FRANK BRISCOE INCORPORATED, Petitioner, Cross-Respondent, v. NATIONAL LABOR RELATIONS BOARD, Respondent, Cross-Petitioner.
No. 80-1115
United States Court of Appeals, Third Circuit
Argued Oct. 6, 1980. Decided Jan. 6, 1981.
637 F.2d 946
Before SEITZ, Chief Judge, HIGGINBOTHAM, Circuit Judge and SCHWARTZ, District Judge*.
For the reasons set forth above, the judgment of the district court will be affirmed.
Carl H. Hellerstedt, Jr., Joseph Mack, III (argued), Thorp, Reed & Armstrong, Pittsburgh, Pa., for petitioner, cross-respondent.
Kenneth B. Hipp, Deputy Asst. Gen. Counsel, Penny Pilzer, Atty. (argued),
* Hon. Murray M. Schwartz, United States District Judge for the District of Delaware, sitting by designation.
OPINION OF THE COURT
SEITZ, Chief Judge.
Frank Briscoe, Inc. (Briscoe) petitions for review, and the National Labor Relations Board (Board) cross-petitions for enforcement, of an order of the Board. The order of the Board is based on the finding that Briscoe violated
I.
Briscoe, a New Jersey corporation engaged in general contracting in the construction industry, was the general contractor for the construction of the multi-million dollar convention center in Pittsburgh, Pennsylvania. Briscoe employed between twenty and fifty ironworkers to work on the convention-center project, the number varying according to the working conditions at a given time. Pursuant to Briscoe‘s national collective bargaining agreement with the International Association of Bridge, Structural and Ornamental Workers (Union), the vast majority of these ironworkers were hired through the Union‘s hiring hall.1
During January and February of 1979, production problems plagued the convention-center project. The entire project was shut down during the second week of February because of poor weather conditions. On February 13, 1979, Ironworker Superintendent Jack Godwin informed Union Steward George Cook that certain workers would have to be laid off.
On February 14 and 16, four of the laid-off ironworkers, including Jeffrey, and a fifth ironworker who had been demoted but not laid off, filed charges of racial discrimination with the EEOC. Each of the five complainants is black. Two of these ironworkers filed charges on February 14, and the other three filed charges on February 16. Briscoe received notice of these charges on February 22 and 23.
After the layoff, each of the eight ironworkers involved in this unfair labor practice suit requested, either at the jobsite or at the Union hiring hall, that he be recalled when Briscoe began rehiring. Mr. Hanna, whose testimony the administrative law judge credited, is the Union‘s business representative in charge of referring workers to jobs from the hiring hall. He testified that temporarily laid-off ironworkers requesting to be recalled normally would be preferentially referred back to the job. However, Mr. Hanna testified that none of the ironworkers laid off on February 13 were referred back to the convention-center jobsite because he had been told by Briscoe‘s Job Superintendent that Briscoe “didn‘t intend to hire the men back and ... as long as [the] discrimination charges [were] filed with the EEOC, if [Briscoe] did take some of the people back, then there would be definite grounds for discrimination.” Mr. Hanna informed those ironworkers who requested to be recalled that he would not refer them back to the jobsite, because Briscoe would not recall any of the 2 workers who had been laid off on February 13 as long as the EEOC charges were pending. According to Mr. Hanna, had it not been for Briscoe‘s refusal to recall these workers, he would have referred these workers back to the job.
Briscoe began hiring ironworkers again on March 5, hiring twenty-nine workers between that date and April 2. With the sole exception of Jeffrey,2 none of the ironworkers laid off on February 13 was, or has since been, recalled.
Eight of the workers, including three of the black ironworkers who had filed discrimination charges, brought an unfair labor practice charge against Briscoe for refusing to recall them because some of the workers had filed charges with the EEOC.3 After conducting the hearing, the administrative law judge found that the black workers who had filed the EEOC charges had engaged in concerted activity protected under
II.
