FRANKLIN COUNTY, KENTUCKY; Jim Boyd, in his official capacity as Franklin County Attorney; Bob Arnold, in his official capacity as Franklin County Judge-Executive; Robert Harrod, in his official capacity as former Franklin County Judge-Executive; and Jean Demerson, Carmello Benassi, Howard Dawson, Harold Robinson, Jennie Smither, and J.W. Luttrell, in their official capacity as members of the Franklin County Fiscal Court; and Robert R. Hicks, in his official capacity as former member of the Franklin County Fiscal Court; and Hunter Hay, individually and in his official capacity as Franklin County Jailer, Appellants, v. Claudia F. MALONE, Successor Administratrix and personal representative of the Estate of Joseph R. Burns, Jr., Appellee. Dennis R. STOCKTON, Kentucky State Police Officer and A.B. Chandler III, Attorney General of the Commonwealth of Kentucky, Appellants, v. Claudia MALONE, Successor Administratrix and Personal Representative of the Estate of Joseph R. Burns, Deceased and Jim Boyd, in his official capacity as Franklin County Attorney; Bob Arnold, in his official capacity as Franklin County Judge-Executive; Robert Harrod, in his official capacity as former Franklin County Judge-Executive; and Jean Demerson, Carmello Benassi, Howard Dawson, Harold Robinson, Jennie Smither, and J.W. Luttrell, in their official capacity as members of the Franklin County Fiscal Court; and Robert R. Hicks, in his official capacity as former member of the Franklin County Fiscal Court; and Hunter Hay, individually and in his official capacity as Franklin County Jailer, Appellees.
Nos. 95-SC-0268-DG, 95-SC-0478-DG
Supreme Court of Kentucky
Sept. 4, 1997
Rehearing Denied Jan. 22, 1998
957 S.W.2d 195
Our most recent encounter with this area of law was in Johnson v. Commonwealth, Ky., 885 S.W.2d 951 (1994), a case arising out of an accident in which a coal truck struck a vehicle entering the highway and killed the occupant. We reversed the wanton murder conviction on grounds of insufficiency of evidence and remanded for a new trial upon lesser included offenses. Both parties here contend that the Johnson case supports their position. We affirmed a wanton murder conviction in Walden v. Commonwealth, Ky., 805 S.W.2d 102 (1991), where appellant‘s blood alcohol sample tested at .297. From the evidence, Walden operated his van on a two-lane country road in Madison County at a high rate of speed in this profoundly intoxicated condition. In a thorough discussion, the Court distinguished between the wanton state of mind applicable to wanton murder and the state of mind applicable to manslaughter in the second degree. “The difference between wanton murder and involuntary murder (manslaughter 2) continues to be, as the penal code originally intended, where there is evidence from which the jury could find ‘circumstances manifesting extreme indifference to human life.’ Depending on the situation, drunk driving may be such a circumstance.” Id. at 105. Indicative of its view of what the law requires for wanton murder, the Walden Court concluded its analysis of this issue as follows: “Applying this rule to present circumstances, we hold that here the extreme nature of appellant‘s intoxication was sufficient evidence from which a jury could infer wantonness so extreme as to manifest extreme indifference to human life.” (Emphasis added.) Id.
Despite appellant‘s serious driving misconduct and the evidence from which the jury could have believed that she was impaired, I cannot conclude that her conduct satisfies the high standard required for wanton murder. At a minimum, there had to be evidence that she knew of and disregarded the risk of taking the combination of drugs found in her system. The law presumes that persons know the significance of ingestion of alcohol and treats each such person as if he had actual knowledge (
STUMBO, J., joins this dissenting opinion.
Bryan N. Coomer, Roy H. Wyatt, Louisville, Richard M. Sullivan, Richard B. Taylor, Conliffe, Sandmann & Sullivan, Louisville, Richard B. Taylor, Conliffe, Sandmann, Gorman & Sullivan, Louisville, A.B. Chandler, III, Attorney General, Frankfort, for Appellee/Cross-Appellants.
WINTERSHEIMER, Justice.
This appeal is from a decision of the Court of Appeals which reversed a summary judgment of the circuit court which dismissed all defendants in a wrongful death suit resulting from the suicide of Joseph R. Burns, Jr. following his arrest and transportation to the Franklin County Jail. The dismissal was based on the protection of sovereign immunity.
