FRANK E. GABLE, Petitioner-Appellee/ Cross-Appellant, v. MAX WILLIAMS, Respondent-Appellant/ Cross-Appellee.
Nos. 19-35427, 19-35436
United States Court of Appeals for the Ninth Circuit
September 29, 2022
D.C. No. 3:07-cv-00413-AC
Appeal from the United States District Court for the District of Oregon John V. Acosta, Magistrate Judge, Presiding
Argued and Submitted February 7, 2022 Portland, Oregon
Filed September 29, 2022
Before: Richard A. Paez and Jacqueline H. Nguyen, Circuit Judges, and John R. Tunheim,* District Judge.
Opinion by Judge Nguyen
Habeas Corpus
The panel affirmed the district court‘s grant of habeas relief vacating Frank Gable‘s conviction for the murder of Oregon Department of Corrections Director Michael Franke, in a case in which another man, John Crouse, had confessed multiple times to the murder and nearly all the witnesses who directly implicated Gable have, since trial, recanted.
Gable‘s federal habeas petition asserted various claims, including constitutional violations based on the trial court‘s exclusion of Crouse‘s confession. The constitutional claims are procedurally defaulted because Gable failed to raise them in state court as required.
The panel held that Gable‘s procedural default is excused under the “actual innocence” exception set forth in Schlup v. Delo, 513 U.S. 298 (1995). The panel wrote that Crouse‘s detailed and compelling confessions, when considered with the recantations of nearly all the State‘s key witnesses, are more than sufficient to satisfy Schlup‘s standard, as it is more likely than not that no reasonable juror would have convicted Gable in light of the new evidence.
The panel therefore evaluated on the merits Gable‘s claim that the trial court violated his Sixth and Fourteenth Amendment rights by excluding evidence of Crouse‘s guilt. Writing that the state court‘s application of the Oregon evidence rules was incomplete and almost certainly wrong,
The panel did not reach remaining issues raised in the State‘s appeal or Gable‘s cross-appeal.
COUNSEL
Benjamin Gutman (argued), Solicitor General; Frederick M. Boss, Deputy Attorney General; Oregon Department of Justice, Salem, Oregon; for Respondent-Appellant/Cross-Appellee.
Nell Brown (argued) and Mark Ahlemeyer, Assistant Federal Public Defenders; Office of the Federal Public Defender, Portland, Oregon; for Petitioner-Appellee/Cross-Appellant.
Janis C. Puracal and Aliza B. Kaplan, Forensic Justice Project, Portland, Oregon, for Amicus Curiae Forensic Justice Project.
NGUYEN, Circuit Judge:
More than thirty years ago, Oregon Department of Corrections Director Michael Francke was murdered in front of his office building. Investigators followed a tangled web of leads for over a year before a tip led them to Frank Gable, who was charged and convicted of the murder, and sentenced to life imprisonment without the possibility of parole. Because no physical evidence was found, the State‘s case rested exclusively on witness testimony. Gable has steadfastly maintained his innocence.
The facts on appeal are extraordinary.1 Since trial, nearly all the witnesses who directly implicated Gable have recanted. Many explain they intended to frame Gable after hearing he was a police informant. They attribute their false testimony to significant investigative misconduct, which the State—remarkably—does not dispute. As Gable‘s expert explained, the investigators used widely discredited polygraph and interrogation techniques as a “psychological club” to elicit the statements against Gable. The prosecution then built their entire case on that tainted foundation. The State‘s error was compounded by the trial court‘s refusal to allow evidence that another man, John Crouse, had confessed multiple times to the murder. Crouse‘s confession
After exhausting his state court appeals, Gable filed a federal habeas petition asserting various claims, including constitutional violations based on the trial court‘s exclusion of Crouse‘s confession. Gable‘s constitutional claims are procedurally defaulted because he failed to raise them in state court as required. Thus, we cannot consider the merits of these claims unless the Schlup v. Delo “actual innocence” exception to procedural default applies. 513 U.S. 298 (1995). Under Schlup, Gable need not prove that he is “actually innocent.” Instead, we examine Gable‘s new evidence against the entire record and determine whether it is more likely than not that no reasonable juror would find him guilty beyond a reasonable doubt. If the answer is yes, then Schlup opens a procedural gateway through which Gable passes to have his constitutional claims heard on the merits.
