MEMORANDUM OPINION
Pending before the court is Defendant Correctional Medical Services, Inc.’s (“CMS”) Motion For Summary Judgment (D.I.75) on Plaintiffs claim under 42 U.S.C. § 1983 for improper medical care in violation of the Eighth Amendment and Plaintiffs claim for violation of his substantive due process and equal protection rights under the Fourteenth Amendment. For the reasons discussed, the Motion will be granted.
1. BACKGROUND
The following facts are taken from the Complaint and other documents and exhibits submitted by the parties. Plaintiff, William Francis, Jr. (“Plaintiff’), was diagnosed with periodontal disease in 1997. (D.I. 77, Ex. A at 101.) He wаs an inmate at the Delaware Correction Center (“DCC”) from January 6, 2004 until May 14, 2008, when he was released from DCC. (D.I. 76 at 2; D.I. 77, Ex. A at 28, 102.) On July 1, 2005, CMS became the medical provider for DCC. 1 (D.I. 76 at 1.) From July 2005 until his release from DCC, Plaintiff had several appointments with CMS dental staff, and during those visits, he received dental and non-surgical periodontal care. 2 {See D.I. 77, Ex. A at 122-24, 132-34, 137-40; id. Ex. B-2.) Over the course of these visits, Plaintiff received cleanings, scalings, and other procedures, as well as advice on continuing dental and periodontal care available to Plaintiff at DCC. {Id.)
On October 24, 2006, Plaintiff wrote a letter to John Rundle, Health Services Administrator, requesting to be seen by an outside periodontist to determine what surgical procedures he might need to undergo for his continuing periodontal care. (Id., Ex. B-14.) On November 5, 2006, Plaintiff wrote to Deputy Warden Pierce reiterating the same request. (Id., Ex. B~ 15.) Deputy Warden Pierce replied on November 27, 2006, stating that he received Plaintiffs November 5 letter and forwarded Plaintiffs concerns to the Director of Nursing “for investigation and action.” (Id.) In late November or early December 2006, 3 the Bureau of Prisons Chief wrote to Plaintiff to inform him that “[w]e have reviewed your Grievance Case # 15037 dated 6/16/2005. Based upon the documentation presented for our review, we uphold your appeal request.” (Id., Ex. B-12.) Plaintiff testified in his deposition that he understands this to be approval for him to pursue his remedy in court. (Id., Ex. A at 130.) On December 7, 2006, Scott Altman, Quality Assurance Monitor for CMS, wrote Plaintiff in response to Plaintiffs November 5 letter. Altman informed Plaintiff that “[t]he use of floss and picks in the institution is a security issue, and we cannot authorize devices for use that are prohibited by security.” (Id., Ex. B-15.) Altman also noted that Plaintiff had not requested dental care in over one year at that time, and advised Plaintiff to submit a “sick call slip,” a request to see medical staff, if he continued to have periodontal problems. (Id.) Plaintiff submitted a sick call slip on December 13, 2006, and was seen by the dental staff on December 21, 2006. (Id., Ex. B-13.) During this visit, he inquired again as to the status of his request to see an outside periodontist. The CMS dentist who saw Plaintiff on this visit explained that “the majority of inmates here have gum disease and we can’t send everybody out to a specialist.” (Id., Ex. B-2.) Plaintiff was also informed that he would be kept on the cleaning list continuously, so that he would not have to wait a year between cleanings, and he apparently was satisfied with this accommodation. (Id.)
