemeanant-felon distinction.
FOP’s oral argument on the felon-misde-meanant distinction was enough to satisfy the general requirement that an issue on appeal be raised in the trial court. The government complains that it lost any “opportunity to make a record as to the relevant facts and legal arguments” because of FOP’s timing in raising the issue below. Gov’t Reh’g Br. at 4. But the government did not, as it could have, seek to submit a post-argument brief or supplemental affidavits on the felon-misdemeanant question. See Fed.R.Civ.P. 56(e) (“The court may permit [summary judgment] affidavits to be supplemented or opposed by depositions,’ answers to interrogatories, or further affidavits.”). Furthermore, the issue presented is essentially a legal one, and the government has not identified in its rehearing petition or briefs any type of factual evidence it would have introduced if given the opportunity.
In any event, the District Court for the District of Columbia regularly considers arguments raised for the first time at oral argument in deciding dispositive motions. See
Joslin Co. v. Robinson Broadcasting Corp.,
But FOP failed to raise the issue in its opening brief on appeal. Athough two passages in that brief might be read in isolation as related to the felon-misde-meanant equal protection argument, context makes clear that neither one actually did so. The first vague allusion was merely ancillary to FOP’s commerce clause argument, see FOP Br. at 34-35, and the second, though vague, plainly related solely to FOP’s claim of irrational discrimination among misdemeanants, see FOP Br. 39-40. Unsurprisingly, the government did not address the felon-misdemeanant distinction in its brief.
FOP’s reply brief, however, did raise it, saying, albeit in the context of its commerce clause argument, that “[t]his limited elimination of a long-standing exception is irrational.... Permitting a person convicted of a felony on a domestic partner to benefit from the exception but not a person convicted of a misdemeanor on a domestic partner serves no legitimate goal.” FOP Reply Br. at 16.
Normally, because of the likely unfairness to parties and risk of improvident decisions, we would refuse to consider an argument that an appellant failed to raise before its reply brief. See, e.g.,
Doolin Sec. Sav. Bank v. OTS,
That of course is not to say that affirmative exercise of the discretion was wise. We have already telegraphed that with the more complete briefing we see the issue as coming out the other way. In retrospect, it may well have been imprudent to address the merits on so thin an argumentative record.
Now, however, both parties have weighed in on the issue in considerable detail. The court has worked through it not once but twice. So there is no special risk of reaching an improvident decision; and, as the government has had (and taken) the opportunity to respond, the most important respect in which reaching the issue might have been “unfair” is also absent. One might also think it “unfair” in a relevant sense to be faced with the risk of losing a case on the basis of an argument that one’s adversary failed to raise in the time and space allotted. But that seems weak here, as the government shares some of the responsibility for our having missed the procedural objection initially.
Thus, there is no bar to resolving the felon-misdemeanant issue at this stage. In addition, there is an affirmative reason for doing so: judicial economy. This panel’s prior opinion highlighted the felon-misdemeanant issue; it will surely be raised again soon. The costs of now going forward being modest, and the potential benefit being at least the norm for any judicial decision, it makes little sense to drop the issue.
III. The rationality of the felon/misde-meanant distinction
The analysis of standing on this issue is unchanged from our prior opinion.
Such domestic violence misdemeanants are not a suspect class for equal protection analysis, and we assume for the purposes of this section that the regulation does not infringe a fundamental right. (In section IV we address and reject the contention that § 922(g)(9) has been shown on this record to infringe such a right.) Thus, the classification “must be upheld against equal protection challenge if there is any reasonably conceivable state of facts that could provide a rational basis for the classification.”
FCC v. Beach Communications, Inc.,
Treating misdemeanants more harshly than felons seems irrational in the conventional sense of that term. After all, “what is uniform and undisputed is that the presence of some aggravating circumstance (or perhaps the absence of a mitigating one) is necessary to establish a felony.”
FOP I,
But on reflection it appears to us not unreasonable for Congress to believe that existing laws and practices adequately deal
We note that federal criminal prohibitions in areas traditionally left to the states always entail costs — such as loss of state capacity to experiment (and of others to learn from the experiments), some atrophy of state authority, and loss of the nuance possible where regulation is by governmental institutions closer to the local scene. Thus Congress’s self-limitation here may reflect a legitimate accommodation of the inherent interest in minimizing the scope of potentially intrusive federal legislation. This parallels our observation in
Blount v. SEC,
We leave for another day the complex interpretive issues posed by the statutory provision relieving an offender of the disability where the underlying conviction has been expunged or set aside, or the offender pardoned, or where civil rights that have been revoked are restored. See 18 U.S.C. § 921 (a)(33)(B)(ii);
FOP I,
Finally, we reaffirm the determination in our original opinion that a special focus on domestic violence misdemeanants, as opposed to other misdemeanants, was not irrational under the norms of equal protection jurisprudence. See id. at 1002-03.
IV. Other constitutional claims
A. Standing
In
FOP I
we found that FOP members who are chief law enforcement officers (“CLEOs”) would have Article III standing to challenge §§ 922(g)(9) and 925(a)(1): the provisions injure the CLEOs because they prevent them from using officers affected by the ban in situations requiring firearms, and the injury is redress-able by this court.
FOP I,
In
FOP I
we raised the question whether a deficiency in prudential standing on
It is, however, permissible to reject a claim on the merits without having explicitly resolved the prudential standing issue. For one reason, as the Court has explained, overlap between the merits and prudential standing is sometimes so great as to make any distinction artificial.