Below, the district court excused Gable‘s procedural default under Schlup and, on the merits, found that the state trial court violated Gable‘s due process rights by excluding evidence of third-party guilt under Chambers v. Mississippi, 410 U.S. 284 (1973). The district court granted Gable‘s petition and vacated his conviction. We agree with the district court‘s evaluation of the record, which is dramatically different than the one presented to the jury. What we now know, and the jury did not, is that the testimony of the State‘s main witnesses was irreversibly tainted by coercive investigative techniques, and that another man gave compelling confessions on multiple occasions. On the merits, we hold that Gable‘s due process rights were violated by the exclusion of Crouse‘s confession. We affirm.
A. The Murder of Michael Francke
On January 17, 1989, Oregon Department of Corrections Director Michael Francke was stabbed to death on the Oregon State Hospital (“OSH“) grounds in Salem, Oregon. Francke was last seen alive around 6:45 p.m. near his office inside the Dome Building. Between 7:05 and 7:20 p.m., several people saw Francke‘s car door standing ajar in the front parking circle. A security guard found his body at 12:40 a.m. outside the north portico of the building, where Francke died from a stab wound to the heart.
The murder weapon was never found, and the police had no other physical evidence tied to any suspect. In the fall of 1989, investigators received a tip that a local man named Frank Gable was involved, and Gable was charged with Francke‘s murder in April 1990.
B. The State‘s Trial Evidence
Gable‘s four-month jury trial began in March 1991. The State of Oregon‘s theory was that around 7:00 p.m. on the night of the murder, Francke was leaving work when he caught Gable trying to steal “snitch papers” out of his car. Gable stabbed Francke three times and fled on foot before driving away. Meanwhile, Francke stumbled back to the north portico where he bled out. The State suggested Francke died fifteen or twenty minutes after the stabbing—by 7:15 or 7:20 p.m.—when co-workers saw his car door open but could not find him.
The prosecution relied solely on witness testimony. Wayne Hunsaker, a custodian at OSH, told the police that, around 7:00 p.m., he saw two men in what appeared to be an
All the witnesses who incriminated Gable knew him through Salem‘s underground drug scene—Gable was a methamphetamine user and dealer with a criminal record, as were most of the State‘s witnesses. The only direct eyewitness against Gable was Cappie “Shorty” Harden, who testified that he saw Gable stab Francke when Harden was at the Dome Building picking up his girlfriend, Jodie Swearingen. Five other witnesses claimed Gable
Law enforcement officers testified as to what Gable said during numerous police interviews. Gable consistently denied killing Francke or knowing who did. But Gable admitted he may have speculated about the high-profile case to his friends, and that he frequently wore a tan trench coat, which matched the coat worn by the man Hunsaker saw running.
In one interview, Gable said: “[m]y mind keeps saying you did it, you did it, you did it, and all of the time I know I didn‘t.” In another confusing exchange, Gable said there were “only two people who know who killed Francke, Francke and God.” The detective noted that Francke could not know because he was dead, and Gable looked puzzled and responded: “Well, there are only two people who know Francke—yeah, me and God.” He then added: “I‘m going to go to the end of the trial saying I didn‘t do this. . . . I‘ll go to heaven saying it and all those mother fuckers will go to hell for lying.”
