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Francis v. State
36 S.W.3d 121
Tex. Crim. App.
2000
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*1 by than viva voce officers means other FRANCIS, Clayton Appellant, Joseph perform Senator elected to

vote. is, by the Governor duties Lieutenant Constitution, a language of the Sen- plain Texas. The STATE of Indeed, he member ate officer. remains a If the and ratifiers Senate. framers No. 1132-98. exception clause sec- intended that Texas, Appeals Criminal Court of except 41 apply tion to Senate officers En Banc. beyond could those whose duties extend the Senate —the Lieutenant Governor Dec. pro tempore they could president —then make easily have said so. We decline to exceptions these officers ourselves. parties argued reasons policy have by against

for and an election secret ballot. arguments consid-

These are for us to Constitution,

er; by allowing but not ballot,

requiring a secret commits

choice Senate. IV,

Article 3 of section the Constitution

provides the election of execu- certain Legislature in by

tive officers popular of a in the

event tie vote. We

express no could opinion whether that vote secret if the in the ballot tie was

election Lieutenant Governor.

Accordingly, argu- hearing without oral

ment, the Court directs the court district

to vacate its De- instanter order issued 27, 2000, in

cember Cause No. GN-00- notify and to the Clerk of this Court p.m. today 1:30 that it so. has done We

are confident that the district court will not, If

comply. it does the Clerk shall immediately

issue a writ of mandamus

thereafter. *2 Ball, Arlington,

Wes for appellant. Facts Paul, Matthew Atty., Jeffrey State’s L. Appellant charged with one count of Horn, Van First Asst. Atty., State’s Aus- indecency with a child in single ‍​​​​‌‌‌​​​​‌​‌‌‌‌​‌​​‌​​‌​‌​‌‌‌‌​‌‌​‌‌​‌‌​​​​​​‌‍para- a tin, Swenson, DA, Anne Asst. David M. graph indictment. The presented State Curl, DA, Worth, Asst. Fort for the State. evidence of four alleged distinct acts of the

indecency awith child. Each of these acts date, occurred at a different time and with OPINION ON STATE’S MOTION involving two acts an improper touching of FOR REHEARING the victim’s breasts and involving two acts HOLLAND, J., opinion delivered the improper an touching of the geni- victim’s rehearing Court on in which tals. MANSFIELD, MEYERS, PRICE, evidence, At the close of the State’s JOHNSON, JJ„ join. WOMACK and appellant requested that the trial court Following our original sub- require the State to elect between the four mission, granted we the State’s Motion for acts. The pursue State elected to a con- Rehearing. prior We withdraw our opin- incidents, viсtion on two of the one involv- ions following case and enter the ing the touching of the victim’s breasts and opinion of the Court. involving one of the victim’s Appellant genitals. charged- Appellant objected, arguing with a that indecency general count of one-paragraph with a child. The indictment lim- introduced ited the prosecuting only evidence of four acts of State to one act inde- cency case-in-chief, of sexual during indecenсy. its If the but elected State was not act, to proceed limited to one appellant two of those acts. asserted that trial, Throughout could appellant come to non-unanimous asked the verdict, jurors trial court require believing beyond to the State with some to elect between the that appellant two different acts of reasonable doubt indecen- touched cy, but the trial court the victim’s and believing denied these re- breаsts others quests. The trial that he appel- court also denied touched victim’s requested appellant’s objections. lant’s trial court overruled charge that would have required the prove appellant State to parties When the trial court asked the committed both acts of indecency. any objections charge, ap- to the Appellant was convicted of one count of pellant request first reiterated his that the indecency with a child. State be to elect between court appeals affirmed the con- acts of indecency. again The trial court State, viction. See Francis v. No. 2-97- denied that In request. response to that 068-CR (Tex.App. April Worth stated, —Fort ruling, Appellant 1998) (not designated publication). Re- In light of ruling the Court’s that there lying on Kitchens v. 823 S.W.2d 256 election, object will not be an we would (Tex.Crim.App.1991), it concluded that the language says “engage jury charge merely included different by touching sexual contact the breast or committing means of genitals object We would [victim].” indecency with ehild-not acts using request the term “or” and indecency. granted See id. We charge genitals be read “breast and petition discretionary lant’s review to of [victim].” consider appeals whether “the court of in holding erred that the objection, allowing submitted The court overruled the allowing a conviction on less finding conviction on a did than an “engage unanimous verdict was not error.” by touching sexual contact We reverse and remand. (emphasis breast or of victim.” added). case, Appellant instant guilty found 36.15. fine, years quested changed