Steel Co. v. Citizens for a Better Env.,
As we suggested in
FOP I
would be the case, that is our answer. Cases have treated the first
Washington Apple
requirement (that a member have standing) as entirely constitutional, see, e.g.,
United Food & Comm’l Workers v. Brown Group,
B. Merits
Substantive Due Process; Second Amendment
FOP argues that § 922(g)(9) violates the substantive due process guarantee of the Fifth Amendment by “unnecessarily and irrationally burdening important individual interests in possession of a firearm in the public interest, in serving the communit[y], and in pursuing an established career.” FOP Br. at 36. The second interest has clearly not attained the status of a fundamental right. As to the third, it is true that if government action against a particular person “precludes” him from pursuing his profession, that action can infringe a “liberty interest”; if so, the predicate procedures must satisfy due process requirements. See
Kartseva v. Department of State,
First we note that on appeal FOP also raises an
independent
Second Amendment claim. But as it did not do so in the district court
1
we do not address it in that form. We must confess, however, that we
In any event, the claim obviously requires us to consider the Second Amendment right, on which the Supreme Court’s guidance has been notoriously scant. The government argues that FOP’s claim fails because FOP has not “alleg[ed], much less provfen], that section 922(g)(9) has any relationship to the ‘preservation or efficiency of a well regulated militia.’ ” Gov’t Br. at 35 (quoting
United States v. Miller,
But we are not altogether clear what kind of “relationship” — or, to quote
Miller
more precisely, “reasonable relationship,”
id.
— is called for here. This
Miller
test appears in some sense to invert the commercial speech test, which requires the government to show that legislation restricting such speech bears a reasonable relationship to some “legitimate” or “substantial” goal. See, e.g.,
City of Cincinnati v. Discovery Network, Inc.,
Instead FOP simply argues that, in “most” states, police officers can be called into service as militia members. But none of the nine states’ provisions it cites appears to make police officers any more susceptible to such service than ordinary citizens (or in some cases, than males between the ages of 17 and 45). In any event, § 922(g)(9) does not hinder the militia service of all police officers, only of domestic violence misdemeanants whose convictions have not been expunged, etc. FOP never indicates how restrictions on the latter, relevant class would have a material impact on the militia.
Tenth Amendment
FOP’s Tenth Amendment challenge fails because § 922(g)(9) does not force state officials to do anything affirmative to implement its bar on domestic violence misdemeanants’ possession of firearms. The Amendment forbids the federal government to “conscript! ] the State’s officers” to “enforce a federal regulatory program,”
Printz v. United States,
Although the Gun Control Act does not designate an agency responsible for enforcement of its criminal provisions, both the contentions of the parties and undisputed record evidence indicate that federal authorities, in particular the Bureau of Alcohol, Tobacco, and Firearms (“ATF”), have such enforcement responsibility for § 922(g)(9). See Memo in Support of Plaintiffs Motion for a Preliminary Injunction, at 2; Gov’t Br. at 33; Nicholas M. Gess, Director, Office of Intergovernmental Affairs, Department of Justice, “Memorandum for All Interested Law Enforcement Groups,” Dec. 6, 1996, at 2. It is true that ATF has made suggestions to state and local law enforcement officials about how best to deal with employees newly disqualified from carrying firearms. See, e.g., John W. Magaw, Director, ATF, “Open Letter to All State and Local Law
FOP argues that § 922(g)(9) unconstitutionally restricts states’ power to determine police officers’ “qualifications for office,” FOP Br. at 21, by prohibiting domestic violence misdemeanants from holding law enforcement positions requiring the use of firearms. But assuming that this constitutes federal regulation of “core” areas of state sovereignty, the Supreme Court no longer reads the Tenth Amendment as forbidding such regulation, relegating to the political process the states’ protection from undue intrusion in this form. See
South Carolina v. Baker,
Even if the Tenth Amendment insulated some areas of state activity from negative federal regulation, FOP’s claim would be overbroad. It may commonly be a side effect of federal prohibitions to impair offenders’ fitness for service as a police officer. Showing up for work at some spot other than a federal prison is a qualification for most state positions; federal incarceration intrudes inescapably. Of course § 925(a)(l)’s exemption for state-issued weapons protects states from this sort of peripheral interference as to all persons barred by federal law from weapons possession other than domestic violence mis-demeanants, but the exemption’s existence does not establish it either as a constitutional right or as a baseline for measuring claims under the Tenth Amendment — or any other constitutional provision.
Commerce Clause
FOP argues that § 922(g)(9) is beyond Congress’s power to enact under the commerce clause. We join all the numbered circuits 2 in rejecting this argument because § 922(g)(9) contains a “jurisdictional element”: in any prosecution under the provision for possession, the government must prove that the defendant possessed the firearm “in or affecting commerce.”
In
United States v. Bass,
Finally, to the extent that ATF missives on the subject may be disregarding the jurisdictional element, see ATF, “Misdemeanor Crime of Domestic Violence: Questions and Answers,” Feb. 14, 1997, at 1 (saying that “law enforcement officers and other Government officials who have been convicted of a disqualifying misdemeanor may not lawfully possess or receive firearms or ammunition for any purpose, including performance of their official duties”), such communications pose an issue of agency excess of statutory authority, which here would be dispos-itive before any constitutional issue would be reached.
The district court’s order granting summary judgment for the defendant is
Affirmed.
Notes
. There FOP invoked the Second Amendment only as part of arguments that § 922(g)(9) violates the Tenth Amendment and the constitutional guarantees of substantive due process and equal protection. See Hearing Trans, at 47, 52 (Tenth Amendment); FOP Memo, in Support of Prel. Inj. at 15, 18 (equal protection and substantive due process); FOP Resp. and Reply at 15-16 (Tenth Amendment).
. See
United States
v.
Smith,
. 18 U.S.C. § 922(d)(9), barring transfer of firearms to the various proscribed persons, lacks any such explicit jurisdictional hook, but FOP has not challenged that provision, as its counsel conceded at oral argument on rehearing.
