Frank G. McAleese v. Edward T. Brennan, Superintendent Pennsylvania Board of Probation and ParoleFrank G. McAleese v. Edward T. Brennan, Superintendent Pennsylvania Board of Probation and Parole
OPINION OF THE COURT
I. INTRODUCTION
This matter comes on before the court on an appeal from an order entered on October 22, 2003, by the district court approving and adopting a magistrate judge’s report and recommendation and denying as untimely Frank G. McAleese’s petition for a writ of habeas corpus that he filed on March 2, 1998. In his petition, McAleese, a state prisoner currently confined at the State Correctional Institution at Albion, Pennsylvania, 1 challenges the September 2, 1995 decision of the Pennsylvania Board of Probation and Parole (“PBPP”) 2 denying him parole and requiring that he participate in a sex offender treatment program. We are not concerned, however, with the merits of the PBPP decision as we granted a certifícate of appealability solely on the question of “whether the District Court erred in dismissing [McAleese’s] habeas сorpus petition as untimely.” The gravamen of McA-leese’s argument is that the PBPP’s failure to turn over documents opposing his release that the Philadelphia District Attorney and a supervising judge of the Philadelphia County Court of Common Pleas submitted to it tolled the limitations period under the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”) to such an extent that his petition was timely. As a matter of convenience, we refer to the documents as if the district attorney submitted all of them. For the reasons that follow, we will affirm the order of the district court.
II. FACTS AND PROCEDURAL HISTORY
In 1983, after a Philadelphia County jury found McAleese guilty of third-degree murder for killing his ex-wife and for possession of an instrument of a crime, 3 the state trial court sentenced him to consecutive custodial terms of ten to twenty years and two and one half to five years, respectively, on the convictions. Following his sentencing McAleese unsuccessfully pursued direct appeals and post-conviction relief.
In 1995, after twelve and one half years of incarceration, McAleese became eligible for parole. McAleese contends that on March 6, 1995, the institution staff recommended that the PBPP grant him parole and release him to a halfway house, predicating its recommendation on his exemplary prison record and his completion of various prison programs. On March 27, 1995, however, the institution staff advised McAleese that the district attorney who had prosecuted the case had submitted correspondence opposing his release to a halfway house. McAleese alleges that, based on that correspondence, which he was unable to obtain either at that time and, as will be seen, for some years there
Nevertheless, the PBPP conducted a hearing on McAleese’s case on July 12, 1995. On September 2, 1995, the PBPP advised McAleese that it was denying him parole and that it would not reconsider a parole application from him until July 2000. According to the PBPP, it denied McAleese parole for the following reasons: poor prison adjustment, habitual offender, assaultive instant offense, highly assaultive behavior potential, victim injury, weapon involved in the commission of the offense, need for counseling, and unfavorable recommendation from the Pennsylvania Department of Corrections (“DOC”). The PBPP also advised McAleese that it was requiring him to participate in a sex offender program.
Thereafter, McAleese began challenging his parole denial and the requirement that he participate in a sex offender program. As early as September 11, 1995 (a little more than one week after the parole denial), he notified the DOC that he believed that there was no “factual basis whatsoever” for the parole denial which he believed was a retaliatory act for his failure to cooperate with the district attorney in the 1986 murder prosecution of a fellow inmate, Wilfredo Santiago, who was charged with murdering a Philadelphia police officer. 4 App. at 358. At that time he reiterated his request for disclosure of the correspondence the district attorney sent to the PBPP. Moreover, he began sending letters to the PBPP objecting to having to participate in the sex offender program.