sentenced five a $5000 an This an “and” instead of “or.” include probated. request would have created erroneous *3 Analysis however, Appellant, previous- charge. had addressing appellant’s point In of conjunctive the ly argued effect of the error, necessary it is to first determine the his charge jury verdict. Before error, any, pre asserted, if charge whether was the objection charge, appellant to objection and re appellant’s served urge Judge, we still that [the would as above. of the quest stated Article 36.15 be to elect the State] between states, Code of Texas Criminal Procedure committing manners of the may, by touching special The defendant a re betweеn breasts .or instruction, way quested call the trial court’s the because the the indict- charge, single single attention to in the as well is set out in a court error ment therefrom, jury other authorize to paragraph, as omissions and no would the objection essentially to exception or the comt’s have a non-unanimous verdict charge necessary preserve beyond to if some a reason- shall voted-believed by any re an- any special error reflected able doubt he touched breasts and quested group beyond instruction which trial court other a reason- the believed he refuses. able doubt touched (em- Considering objection the appellant’s to art. 36.15 Tex.Code CRIm.PROcAnn. added). repeated attempts charge, require his to In phasis Stone this elect, unique the State and the nature applied Article Court 36.15. The defen- in indictment the the incidents requested particular dant in Stone in- сase, objection jury appellant’s in charge the issue of struction charge apprise sufficient to the trial probable stop pursuant cause vehicle potential charge judge of the error. See to Article 38.23 of the Code of Criminal 36.15; art. see Procedure. 703 S.W.2d Tex.Code CRIM.PROc.Ann. (Tex.Crim. Chapman, also 921 S.W.2d Crim.App.1986). noted The Court first Stone, App.1996); 703 S.W.2d at 655. in- requested charge that the defendant’s Therefore, appellant properly preservеd struction was incorrect —it misstated error, any, if appellate impermissible law and an com- constituted view. weight ment on the of the See evidence.

id. at 655. But the Court held that Next, address com we not requested charge need be correct —it jury charge erroneously plaint only be “sufficient to the trial must call less than unani allowed a conviction on court’s attention to the in the omission Contrary to court of mous verdict. charge.” court’s Id. Sincе the trial court assertions, and the Kitch appeals’s State’s in understood that Stone inapplicable to the instant case. ens is objecting to the omission an instruction Kitchens, with the defendant was right stop the officer’s a vehi- regarding murder and sentenced to death. On capital cle, sufficiently “apprised it was court appeal, complained he trial objection in the lant’s to omissions in alternative submitting erred theories Id.; also 43 Dix and chargе.” see Dawson, ap in committing capital murder Texas CRiminal PRactice PRACTICE: in the He plication paragraph charge. (1995). § PROCEDURE 42.104 that the verdict was unanimous ‍​​​​‌‌‌​​​​‌​‌‌‌‌​‌​​‌​​‌​‌​‌‌‌‌​‌‌​‌‌​‌‌​​​​​​‌‍argued jury may have Stone omis- since six members of complete While dealt with guilty him of murder the course charge, of an instruction from found sion assault, mem in the while the other six concept applies to errors of sexual same jury guilty may art. of the have found him charge. See TexCode bers CRIm.Proc.Ann. robbery. of murder the course of See also does control the instant case. id. at 257. The Court stated that is “[i]t Schad examined a similar issue to the one appropriate where the alternate theories of presented in Kitchens. plurality con- committing the same offense are submitted cluded that a conviction jury under a in- disjunctive for the struction, require which did not agreement general to return a verdict if the evidence on whether the defendant guilty suрport is sufficient to a finding under felony premeditated murder, murder or of the theories submitted.” Id. at 258. was not unconstitutional. See id. at S.Ct. Kitchens, however,

