Francis v. GiacomelliFrancis v. Giacomelli
Affirmеd by published opinion. Judge NIEMEYER wrote the opinion, in which Judge SHEDD and Judge DAVIS joined.
OPINION
In this appeal, we evaluate the legal sufficiency of a complaint, applying the standard articulated in
Bell Atlantic Corp. v. Twombly,
Following highly public exchanges between Baltimore City Mayor Martin O’Malley and Baltimore City Police Commissioner Kevin Clark about Clark’s performance as Commissioner, Mayor O’Malley terminated Commissioner Clark’s employment, as well as the emplоyment of two of his top deputies, Joel Francis and Anthony Romano. Mayor O’Malley explained in a press conference that the eroding perception of Commissioner Clark’s leadership had made it “impossible” for Clark to remain Commissioner. Implementing the termination, the Mayor and Baltimore City Solicitor Ralph Tyler dispatched members of the Baltimore Police Department to the Commissioner’s offices to retrieve from the Commissioner and his deputies their badges, police identifications, firearms, computers, and other official property, and to escort them from the building.
Commissioner Clark promptly filed suit against Mayor O’Malley and the City Council of Baltimore in state court, seeking reinstatement and damages, based on an alleged violation of § 16-5(e) of the Code of Public Local Laws of Baltimore City (governing the removal of Police Commissioners) and breach of contract. The Maryland Court of Appeals ultimately concluded that, despite Commissioner Clark’s contract with the Mayor and City Council of Baltimore, which authorized the Mayor to discharge the Commissioner without cause, Clark had not been discharged in accordance with Baltimore City Public Local Law, which required cause.
See Mayor & City Council of Baltimore v. Clark,
In addition to his state suit, Commissioner Clark and his deputies commenced
By order dated July 16, 2008, the district court granted the defendants’ motion to dismiss under
Reviewing the district court’s ruling
de novo,
we conclude that based on the facts alleged in the complaint — taken in con text and as true' — the complaint fails to articulate any claim for relief “that is plausible on its face.”
Iqbal,
I
The facts in this case are stated in two pages of the complaint, but аdditional background facts and context are provided by further allegations sprinkled throughout the complaint, as well as by allegations of the same events made in the state court complaint. While we evaluate only the allegations of the complaint in this federal case when considering the district court’s ruling dismissing it, we nonetheless understand them in the context of the facts alleged in the state court complaint and restated by the Maryland Court of Appeals in
Clark,
As background, Commissioner Clark alleged in state court that he was “induced” to leave his high-ranking and prestigious position as a Commander in the New York City Police Department to become the Baltimore City Police Commissioner. Clark entered into a contract with Baltimore City, entitled “Police Commissioner Memorandum of Understanding,” which provided that he would hold his appointment for a term expiring June 30, 2008. He was thereafter confirmed as Police Commissioner by the Baltimore City Council. The Memorandum of Understanding between Commissioner Clark and Baltimore City provided:
Either party may terminate this contract at any time, by giving forty-five (45) days prior written notice to the other. Notwithstanding the above sentence the provisions of Section 2B [relating to additional compensation/severance pay] remain in force.
After Commissioner Clark took office, he and Mayor O’Malley exchanged letters and accusations relating to a domestic relations problem involving Commissioner Clark and Clark’s internal investigation into Baltimore City Police Department activities, and the exchanges became public. Mayor
This notice is sent on behalf of the May- or and City Council of Baltimore (the “City”) pursuant to Sections 12 and 13 of the Memorandum of Understanding (“MOU”) between you and the City dated February 19, 2003. This notice shall serve as the City’s 45-day notice of termination of your employment. Thus, your employment shall terminate 45 days from today. However, as the May- or announced this morning, you have been relieved of all official duties as of 8:30 a.m., November 10, 2004, and therefore, your further access, if any, to Police Department facilities, equipment, or documents will be subject to the specific, prior authorization of Acting or Interim Police Commissioner Hamm.
The complaint in this case focuses on the facts relating to how Mayor O’Malley effected Commissioner Clark’s discharge. It alleges that members of the Baltimore City Police Department, “with the assistance of over 50 additional and heavily armed members of the [Baltimore City Police Department] including all S.W.A.T. Team members, broke into and entered, and directed other members of the [Baltimore City Police Department] to break into and enter, the executive offices of Clark, Francis and Romano on the premises of the [Baltimore City Police Department]. They ransаcked desks, credenzas and file cabinets. They seized and removed files, papers, documents, computers and other personal property in the lawful possession and custody of Plaintiffs.” The complaint also alleges that members of the Baltimore City Police Department seized the plaintiffs themselves, ordering them “to remove or surrender their weapons, badges, identification cards and other items of personal property lawfully in the possession of Plaintiffs during the periods of detention.” Finally, the complaint alleges that these acts “were committed either on the instructions of defendants O’Malley and Tyler, or with the knowledge and consent of defendants O’Malley and Tyler, or were thereafter approved and ratified by defendants O’Malley and Tyler.”