Inasmuch as he was unsuccessful in his efforts to avoid the direction tо participate in the sex offender program and to obtain the correspondence opposing his parole, McAleese obtained counsel who for the next several years sent requests to the PBPP, the DOC, and the district attorney seeking release of the district attorney’s letters. All three agencies, however, rejected these requests. The DOC told his counsel that the records are not “public records” within the meaning of Pennsylvania’s Righfi-to-Know Act, and, in any event, it could not locate the requested records. Id. at 101. The PBPP indicated that the information McAleese sought was “privileged,” app. at 366, a response similar to that of the district attorney who cited “confidentiality protections” in refusing to disclose the letters, id. at 378. •
On March 2, 1998, about two and one half years after the PBPP denied him parole, McAleese filed a рro se habeas corpus petition pursuant to
The magistrate judge issued a report and recommendation, recommending that the court dismiss the petition for failure to exhaust administrative remedies. On May-17, 1999, the district court approved and adopted the report and recommendation and thus dismissed the petition on the ground that McAleese had not exhausted his state remedies before seeking relief in the district court. On McAleese’s appeal, however, we vacated that dismissal after we decided
Coady v. Vaughn,
[WJhether McAleese’s petition is time-barred is a matter best addressed in the first instance by the District Court, which has yet to reach this question. Assuming arguendo that AEDPA’s one year statute of limitations applies to McAleese’s petition, McAleese has provided reasons for equitable tolling which are not self-evidently meritless and which turn on factual determinations which should be made by the District Court.
We express no opinion concerning whether the statute of limitations applies in this case, or, if it does, whether it bars McAleese’s petition.
Id. at 4-5. Accordingly, we remanded the case to the district court, which transferred it to the Eastern District of Pennsylvania. While the judicial proceedings were pending, the PBPP on August 8, 2000, and October 30, 2001, again denied McAleese parole, explaining that he showed no remorse for his commission of the crime and presented a continued danger to the community. McAleese has not challenged these denials in separate habe-as corpus proceedings.
On May 30, 2002, the district court in the Eastern District ordered McAleese to complete that court’s forms for filing a habeas corpus petition pursuant to
Significantly, in respondents’ answer to the petition, they disclosed the correspondence from the district attorney that they previously withheld. Thus, they produced
• A letter dated February 23, 1995, from the district attornеy to the superintendent of the DOC institution opposing any pre-release programming for McAleese.
• A letter dated February 28, 1995, from Hon. Legróme D. Davis, then the supervising judge of the Philadelphia County Court of Common Pleas, to the PBPP at the recommendation of the district attorney opposing parole.
• A letter dated April 12, 1995, from the district attorney to the PBPP indicating that the district attorney’s office is “most strenuously opposed for any parole consideration for this brutal murder.”
• A letter dated August 16, 2000, from the district attorney to the PBPP indicating that the district attorney’s office “cannot overstate [its] satisfaction with the Board’s action.” The letter goes on to provide additional allegations that it wanted to be included in McA-leese’s file, including that he had filed a civil action 7 against the district attorney’s office and an assistant district attorney and that he had authored an anonymous letter purporting to be from a Philadelphia police officer.
Upon review of the materials submitted, the magistrate judge recommended that the court dismiss the petition as untimely. The magistrate judge concluded that because direct review of McAleese’s conviction ended before the AEDPA’s effective date, he had one year from its effective date, i.e., until April 23, 1997, to file his petition. However, McAleese did not file his petition until March 2,1998. The magistrate judge further concluded that subsection (D) of section 2244(d)(1) extending the time for the filing of a petition for habeas corpus for one year after a petitioner knows or should know of the factual predicate for his claims, did not extend the filing deadline beyond April 23, 1997, because McAleese was cognizant of the “factual predicate” of his claims on the day that the PBPP denied him parole, September 2, 1995. Additionally, the magistrate judge found that McAleese had failed to present any evidence to justify equitable tolling of the statute of limitations, and that there was no basis for the court to toll the statute of limitations by reason of the subsequent denials of parole as they did not amount to “continuing violations” of McAleese’s rights. On October 22, 2003, the district court entered an order approving and adopting the magistrate judge’s report and recommendation, and, accordingly, dismissing the petition as being untimely.