The issues presented are whether sovereign immunity bars any claim of negligence either against the county, county officials, the state, or the individual state trooper sued. Included in the resolution of such an issue must be considerations of personal liability and governmental sovereign immunity, as well as the role of insurance and self-insurance funds in connection with alleged waivers of sovereign and governmental immunity. Questions of the personal liability of the individuals involved must also be reviewed.
This case arises from the suicide of Joseph R. Burns, Jr., in the restroom of the Frank
The theory of the plaintiff‘s case was that Officer Stockton and jail employees knew or should have known that Burns was suicidal and that they were negligent in failing to detect and confiscate the knife and in failing to watch Burns more closely. The Commonwealth was said to be vicariously liable for Stockton‘s negligence and negligent itself in failing to train him properly. The county and its officials were charged with vicarious liability for the negligence of jail employees and with direct negligence for failing to provide adequate rules and training to insure the safety of an inmate.
The circuit court dismissed the entire complaint summarily on the grounds of sovereign and official immunity. The Court of Appeals reversed in part and held that the sovereign immunity of the county had been waived to the extent of liability insurance purchased pursuant to
Burns was arrested in 1989 for allegedly attempting to molest his stepdaughter. Officer Stockton and two other officers responded to the call and Stockton handcuffed Burns, informed him of his rights and explained the charge against him. Burns was then placed in the back seat of the police cruiser where Stockton performed a pat-down search of Burns’ body and clothing. Stockton testified that during the search he felt objects he believed to be several keys and small baubles, a ring and two billfolds. He said he did not remove the objects for inspection because he believed that he had nothing in there that was going to create a danger to himself or to Burns. Burns was taken to the jail where he was processed by Stockton to the extent that the officer completed the uniform citation form, fingerprinted and interviewed Burns. Stockton testified that he did not observe any behavior by Burns which was suicidal or emotionally disturbed in any way. Stockton directed the booking officer at the jail and the pretrial release officer to take note of the section on the citation where he had reported the possible threat of suicide. Before leaving, Stockton testified that he told the jail booking officer to “read that one line for your information.” He did not see the booking officer read the form. Stockton then left the jail. Jail officials did not search Burns again and while he was waiting to be finally processed Burns went into the restroom located in the waiting area of the jail where he committed suicide by stabbing himself twice in the neck and six times in the chest and slitting his wrist. He bled to death before he was discovered one hour later.
I. Jailer
The Court of Appeals held that the jailer could be liable for the negligent actions of his employees. In this case, we must disagree. It has long been established that there is no vicarious liability on the part of a public official for acts of subordinates in which the official was not directly involved. The Burns Estate failed to produce any evidence that any deputy jailer had reason to believe that Burns might harm himself.
The circuit judge correctly held that a jailer has a duty to exercise reasonable care to insure that harm does not occur, only if he has reason to believe that the prisoner might harm himself. Public officials are not individually liable for the negligent actions of employees unless they ratify or participate in the tortious act. Board of Trustees of the University of Kentucky v. Hayse, Ky., 782 S.W.2d 609 (1989). Public officials are responsible only for their own misfeasance and negligence and are not responsible for the negligence of those who are employed by
The mere fact that Burns was not searched while waiting in the booking area before his admission to jail is not evidence of negligence. Pursuant to the applicable administrative regulation as promulgated by the Corrections Cabinet,
It was error for the Court of Appeals to hold that the jailer could be liable for the actions of his deputies pursuant to
A jailer has custody, rule and charge of the jail and all persons in the jail pursuant to
No element of personal fault may be attributed to Hay. In the absence of an allegation of personal fault, no action against a public official may be maintained. Moores, supra. The complaint against Hay fails to state a claim upon which relief can be granted and the complaint was correctly dismissed against him.
II. Liability of County Fiscal Court Members
The Burns Estate argues that individual members of the fiscal court negligently failed to establish rules adequate to provide for the safe treatment of Burns pursuant to the authority of
Any action against fiscal court members in their official capacities is essentially an action against the county which is barred by sovereign immunity.
Although their pleading is imprecise, the Burns Estate also believes that fiscal court members are liable in their individual capacity. Public officials in Kentucky cannot be held individually liable for the negligence of their agents and employees unless they participated in or ratified the actions. The Estate complains that the fiscal court members negligently failed to establish adequate rules to provide for the safety of Burns.
