*1204 MEMORANDUM OPINION and ORDER
This аction is before the court on the following motions: (1) plaintiffs motion for a preliminary injunction [#7-l]; Defendant Stewart R. Friedman’s motion to dismiss [# 13-1]; Defendant Custom Tees’ motion to transfer [# 11-1]; and defendants’ motion to file a supplemental affidavit [#20-1]. All motions except the motion to file a supplemental affidavit are opposed. After receiving the briefs of the parties, after conducting a hearing on this matter, and after reviewing the unofficial transcript in this case. 2
GENERAL BACKGROUND
Plaintiff is a comedian known throughout the country for his “redneck” humor. He is probably best known for his “you might be a redneck if ...” jokes. Examples of these jokes are:
—-You might be a redneck if ... you’ve ever financed a tattoo.
—You might be a redneck if ... your two-year-old has more teeth than you do.
—You might be a redneck if ... your dog and your -wallet are both on a chain.
—You might be a redneck if ... your dad walks you to school because you’re in the same grade.
Plaintiff claims ownership to hundreds of jokes such as these, as well as a trademark and service mark. 3 His comedy album entitled “You Might be a Redneck If ...” has sold more than 1 million copies, more than any other comedy album in more than a decade. Plaintiff has also issued a calеndar with 365 “you might be a redneck if ...” jokes, one for every day of the year. In addition to these products, he sells t-shirts with his redneck jokes on them at his concerts and elsewhere.
In December, 1994, plaintiff, through some associates, became aware that t-shirts bearing exact replications of plaintiffs jokes were being sold in various stores across the country, including stores in Georgia. The only difference between plaintiffs jokes and those appearing on the t-shirts was the format. On one shirt, for example, the copy read “If you’ve ever financed a tattoo ... you might be a redneck.”
An investigation by plaintiffs associates ensued, and the source of the t-shirts was determined to be defendant Custom Tees. Plaintiffs representatives contacted defendant Stewart R. Friedman, an employee of Custom Tees who admits to directing the marketing of, and assisting in the production of, Custom Tees’ products, see, e.g., Reply Brief in Support of Motion to Dismiss for Lack of Jurisdiction, at 7. Upon notification that the-jokes violated plaintiffs copyright and/or trademarks, Friedman turned the matter over to his legal counsel. 4 Subsequent to these events, Custom Tees changed the copy on its t-shirts to read, to use a different example, “[W]hen you learn to drive in a car where you were conceived ... you ain’t nothin’ but a redneck.” Plaintiffs Exhibit 24.
Venue/Jurisdictional Issues
A. The court might have jurisdiction if
Custom Tees has already submitted to the jurisdiction of the court.
5
Friedman
*1205
contests personal jurisdiction over him. Friedman claims that there is no jurisdiction over him because all of his acts related to this case were undertaken in his capacity as an employee of Custom Tees. He has only been in Georgia a couple of times, and then was only passing through.
6
He also points out that. Georgia law requires jurisdiction to be established over him separately in his
personal
capacity, and that jurisdiction cannot be established just because he works for Custom Tees.
Girard v. Weiss,
Under Georgia law, jurisdiction may be asserted over any non-resident who “commits a tortious injury in this state caused by an act or omission outside this state if the tort-feasor regularly does or solicits business, or engages in any other persistent course of conduct, or derives substantial revenue from goods used or consumed ... in this state.” O.C.G.A. § 9-10-91(3). “Both Georgia courts and federal courts applying Georgia law have construed [this section] to confer jurisdiction to the maximum extent allowable under due process.”
Vermeulen v. Renault
U.S.A.,
Inc.,
There are two kinds of jurisdiction: general and specific. This case involves an assertion of specific jurisdiction. “A forum may exercise specific jurisdiction over a nonresident defendant if the defendant has ‘purposefully directed’ his activities to forum residents and the resulting litigation derives from alleged injuries that ‘“arise out of or relate to”’ those activities.”
Cable/Home Communication Corp. v. Network Productions, Inc.,
The court finds the following facts significant: Custom Tees admits, through a Friedman affidavit, that it shipped t-shirts to Georgia. See Affidavit of Stewart R. Friedman, ¶ 11, Exhibit A to Motion to Transfer. Further, the record contains an affidavit from Leon Lehrer, who identifies himself as an “independent sales representative” who telemarkets products of Custom Tees, Inc., including the redneck shirts at issue. Lehrer testifies in his supрlemental affidavit 7 that he contacted Ms. Cynthia Robinson, a Senior Merchandiser for J.C. Penney in Carrollton, Georgia, on two occasions. Supplemental Affidavit of Leon Lehrer, ¶ 2. 8 Ms. Robinson testified at the hearing that she placed an order for Custom Tees’ shirts after talking with Mr. Lehrer. These activities bring Custom Tees within the jurisdictional reach of this court.