Unlike the alternate committing theories of the same Portions of the guid- Schad lend offense were not submitted to *4 ance, however, in solving appellant’s issue. Rather, case. separate two instant. Justice concurrence, Scalia stated in his offenses were submitted to the jury observes, As plurality long it has disjunctive. The relevant portion of the general been the rule that when a charge read: single crime can be committed in vari- you beyond [I]f find from the evidence ways, jurors ous agree upon need not reasonable doubt that on or about the the mode of commission. That rule is November, 1992, day 1st in Tarrant constitutional, it probably is Texas, County, Defendant, JOSEPH indispensable system in a that FRANCIS, CLAYTON did ... engage quires jury a unanimous verdict by touching sexual contact the breast convict. aWhen woman’s charred genitals or of.... body has been found in a burned added). (emphasis The State introduced house, ample and there is evidence evidence of four separate incidents. In her, that the defendant set out to kill incidents, two different the appellant it would be absurd to set him free touched the victim’s In sepa- breasts. two jurors because six believe he stran- occasions, rate the appellant touched the (and gled hеr caused the fire accident- victim’s There was never a sin- ly in hasty escape), his while six oth- gle incident in which appellant ers believe he left her unconscious and touched both the breasts and the set fire to kill her. While seems of the victim. perfectly obvious, it is also true as the appellant requested When that the State out, plurality points can one con- elect, be asked to proceeded the State (a ceive of novel “umbrella” crimes the incident in which touched felony consisting of either robbery or the victim’s breast and the second incident return) a failure to file a tax where in which the appellant touched the victim’s permitting a 6 to 6 verdict would seem genitals. These incidents constitute two contrary process. to due State, offenses. See Vernon v. (stat- 841 407 (Tex.Crim.App.1992) S.W.2d 649-50, (Scalia, J., Id. at 111 2491 S.Ct. ing that multiple “those who commit dis- (citations omitted). concurring) Justice crete assaults against the same victim are Scalia further observed that “[w]e would separate prosecution punish- liable for permit ... an charging indictment every ment for instance of such criminal the defendant X assaulted either on Tues- conduct.”). Therefore, Kitchens, which day Wednesday, Y on despite or the ‘moral varying considered one offense with theo- equivalence’ of those acts.” Id. at commission, ries of distinguishable is from (Scalia, J., 111 S.Ct. 2491 concurring). this case. plurаlity in Schad also discussed the Supreme The United stating, States Court’s “umbrella” “nothing crimes our Arizona, holding in Schad v. 501 history U.S. suggests that the Due Process (1991), S.Ct. 115 L.Ed.2d 555 permit Clause would a State to convict aof possibility case created the gener- so anyone under ‘Crime’ jury findings jury verdict. breast- ic that combination non-unanimous murder, embezzlement, driving, genital-touching reckless were touching and the evasion, littering, therefore, for ex- burglary, offenses, tax or two different Id. at ample, would suffice for conviction.” in the dis- charged have been should not 633, 111 S.Ct. so, junctive. By doing possible it is jury of the convicted six members preceding language, the

Relying on the (while breast-touching offense lant on the from distinguished Fifth Schad Circuit he was innocent Holley, the other six believed raised in States v. issue United (5th Cir.1991). members con- Holley, breast-touching) and six F.2d 916 of- genital-touching with two counts of on the defendant was victed (while alleged multiple count he was perjury, and each fensе the other six believed trial, object- Appel- At genital-touching). statements. the defendant of the innocent ed to the instructions because lant entitled to an unanimous court failed to instruct 508 S.W.2d verdict. See Brown particular Hence, must be unanimous as to one trial (Tex.Crim.App.1974). statement each count to find the defen- by charging appellant in the court erred *5 guilty. objection His dant was overruled. ‍​​​​‌‌‌​​​​‌​‌‌‌‌​‌​​‌​​‌​‌​‌‌‌‌​‌‌​‌‌​‌‌​​​​​​‌‍disjunctive. id. at 920-22.

See Conclusion im- The Fifth Circuit first examined the portance jury an verdict. unanimous jury charge appellant’s submitted at The An jury unanimous verdict ensures than an trial allowed a conviction on less jury agrees the on the factual elements Therefore, jury appel- unanimous verdict. underlying an offense—it is more than for review is sustained. The ground lant’s agreement mere on a violation of a statute. appeals is re- judgment of the court of (citing McKoy See id. at 925 v. North versed, the and this cause is remanded tо Carolina, 433,110 494 108 U.S. S.Ct. analysis. a harm appeals court of See (1990) (Blackmun, J., L.Ed.2d concur- Almanza S.W.2d ring)). requirement un- unanimity The is Crim.App.1984). jury a convicting dercut when risks the acts, defendant different instead WOMACK, J., concurs with agreeing on the same act for a conviction. JOHNSON, joined by MANSFIELD and See id. JOHNSON, J., JJ., opinion. concurs with Looking opinion, at the Hol- the Schad McCORMICK, P.J., KELLER, and ley court noted that the two cases enter- KEASLER, JJ., opinion. dissent without tained different factual scenarios. Schad, single killing But in оne occurred. WOMACK, J., concurring opinion filed a Holley, encompassed a count or two rehearing in which MANSFIELD Because the more offenses. JOHNSON, JJ., joined. jurors agree not require instruction did to I to join opinion. I the write Court’s statement, falsity particular on the of one procedur- of the emphasize importance the court concluded that “there was a rea- the in which this error was commit- al context that the not possibility sonable was tеd. at one respect unanimous with to least statement in each count.” Id. at 929. pleaded very general First the State there evidence terms. In this case Holley reasoning the