Plaintiff filed the present action on January 9, 2007. (D.I. 2.) Meanwhile, he continued to receive dental care from CMS. On February 23, 2007, he was seen by CMS dental staff, and the notes from this visit indicate that Plaintiff received scaling and cavitron procedures to monitor and control his periodontal disease. (D.I. 77, Ex. B-2.) Plaintiff was seen next on August 15, 2007, in response to a sick call slip
II. THE PARTIES’ CONTENTIONS
CMS moves for summary judgment first on the ground that, in an action brought pursuant to 42 U.S.C. § 1983, it cannot be held liable for a violation of Plaintiffs constitutional rights under a respondeat superior theory, and that Plaintiff has failed to allege any CMS policy or custom that deprives him of a constitutional right. (D.I. 76.) Second, CMS contends that because Plaintiff does not have a fundamental right to see a periodontist, it did not violate Plaintiffs substantive due process rights under the Fourteenth Amendment by refusing to allow him to see such a specialist. Third, CMS argues that Plaintiff has failed to show that his Fourteenth Amendment equal proteсtion rights were violated. Finally, CMS also contends that the dental care it provided to Plaintiff was reasonable, that Plaintiff has not shown that CMS was deliberately indifferent to his serious medical needs, and that courts should show some deference to the decisions of medical providers in making medical decisions, such as whether to classify periodontal disease as a chronic care disease.
Plaintiff responds that the question of whether CMS was deliberately indifferent to his periodontal disease is a fact-specific inquiry, and that given “the advanced stage of his disease,” as well as other circumstances, CMS’s level of care fell to the level of deliberate indifference. (D.I. 91 at 2, 9.) He contends that periodontal disease is a serious medical need, and that CMS was deliberately indifferent to this need and violated his Eighth Amendment rights by refusing to allow him to see a periodontist. (D.I. 10 at 3, 7.) He alleges that these actions violated his substantive due process and equal protection rights under the Fourteenth Amendment. (Id. at 3, 8.) Specifically, Plaintiff contends that he had a right under the due process clause and/or the equal protection clause of the Fourteenth Amendment to specialist care, especially in light of the fact that other inmates suffering from non-dental conditions were allegedly permitted to see outside specialists. (D.I. 91 at 3-7.)
III. LEGAL STANDARD
The Court shall grant summary judgment only if “the pleadings, depositions,
When determining whether a genuine issue of material fact exists, the Court must view the evidence in the light most favorable to the nonmoving party and draw all reasonable inferences in that party’s favor.
Wishkin v. Potter,
If the moving party has demonstrated an absence of material fact, the nonmoving party then “must come forward with ‘specific facts showing that there is a genuine issue for trial.’ ”
Matsushita Elec. Indus. Co.,
IV. DISCUSSION
A. Eighth Amendment Claim
The government has an “obligation to provide medical сare for those whom it is punishing by incarceration.”
Estelle v. Gamble,
In addition, although a private corporation offering medical services to inmates cannot be held liable for an alleged § 1983 violation under a theory of
respondeat superior,
it “can be held liable for a policy or custom that demonstrates delib
1. Deliberate Indifference
Based on the record before it, the Court concludes that no reasonable jury could conclude that CMS was deliberately indifferent to Plaintiffs serious medical needs when it refused to refer him to an outside periodontist. Deliberate indifference requires “conduct that includes rеcklessness or a conscious disregard of a serious risk.”
Rouse v. Plantier,
Second, even if Plaintiff was at serious risk of harm, CMS staff did not exhibit recklessness or conscious disregard of Plaintiffs condition. In spite of the two lengthy periods during which Plaintiff sought no dental care, CMS staff still saw Plaintiff regarding his periodontal disease no fewer than seven times over the relevant thirty-five month time period. See supra, n. 2. During those seven visits, Plaintiff received cleanings, scrapings, and eavitron treatments for his periodontal disease. Plaintiffs overall health, including his periodontal condition, actually appears to have improved during his time under CMS care in DCC, perhaps owing in part to a change in DCC security policy in the fall of 2007 that eliminated a ban on dental floss. (D.I. 77, Ex. A at 50-51, 58-60 (Plaintiff discusses the abatement not only of his periodontal disease but also of his allegedly related heart palpitations and other conditions).) CMS points out that “Plaintiff testified that other than the еxtraction of tooth # 17 in March 2004”— well prior to CMS’s assumption of duties as DCC medical provider — “he has not lost any additional teeth.” (D.I. 76 at 17.) Additionally, the record shows that CMS dental staff responded in a timely fashion to the two sick call slips Plaintiff submitted during the relevant time frame. 6 The record also shows that CMS staff went against CMS policy, to Plaintiffs benefit, on at least one occasion by allowing him to be placed immediately back on the waiting list for cleanings after receiving a cleaning, even though all other inmates were only allowed one cleaning per year. In these circumstances, no reasonable jury could conclude that CMS or its employees acted with recklessness or conscious disregard of Plaintiffs condition.
