Plaintiff, Frank Humphrey, sued four Chicago police officers and the City of Chicago under 42 U.S.C. § 1983, alleging constitutional violations arising from Humphrey’s arrest. The jury returned a verdict for $50,000 against only one officer, Norbert Staszak, on Humphrey’s false arrest claim. The district court entered judgment on the jury’s verdict and later denied Staszak’s motions for judgment as a matter of law and for a new trial. On appeal Staszak argues he was protected from liability by qualified immunity or, in the alternative, he is entitled to a new trial because of an improper jury instruction.
I. BACKGROUND
A. Factual History
On September 12, 1992, Chicago police officers Lawrence Pajowski, Gerald Neuffer, Michael Dimitro, and Norbert Staszak were working undercover near the west side of the State Street subway exit in downtown Chicago. At approximately 9:00 a.m., Officer Pa-jowski went down into the subway while the other officers remained on the street. While Officer Pajowski was in the underground pedestrian-walkway (“pedway”), he saw Willie Kelly run through the Marshall Field doors that accessed the pedway and jump over the subway turnstile. Upon seeing Officer Pa-jowski, Kelly turned around and ran through another turnstile, up the northbound stairs exiting to the east side of State Street. Officer Pajowski chased Kelly up to thе street level, where he shouted to his fellow officers to “grab him.” All four officers then chased Kelly down Randolph Street. When Officers Dimitro and Neuffer eventually caught Kelly, a struggle ensued as Kelly attempted to escape. The officers were finally able to get handcuffs on Kelly. Officer Pajowski then returned to the pedway to determine whether Kelly had committed any other crime besides jumping the turnstile. Officers Dimitro and Neuffer walked Kelly back to the subway entrance with Staszak following behind them.
During this time, Humphrey, a resident of Wisconsin, had parked his car on Randolph Street and witnessed the pursuit and arrest of Kelly, an African American, by the four white officers. As the officers began to escort Kelly back towards the subway entrance, Humphrey approached them and demanded to know why they were arresting Kelly (who was a stranger to Humphrey).
The stories now begin to vary in detail. According to Officer Staszak, Humphrey began shouting at the officers, demanding to know why they were arresting Kelly and asking for their names and badge numbers. Staszak testified that he identified himself as a police officer and told Humphrey, in no uncertain terms, to stay out of them way. According to the testimony of Officers Stas-zak, Dimitro, and Neuffer, Humрhrey continued to follow them, “yelling and screaming” while repeatedly insisting the officers give him their names and badge numbers. Officer Dimitro told Humphrey that they were police officers and showed Humphrey his badge. Humphrey continued with the exchange and followed them to the subway entrance as the officers were trying to take Kelly back to an underground Chicago Transit Authority (“CTA”) station. According to the officers, Humphrey blocked them at the subway entrance, where passersby began to gather to watch the altercation between Humphrey and the officers. At this point, *722 Officer Dimitro warned Humphrey that if hе did not leave he would be arrested for disorderly conduct. Officers Staszak, Neuffer, and Dimitro all testified that Dimitro then arrested Humphrey.
Humphrey testified that as he kept repeating his request for names and badge numbers, as he insisted he was legally entitled to do, Officer Staszak responded with escalating anger and profanity, becoming belligerent and abusive. He also testified that he was arrested before he reached the subway entrance. In addition, Humphrey maintained that Dimitro and Neuffer were not present at the moment of his arrest and that it was Staszak who arrested him for disorderly conduct. No mаtter the differing versions, the event is sufficiently undisputed for our purposes.
After the arrest, Humphrey was held in the CTA station and then taken upstairs to State Street, waiting 20 to 30 minutes for a police wagon to arrive which would transport him and Kelly to the First District police station. At the station, Humphrey was charged with disorderly conduct and released.
At Humphrey’s first scheduled court appearance on November 2, 1992, an additional charge of obstructing a police officer was added to the disorderly conduct charge. However, at the next court appearance, all the charges werе dropped with leave to reinstate. To date the charges have not been reinstated and Humphrey has not been prosecuted.