Gable had no alibi. Gable‘s police interviews did not begin in earnest until September 1989—eight months after
At trial, Gable tried to present evidence that John Crouse confessed to murdering Francke, but the court excluded it under state evidence rules.2 Gable presented testimony from Jodie Swearingen, Harden‘s teenaged girlfriend. Swearingen refuted Harden‘s testimony that they saw Gable stab Francke. When the State impeached Swearingen with her grand jury testimony, which had corroborated Harden‘s story, she claimed the police pressured her to lie to the grand jury. Gable also called his landlady at the time, who testified that the Gables hosted a loud party on the night of Francke‘s death, and she had served them an eviction notice the day after because of it. Inexplicably, Gable‘s counsel did not use this evidence to challenge Janyne‘s claim that she was home alone all night with her daughter.
Finally, Gable tried to undermine the State‘s case by suggesting the crime scene was compromised and evidence was lost. Gable‘s counsel questioned officers about coercion, attacked the State‘s timeline, and tried to impeach the State‘s witnesses as criminals, drug dealers, and addicts.
On June 27, 1991, the jury found Gable guilty on six counts of aggravated murder and one count of murder. The
C. Post-Conviction Proceedings
The Oregon Court of Appeals affirmed his convictions on direct appeal. State v. Gable, 873 P.2d 351 (Or. Ct. App. 1994). Gable‘s appeals moved up and down the state appellate courts until they were exhausted in 2013. Gable v. State, 305 P.3d 85 (Or. 2013), cert. denied, 571 U.S. 1030 (2013).3 Gable did not raise the federal constitutional claims that we address here.
In March 2014, Gable filed an amended federal habeas petition in the District of Oregon asserting twenty claims for relief under
Gable offered new evidence of witness recantations, expert testimony, and third-party guilt. At arguments in November 2016, the parties agreed the district court could assess Gable‘s Schlup evidence on the written record without an evidentiary hearing. In April 2019, after reviewing thousands of pages of evidence, the district court excused Gable‘s procedural default under Schlup. On the merits, the district court granted the petition on two claims, including a violation of Gable‘s due process rights by excluding
The district court ordered Gable released from custody unless the State retried him within 90 days, but in June 2019, the court stayed the deadline pending appeal. The State appeals the district court‘s order, and Gable cross-appeals the denial of relief on a separate claim of ineffective assistance of trial counsel.4
II. Standard of Review
We have jurisdiction under
III. Discussion
A. The Schlup v. Delo Exception to Procedural Default
Gable concedes that his federal constitutional claims are procedurally defaulted because he failed to exhaust his state court remedies by presenting those claims to the state court. See Peterson v. Lampert, 319 F.3d 1153, 1155–56 (9th Cir. 2003) (en banc). Therefore, we may consider the merits of
A compelling claim of innocence opens the Schlup procedural “gateway through which a habeas petitioner must pass to have his otherwise barred constitutional claim considered on the merits.” 513 U.S. at 315 (citing Herrera v. Collins, 506 U.S. 390, 404 (1993)). A petitioner must show that it is “more likely than not that no reasonable juror would have convicted him in the light of the new evidence.” Lee v. Lampert, 653 F.3d 929, 938 (9th Cir. 2011) (en banc) (quoting Schlup, 513 U.S. at 327). To do so, he must offer “new reliable evidence—whether it be exculpatory scientific evidence, trustworthy eyewitness accounts, or critical physical evidence—that was not presented at trial.” Id. (quoting Schlup, 513 U.S. at 324). “New” evidence under Schlup does not actually have to be newly discovered. See Larsen v. Soto, 742 F.3d 1083, 1093–94 (9th Cir. 2013). Rather, we assess any evidence that is “newly presented,” as in “not presented at trial.” See Sistrunk v. Armenakis, 292 F.3d 669, 672 n.4 (9th Cir. 2002) (en banc). We then consider “all the evidence, old and new, incriminating and exculpatory, admissible at trial or not.” Lee, 653 F.3d at 938 (citing House, 547 U.S. at 538) (internal quotations omitted). This includes evidence “alleged to have been illegally admitted (but with due regard to any unreliability of it) and evidence tenably claimed to have been wrongly excluded or to have become available only after the trial.” Schlup, 513 U.S. at 328 (internal citation and quotations omitted).