First, Briscoe argues that the record does not support the Board‘s holding that the ironworkers engaged in protected, concerted activity when they filed discrimination charges with the EEOC. Briscoe also argues that the Board erroneously relied on the “constructive concerted activity” doctrine enunciated in Interboro Contractors, Inc., 157 N.L.R.B. 1295 (1966), enforced 388 F.2d 495 (2d Cir. 1967), which was rejected by this court in NLRB v. Northern Metal Co., 440 F.2d 881 (3d Cir. 1971).
The witnesses who testified before the administrative law judge concentrated on the reasons for Briscoe‘s refusal to recall the workers laid off on February 13, and thus their testimony is not directed to whether filing the EEOC charges was concerted activity. We believe, however, that the following evidence supports the Board‘s finding: (1) All five of the EEOC complainants filed charges within three days of the layoff (two of them filed on February 14, and the other three filed on February 16); (2) these complaints are similar in nature; (3) the complaints filed by the two trainees who had been laid off referred to discrimination against other trainees, and a third complaint alleged that the complainant had previously complained that Briscoe discriminated against blacks by not hiring enough trainees, thus indicating that the individual complainants intended to benefit workers other than themselves. Compare Wheeling-Pittsburgh Steel Corp. v. NLRB, 618 F.2d 1009 (3d Cir. 1980) (employee refusing to work because unsafe conditions endangered not only himself but also other employees engaging in concerted activity) with Northern Metal Co., 440 F.2d 881 (employee attempting to secure holiday pay only for himself not engaging in concerted activity).
Further, the testimony before the administrative law judge contains ample evidence that Briscoe lumped the charges together and viewed “the blacks” as a group with respect to those charges. The evidence that Briscoe clearly knew of the EEOC charges and viewed the complainants as a group distinguishes this case from Tri-State Truck Service v. NLRB, 616 F.2d 65, 71 (3d Cir. 1980) (employer “must have knowledge, or reason to know, that employee activities have coalesced into group action for mutual aid or protection“). After reviewing the record, we are satisfied that there is substantial evidence on the record as a whole to support the Board‘s determination that the ironworkers engaged in concerted activity by filing the EEOC charges.
Briscoe‘s argument that the Board impermissibly relied on the Interboro doctrine4 by adopting the findings of the administrative law judge does not alter our conclusion. Although the administrative law judge cited Interboro, he did so in a footnote in which he correctly rejected Briscoe‘s contention that filing EEOC charges could benefit only other black workers because success could come only at the expense of the white workers. Further, Interboro was one of five cases cited by the administrative law judge in this footnote, and three of the other cases involved facts showing traditional concerted activity. Therefore, given the context of the reference to Interboro and the other cases cited, we are satisfied that the Board‘s finding of concerted activity is not based on the “constructive concerted activity” doctrine of Interboro.
Having found that substantial evidence supports the Board‘s conclusion that filing the EEOC charges constituted concerted activity, we must examine the Board‘s conclusion that this activity was 5 protected under
III.
Next, Briscoe argues that the evidence on the record does not support the Board‘s finding that Briscoe refused to recall the ironworkers because some of them had filed EEOC charges. After reviewing the testimony presented to the administrative law judge, we are satisfied that substantial evidence supports the finding that Briscoe intended the February 13th layoff to be a temporary cutback because of poor weather, and that it later refused to recall the workers because of the pending EEOC charges. There was ample testimony that the weather at the time of the layoff was extremely poor; that Briscoe told Cook, the Union steward, to tell the laid-off workers that the layoff was temporary and that they would be recalled; and that Mr. Hanna, as well as the workers themselves, believed that the layoff was temporary. In fact, Briscoe‘s Job Superintendent admitted to the administrative law judge that he had represented to the Pennsylvania unemployment insurance authorities that the employees were laid off because of lack of work and not for cause. There was also ample testimony that Briscoe had informed Mr. Hanna, as well as some of the white workers laid off on February 13, that Briscoe would not recall any of the laid-off workers as long as the charges were pending, and that Briscoe could not recall any of the white workers because, if it did, then it would have to recall the blacks who had filed the EEOC charges.