Applying occasions, by the case1, in four offenses on four jury charge given the instant however, helpful Holley, are in illustrat- requirements an unanimous 1. Our state jury charge at requirements ing the error in the verdict are not identical opinions trial. under federal law. The of Schad touсhing good enough. only of the victim’s breast and two Our law allows one genitals. of the victim’s to paragraph be each prepared State could have a four-count indictment, information, an complaint.5 or Instead, indictment. District Criminal State, having plead chosen to Here Attorney prepared one-paragraph indict- only paragraph, required one to elect grand jury present. ment for Even rely. one incident on which to This re- one-paragraph al- indictment could have quirement giving is not essential leged that touched the breast requisite defendant notice of the or genitals.1 This com- would have defend, charge against helps which to evidence, ported with the since there was jury’s that the will unani- assure verdict no evidence that on occasion the Unanimity felony mous. is In- lant touched both breast and constitution,6 by our state and in all cases Attorney stead the Criminal District al- criminal triаls our law.7 leged that touched “the requested appellant again elec- victim, in genitals” breast and of the reli- tion after the evidence was closed. Such a (and ance on our venerable now unneces- postponed election can render harmless sary) may charge rule that the trial court election, request the earlier denial of a disjunctive even when the gave clearly when the evidence notice to pled сonjunctive.2 State These rely the defendant of the act the State will pleading improper.3 choices in were not on,8 but when evidence such are, however, They significant part the defendant would not have such what followed. knowledge presentation for "the of his case At presented trial the evidence of possible in chief.9 It at that the is least incidents, the four each of which could *6 give in did evidence this case not such have in- constituted an offense under the by But question notice. the is mooted the dictment. the State rested its case When request. trial court’s denial of the chief, in appellant requested the that the The combination of the State’s form of rely elect act it on. State which one would rulings the trial pleading and court’s request timely This and should have amount granted.4 rely request may the for election well been The State elected to four, error, appellant thаn the did two acts. Two is better but to reversible but State, State, (Tex.Cr. (Tex. 1. See Hunter v. S.W.2d 395 4. See v. 696 S.W.2d 903 576 Crawford 1979) App. (holding disjunctive pleadings .App.1985). that Cr proper, overruling previous were and all contrary). cases to the Accord State v. Wins- may many separate 5. “A count contain as 1990). key, (Tex.Cr.App. 790 S.W.2d 641 paragraphs charging the same offense as nec- may charge essary, paragraph but no more Hunter, supra 2. See note 1. art. than one offense.” Tеx.Code Crim.Proc. 21.24(b). argue 3. The State and amici curiae on rehear- ing objectionable that the indictment was be- V, 13; § Molandes v. 6. See Tex. art. Const, improperly it two offenses. cause State, (Tex.Cr.App.1978). 571 S.W.2d Prosecuting Attorney’s State Motion for Re- 21-22; hearing at State’s Rehear- Motion for 36.29(a) (felony 7. See Tex.Code Crim.Proc. art. 4; ing at 5 n. Brief of 34th Judicial District id., cases); (misdemeanor in art. 37.02 cases 5; Attorney County at Brief of Harris District court); id., (in county art. 37.03 district court); Attorney appears the at 1 n. 1. But indictment id., (in justice arts. 45.034 .036 and proper alleges to be a one that one offense courts). corporation prove that the sole and allows the State touching the criminal conduct was either State, 769, 772 8. See O’Neal v. 746 S.W.2d touching breast or the That the 1988). Cr.App. intended, allowed, would be to con- and vict the defendant for more than one offense State, id.; by appellant 90 Tex.Crim. the before 9. See Crosslin v. could not bе known (1921). S.W. 905 trial. case, the followed and the evidence complain appeal. of them on Instead to call attention to objection served presented the issue of whether he in the court’s use of “or” erroneous erroneous.10 charge court’s I not understand the Court charge.12 do authorized the to con- charge The have objection would to hold that had if it found that he vict the an error served to call attention to such genitals оr of the vic- touched the breast strange one context than the other objected, light “In tim. The general, one-para- it which occurred: ruling that there will not be the Court’s to a that was ill-suited graph indictment election, object language we would trial; in the an indictment multiple-offense says [‘jengage in contact sexual in the conjunctive could have been genitals the breast or of [the offenses, disjunctive; multiple evidence object using would victim].’ We con- were described none of which charge read request term ‘or’ and junctive requests ” two denied pleading; of [the victim].’ ‘breast the incident on which it the State to elect requested charge was rely; incorrect decision would State’s charge, not the correct because did not it had rely on two incidents when comport with the law and the evidence one; decision to pleaded and the erroneous I have set out above. The correct jury to convict for either of authorize the have authorized a conviction for one would pled only two offenses when the indictment offense. It would have said either “touch- one. breast,” ing “touching genitals,” or “touching genitals” or breast JOHNSON, J., concurring. (which, case, on the evidence in this recently held that each instance We ferred to two offenses that were commit- may separate is a crime and sexual assault incidents) separate “touching or ted parte trials. Ex prosecuted (which genitals” was one breast (Tex.Crim. Goodbread, 859, 861 967 S.W.2d offense, but for which there no evi- Goodbread, au- App.1998). In we cited as dence). appellant’s requested charge thority 841 S.W.2d Vernon if acquittal,