Third, Plaintiff has failed to demonstrate that he was denied necessary or recommended care as recognized under the three types of scenarios in which the Third Circuit has found deliberate indifference, as explained in
Rouse.
On the one hand, Plaintiff alleges that some time prior to March 20, 2006, “the [CMS] dental staff admitted that I need treatment from a periodontist.” (D.I. 77, Ex. B — 11.) His medical records also show that on his August 15, 2007 visit, Plaintiff was informed that he “would need surgery to clean [the periodontal pockets around some of his teeth], if [the teeth were in fact] savable.”
(Id.,
Ex. B-2.) However, viewing all of the facts together in the light most favorable to Plaintiff, the Court concludes that Plaintiff was not denied needed or recommended care, and that accordingly, CMS’s conduct did not rise to the level of deliberate indifference to Plaintiffs medical neеds. Again, CMS staff saw Plaintiff seven times during the relevant period and administered various types of non-surgical care, and Plaintiffs overall condition appears to have improved during that time. In these circumstances, two alleged instances where CMS dental staff told Plaintiff he “needed” surgery, even if taken as true, are not enough to demonstrate deliberate indifference. At most, it appears that CMS staff may have disagreed about the proper way to treat Plaintiffs periodontal disease. However, this is not cоnduct rising to the level of an Eighth Amendment violation.
Spruill v. Gillis,
2. Policy Or Custom
CMS may not be held liable for the harm Plaintiff alleges under a
respondeat superior
theory; however, it can be held liable if Plaintiff shows that CMS had a “relevant pоlicy or custom [that] caused the constitutional violation” Plaintiff alleges.
Natale,
B. Fourteenth Amendment Claims
Construing Plaintiffs Amended Complaint and other documents in the record broadly, he has asserted both substantive due process and equal protection claims arising under the Fourteenth Amendment. Plaintiff appears to claim that he had a fundamental right to see a specialist for his periodontal disease. His Amended Complaint reads, in part, “CMS ... has been deliberately indifferent to plaintiffs need for treatment ... in violation of
Q: What is your exact claim?
A. Well, the thing is, I don’t, I did not wish to be discriminated against in terms of my treatment. I wanted the same treatment that other inmates have for serious diseases. And it’s a chronic disease, and I wanted the treatment.
Q: So your basic claim against CMS is solely that they didn’t send you to a periоdontist?
A: Yes.
(D.I. 77, Ex. A at 144.) CMS also construes Plaintiffs Amended Complaint and deposition testimony as asserting substantive due process claims. (See D.I. 16 at 21 (“This allegation, among other things, amounts to a claim by Plaintiff that he has the ‘right’ to see a specialist. To prevail on this substantive [sic] due process claim .... ”).) The Court agrees with this construction, and will determine whether Plaintiffs substantive due process claim can withstand summary judgment.
Plaintiffs equal protection claim is more easily spotted; the Amended Complaint expressly states, in part, “Defendant CMS has dеnied to plaintiff equal protection ... in violation of the Fourteenth Amendment.” (D.I. 10 at 8.; see also D.I. 77, Ex. A at 144 (“I wanted the same treatment that other inmates have for serious diseases.”).) Therefore, the Court will review the record for equal protection violations as well.
1. Substantive Due Process
Because Plaintiffs claims fall within the express guarantee of the Eighth Amendment, he may not rely on substantive due process as a separate basis for his claims. The Supreme Court has held that “[w]here a particular Amendment provides an explicit textual sourсe of constitutional protection against a particular sort of government behavior, that Amendment, not the more generalized notion of substantive due process, must be the guide for analyzing these claims.”