The record in successful Schlup claims is rarely cut and dry. Witness recantations are generally viewed with suspicion, as they are “easy to find but difficult to confirm or refute[.]” Jones, 763 F.3d at 1248 (internal citations omitted). To measure a recantation‘s likely effect on a juror, we consider its context, the circumstances and timing of the recantation, the original testimony and evidence, and the credibility and testimony of other witnesses. See id.; Schlup, 513 U.S. at 332.
Evidence of third-party guilt can also satisfy Schlup if it is sufficiently reliable, supported by other evidence, and casts serious doubt on the petitioner‘s guilt. See, e.g., House, 547 U.S. at 540–41, 548–52. For example, we excused procedural default in Carriger v. Stewart, based on the petitioner‘s evidence of a recanted third-party confession. 132 F.3d 463, 465–66 (9th Cir. 1997) (en banc). The petitioner‘s new evidence showed that the state‘s lead witness, Dunbar, framed him for crimes that Dunbar committed himself. Id. at 466–67. Then in a post-trial proceeding, Dunbar confessed to lying about the petitioner after he was confronted with his documented history of framing others in his own crimes. Id. at 465, 467, 470–72. Shortly thereafter, in yet another hearing, Dunbar recanted, and the state court denied the petitioner relief after finding Dunbar‘s trial testimony more reliable. Id. at 472–73.
On habeas review, we reversed. We concluded that although not unassailable, Dunbar‘s detailed confession was more consistent with the record than his trial testimony or
Ultimately, Schlup demands a holistic review of all the new evidence against the full record. See Lee, 653 F.3d at 938. Our task is to make “a ‘probabilistic determination about what reasonable, properly instructed jurors would do.‘” Id. (citing House, 547 U.S. at 538).
B. Gable‘s Evidence of “Actual Innocence” under Schlup
Gable argues that his evidence—witness recantations and third-party guilt—is sufficient to pass through the Schlup gateway. We discuss each in turn.
1.
In the thirty years since trial, nearly all the witnesses who incriminated Gable have recanted. These recantations must be viewed in the context of significant—and uncontested—allegations of misconduct by the investigators who coerced the witnesses into making false statements against Gable.
Informant: Michael Keerins
The focus on Gable began when Michael Keerins, who was being interviewed as a suspect in September 1989, said that Gable had admitted to killing Francke during a botched car burglary. Shortly after the interview, the media reported Keerins’ story, identified Gable as the lead suspect, and revealed that Gable had worked as a local police informant.
Keerins recanted on the eve of trial and did not testify. In a 2012 affidavit, Keerins explained that he had falsely accused Gable because he and his brother were suspects, and he had heard Gable was a snitch. Keerins claims he, Jodie Swearingen, and Cappie Harden set Gable up.
Cappie Harden, the only eyewitness who testified that he saw Gable stab Francke, recanted in 2005 and again in 2009. At trial, Harden testified he was outside the Dome Building picking up Swearingen when he saw Gable climb into Francke‘s car. When a man matching Francke‘s description approached the car and yelled, Gable stabbed him once in the chest.
In his recantations, Harden swore that his trial testimony was fabricated. Initially, in late 1989, Harden had truthfully told the police he was not a witness. But after he was repeatedly questioned, polygraphed, threatened, and told that Gable had informed against him, Harden decided to frame Gable.
Swearingen, as discussed above, recanted before trial and testified for Gable, but she was impeached with her grand jury testimony. In two 2010 affidavits, Swearingen reaffirmed that neither she nor Harden saw the crime, and she lied to the grand jury only after tremendous pressure by investigators. Swearingen was particularly vulnerable because she was at that time a teenage drug addict with a juvenile record. Yet the investigators polygraphed her 23 times—the most polygraph tests that Dr. Raskin had ever seen given to one person—and interviewed her 12 times. During these sessions, the investigators repeatedly threatened her with criminal repercussions until she accused Gable. Swearingen also justified incriminating Gable because she, like some of the other witnesses, believed Gable was a “rat.” In exchange for her grand jury testimony, Swearingen was given immunity.
