Frank E. Acierno v. Michael Mitchell, in His Official and Individual Capacity New Castle CountyFrank E. Acierno v. Michael Mitchell, in His Official and Individual Capacity New Castle County
In this zoning dispute, we again address ripeness in the context of a constitutional challenge to a land-use decision.
See Taylor Inv., Ltd. v. Upper Darby Tp.,
I.
A.
Plaintiff Frank Acierno owns property in New Castle County, Delaware. Under New Castle County’s zoning ordinance, a small part of the property is zoned C-2 (a classification for general commercial uses, Ordinance § 23-32) and the larger part M-l (a classification for “light” manufacturing, Ordinance § 23-34). 1 In 1971, plaintiff submitted a development plan to build an enclosed shopping mall on the M-l portion of the property. At that time, the County’s zoning ordinance permitted all commercial uses, including shopping malls, on M-l property.
For reasons not relevant to this appeal, plaintiffs final development plan was rejected by County authorities, a decision the Delaware Court of Chancery upheld on review. The Delaware Supreme Court reversed, directing plaintiffs development plan be approved and recorded.
Acierno v. Folsom,
Before the Delaware Supreme Court rendered its decision, New Castle County amended its zoning ordinance. The amendment, effective in November 1971, excluded all commercial uses from M-l districts. In directing the County to record plaintiffs final development plan, however, the Delaware Supreme Court did not address the effect of this amendment on plaintiffs property. See id. Nevertheless, on October 28, 1975, the New Castle County Council complied with the court’s directive and approved plaintiffs plan.
Plaintiffs property sat idle between October 1975 and 1987. Then, in September 1987 and again in November 1988, plaintiff submitted subdivision plans, along with surveys, drainage area plans, site plans, grading and utility plans, and road plans. With these subdivision plans, plaintiff proposed to build a “strip-mall” (instead of an enclosed facility) and a 70,000 square foot commercial building on the property. The Department of Planning and the County Council approved the plans. 2
B.
Notwithstanding the plan approvals, plaintiff was required to secure a building permit to build on the property.
If the Development and Licensing Division refuses to issue a permit, the decision is “subject to determinations made by the Board of Adjustment on appeal taken” from that refusal.
may reverse or affirm, wholly or partly, or modify the order, requirement, decision or determination appealed from, and make such order, requirement, decision or determination as ought to be made, and, to that end, it shall have all powers of the officer or agency from whom the appeal was taken.
C.
In December 1991, plaintiff submitted an application for a permit to build a 112,000 square foot commercial building. David Bi-loon, New Castle’s Chief of the Development and Licensing Division, rejected the application. In a letter dated December 18, 1991, Biloon provided two reasons for the rejection. First, plaintiffs permit application im-permissibly varied from his record plans, which authorized a building of 70,000, not 112,000, square feet. Second, because plaintiffs property was zoned M-l, Biloon stated that “[cjommercial ventures of this nature cannot be situated on the lands which contain manufacturing zone classification” under the zoning ordinance.
Biloon based his interpretation of the zoning ordinance on several memoranda from the Codnty’s Law Department. Approximately eight months before plaintiff submitted his building-permit application, the First Assistant County Attorney, defendant Michael Mitchell, researched the land-use history of the property in response to a request for a zoning certification by one of plaintiffs' prospective tenants.
6
In the course of his
no building permit should be issued for any construction on this site [i.e., plaintiffs property] until extensive review and consultation between the Division of Development and Licensing, Department of Planning and Department of Law is initiated and concluded concerning any proposed use.... [A] general hold should be placed on any building permits that could be issued for this site.
Mitchell sent copies of his memorandum, ás well as subsequent memoranda, to other County officials, stating that plaintiffs record plans should be accorded no effect in light of the alleged zoning defect and requesting the officials to “take any steps necessary to ensure that no permits are issued for this site until complete review and consultation is accomplished with this Department and the Department of Planning.”
Biloon adopted Mitchell’s opinion by memorandum dated May 3, .1991. As we have noted, Biloon rejected plaintiffs building-permit application in December 1991, based in part on his agreement with Mitchell’s opinion. Plaintiff did not appeal the decision.