Moreover, a review of the record does not indicate that the evidence in support of the Board‘s finding is “overborne by evidence calling for contrary inferences.” NLRB v. Pittsburgh Steamship Co., 340 U.S. 498, 502 (1951). The job-performance records that Briscoe sought to admit at the hearing to demonstrate poor work performance did not chart the performance of individual ironworkers, but only charted the performance of the four crews. Moreover, the workers who 6
IV.
Finally, Briscoe argues that the only remedy available to the workers for Briscoe‘s refusal to rehire them is
Nothing in the text of
“Nothing in
title VII or anywhere else in this bill affects rights and obligations under theNLRA and the Railway Labor Act. The procedures set up intitle VII are the exclusive means of relief against those practices of discrimination which are forbidden as unlawful employment practices bysections 704 and705 . Of course,title VII is not intended to, and does not deny to any individual, rights and remedies which he may pursue under other Federal and State statutes. If a given action should violate bothtitle VII and the[NLRA] , the [Board] would not be deprived of jurisdiction.... [T]itle VII would have no effect on the duties of any employer or labor organization ..., and these duties would continue to be enforced as they are now.”
110 Cong.Rec. 7207 (1964) (emphasis added). In addition, the Senate defeated an amendment that would have made
Moreover, judicial interpretation of both
We do not believe that the holding of the Supreme Court in Great American Federal Savings & Loan Association v. Novotny, 442 U.S. 366 (1979), is inconsistent with our conclusion. In Novotny, the Court did not consider whether
This argument confuses the employees’ substantive right to be free of racial dis-6
crimination with the procedures available under the
NLRA for securing these rights. Whether they are thought to depend uponTitle VII or to have an independent source in theNLRA , they cannot be pursued at the expense of the orderly collective-bargaining process contemplated by theNLRA .
Id. at 69 (emphasis added) (in footnote 23, the Court cited United Packinghouse Workers, 416 F.2d 1126, which held that racially integrated working conditions are valid objects for employee action protected under the
Finally, we emphasize that we are not holding that all conduct protected by
V.
We conclude that there is substantial evidence on the record to support the finding of the Board that the workers, by filing the EEOC charges, engaged in concerted activity protected by
VI.
Briscoe‘s petition for review of the order of the Board will be denied. The Board‘s cross-petition for enforcement of the order of the Board will be granted.
MURRAY M. SCHWARTZ, District Judge, dissenting.
I concur in two of the majority‘s conclusions: 1) that there is substantial evidence in the record to support the Board‘s finding that Briscoe in refusing to rehire the laid-off ironworkers retaliated against all of them because some had filed EEOC charges; and 2) that filing the charges was “concerted activit[y] ... for mutual aid or protection....”1 I part company with the majority when it assumes that such activity is protected concerted activity “under Section 7 [of the National Labor Relations Act (“the Act“),
In the instant matter Briscoe is charged with commission of an unfair labor practice under
In recent years the Supreme Court has expressed considerable concern that employment discrimination matters be addressed in the appropriate forum. See NAACP v. Federal Power Commission, 425 U.S. 662 (1976); Emporium Capwell Co. v. Western Addition Community Organization, 420 U.S. 50 (1975); Alexander v. Gardner-Denver Co., 415 U.S. 36 (1974); see also International Union of Electrical, Radio & Machine Workers, Local 790 v. Robbins & Myers, Inc., 429 U.S. 229 (1976). It has demonstrated the same concern in assuring that
Notwithstanding Supreme Court concern, the question of whether Congress intended to give jurisdiction to both the EEOC and NLRB when there is employer retaliation due to the filing of EEOC complaints is one of first impression at the appellate court level. Included within this question are two important sub-issues: allocation of jurisdiction between two governmental agencies and whether an unfair employment practice, a substantive right created by
Conversely, the legislative history of the
Congress did not act to eliminate employment discrimination until 1964 when it passed
Under Title VII
[a]nyone aggrieved by employment discrimination may lodge a charge with the EEOC. That commission is vested with the ‘authority to investigate individual charges of discrimination, to promote voluntary compliance with the requirements of
Title VII , and to institute civil actions against employers or unions named in the discrimination charge.’ Thus, the Commission itself may institute a civil action. If, however, the EEOC is not successful in obtaining ‘voluntary compliance’ and, for one reason or another, chooses not to sue on the claimant‘s behalf, the claimant ... may demand a right-to-sue letter and institute theTitle VII action himself without waiting for the completion of the conciliation procedures.