Two other recanting witnesses now give Gable a loose alibi. In 2010, after seeing a copy of their January 1989 eviction notice, Gable‘s former wife Janyne recalled that she and Gable hosted a group of friends the night of Francke‘s murder, which included trial witnesses John Kevin Walker and Mark Gesner. This directly contradicts her trial testimony that Gable was out all night. In 1993 and again in 2015, Walker admitted that he and Gesner were at the party with Gable at his home that night as well, recanting his trial testimony that he did not see Gable until the next day.
Circumstantial Witnesses: Walker and Walsh
Walker and Daniel Walsh, who both testified that Gable had confessed to them, have also since recanted. Walker admitted in 1993 and 2015 that Gable did not confess, and that Keerins and Gesner had admitted to him that they lied about Gable too. Similarly, Walsh recanted his testimony in 2011. Walsh testified at trial that Gable, while “strung” out on drugs, admitted he had stabbed Francke after he caught him “jockey-boxing” the car. Walsh now claims Gable never confessed. Walsh‘s recantation is supported by Sheryl Lowery, Walsh‘s partner at the time. She stated in a 2011 affidavit that after the trial, Walsh told her his trial testimony was false.
Walker and Walsh describe similar experiences with the investigation. When they were first interviewed by the police in September 1989, they both truthfully said they knew nothing about Francke‘s killing. But like Swearingen and Harden, both were pressured into accusing Gable after they were repeatedly polygraphed and challenged with their results. Walker was also threatened with criminal prosecution for Francke‘s murder and an unrelated weapon
In urging us to dismiss these recantations as unreliable, the State ignores the significant impact the investigative misconduct likely had on its witnesses. As Dr. Raskin explains, the polygraph testing and interrogation methods in this case “provided the means to shape” each witness’ statement into false testimony about Gable. The State is of course correct that police misconduct and Gable‘s guilt are not mutually exclusive. But in Gable‘s case, nearly every witness now claims their testimony was false because of the police misconduct. We evaluate the recantations through this lens. Additionally, the witnesses’ recantations bear strong indicia of reliability such that their trial testimony is fatally undermined.
Each witness had compelling motivations to respond to police pressure. Nearly every recanting witness negotiated benefits in their own criminal cases in exchange for their statements against Gable, and several were warned that they were suspects. Given Swearingen‘s age, vulnerability, and juvenile record, it is more than plausible that she was coerced by the dozens of polygraph tests and threats. In contrast, none of the witnesses has an obvious reason to perjure themselves on Gable‘s behalf now. See Larsen, 742 F.3d at 1098 (noting that the state did not explain why a witness would risk criminal consequences by perjuring himself for the petitioner‘s benefit in a Schlup inquiry).
Next is the timing. As of September 1989, no key witnesses had implicated Gable. But after Keerins’ false story and the revelation that Gable was an informant went public in October 1989, the witnesses were pressed into incriminating Gable as the lead suspect. In contrast, the recantations occurred years apart: three were before trial,
The recantations also overlap in consistent ways. Swearingen and Harden were together that night, and each independently swears that they did not see Gable commit the crime. Walker has claimed since 1993 that he, Keerins, and Gesner lied to frame Gable; Keerins now admits it, adding that he, Swearingen, and Harden “set up Gable.” Janyne and Walker verified that the Gables hosted a party the night of the murder that Gesner and Gable also attended.
Critically, Harden and Swearingen‘s recantations align with the evidence much more than their prior statements. Hunsaker, the custodian who saw two men fighting and was the only neutral eyewitness, did not see anyone else at the scene. But according to Swearingen‘s grand jury testimony, she was standing in front of the building when Francke and Gable‘s altercation began, and she ran past them, through the parking circle, to Harden‘s car in the driveway. Harden then allegedly drove west down the same driveway Hunsaker saw the suspect run down on foot. Had Swearingen and Harden really been at the scene in front of the Dome Building, Hunsaker would have seen them.