Resting on these factual allegations, the complaint purports to state four claims in four counts. Count I alleges that the plaintiffs’ Fourth and Fourteenth Amendment rights were violated insofar as the searches of the plaintiffs’ offices and the seizures of the plaintiffs and their personal proрerty were not justified by any criminal charges or any warrant and were, therefore, unreasonable. In Count II, Clark and Francis, who are African-American, claim conclusorily that they were removed from their offices and terminated from their positions because of their race, in violation of
The district court granted the defendants’ motion to dismiss, and this appeal followed.
II
Commissioner Clark and his deputies contend on appeal that the district court erred in granting the defendants’ motion to dismiss under
The defendants contend that “[b]ecause the Complaint in this case is short on facts and long on legal conclusions, the district court correctly granted Appellees’ motion to dismiss under
A motion filed under
Even though the requirements for pleading a proper complaint are substantially aimed at assuring that the defendant be given adequate notice of the nature of a claim being made against him, they also provide criteria for defining issues for trial and for early disposition of inappropriate complaints.
See
5 Charles Alan Wright & Arthur R. Miller,
Federal Practice and Procedure,
§ 1202, at 88 (3d ed.2004). Overlooking the broad range of criteria stated in the Federal Rules for a proper complaint, some have suggested that the Federal Rules, when adopted in 1938, simply created a “notice pleading” scheme, pointing for support to Rule 8(a)(2), which requires оnly “a short and plain statement of the claim showing that the pleader is entitled to relief,” and Rule 8(d)(1), which provides that “[n]o technical form [for stating allegations] is required.” But the “notice pleading” characterization may itself be too simplistic, failing to recognize the many other provisions imposing requirements that permit courts to evaluate a complaint for sufficiency early in the process. Rule 8 itself requires a
showing of entitlement
to relief. Rule 9 requires that allegations of fraud, mistake, time, place, and special damages be sрecific. Rule 11 requires that the pleading be signed and provides that the signature “certifies” (1) that the claims in the complaint are not asserted for collateral purposes; (2) that the claims asserted are “warranted”; and (3) that the factual contentions “have evidentiary support.” And
In recent years, with the recognized problems created by “strike suits,”
see
5A Wright & Miller,
Federal Practice and Procedure,
§ 1296, at 46 & n. 9,
2
and the high costs of frivolous litigation, the Supreme Court has brought to the forefront the Federal Rules’ requirements that permit courts to evaluate complaints early in the process. Thus, in
Iqbal,
the Court stated that “[t]o survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief
that is plausible on its face.’ ”
To emphasize the Federal Rules’ requirements for stating claims that are warranted and therefore form a plausible basis for relief, the Supreme Court has held that a complaint must contain “more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do.”
Twombly,
At bottom, determining whether a cоmplaint states on its face a plausible claim for relief and therefore can survive a
With these principles in hand, we now turn to the complaint in this case to determine whether, on its face, it states a plausible claim for relief.
Ill
Count I of the complaint, where the plaintiffs most fully articulate a claim, al
Considered in their context, these allegations describe the conduct of Mayor O’Malley taken in furtherance оf his decision to terminate the plaintiffs’ employment, directing members of the Baltimore City Police Department to seize police department property and escort the plaintiffs from the police building. The plaintiffs’ complaint filed in state court somewhat fleshes this out, asserting that members of the Baltimore City Police Department ordered the plaintiffs to surrender their firearms and to clean out their desks of personal belongings and escorted them out of the building in relieving them of their commands. And after they were physicаlly removed, the Mayor announced to the public:
For the good of this department and for crime reduction, I have relieved Commissioner Clark of his command effective as of 8:30 this morning.... Leadership involves the important element of perception and when that perception of leadership is eroded it makes it impossible for that leader to continue on.
The Mayor also announced that he had appointed Leonard Hamm as “Acting Police Commissioner.”
Taking the facts in the complaint as true, we agrеe with the district court that Count I nonetheless fails to set forth a plausible claim for relief. While the Commissioner and his deputies conclusorily alleged that the searches and seizures violated their constitutional rights because no charges had been filed against them, nor had any warrant issued, their complaint did not allege that the defendants were engaged in a law-enforcement effort. Indeed, the facts show to the contrary, that the defendants’ actions against the plaintiffs were employment actions based on the Mayоr’s perceived right to fire the Police Commissioner without cause, as stated in the Memorandum of Understanding between Commissioner Clark and Baltimore City.