The fiscal court had discretion to determine how to execute the mandate of
The doctrine of official immunity protects public officials from liability in certain instances when exercising a discretionary function. In such circumstances, a public official is entitled to absolute immunity from liability as long as the official acts are within the general scope of their authority. Huecker, supra; Gould v. O‘Bannon, Ky., 770 S.W.2d 220 (1989).
The highest court of Kentucky has previously established the distinction between discretionary and ministerial functions. Commonwealth v. Frost, 295 Ky., 137, 172 S.W.2d 905 (1943), stated that courts will not under the pretense of finding a remedy for one believed to be wronged, assume to exercise a discretion which the people, acting through their legislature, have lodged in administrative officers and agencies. The essence of a discretionary power is that the person or persons exercising it may choose which of several courses will be followed. The power to exercise an honest discretion necessarily includes the power to make an honest mistake of judgment. Frost, supra; citing Bancamerica-Blair Corp. v. State Highway Com‘n, et al., 265 Ky. 100, 95 S.W.2d 1068 (1936).
In Upchurch v. Clinton County, Ky., 330 S.W.2d 428 (1959), the predecessor to this Court stated:
Discretionary or judicial duties are such as necessarily require the exercise of reason in the adaptation of means to an end, and discretion in determining how or whether the act shall be done or the course pursued. Discretion in the manner of the performance of an act arises when the act may be performed in one of two or more ways, either of which would be lawful and where it is left to the will or judgment of the performer to determine in which way it shall be performed. However, an act is not necessarily taken out of the class styled “ministerial” because the officer performing it is vested with a discretion respecting the means or method to be employed.
The enactment of rules prescribing proper treatment of prisoners necessarily involves discretionary policy determinations and consequently such an act is clearly a discretionary function which entitles the members of the fiscal court to immunity from suit.
III. County Attorney
The Burns Estate claims that the county attorney negligently failed to advise
As with any public official, the county attorney is immune from liability when exercising a discretionary function as long as the official acts within the general scope of the authority of office. Upchurch, supra. The giving of legal advice is clearly a discretionary function. The county attorney is entitled to immunity from suit based on the exercise of this advisory legal function as long as the claim does not allege illegal action or action outside the scope of authority. Dugger v. Off 2nd, Inc., Ky.App., 612 S.W.2d 756 (1981). There was no such allegation in this complaint. Therefore the complaint fails to state a claim against the county attorney.
IV. Liability of Stockton
The Burns Estate contends that Trooper Stockton knew that Burns might cause harm to himself and the officer failed to exercise reasonable care to assure that such harm did not occur. They claim that Stockton breached his duty to Burns by failing to adequately search the accused before delivering him to the jail. Stockton responds claiming, first, that the Board of Claims has exclusive jurisdiction over this matter and, second, searching a prisoner is a discretionary function for which he has immunity.
We first consider whether searching an individual taken into custody is a discretionary or ministerial act. In this case, the act of providing the care of individuals taken into custody does not involve policy making or significant judgment, rather it relates to the performance of routine duties which occur regularly and are required of all police officers. We agree with the circuit court that the searching of individuals taken into custody pursuant to state police policy is a ministerial function. We recognize that there may be some need of decisions on the part of the police officer in discharging his ministerial responsibility but it does not fit the common legal definition of discretionary.
In 1986, the legislature extended sovereign immunity to state officers and employees acting within the scope of their duties.
V. Liability of the Commonwealth
The Burns Estate maintains that the Commonwealth of Kentucky negligently failed to train and supervise Trooper Stockton and that Stockton negligently failed to provide for the safety of Burns. Therefore, they claim that the state is responsible for the negligent acts of its officials acting in their official capacity.
Section 231 of the Kentucky Constitution provides that the General Assembly may by law direct in what manner and in what courts suits may be brought against the Commonwealth.
VI. Liability of Franklin County
The Burns Estate alleges that Franklin County is liable for the negligent actions of its employees acting in their official capacity because the county has waived its immunity from suit by participation in a self-insurance fund.
This Court has repeatedly enunciated the general rule that a county has the same sovereign immunity as the state. Cullinan v. Jefferson County, Ky., 418 S.W.2d 407 (1967); Moores v. Fayette County, supra; Calvert Investments v. Louisville and Jefferson County Metropolitan Sewer District, Ky., 805 S.W.2d 133 (1991) and Hempel v. Lexington-Fayette County, Ky., 641 S.W.2d 51 (1982). Calvert states in pertinent part that counties are unincorporated political subdivisions of the state, preexisting its formation, whose existence is provided for constitutionally in Sections 63, 64 and 65 of the constitution.