The State argues that even if we credit every recantation, there is enough evidence remaining to convict Gable. But without its key witnesses, the State‘s case against Gable is threadbare, at best. Nothing directly pinpoints Gable in the murder. Only three witnesses have not fully recanted their trial testimony, but they have been thoroughly impeached. Earl Childers, who testified that he saw Gable driving near the crime scene and that Gable confessed to him once while they were doing methamphetamine, is now unsure of either fact. Mark Gesner, who testified that Gable drove to his house on the night of Francke‘s murder and asked him to
That leaves only Linda Perkins, who testified that Gable admitted he did something bad the morning after the murder, but the other two people present during Gable‘s alleged admission deny her story. Randy Studer is one of them. Notably, Studer claims that like the others, he told the police the truth in the fall of 1989—that the conversation with Gable and Perkins did not happen. But after repeat polygraphs and threatening interrogations, he was pressured to falsely accuse Gable in his grand jury testimony. Studer recanted before trial and did not testify, and to this day maintains that Perkins made up her story.
The State relies on Jones v. Taylor, which is factually inapposite. To start, in Jones we assessed a freestanding claim of actual innocence, which requires a petitioner to “affirmatively prove that he is probably innocent“—a much higher showing than Schlup. 763 F.3d at 1246–47 (internal citation omitted). Further, the recantations in Jones were uncorroborated and suspiciously timed, id. at 1249, whereas the recantations here are corroborated and spaced apart.
Gable‘s evidence is also markedly different from another case relied on by the State, Lee v. Lampert. In Lee, we found expert testimony questioning the reliability of a child assault victim‘s police interview insufficient to satisfy Schlup because it did not negate the victim‘s unrepudiated trial testimony or statements against the petitioner. 653 F.3d at 943–44. In contrast, here, each witness has recanted, and Dr. Raskin‘s unchallenged testimony explains how they were led astray. This is likewise a far cry from Sistrunk v. Armenakis, where new evidence was insufficient because it
In short, no reasonable juror could ignore the heavy blow to the State‘s evidence given the significance of the recantations. The affidavits show how undisputed investigative misconduct paved the way for a string of criminal associates to turn on Gable to help themselves. The recantation evidence alone presents a compelling claim of “actual innocence” under Schlup, but Gable does not rely on that alone.
2.
The jury never learned that before Gable was a suspect, John Crouse had confessed to the crime several times, over many months, revealing details that had not been made public.
A few weeks after the murder, in February 1989, Crouse told his parole officer—unprompted—that he had information about Francke‘s death. Initially, Crouse said he saw a group of men beating up another man outside the Dome Building. Crouse then claimed a man named Juan paid him $300,000 to murder Francke.
But his most detailed and compelling confession came in April 1989. According to Crouse, he was walking by the Dome Building on the night of January 17, 1989, when he decided to break into a car. Francke caught him in the act and tried to detain him. Resisting, Crouse hit Francke in the face and stabbed him before fleeing on foot.
Critically, Crouse included key details that were consistent with the evidence but not yet public, like the number and type of wounds Francke suffered. He claimed he stabbed Francke three times: in the heart, arm, and torso. Although Francke was stabbed through the left bicep, and not the right forearm like Crouse said, Crouse accurately identified his other injuries: he said he slashed Francke‘s arms and hands, and hit Francke on the left side of his face and eyeglasses.5 Crouse also admitted he wore a tan jacket, which matches Hunsaker‘s description of the fleeing assailant‘s coat. Finally, Crouse said Francke cried out when Crouse stabbed him, so Crouse pulled back and ran away, which aligns with Hunsaker hearing a noise, seeing two men face each other, and then watching them separate.
Crouse repeated his confession three more times to family members in the police‘s presence. After his confession, Crouse asked to call his brother and agreed to have their conversation recorded. Crouse confessed again to his brother, stating that he might face the death penalty. Crouse then called his mother and confessed again. Finally, officers brought in Crouse‘s girlfriend, and he tearfully confessed to her too.