B. Procedural History
On September 9, 1994, Humphrey filed suit against the four police officers and the City of Chicago in the Circuit Court of Cook County, alleging violations of state laws as well as federal civil rights laws. The nine-count complaint alleged that Humphrey saw the police officers use excessive force in arresting Kelly before Humphrey intervened. Humphrey prayed for $30,000 compensatory damages and $4,000,000 in punitive damages for his own arrest by those same officers. The suit wаs removed to the district court pursuant to 28 U.S.C. § 1441(b) and (c).
Humphrey subsequently filed an amended complaint in the district court, raising claims of malicious prosecution, violations of federal civil rights laws (unconstitutional search and seizure and denial of the right to equal protection), and conspiracy. The City of Chicago was later dismissed as a defendant upon oral motion of the parties.
After receiving the officers’ motion for summary judgment, the district court granted summary judgment on all claims against Officer Pajowski and granted partial summary judgment to the remaining officers. The court denied the officers’ summary judgment motiоn on the false arrest claim, holding that “neither a finding of qualified immunity nor a finding of probable cause [was] warranted, given the facts still at issue.”
At trial, after the close of the evidence, the officers filed a motion pursuant to Fed. R.Civ.P. 50 for judgment as a matter of law on Humphrey’s false arrest claim. The district court denied the motion.
After the jury began deliberations, it sent a note to the judge asking whether it was “appropriate to find for the Plaintiff if we believe a defendant was responsible for escalating or provoking the situation?” Despite the officers’ objections, the judge proceeded to give an instruction on entrapment, and then permitted each side an additional five minutes of closing argument on the new issue of entrapment. The jury returned a verdict of $50,000 against Officer Staszak. The district court denied Officer Staszak’s Fed. R.Civ.P. 50 and 59 motions and entered judgment for Humphrey. This appeal followed.
II. ANALYSIS
A. The Entrapment Jury Instruction
Initially, Staszak argues that the district court committed reversible error by giving a jury instruction on the affirmative defense of entrapment. According to Staszak, the entrapment instruction was improper because entrapment was never brought forth in the complaint or raised as an issue at any time by Humphrey. No evidence or prior argument had been presented or directed toward that issue. The judge, in response to the jury’s question and without a suggestion *723 from either party, gave the entrapment instruction. Staszak argues that the entrapment instruction unfairly prejudiced him and could only have misled and confused the jury. Staszak further argues that the entrapment instruction could also have led the jury to believe that no probable cause existed for the officers to arrest Humphrey.
Jury instructions are reviewed as a whole to determine whether they are “sufficient to inform the jury correctly as to the applicable law.”
United States v. Agostino,
A two-part analysis is used when reviewing jury instructions.
Wilson,
Here, the jury note asked whether it was “appropriate to find for [Humphrey] if we believe that a defendant was responsible for escalating or provoking the situation.” In response to its inquiry, the judge gave the jury the following instruction:
Under Illinois law it is a defense to a criminal charge that a defendant was entrapped — that is, he was incited or induced by a public officer to commit an offense. However, a defendant is not entrapped if a public officer merely afforded to the defendant the opportunity or facility for committing a criminal offense in furtherаnce of a criminal purpose that the defendant originated. For purposes of this paragraph each reference to “defendant” is a reference to Frank Humphrey, as he would have been the defendant to any criminal charge.
It may have been the judge’s view that if the jury found there had been entrapment under the instruction, then that would make Humphrey’s acts noncriminal. Thus, there would have been no probable cause for the police to have arrested Humphrey. In discussions with the judge, Staszak’s counsel vigorously opposed giving the instruction on the grounds that entrapment wаs never an issue in the case. Staszak’s counsel argued that entrapment is an affirmative defense in situations in which the defendant concedes he committed the crime, and the crime becomes noncriminal because of the entrapment; therefore, the instruction was not appropriate because that was not the situation in this case. The judge rejected these arguments, offered the instruction, and allowed both parties to present five minutes each of additional closing argument to address the new instruction.
Although the entrapment instruction correctly stated the prevаiling Illinois law, we regard the instruction as improper and misleading in these circumstances. It was an entirely new issue introduced too late in the proceedings. No evidence had been presented by either party with that issue in mind and it was irrelevant to the § 1983 inquiry.
First, the jury instruction simply was not supported by the evidence and was, thus, misleading.
See United States v. Fawley,
Under the Illinois entrapment statute, “[a] person is not guilty of an offense if his conduct is incited or induced by a
*724
public officer or employee, or agent of either, for the purpose of obtaining evidence for the prosecution of such person.”