Friedman testified via affidavit on his own behalf that he never “personally” marketed *1206 or made contact with anyone in Georgia with respect to the Custom Tees shirts. Supplemental Affidavit of Stewart R. Friedman [Friedman Supp.], ¶ 12. He also testified in a previous affidavit that he never “individually” participated in the sale, marketing, etc., of redneck shirts. Affidavit of Stewart R. Friedman, Exhibit A to Motion to Dismiss, ¶ 7. Finally, he states that he has never “in his individual capacity, entered into any contracts with any individual or entity residing or located in the State of Georgia.” Id,., ¶ 10.
As previously noted, however, Friedman admits that he directed the marketing and production operations of Custom Tees. This fact is significant when the nature of the claim against Friedman is considered. While it is true that the court’s jurisdiction over Friedman ought to be considered separately, the law is well settled that a directоr, officer, or employee of a corporation can be held
jointly and severally liable
with the corporation if that person has direct involvement in the infringing activities of the corporation.
E.g., Realsongs v. Gulf Broadcasting Corp.,
Friedman’s argument is partly correct because even though the individual/official capacity distinction does always not operate as a jurisdictional shield, something more than mere liability must exist before the long arm of the state can still reach the individual. “[I]f the claim against the corporate agent rests on nothing more than that he is an officer or employee of the nonresident corporation and if any connection he had with the commission of the tort occurred without the forum state,”
Delong,
The court finds that, on this record, plaintiff has met his burden of showing that Friedman “transacted business” in this state
*1207
on behalf of Custom Tees, that plaintiff has a cause of action relating to these acts, and that the exercise of jurisdiction over Friedman would be reasonable.
See id.,
In short, the record leaves the court with the firm impression that Custom Tees’ contacts with this state were established by Friedman. Custom Tees transacted business in this state, and the strong evidence is that Friedman directed those transactions. The court is not faced with a situation where a person is sued because of his title alone. Cf. Delong, supra (citing Fourth Circuit case law). Nor is this a case where jurisdiction is asserted over a corporate agent with minimal participation in the acts of the corporation. Rather, even though there is little hard evidence as to the actual contacts between Friedman and Georgia residents, there is nothing in the affidavits of Friedman to contradict the strong inference that any contacts of Custom Tees were established by Friedman. 10 Defendant Friedman’s motion to dismiss is therefore denied.
B. This Action’s Venue Might be Proper If ...
28 U.S.C. § 1400(a) governs copyright actions. That code section provides that venue lies in any district where the defendant may be found. It is well settled that, based upon this language, venue in copyright actions is coextensive with jurisdiction.
Payne v. Kristofferson,
C. This Forum Might be Convenient If
Determining whether this court is such an inconvenient forum so as to require a transfer in the “interests of justice” is another matter altogether. 28 U.S.C. § 1404(a). Plaintiff is from Georgia, but is currently a California resident. Friedman and Custom Tees are Connecticut residents. Friedman (and Custom Tees) argue that the United States District Court for the District of Con *1208 nectieut is a more convenient forum than this court for several reasons. First, evidence and potential witnesses are located within 100 miles of the Hartford, Connecticut, area. See Supplemental Affidavit of Stewart R. Friedman, Exhibit A to Reply by Defendants [in support of Motion to Transfer], ¶¶ 11,13-14. Second, Friedman testifies that the day-to-day operations of Custom Tees would be disturbed if he was forced to “participate in prolonged litigation” in a forum 1,000 miles away. Id., ¶ 16. Third, his wife, who is the president of Custom Tees and whose duties are primarily related to the financial aspect of the business, would experience hardship if she were forced to take a “prolonged leave of absence” from her other employment in order to participate in this litigation. Id. Fourth, the Friedmans provide “meals and companionship” for Mrs. Friedman’s 90 year-old father every evening, and Mr. Friedman asserts that the impact of the couple’s prolonged absence on his father-in-law’s health is difficult to predict. Id. Finally, defendants argue in their briefs that plaintiff has the resources to carry his fight anywhere, and that he has no special reason to bring suit in Georgia.
Plaintiff argues, however, that much of the evidence and many of the witnesses are located in Georgia. The evidence adduced at the hearing supports that contention, at least insofar as four Georgia residents testified. Further, plaintiff argues that his choice of forum is entitled to deference.