Crouse recanted at least twice, first in April 1989 before he retracted his recantation days later. In June 1989, Crouse claimed he was involved in a high-level Oregon Department of Corrections conspiracy where state officials tried unsuccessfully to hire Crouse to kill Francke and prevent him from exposing their prison drug operation. Then in late November 1989, the State offered Crouse immunity from
The fact that Crouse “confessed without immunity and overwhelmingly against his own penal interest” is “a strong indicator of reliability.” Carriger, 132 F.3d at 475. Crouse‘s “botched burglary” confession is far more consistent with the evidence than his recantations.7 The State offers no explanation of how Crouse was able to reveal accurate details about Francke‘s wounds known only to the police or a participant in the crime. In contrast, Crouse‘s alternative story about a group of men jumping someone outside the Dome Building cannot be squared with the State‘s theory of one killer. Nothing in the record corroborates Crouse‘s murder-for-hire or government conspiracy confessions either.
Again, even assuming some doubt about Crouse‘s involvement in the murder, Gable need not prove Crouse‘s guilt beyond a reasonable doubt. Rather, the question under Schlup is whether Crouse‘s confessions undermine Gable‘s guilt. See Carriger, 132 F.3d at 478-79. Under the State‘s theory of a single killer, their guilt is mutually exclusive—either Gable killed Francke, or someone else did. Crouse would have presented a more compelling choice to the jury.
While Crouse confessed on the record with details known only to the killer or the police, Gable consistently
Crouse also could not offer a clear alibi. He either attended back-to-back alcohol treatment meetings with someone named Laurie, worked all night, was all over town, or stayed home. The State highlighted Gable‘s lack of alibi at trial, but compared to Crouse, Janyne and Walker now give Gable a stronger alibi. Cf. House, 547 U.S. at 550-54 (finding Schlup met even though the petitioner had no alibi).
Crouse‘s detailed and compelling confessions, when considered with the recantations of nearly all the State‘s key witnesses, are more than sufficient to satisfy Schlup‘s demanding standard. We therefore hold that Gable‘s procedural default is excused under Schlup because it is “more likely than not that no reasonable juror would have convicted him in the light of the new evidence.” Lee, 653 F.3d at 938 (quoting Schlup, 513 U.S. at 327).
1.
We now evaluate the merits of Gable‘s claim that the trial court violated his Sixth and Fourteenth Amendment rights by excluding evidence of Crouse‘s guilt.
The Sixth Amendment guarantees a criminal defendant‘s right “to have a public trial, to confront the witnesses against him and to obtain witnesses in his favor.” Lunbery v. Hornbeak, 605 F.3d 754, 760 (9th Cir. 2010). These rights are incorporated into the due process clause of the Fourteenth Amendment, which includes the right “to a meaningful opportunity to present a complete defense.” Id. (quoting Crane v. Kentucky, 476 U.S. 683, 690 (1986)).
In Chambers v. Mississippi, the defendant was convicted of killing a police officer. 410 U.S. 284, 285 (1973). Another man, McDonald, confessed to the killing but recanted. Id. at 287-88. The trial court allowed the defendant to call McDonald to the stand and to read his prior confession to the jury, and the state was allowed on cross-examination to elicit McDonald‘s recantation. Id. at 289. But the court applied a state “voucher” rule to bar the defendant from challenging McDonald‘s recantation, and the hearsay rule to prevent the defendant from presenting McDonald‘s prior confessions through other witnesses. Id. at 291-92, 294-96. McDonald‘s confessions were excluded despite strong indicia of reliability: they were made spontaneously to close acquaintances shortly after the murder; they were corroborated by other evidence; and they were against his penal interest. Id. at 300-01.
The Supreme Court held that the exclusion of McDonald‘s confessions and the state‘s refusal to allow his
2.