People v. Wielgos,
In addition, entrapment is an affirmative defense in a criminal case and irrelevant to § 1983 analysis where the plaintiff was arrested but has not been subjected to a prior criminal prosecution. Entrapment is not part of our Fourth Amendment probable-cause-to-arrest analysis. That analysis requires one to examine the circumstances from the view of an objectively reasonable police officer. Entrapment, on the other hand, is an affirmative defense of a criminal defendant to otherwise culpable conduct. We note, for argument’s sake, that even if Humphrey had successfully asserted the defense of entrapment during his criminal prosecution, probable cause to arrest is not necessarily negated by a defendant’s successful assertion at trial of an entrapment defense.
See Simmons v. Pryor,
The second part of our inquiry, after determining that the instruction misstated or insufficiently stated the law, requires a determination of whether the error in the instruction misled the jury to the prejudice of the complaining party.
Wilson,
All trial judges are aware of the difficulty questions from a jury can cause after the jury has begun its deliberations. It is often a delicate situation for a trial judge who wishes in good faith, as in this case, to be helpful in answering a jury’s question with *725 out unfairly affecting the verdict. At times it is better to answer the jury’s question simply by telling the jury that the instructions already given are adequate to decide the case. In our judgment, based on the record, it appears that Officer Staszak was unfairly prejudiced by a misled jury. Although we would ordinarily order a new trial under these circumstances, we will now address the qualified immunity issue raised by Officer Staszak. Immunity alone would have been sufficient grounds for reversal but the case as a whole is better understood by considering both issues.
B. Probable Cause and Qualified Immunity
Staszak argues that, as a police officer, he should have been protected from § 1983 liability under the doctrine of qualified immunity. We review the district court’s determination of qualified immunity
de novo. Elder v.
Holloway,
Although the constitutional right to be free from arrest without probable cause was well-established prior to Humphrey’s arrest in 1992,
see Baker v. McCollan,
With an unlawful arrest claim in a § 1983 action when a defense of qualified immunity has been raised, we will review to determine if the officer actually had probable cause or, if there was no probable cause, whether a reasonable officer could have mistakenly believed that probable cause existed.
See Edwards v. Cabrera,
Initially we must reject Humphrey’s reliance on
Frazell v. Flanigan,
A plaintiff generally may overcome the immunity defense in one of two ways: (1) by pointing to a closely analogous case establishing in a sufficiently particularized sense the right at issue; or (2) by showing that the force used was so plainly excessive *726 under the circumstances that a reasonable officer would have known of the constitutional violation.
Id. at 886 (citations omitted). In Frazell, we held the jury’s verdict, which found that the force used by the officers was objectively unreasonable under the circumstances, conclusively overcame the immunity defense under the second alternative. Id. This court stated: “In the circumstances of this case, we agree that the jury’s excessive force verdict effectively forecloses [the, defendant’s] immunity defense.” Id. at 887. According to Humphrey, the rationale of Frazell should be extended to all cases where a jury has determined that a defendant officer did not have probable cause to arrest. In fact, this appears to have been the rationale behind the district court’s refusal to grant Staszak’s request for judgment as a matter of law, on the basis that the issue of qualified immunity merged with the jury’s verdict. Assuming the jury made a credibility determination in favor of Humphrеy, the question now is whether or not Staszak is still entitled to qualified immunity. The jury made no special findings of fact. It is not possible to say that the jury believed Humphrey’s version when the favorable verdict for Humphrey likely resulted from the erroneous instruction after deliberations had begun. In light of the Supreme Court’s holding in Ornelas, requiring independent review of questions of probable cause on appeal, and the express language in Frazell, limiting its holding to the specific circumstances of that case, we do not believe Frazell should be read so broadly as Humphrey maintains, particularly in view of the district court’s erroneous instruction to the jury on entrapment.
Probable cause is a commonsense determination, measured under a reasonableness standard.
Tangwall,
In order to determine what activities would justify “a man of reаsonable caution in the belief that an offense has been or is being committed,” we must first examine the criminal violation for which Staszak claimed to have had probable cause to arrest Humphrey.