would have led to a verdict of (Tex.Crim.App.1992), a case in which had followed it. But it was better it is ‍​​​​‌‌‌​​​​‌​‌‌‌‌​‌​​‌​​‌​‌​‌‌‌‌​‌‌​‌‌​‌‌​​​​​​‌‍inaccurate to we determined given, than the that was which repeated a defendant’s acts of characterize *7 allowed the to convict without reach- indecency single with a child as a continu- offense, ing unanimous verdict on one as Goodbread, ing under Texas law. requires.11 our law Following prece- these 967 S.W.2d at 861. importantly, light dents, lan- acts More it is clear that the two not two guage indecency which it was couched and with a child were ways committing single of- procedures context of the that had been different due-process re- argues rehearing that ante at 125. Schad concerned 10. The State decide, quirements of crimes. jurisdiction to the definitions “Court doesn’t have Holley requirements of a unani- remedy, turned on the much less an issue—election—which the Sixth Amend- part appeals' decision.” mous verdict that are in isn’t a of the court of Rehearing Federal Rule of Criminal Procedure at 3. We do not ment and State’s Motion 31(a). finding necessary I do not understand reverse for the election error. It is implies opinions helpful, the Court principles underlie the to discuss the these requirements are identical those those federal requirement of election because one of requirements a unanimous ver- our state’s principles was violated the error in charge. dict. opinions 630 S.W.2d 640 “guidance” in Williams 11. The Court finds 12.Cf. 649, Arizona, (specially-requested Cr.App.1982) 111 S.Ct. Schad v. 501 U.S. (1991), to call the court’s at was defective still served 115 L.Ed.2d 555 ante reasoning” the need to on a dеfensive ”appl[ies] the of United attention to and it Cir.1991), issue). (5th Holley, States v. 942 F.2d 916 fense, separate but were instead offenses

from which the should have been state single to elect a offense. Prosecuting Attorney

The urges

that error is waived because a pretrial challenge

failed to mount

form and substance of the indictment. As above,

noted our decisions in Goodbread Vernon, supra, indicate each ‍​​​​‌‌‌​​​​‌​‌‌‌‌​‌​​‌​​‌​‌​‌‌‌‌​‌‌​‌‌​‌‌​​​​​​‌‍act indecency separate with a child is a against appellant

offense. The indictment indecency

contained one count of with a

child, alleging two kinds of contact on the

same date. The indictment was valid on face; types

its if both of contact occurred time, they

at comprise the same would

single act. The indictment was therefore subject to a pretrial quash. motion to proof at trial offered showed four dates,

separate acts on four different with allegation geni-

no that both breasts and single

tals were touched on a occasion. proof exposed thus a defect in the it, conjunction

allegations as with the count, single improper-

indictment’s either

ly single treated the offenses as a

continuing ways offense or as two of com-

mitting offense and thus made the pleadings duplicitous.

state’s comments, join these I

With

of the Court. Ray SHEPHERD, Appellee,

Clinton *8 Texas, Appellant. STATE

No. 12-92-00305-CR. Texas, Appeals

Court

Tyler.

May 1994.

Rehearing July Overruled 1994.

Discretionary Review Refused

Dec.

Case Details

Case Name: Francis v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Dec 6, 2000
Citation: 36 S.W.3d 121
Docket Number: 1132-98
Court Abbreviation: Tex. Crim. App.
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