In the claimant‘s suit, the federal district court is empowered to appoint counsel for him, to authorize the commencement of the action without payment of fees, costs, or security, and even to allow an attorney‘s fee. Where intentional engagement in unlawful discrimination is proved, the court may award backpay and
Johnson v. Railway Express Agency, supra, 421 U.S. 454, 458 (1975). [citations omitted]. Thus, under
The enforcement philosophies and mechanisms of the two statutes as recited above cannot be reconciled. Filing of an unfair labor charge will be an impediment to successful conciliation, irrespective of who prevails. Can we seriously attribute to Congress an intent to have the parties take part in the conciliation process at the same time they are engaged in an adversarial proceeding before the Board? Further, unless Congress explicitly so states, it is singularly inappropriate to attribute to that body an intent that an employer should be forced to appear before two administrative agencies for the same alleged act of employment discrimination. Implicit in the majority‘s holding is that Congress intended to apply inconsistent enforcement philosophies and irreconcilable statutory enforcement schema to the same episode of employment discrimination in instances where the same is not expressly covered in the
On two occasions the Supreme Court has answered in the negative the question whether the substantive rights conferred by
The Emporium Capwell opinion also answered in the most direct language possible the issue that necessitates this dissent.
“Questions arising under
Title VII must be resolved by the means that Congress provided for that purpose.... What is said above does not call into question either the capacity or the propriety of the Board‘s sensitivity to questions of discrimination. It pertains, rather, to the proper allocation of a particular function—adjudication of claimed violations ofTitle VII —that Congress has assigned elsewhere.”
Id. at 71, n.25 (emphasis added). The concluding language of the Emporium Capwell majority has gone unheeded by this panel‘s majority.
In order to hold that employer conduct violates
§ 8(a)(1) of theNLRA because it violates§ 704(a) ofTitle VII , we would have to override a host of consciously made decisions well within the exclusive competence of the Legislature. This obviously, we cannot do.
Id. at 73 [footnote omitted]. Given that the
In summary, because the decision of the majority does violence to an overall view of the legislative history of the
KERRY COAL COMPANY v. UNITED MINE WORKERS OF AMERICA, Arnold Miller, District # 5 of the United Mine Workers of America, Louis A. Antal, Jerry Ashton, Estel Taylor, James Beachem, Brian Short, John Doe, Richard Roe, and all others acting in concert or otherwise participating with them or acting in their aid or behalf.
Appeal of UNITED MINE WORKERS OF AMERICA, in No. 80-1733,
Appeal of Estel TAYLOR, in No. 80-1734,
Appeal of DISTRICT 5, UNITED MINE WORKERS OF AMERICA, in No. 80-1735,
Appeal of Jerry (Gary) ASHTON, Brian Short, et al, in No. 80-1736 (D.C. Civil No. 78-0108).
United States Court of Appeals, Third Circuit.
Argued Oct. 14, 1980. Decided Jan. 8, 1981. As Amended Feb. 5, 1981.
Rehearing and Rehearing In Banc Denied Feb. 9, 1981.