On January 30, 2004, the district court entered an order permitting McAleese to file an appeal nunc pro tunc which McA-leese did within the permitted period on February 18, 2004. As we indicated at the outset of this opinion, we granted a certificate of appealability on August 31, 2004, “with regard to the question whether the District Court erred in dismissing [McA-leese’s] habeas corpus petition as untimely,” and we now resolve that issue. 8
The district court had jurisdiction under
IV. DISCUSSION
McAleese makes three arguments on this appeal. First, he argues that' the “factual predicate” of his claims under section 2244(d)(1)(D) is the disclosure of the content of the district attorney’s correspondence, not the denial of the parole, and thus the limitations period did not begin to run until its disclosure in 2002 in the answer to his June 20, 2002 restated petition filed in the Eastern District on its forms. If he is correct on this point, his petition surely could not have been late as he filed it before the disclosure. Seсond, he argues that even if the denial of the parole is the “factúal predicate” triggering the running of the statute of limitations, the time of the last of three parole denials in 2001 is the appropriate date at which to look for the purposes of application of the AEDPA’s limitations period because the PBPP continued to receive additional correspondence from the district attorney up until that time. Thus, he views this case as involving a “continuing violation” of his rights. Third, McAleese argues that we should equitably toll the limitations period because for seven years the district attorney, the PBPP and the DOC did not divulge the documents that he sought. For the reasons that follow, we will affirm the decision of the district court to dismiss the petition as untimely.
A. Factual predicate
Under the AEDPA there is a one-year limitations period in which a person in custody pursuant to a state-court judgment may file an application for a writ of habeas corpus.
In this case, McAleese is challenging the 1995 parole denial and thus
McAleese argues that the magistrate judge and district court erred because the denial of parole in 1995 was not the “factual predicate” of his claims, but rather, “[t]he factual predicate which [he] was required to diligently act to discover was, in fact, the content of the [district attorney’s] correspondence and the PBPP’s reliance thereon, not merely the existence of such correspondence,” and “[t]he legal event of the parole denial and the fact that [he] was aware that something had been submitted that was withheld from him, simply triggered his diligent еffort to obtain that material.” 11 Appellant’s br. at 18-19. We disagree with him for the following reasons.
In order to determine the “factual predicate of the claim or claims presented” for purposes of
Having defined the contours of McAleese’s claims, we set forth their “factual predicate” as 2244(d)(1)(D) uses that term. Though the AEDPA does not define “factual predicate,” we have held that “[sjection 2244(d)(1)(D) provides a petitioner with a later accrual date than
In this case, there is no doubt that the “vital facts” underlying McAleese’s claims are the denial of his parole application in an alleged attempt to coerce him to cooperate in the Santiago case and the decision to require him to participate in the sex offender program, not the subsequent disclosure of the content of the letters the district attorney sent to the PBPP. In fact, McAleese himself proved that the content of the correspondence was not a “vital fact” underlying his claims as he filed his habeas corpus petition without possession of those documents. Obviously, he could have filed his petition earlier had he chosen to do so. Furthermore, even before the PBPP initially denied him parole he was aware of the correspondence opposing his parole application and surely knew that he had not been convicted of or, indeed, so far as we are aware, even charged with a sex offense.
Clearly, McAleese has confused the facts that make up his claims with evidence that might support his claims.
See Johnson v. McBride,
We are not the only court of appeals to have considered a situation like the one here. In
Flanagan v. Johnson,
The Court of Appeals of the Fifth Circuit rejected the petitioner’s timeliness argument, explaining that
[the petitioner] is confusing his knowledge of the factual predicate of his claim with the time permitted for gathering evidence in support of that claim. Trial counsel’s affidavit neither changes the character of [the petitioner’s] pleaded due process claim nor provides any new ground for [his] federal habeas petition.Section 2244(d)(1)(D) does not convey a statutory right to an extended delay, in this case more than seven years, while a habeas petitioner gathers every possible scrap of evidence that might ... support his claim.
Id. at 199. The court pointed out that the petitioner did not even file the “purportedly crucial affidavit” with his original habe-as petition. Id. Rather, he submitted only his own affidavit with the original habeas corpus petition and he did not submit his trial counsel’s affidavit until he later filed a supplementary pleading. Id.
Inasmuch as the material facts here are indistinguishable from those in
Flanagan,
not surprisingly we reach a conclusion parallel with the conclusion that the court reachеd in that case. As was true of the trial attorney’s affidavit in
Flanagan
with respect to the petitioner’s claims there, the correspondence from the district attorney was not the “factual predicate” of McA-
We address one more case relating to this point. McAleese relies on
Johnson v. United States,
This is what happened in
Johnson.
After the petitionеr pleaded guilty in the district court to distribution of cocaine, the court sentenced him as a career offender on the basis of two prior state convictions for cocaine distribution.