1
Staszak maintains he had probable cause to believe Humphrey was engaging in disorderly conduct. In Illinois, disorderly conduct is a Class C misdemeanor. 720 ILCS 5/26-1. The statute states, in relevant part, that “[a] person commits disorderly conduct when he knowingly ... [d]oes any act in such unreasonable manner as to alarm or disturb another and to provoke a breach of the peace____”
2
In
Biddle v. Martin,
In a somewhat analogous case, the Illinois Supreme Court held that an officer had prob
*727
able cause to arrest a defendant for disorderly conduct after the defendаnt argued with the officer.
City of Chicago v. Morris,
At the time of Humphrey’s arrest, Illinois law was clear that arguing with a police officer, even if done loudly, was insufficient, standing alone, to constitute disorderly conduct.
See Morris,
The purpose of qualified immunity is to protect “all but the plainly incompetent or those who knowingly violate the law,”
Malley v. Briggs,
Staszak argues that his on-the-scene assessment of probablе cause provided legal justification for his arresting Humphrey. We agree. Although Humphrey described himself as a “Good Samaritan,” he could also be viewed as an interloper, meddling in business that was not his. Kelly had attempted to escape arrest and when caught, tried to escape again. The officers had difficulty in *728 restraining Kelly. It was not a situation where the person being arrested was being beaten or abused by the officers, even though the officers may have used force to subdue the offender. Humphrey was aware that an arrest was being made by Chicago police officers, but insisted upon interjecting with questions about the arrest and demands for the names and badge numbers of the officers. Bystanders should not interfere with officers in the process of effecting an arrest. Humphrey had no emergency. If Humphrey had a genuine concern about the situation, he could have pursued it after the arrest of Kelly had been completed. Kelly’s arrest would be a matter of public record. Humphrey contended that “merely arguing with a police officer does not of itself constitute a breach of the peace.” That may be true, but Humphrey’s self-described conduct, during an arrest, constituted an interference with the officers’ duties and provided at least sufficient additional circumstances to be considered a breach of the peace. If an officer has reasonable grounds to believe that further trouble will ensue, he need not wait for the trouble to eiupt, but may take lawful steps to prevent the problem. Although Staszak’s choice of language and his less than civil disposition toward Humphrey’s approach and questioning cannot be condoned, we do not think that an officer’s lack of civility, particularly in the particular circumstances of Kelly’s аrrest, provides adequate grounds, standing alone, for removing the protection of qualified immunity. Thus, Humphrey’s claim can survive only if Illinois law was clear, at the time of the arrest, that a third party following the arresting officers and arguing with them during the course of an arrest cannot provide probable cause to arrest that third person. Because Illinois law was not clear that probable cause to arrest a third party for disorderly conduct did not exist under the circumstances of this case, even under Humphrey’s version of the incident, Staszak was entitled to qualified immunity. Given the circumstances, the relationship between Humphrey’s conduct and a breach of the peace is clear enough to satisfy the requirement of probable cause. We believe a reasonable officer could have believed, even mistakenly, that he had probable cause to arrest Humphrey for disorderly conduct. To permit Humphrey to collect damages from an event he initiated with the officers is not justified, and could only encourage others to harass officers who are in the process of making an arrest in the hope of securing a windfall.
The fact that the charges against Humрhrey were later voluntarily dismissed does not mean there was no probable cause for his arrest. In
Pfannstiel v. City of Marion,
Public officers require the protection of qualified immunity to shield them from undue interference with their duties.
Harlow,
III. CONCLUSION
For these reasons and those stated by the Supreme Court and by us in our previous decisions, we hold that Officer Staszak did not violate a clearly established law and that he is entitled to qualified immunity, and so the case is remanded to the district court with directions to vacate the monetary judgment against Officer Staszak and dismiss the case with prejudice.
Notes
. We note that an additional offense of obstructing a police officer was added by the state’s attorney after initially .reviewing the case with Officers Dimitro and Staszak. We need not examine whether probable cause existed for that charge, however, because Staszak does not make that argument in his brief.
. Section 193-l(a) of the Municipal Code of the City of Chicago provides, in pertinent part, as follows: "A person commits disorderly conduct when he knowingly: (a) Does any act in such unreasonable manner as to provoke, make or aid in making a breach of peace.” We do not examine this provision separately because it does not materially differ from the Illinois statute.