Gable sought to admit Crouse‘s confessions as statements against interest, a hearsay exception for “unavailable” declarants under Oregon Evidence Code Rule 804(3)(c), because Crouse had intended to assert his Fifth Amendment right against self-incrimination.9
The State moved to exclude Crouse‘s confessions. At a hearing outside the jury‘s presence, Crouse answered “no” when asked if he killed Francke. Crouse‘s attorney claimed he misunderstood; he meant to invoke his privilege against self-incrimination and would do so if asked again. Indeed,
The State insisted, and the state court agreed, that Crouse was in fact available because he waived his privilege as to whether he killed Francke, and therefore the “statements against interest” exception did not apply. See
The trial court did not grapple with either point. Instead, it ruled that Crouse‘s testimony denying that he killed Francke was irrelevant and thus inadmissible, because “[y]ou can‘t put people on the stand and say they did not kill Michael Francke.” See
The state court‘s application of the Oregon evidence rules was incomplete and almost certainly wrong. The court did not acknowledge that Crouse invoked his privilege on every other question, including whether he was at OSH or told the police he killed Francke, and thus was unavailable as to those issues. His hearsay statements against interest
But even assuming the state court‘s application of its evidentiary rules was correct, the exclusion of Crouse‘s confessions nevertheless violated Gable‘s due process rights. Rather than address the substance or reliability of Crouse‘s confessions, the trial court‘s ruling was purely mechanistic and technical. See Chia v. Cambra, 360 F.3d 997, 1003 (9th Cir. 2004) (“[W]hen a hearsay statement bears persuasive assurances of trustworthiness and is critical to the defense, the exclusion of that statement may rise to the level of a due process violation.” (citing Chambers, 410 U.S. at 302)).
As discussed, Crouse‘s confessions have strong indicia of reliability. He confessed within months of the murder, multiple times, in several forms, to nearly unimpeachable witnesses and his family, with no apparent ulterior motive, and clearly against his penal interest. “Self-inculpatory statements have long been recognized as bearing strong indicia of reliability.” Id. at 1004. “[R]easonable people, even reasonable people who are not especially honest, tend not to make self-inculpatory statements unless they believe them to be true.” Id. at 1005 (quoting Williamson v. United States, 512 U.S. 594, 599 (1994)); see also
Importantly, Crouse‘s confessions were corroborated by other evidence, including non-public facts about the murder that only a participant to the crime would know. See Chia, 360 F.3d at 1006 (“When a defendant seeks to introduce an out-of-court statement, the corroboration of the contents of that statement with other evidence is a factor weighing in
Finally, Crouse‘s confessions were undoubtedly critical to Gable‘s defense. Our decision in Lunbery v. Hornbeak is particularly instructive, in which we held that the state violated the petitioner‘s due process rights by excluding evidence that a third party admitted his drug partners had accidentally killed the victim. 605 F.3d at 761. The admission was against the third party‘s penal interest, made shortly after the murder, and corroborated by other evidence. Id. Although the petitioner had also confessed (and recanted), that fact did not negate “the prejudice flowing from her inability to present the defense of third party culpability.” Id. at 762. “The murder called out for a murderer,” and excluding third-party guilt evidence left only the petitioner “in view.” Id.; see also Cudjo v. Ayers, 698 F.3d 752, 765-66 (9th Cir. 2012) (finding a Chambers violation when the petitioner‘s brother‘s confession was excluded as hearsay under state law when the murder pointed to a single culprit and only the killer‘s identity was at issue). When there is little direct evidence of the crime, but the defendant is the only one implicated, the jurors will wonder: “If the defendant didn‘t [do it], who did?” United States v. Crosby, 75 F.3d 1343, 1347 (9th Cir. 1996).
Gable‘s defense was innocence, but excluding Crouse left only Gable in view. As the only suspect, Gable‘s cryptic statements to the police and his meth-fueled boasts to his friends appeared to confirm the police‘s focus on him at trial. But that evidence pales in comparison to Crouse‘s detailed
AFFIRMED.