Id.
at 298,
B. Submission of new materials
McAleese next argues that even if the denial of the parole and not the disclosure of the documents constituted the “factual predicate” of his claims, the limitations period should not have begun to run until the PBPP last denied him parole in 2001 and not when it first denied him parole in 1995. McAleese predicates this contention on the fact that the PBPP received additional correspondence from the district attorney after the 1995 denial on which, according to him, the PBPP relied in denying him parole in 2000 and 2001. The additional documents to which McA-leese points were attached to the letter dated August 16, 2000, from the district attorney to the PBPP, disclosed with respondents’ answer to McAleese’s restated Eastern District petition to which we have referred: (1) an anonymous letter postmarked July 14, 2000, to the president of the Fraternal Order of Police recommending favorable treatment towards him with respect to the Santiago retrial, 16 and (2) a federal civil rights complaint dated January 12, 1999, that he filed against the PBPP and the district attorney making allegations similar to those he asserted in the habeas corpus petition before us now.
We reject this argument. McAleese filed his habeas corpus petition on March 2, 1998. Clearly, the “factual predicate” of his claims asserted in 1998 cannot be the subsequent parole denials in 2000 and 2001 regardless of when the documents on which he relies were sent to the PBPP. This is chronologically impossible.
To circumvent this impossibility, McAleese contends that the repeated denials of parole constitute a “continuing violation” of his rights, and that we, accordingly, should regard the most recent parole denial in 2001 as the event that triggered
Second, even if we were to apply a continuing violations theory in the context of habeas corpus petitions, the successive denials of McAleese’s parole applications would not constitute “continuing violations.” Under the сontinuing violations theory, a plaintiff may pursue a claim for conduct that standing alone would have been untimely as it occurred before the start of the applicable statute of limitations filing period as measured back from the time of the filing of the action. The application of the continuing violations theory may be appropriate in cases in which a plaintiff can demonstrate that the defendant’s allegedly wrongful conduct was part of a practice or pattern of conduct in which he engaged both without and within the limitations period.
See, e.g., West v. Philadelphia Elec. Co.,
In this case, McAleese’s petition was subject to a one-year filing period under the AEDPA measured from April 24, 1996, until April 23, 1997.
18
Consequently, inasmuch as McAleese filed his habeas corpus petition on March 2, 1998, the 2000 and 2001 parole denials occurred after the close of the limitations period with respect to the time for a challenge to the original parole denial on September 2, 1995, and they could not save any claim that he might have had with respect to that denial. The actual effect of accepting McAleese’s argument would be to revive his barred claim challenging the 1995 parole denial, something we will not do. In this regard, we reiterate that McAleese has not instituted separate habeas corpus proceedings with respect to the denial of his рarole applications in 2000 and 2001 and thus this ease does not involve any act within the filing period for, as we have explained, the
We also point out that it is clear that the three parole denials over the six-year period from 1995 to 2001 are “isolated or sporadic acts” and not “a persistent ongoing pattern.” Therefore, in accord with our recent discussion in
O’Connor v. City of Newark,
C. Equitable tolling
McAleese’s last argument is that even if we find that he failed to file his petition within the AEDPA’s limitation period, we should equitably toll the running of the statute of limitations because he “was actively misled as to even the existence of the various materials sent to the PBPP regarding his parole, and certainly was denied access to their contents.” Appеllant’s br. at 23. McAleese’s argument is unpersuasive. Equitable tolling is available “only when the principle of equity would make the rigid application of a limitation period unfair.”
Merritt v. Blaine,
Here, there were no extraordinary circumstances, or, indeed, any circumstances at all, preventing McAleese from filing a timely petition. Obviously, McA-leese cannot persuasively argue that the withholding of the materials sent to the PBPP prevented him from doing so as he, in fact, did file his petition without first seeing that documentation. But instead of timely filing his petition following the 1995 parole denial, he engaged in a multi-year campaign to secure evidence that might support his claims. While we exercise some level of leniency with respect to pro se petitioners as McAleese was both when he first began contesting the parole denial at the administrative level and at the time he filed his initial habeas corpus petition, mere neglect, even if characterized as excusable, does not justify equitable tolling in any circumstances.