In any event it is well settled that in the absence of waiver, the county is immune from tort liability. The legislature has not expressly waived the immunity of the county from suit in tort. The Burns Estate believes that
Again, as stated by Withers, the majority of the Supreme Court determined that a clear legislative intent to preserve the defense of sovereign immunity unless expressly waived was announced by the General Assembly and that the legislature abrogated the decision of Dunlap.
VII. Self-Insurance Fund
Participation in a self-insurance fund pursuant to an inter-local cooperation act does not give rise to an implied waiver of sovereign immunity.
As noted earlier, this Court has held in a series of cases including Dunlap, Kestler v. Transit Authority of Northern Kentucky, Ky., 758 S.W.2d 38 (1988) and Green River Health Dept. v. Wigginton, Ky., 764 S.W.2d 475 (1989), that the enactment of statutes permitting the purchase of liability insurance constitutes an implied waiver of sovereign immunity. The General Assembly subsequently adopted legislation limiting such a waiver to situations where it was specifically authorized by statute.
The Court of Appeals erroneously held that
Franklin County does not have what is generally considered to be commercial insurance. The county participates in a trust, the Kentucky All Lines Fund, sponsored by the Kentucky Association of Counties. Counties have associated to self-insure pursuant to
VIII. Claims Against Local Governments Act
The Claims against Local Government Act,
Here the alleged cause of action arose in 1989 and when this Court considers the effect of
Finally, reliance by the Court of Appeals on the decision in Lee v. McCracken Co. Fiscal Court, Ky.App., 872 S.W.2d 88 (1993), is misplaced. The holding by the Court of Appeals that
This case must follow the philosophy set out in Withers, in which a majority of this Court, by a 4 to 3 decision, extended sovereign immunity to a medical malpractice claim
The only possible recourse for those who believe they are injured or damaged in some way by the activities of the government or its agents is a resort to a proper claim before the Board of Claims. Section 231 of the Kentucky Constitution is commonly referred to as providing immunity, but a reading of the exact language of the constitutional section indicates that it provides a direction for those who have claims and a method by which they can seek some limited redress of such claims. Questions about the adequacy of such compensation in relation to the provisions of the Kentucky Constitution set out in Berns are not before this Court and we cannot decide them. The adequacy of compensation is primarily a responsibility of the legislative branch of government. The interpretation of the Constitution as applied to particular legislative acts is the province of this Court.
The decision of the Court of Appeals is reversed and the summary judgment of the circuit court is reinstated dismissing all claims.
STEPHENS, C.J., and COOPER, JOHNSTONE, GRAVES and WINTERSHEIMER, JJ., concur.
LAMBERT, J., files a separate opinion dissenting in part, concurring in part, in which STUMBO, J., joins.
LAMBERT, Justice, dissenting in part and concurring in part.
In my view the majority has erred in exonerating trooper Stockton of liability. I believe sufficient evidence was presented to go to a jury on Stockton‘s negligence.
It is important to recall that Stockton had arrested the decedent for an alleged sex crime against his minor stepdaughter. Stockton was informed that the decedent had threatened suicide and that he usually carried a knife. If ever there were facts and circumstances known to a police officer which dictated a high degree of care, these were they. There is no doubt that Stockton recognized some danger of suicide for he brought to the attention of the jail employee and pretrial release officer that there had been a threat of suicide. Whether he was negligent in searching the prisoner and whether his negligence, if any, was a substantial factor in the death of the decedent was for the jury.
Contrary to this Court‘s opinion in University of Louisville v. O‘Bannon, Ky., 770 S.W.2d 215 (1989), and contrary to our venerable decision in Happy v. Erwin, Ky., 330 S.W.2d 412 (1959), the majority has conferred immunity upon an employee of the Commonwealth. In O‘Bannon, we held that a legislative attempt to confer such immunity upon a state employee was unconstitutional. In O‘Bannon the issue was whether a physician employed by the University of Louisville, and thus the Commonwealth of Kentucky, and engaging in medical practice in such capacity, was entitled to sovereign immunity for his negligence. We held he was not. Here, the issue is whether Trooper Stockton, an employee of the Commonwealth of Kentucky, engaged in the performance of his duties, is entitled to the immunity of the Commonwealth. Our decision that he has
Except as stated herein, I concur.
STUMBO, J., joins this opinion dissenting in part and concurring in part.