In May 1992, plaintiff submitted another building-permit application. Again proposing to build a commercial building, plaintiff cured the size discrepancy by requesting a permit for a 70,000 square foot building. Mitchell and Biloon discussed the revised application. Biloon requested instructions, and Mitchell responded “[i]t is not zoned for a retail department store. He does not get a permit.” Biloon rejected plaintiffs application by letter dated June 4, 1992, noting “the conflict between the proposed commercial use and the manufacturing zoning elassificar tion for the property remains unchanged.” Again, plaintiff did not appeal the decision.
Instead, plaintiff filed a three-count complaint under
Before discovery was completed, defendants filed a motion for summary judgment, and plaintiff filed a motion for a preliminary injunction. The district court ordered expedited discovery and held an evidentiary hearing. The court granted plaintiffs motion for a preliminary injunction, directing defendants to review plaintiffs application for a building permit. The court denied defendants’ motion for summary judgment on count I, but granted summary judgment on counts II and III.
7
The court also determined Mitchell was not entitled to qualified immunity under
Anderson v. Creighton,
For the first time on appeal, the County contends plaintiffs claims are not ripe for review.
9
Although we generally decline to address arguments for the first time on appeal, “ripeness affects [the] justiciabili ty” of plaintiffs claims,
Taylor Inv., Ltd. v. Upper Darby Tp.,
III.
A.
In
Taylor Inv., Ltd. v. Upper Darby Tp.,
Taylor involved the revocation of a use permit. There, plaintiffs’ lessor secured a use permit to open a “physical fitness/sports center” in Upper Darby Township, Pennsylvania. Instead, the lessor opened an all-night pool hall. Id. at 1288. The Township’s zoning officer revoked the lessor’s permit, claiming the lessor supplied false and misleading information on his permit application. Plaintiffs did not appeal the revocation decision to the Township Zoning Hearing Board. 10 Nor did plaintiffs seek a variance or special exception. Instead, they filed a federal lawsuit, claiming the revocation violated due process and equal protection.
We held that plaintiffs’ claims were premature.
Id.
at 1291-92. Based on
Williamson
and
MacDonald, Sommer & Frates v. Yolo County,
We require finality because “land-use regulation generally affects a broad spectrum of' persons and social interests, and ... local political bodies are better able than federal courts to assess the benefits and burdens of such legislation.”
Taylor,
Here, plaintiff sued New Castle County under
We agree the County has made a final decision with respect to plaintiffs development plans. Plaintiff submitted three plans depicting commercial development on the M-1 portion of the property. The Department of Planning and the County Council accepted those plans, which are final decisions under state law and the County’s zoning ordinance.
See Acierno v. Folsom,
We recognize the County has acted inconsistently in approving plaintiffs plans yet rejecting the building permit.
15
In rejecting the permit application, Biloon and Mitchell determined plaintiffs plans violated the amended zoning ordinance — despite the fact the Department of Planning approved the plans.
See
Ordinance § 23-9 (after approval of site plans, “[development of the site may proceed pursuant to record plan approval”). However, Biloon does not have authority to void or rescind plaintiffs plans; he has authority only with regard to the permits.
Plaintiff need only secure a final decision from the Board of Adjustment on his application for a building permit before his claims are mature. Because plaintiff has secured a final decision on his development plans, he need not seek a variance, Ordinance § 23-85(3), or rezoning, Ordinance § 23-85.1(1)— which distinguishes this case from
Williamson
and
Taylor.
In
Williamson,
a local plan
B.
Plaintiff contends
Taylor
is distinguishable because, unlike Pennsylvania’s Zoning Hearing Board, the Board of Adjustment does not have statutory authority to render “a final adjudication.”
See
Pa.Stat. Ann. tit. 53, § 10909.1(a). We disagree. As we have explained, this dispute concerns the proper interpretation of the County’s zoning regulations as applied to plaintiffs property. The Board of Adjustment has plenary review over “any order, requirement, decision, or determination” under the zoning ordinance by any county officer.
These administrative powers are markedly different from determinations made by Bi-loon — which are statutorily “subject to determinations made by the Board of Adjustment.”
For these reasons, we will vacate the district court’s judgment and remand with instructions to dismiss without prejudice.
Notes
. Plaintiff’s property was originally divided into ' two pieces. He owned one small tract (zoned C-2) and was a long-term lessor of a larger adjoining tract (zoned M-l). Plaintiff purchased the larger tract sometime in the early 1980s. The smaller, C-2 portion of the property is not at issue in this case.
. In approving the subdivision plans, the Department of Planning required plaintiff to include on the plans a reference to "previous court action that permitted commercial development in the M-l zoning district.”