See Miller v. N.J. Dep’t of Corr.,
V. CONCLUSION
For the foregoing reasons, we will affirm the order entered on October 22,
Notes
. McAleese is scheduled for release in December 2007, at which time he will have served his full 25-year sentence.
. In addition to the PBPP, McAleese brings this habeas corpus action against the correctional institution’s superintendent, Edward T. Brennan.
.We need not recite the details of the crime. We did so, however, in
McAleese v. Mazurkiewicz,
.
Commonwealth v. Santiago,
. According to McAleese, while he was awaiting sentencing in 1983, the police asked him to sign a statement indicating that Santiago had confessed his guilt to him. McAleese also asserts that the police urged him to testify against Santiago. McAleese refused both requests, reported the alleged conduct of the police to counsel and the press, and testified
. In
Coady,
after certification оf the issue to the Pennsylvania Supreme Court and the receipt of that court's opinion, we stated that under Pennsylvania law there were no available state-court remedies to exhaust challenging discretionary parole denial, and thus a prisoner may file a habeas corpus petition in a federal court challenging the denial without exhausting state remedies.
Coady,
. The complaint in the civil action, which includes the PBPP as a defendant, is attached to the letter.
. "A certificate of appealability may issue ... only if the applicant has made a substantial showing of the denial of a constitutional right.” 28 U.S.C. 2253(c)(2). The question of whether a petition is timely relates to a procedural issue, not a constitutional right, and thus a petitioner is not entitled to a certificate of appealability on an appeal from the denial of a petition on timeliness grounds unless he makes a preliminary showing with respect to the two requirements for a petition that
Slack v. McDaniel,
.We seem not to have determined whether a habeas corpus petition challenging the denial of parole by a parole board is subject to
. The magistrate judge obviously meant parole, not probation.
.- Respondents do not contend that McAleese did not exercise due diligence in an effort to obtain the material. Thus, we will assume that he did so.
. McAleese apparently believes that because he would not admit that he committed a sex offense as he had not committed such an offense, and inasmuch as he had to make that admission to complete the program, he could nоt complete it. We note with respect to the sex offender treatment program that, even though McAleese was not convicted of a sex offense, the record indicates that he has exhibited dangerous behavior towards females, and the underlying murder involved stab wounds to the victim’s nipples and right labia.
See McAleese v. Mazurkiewicz,
.
Johnson
applied
. We are surprised and disappointed that McAleese's attorney in her brief did nоt mention the Supreme Court opinion in Johnson inasmuch as the Court filed that opinion on April 4, 2005, and she filed her brief on July 10, 2006. It seems to us that she should have been aware of the Supreme Court's opinion and should have brought it to our attention.
. The Court was split in its ultimate holding in that the majority concluded that a petitioner must exert due diligence in seeking the state-court order of vacatur and the petitioner had not done so. Consequently, the Court upheld the judgment of the court of appeals affirming the judgment of the district court denying the petition as untimely.
Johnson,
. The district attorney contends that McA-leese actually wrote this anonymous letter, though it was supposedly from a police officer.
. As we already have noted, the PBPP denied McAleese parole for the third time on October 30, 2001, and on June 20, 2002, he filed his restated habeas corpus petition in the Eastern District pursuant to that court's directions. This time sequence could have opened the possibility that McAleese's petition was timely if it challenged the October 30, 2001 parole denial standing alone even if it also challenged the original 1995 parole denial. We, however, reject this possibility because McAleese in his June 20, 2002 submission did not state that he was making a standalone challenge to the October 30, 2001 parole denial. Moreover, respondents in their brief on this appeal indicate that ”[t]he decision denying parole which the petition challenges is dated September 2, 1995....” Ap-pellees' br. at 6. In his reply brief McAleese does not say that that statement was incorrect, though he does contend "that the content of the district attorney's letters” as well as the additional correspondence to which we referred above "were used to deny [him] parole in 2000 and 2001, and thus [his] claim was timely filed.” Appellant’s reply br. at 8. But, of course, that contention was consistent with his continuing violation argument and, indeed, was its essence.
. We are not concerned with any limitations period that predated the enactment of the AEDPA even though the parole denial on September 2, 1995, was before its enactment.
. We express no opinion as to whether the restrictions on filing second or successive ha-beas corpus claims in