11
Though defendants correctly point out that this traditional deference is mitigated where the plaintiff is not a resident of the state,
e.g., Haworth, Inc. v. Herman Miller, Inc.,
Every forum, to a certain extent, will be inconvenient for at least one of the parties. The question is not inconvenience, but whether defendants have met their burden of showing that another forum is more convenient so that a transfer is required
in the interest of justice.
28 U.S.C. § 1404(a). Section 1404(a) does not provide for a transfer to a “forum likely to prove equally convenient or inconvenient.”
Van Dusen,
The court declines to transfer the case. First, plaintiff may not be a current Georgia resident, but his ties here are undeniable. Second, there is a comparable number of potential witnesses and a comparable amount of evidence located in Georgia as there is in Connecticut. Third, Friedman’s concern for protracted litigation will not be eliminated by transfer to Connecticut, because the nature and extent of the litigation will not change with the transfer. The real issue is whether Friedman will be required to travel to Georgia for extended periods of time. With the exception of the trial, if there is one, the court believes Friedman will travel no more often to and from Georgia, for deposition testimony, 12 etc., if the case is headquartered in Connecticut than in Georgia. Fourth, the expense and time to be expended in trial or in discovery will not change with the forum.
Finally, and perhаps most important, the purposes of a preliminary injunction would be, or would have been, frustrated by delaying consideration of plaintiffs motion until the jurisdictional and venue questions were determined. For this reason, the court considered all issues concurrently. While it is true that an injunction cannot bind those not within the jurisdiction of the court, and while it is true that an injunction ought not issue from a court where venue is improper, where the only concern is one of convenience, the interests of justice surely would be disserved by forcing a plaintiff to await ruling on a motion for preliminary injunction until a *1209 more convenient court has time to receive, apprehend and consider the motion. In short, one significant factor that ought to be placed onto the § 1404(a) scales is the pendency of substantive motions requiring immediate attention. In view of the foregoing, the court finds that the convenience of the parties and witnesses will not be better served (and, if so, only slightly so), and the interests of justice would likely be disserved, by transfer of this case to a sister court in Connecticut. Defendant Custom Tees’ motion for a transfer is denied.
PRELIMINARY INJUNCTION
A. Plaintiff Might be Entitled to a Preliminary Injunction If ...
To be entitled to a preliminary injunctive reliеf, a plaintiff must show:
(1) a substantial likelihood that he will ultimately prevail on the merits; (2) that he will suffer irreparable injury unless the injunction issues; (3) that the threatened injury to the movant outweighs whatever damage the proposed injunction may cause the opposing party; and (4) that the injunction, if issued, would not be adverse to the public interest.
Zardui-Quintana v. Richard,
B. Plaintiff Might be Likely to Succeed on the Merits If ...
Plaintiffs request for injunctive relief is directed at the two components of his “redneck” jokes — the “you might be a redneck” phrase and the text of the jokes that follow. As to the phrase “you might be a redneck,” plaintiff claims a common-law trademark. As to the joke portion, e.g., “you’ve ever cut your grass and found a car,” plaintiff claims a copyright.
1)____He Can Show a Violation of the Lanham Act
Section 43(a) of the Lanham Act, 15 U.S.C. § 1125(a), protects unregistered, common-law trademarks from infringement by unauthorized users where the unauthorized use would likely confuse the consuming public as to the source or sponsorship of goods or services.
See Boston Professional Hockey Ass’n v. Dallas Cap & Emblem Mfg., Inc.,
(a) Does plaintiff have a trademark to protect?
The court must first determine, therefore, whether plaintiff has any trademark to protect. Plaintiffs asserted trademark lies in the use of the “you might be a redneck” device.
13
Defendants agree that a slogan or combination of words can serve a trademark function, but argue that the “you might be a redneck” device does not function as a trademark. Rather, defendants argue that the phrase is purely
functional
— i.e., that the phrase is a feature “ ‘essential to the use or purpose of the article.’”
Warner Bros., Inc. v. Gay Toys, Inc.,
Marks and features function as trademarks when they identify the source of particular goods or services. Purely functional features, however, are ornamental to the good or product itself, and therefore do not operate as a trademark.