In
O’Connor v. Ortega,
The plaintiffs’ complaint relies on the allegations that no criminal charges had been filed and no warrant had issued in order to state a violation of the Fourth Amendment. But this assertion is both conclusory and erroneous, especially when the complaint itself does not allege that the searches and seizures were law-enforcement related. On the contrary, the complaint suggests throughout that the searches and seizures were taken in furtherance of Mayor O’Malley’s employment action of firing Commissioner Clark.
Commissioner Clark maintains that the Mayor did not have authority to terminate the Police Commissioner’s employment, an allegation with which the Maryland Court of Appeals agreed in part,
see Clark,
In short, we conclude that Count I does not on its face state a plausible claim for relief.
IV
Count II of the complaint alleges that the defendants discriminated against Commissioner Clark and Deputy Francis because of their race, in violation of
These allegations are not only conelusory and insufficient to state a
V
In Count III, the plaintiffs allege that Mayor O’Malley and City Solicitor Tyler “deprived Plaintiffs of their protected property interest without due procеss as guaranteed by the Fourteenth Amendment” because they were not given prior notice and a prior hearing to challenge their dismissals.
The district court dismissed the claim on the ground that Mayor O’Malley enjoyed qualified immunity insofar as it was not well-established on November 10, 2004, that the plaintiffs had any property interest in their employment. The court also concluded that, with respect to City Solicitor Tyler, the only allegation that could be made was that Tyler had “provided legal advice to Mayor O’Malley on Clark’s termination” and therеfore he could not be responsible for the authority exercised by Mayor O’Malley. Only Clark appeals this portion of the district court’s ruling.
We agree with the district court. May- or O’Malley fired Commissioner Clark in accordance with the Memorandum of Understanding, which provided that the May- or could discharge Clark without cause, thus indicating to the Mayor that Clark had no assurances of continued employment so as to give him a property interest in his employment. Although it is true that the Court of Appeals of Maryland decided, over three yeаrs later, that the Memorandum of Understanding was subservient to the requirements of the Public Local Law of Baltimore City, at the time that Mayor O’Malley fired Commissioner Clark, no law or decision had determined that the contract between Clark and the City of Baltimore was not enforceable.
Qualified immunity applies when the constitutional right alleged to have been violated is not “clearly established.”
Harlow v. Fitzgerald,
In this case, it could not have been apparent to Mayor O’Malley that his firing of Commissioner Clark was not authorized by law until the Maryland Court of Appeals handed down its decision in Clark in March 2008, over three years after he fired Commissioner Clark. Because his actions were not clearly unlawful when performed, Mayor O’Malley is entitled to qualified immunity.
VI
In Count TV, the plaintiffs allege that the defendants conspired to violate the plaintiffs’ civil rights, in violation of
To plead a violation of
VII
Finally, the plaintiffs contend that the district court abused its discretion in denying them an opportunity to amend their complaint.
In their papers opposing the dеfendants’ motion to dismiss, the plaintiffs included the following concluding statement: “In the event that this Honorable Court decides to grant all or part of the Motion, Plaintiffs respectfully request leave to amend or to file an amended complaint.” The plaintiffs filed no separate motion, and they attached no proposed amendment or statement indicating how they might wish to amend their complaint. Thus, their statement did not inform the court as to what amendment was being sought.
Local Rule 103.6 of the District of Maryland requires that a party requesting lеave to amend provide a copy of the proposed amendment to the court. By violating this Rule, the plaintiffs failed to provide the district court with a means by which to determine whether the amendment would cure the defects in the initial complaint. In the circumstances, we conclude that the district court did not abuse its discretion in failing to give the plaintiffs a blank authorization to “do over” their complaint.
Taking the facts alleged in the complaint in context and as true, we conclude that the complaint does not state any claim for relief that is plausible on its face. Accordingly, we affirm the judgment of the district court.
AFFIRMED
Notes
. The standard that the plaintiffs quoted from
Swierkiewicz,
however, was explicitly overruled in
Twombly.
. A “strike suit” is an action making largely groundless claims to justify conducting extensive and costly discovery with the hope of forcing the defendant to settle at a premium to avoid the costs of the discovery. See id.; see also Black’s Law Dictionary 1572 (9th ed.2009) (defining a strike suit as one “based on no valid claim, brought either for nuisance value or as leverage to obtain a favorable or inflated settlement”).
. While the complaint alleges that the defendants "discriminated
against Plaintiffs
on the basis оf race in violation of the Equal Protection Clause,” it only asserts that Clark and Francis "are African-American males,” making no similar assertion about Romano. In Count II, where Clark and Francis allege a more particularized