. Although
. "The requirements and standards to be met by applicants for licenses shall include those established by law.”
. The County has also created another board, the Board of License Inspection, and Review, for "any person aggrieved by the issuance, transfer, renewal, refusal, suspension, revocation or cancellation of any county license [including a building permit]....”
. The prospective tenant intended to operate a commercial establishment on plaintiff's property. Because the tenant was aware the property was
. Plaintiff did not appeal the grant of summary judgment on these counts.
. The district court had jurisdiction pursuant to
. After it filed a notice of appeal from the district court's judgment on the injunction, the County raised ripeness in the district court by way of a motion to stay the injunction pending appeal. The district court concluded plaintiffs claims were ripe and declined to stay the injunction. That judgment, however, is not before us.
. Under Pennsylvania law, the Zoning Hearing Board has exclusive jurisdiction to render a "final adjudication” in disputed decisions by a zoning officer. Pa.Stat.Ann. tit. 53, § 10909.1(a) (Supp.1993).
.In
MacDonald,
the Supreme Court explained: "Our cases uniformly reflect an insistence on knowing the nature and extent of permitted development before adjudicating the constitutionality of the regulations that purport to limit it.”
. Plaintiff contends Mitchell actually rejected the permit application and, by doing so, inteiject- ' ed his opinion into Biloon’s area of authority. However, as we have explained, Biloon was required to coordinate with other county agencies, including the Law Department, in considering any permit application. Moreover, the record indicates that — regardless of his motivation for doing so — Biloon sent the June 4, 1992 rejection letter to plaintiff.
. Under Delaware law, one can acquire a vested right from a land-use decision where "there h[as] been a substantial change in position, expenditures, or incurrence of obligations, made lawfully and in good faith” in reliance on the decision.
Shellburne, Inc. v. Roberts,
The County appears to concede plaintiff once had a right to develop his property commercially but now contends he lost that right. Even though the property is no longer zoned for commercial use, the County maintains § 23-6 of the County’s zoning ordinance “could [have] potentially provide[d] a basis for plaintiff’s proposed use despite the improper zoning.” Section 23-6 "is a three-year savings provision” that, according to the County, allows a land-owner "to establish a use no longer permitted by the change in the zoning regulations.”
See
Ordinance § 23-6. The County argues that plaintiff had three years to establish a commercial use on the property after ■ the November 1971 amendment became effective. Because he did not, the County claims he lost the right to develop the property commercially. If this interpretation is correct, it is difficult to understand the County's approval of
.The County claims that plaintiff was required to appeal to the Board of License Inspection and Review, which is authorized to hear any appeal by "[a]ny person aggrieved by the ... refusal ... of any county license...."
See supra
note 4. We disagree. Although the Board of License Inspection and Review is generally authorized to hear appeals from the issuance or rejection of a permit, the Board of Adjustment is statutorily authorized to render any "final decisions”, on zoning matters — and is entitled to hear an appeal based on any action, including denial of a permit, that is based on zoning provisions. Because Biloon's decision was based on an interpretation of the zoning regulations, plaintiff has a right to appeal the decision directly to the Board of Adjustment. Del.Code Ann, tit. 9,
. In large part, the tension here arises from the bifurcated system for approval of development and building plans. The Planning Board is responsible for approving development plans, subject to approval by the Department of Planning and the County Council. However, the Public Works Department is responsible for issuing building permits, subject to review by the Department of License Inspection and Review and/or the Board of Adjustment. Here, the Public Works Department, through Biloon, has chosen to second-guess the approval of plaintiff’s plans by the Department of Planning and County Council. Accordingly, this is a closer case than
Taylor
because plaintiff has secured approval of his plans from the governing County agency, only to have Biloon circumvent the implementation of the plans through the permit procedure. However, because state law limits Biloon's authority — by making his determinations specifically "subject to determinations made by the Board of Adjustment,”
. Nor is the Board of Adjustment bound by Mitchell's decision. The Department of Law is merely the "legal advisor” to "county departments, boards, offices and agencies.”
. Although plaintiff may appeal for judicial review of the Board of Adjustment’s decision,
. Because plaintiff has secured no final decision from the Board of Adjustment, we will also vacate the district court’s decision on Mitchell’s qualified immunity defense and remand with instructions to dismiss, without prejudice, plaintiff’s