Albright v. Oliver,
2. Equal Protection
The equal protection clause of the Fourteenth Amendment is a directive to States that they should treat all similarly situated persons alike.
City of Cleburne v. Cleburne Living Ctr.,
Plaintiff has not claimed that he was denied access to a specialist based on his membership in a protected class, and he concedes that “[a] prisoner has no independent constitutional right to medical care outside the institution.” (D.I. 91 at 7);
Pitts v. Hayman,
Civ. No. 07-2256(MLC),
The record reflects that Plaintiff did not see an outside dental specialist while at DCC, even though CMS “has provided inmates with outside consults when required.” (D.I. 21 at 3.) Nevertheless, the Court concludes that based upon the record, there is a rational relationship to a legitimate penological interest for CMS’s decision that it was unnecessary for Plaintiff to see an outside periodontist. CMS dentist Dr. Cathy Kionke explained to Plaintiff during his December 21, 2006 visit that “the majority of inmates here have gum disease and we can’t send everybody out to a specialist.” (D.I. 77, Ex. B-2.) She stated in her affidavit that
[t]he process of taking an inmate out to see a specialist is not without security risks to the community and correctional staff involved in the transport. Consequently in order to minimize this inherent risk, CMS has equipped the dentists ■with the equipment needed to provide treatment for the inmate’s periodontal issues.... This same equipment would be found in any general dentist and/or periodontist’s office.
(Id.,
Ex. D, ¶ 10.) DCC has a legitimate penological interest in preventing harm to corrections officers and members of the community at large.
Cf. Overton v. Bazzetta,
V. CONCLUSION
For the foregoing reasons, Defendant CMS’s Motion For Summary Judgment (D.I. 75) will be granted.
An appropriate Order will be entered.
ORDER
At Wilmington, this 22 day of September, 2009, for the reasons set forth in the Memorandum Opinion issued this date;
Notes
. Plaintiff testified in his deposition that he saw dental staff at DCC for cleanings, a tooth extraction, and non-surgical procedures to treat his periodontal disease many times prior to July 1, 2005, when CMS took over as the contractual medical provider at DCC. (D.I. 76, Ex. A at 103-16.) Plaintiff also testified that he filed five grievances with DCC and/or First Correctional Medical, CMS’s predecessor, during that time, requesting that he be allowed to use dental floss or dental toothpicks. {Id. at 110-22.) Three grievances were denied as nongrievable on the ground that dental floss was not permitted in the prison for security reasons, one was resolved informally with Plaintiff, and another was treated as an appeal and forwarded to the Medical Grievance Committee. {Id.; Id., Exs. B-4-B-6, B-8-B-11.) Although not relevant to Plaintiff’s claims against CMS, the Court mentions this prior history here for the sake of completeness.
. Spеcifically, Plaintiff saw CMS dental staff on the following dates: 7/28/2005, 8/22/2005, 9/2/2005, 12/21/2006, 2/23/2007, 8/15/2007, and 8/21/2007. (D.I. 77, Ex. A at 122-24, 132-34, 137-40; id., Ex. B-2.)
. The first line of the letter bears two different dates, one printed on top of the other. One appears to be November 23, 2006, and the other appears to be December 5, 2006. (D.I. 77, Ex. B-12.)
. Plaintiff's updated medical records, covering the period after August 2007, show the August 21, 2007 dental visit as his final one. (D.I. 72, Ex. 11.)
. The first such period ran from September 2, 2005 until December 21, 2006, and the second period ran from August 21, 2007 until Plaintiff's release from DCC in mid-May 2008. (D.I. 77, Ex. B-2.)
. Plaintiff was seen on December 21, 2006, in response to a sick call slip dated December 13, 2006. He was seen on August 21, 2007, in response to an August 16, 2007, sick call slip.