Supreme
As
sembly, Order of Rainbow for Girls v. J.H. Ray Jеwelry Company,
First, the court finds that the phrase “you might be a redneck” does serve as a trademark when used in connection with plaintiffs humor. The evidence before the court indicates that, once plaintiff hit upon the right combination of words, that phrase became his “hook” or “catch phrase” by which he became known. Unofficial Trans., at 7-8, 9. Indeed, there was testimony from one of plaintiffs fans, Michael Steed, that plaintiff is in fact known in the public by that phrase. Id., at 110-11. Further, the evideuce before the court indicates that plaintiffs career began its rapid ascent only after he began using the phrase in conjunction with his jokes. Id., at 6-7, 19, 21-22, 82-83. That alone, however, does not establish a trademark; it merely lays the foundation for the association of the public of the phrase “you might be a redneck” with plaintiff. In this regard, therefore, it is highly significant that plaintiff has created a number of marketable goods based upon the “you might be a redneck” phrase. Plaintiffs first book was entitled “You Might be a Redneck.” Plaintiffs Exhibit 2. The name of his national comedy tour was the “You Might be a Redneck” tour. Unofficial Trans., at 38. The tour was promoted in advertising media (radio and print) using this title. Id., at 39. The name of his platinum selling album is “You Might be a Redneck.” Plaintiffs Exhibit 6. The name of his first comedy special on the Showtime network was “You Might be a Redneck If.” Unofficial Trans., at 22-23. The same title was used on the videocassette version of his Showtime special. Plaintiffs Exhibit 3. Plaintiff has a “page-a-day” calendar with 365 different you might be a redneck jokes. Plaintiffs Exhibit 12. Plaintiff has three books on the market filled with “you might be a redneck” jokes. These facts, taken together, lead the court to the conclusion that a substantial segment of the viewing, listening, reading, and laughing public associate the phrase “you might be a redneck” with Jeff Foxworthy. 14
Defendants argued at the hearing that the popularity of the above items is attributable to plaintiff, and not to the phrase “you might be a redneck,” and that, even if the phrase plays a part, it only plays a functional part. The court disagrees in part.
*1211
The plain fact is that plaintiff has become known by this phrase. That he is known by his jokes as well does nothing to limit the fact that he is also known by the phrase. In this respect, the court find
Carson v. Here’s Johnny Portable Toilets, Inc.,
The court does agree, however, that the phrase is “functional” to a certain extent. The joke “You might be a redneck if ... you consider a six pack of beer and a bug zapper quality entertainment” clearly depends upon the “you might be a redneck” phrase for its delivery. Notwithstanding this facial functionality, however, the court finds the functionality defense insufficient to foreclose protection of plaintiffs phrase. First, it is questionable whether the “functionality” of the phrase fits into the legаl description of functionality. In
Warner Bros., supra,
a case cited by defendants, the Second Circuit also stated that “[a] design feature of a particular article is ‘essential’ only if the feature is dictated by the functions to be performed;
a feature that merely accommodates a useful function is not enough.” Id.,
More important, even if the “you might be a redneck” phrase does fall within the functionality category, this does not foreclose all protection for the phrase. In this respect,
Dallas Cowboys Cheerleaders, supra,
is instructive. In that ease, the Second Circuit held that the uniforms worn by the famous cheerleading troupe were entitled to trademark protection, notwithstanding the fact that the uniforms served an obviously functional purpose.
Plaintiff does not claim a trademark in all clothing designed and fitted to allow free movement while performing cheerleading routines, but claims a trademark in the particular combination of colors and colloсation of decorations that distinguish plaintiffs uniform from those of other squads____ [T]he fact that an item serves or performs a function does not mean that it may not at the same time be capable of indicating sponsorship or origin[.]
Id.,
*1212 (b) Are defendants likely to cause confusion?
The Eleventh Circuit (and its predecessor, the former Fifth Circuit) has long held that the
sine qua non
of Section 43(a) actions is a showing that consumers are likely to be confused “with respect to such things as the product’s source, its endorsement by plaintiff, or its connection with the plaintiff.”
Kentucky Fried Chicken Corp. v. Diversified Packaging Corp.,
In determining likelihood of confusion, the Eleventh Circuit has held that a court must consider the following factors:
1) . The strength of the plaintiffs mark;
2) . the similarity between the plaintiffs mark and the allegedly infringing mark;
3) . the similarity between the products and services offered by the plaintiff and defendant^];
4) . the similarity of the sales methods (i.e., retail outlets or customers);
5) . the similarity of the advertising methods;
6) . defendant[s]’ intent, e.g., do[ ] the defendants hope to gain a competitive advantage by associating [their] product with the plaintiffs established mark; and
7) . the most persuasive factor on likely confusion[,] ... actual confusion.
Conagra,
i). The strength of plaintiff s mark
Although the court has already found that plaintiffs phrase “you might be a redneck,” when used in connection with plaintiffs humor, whether in book, video, novelty item, or other form, has attained secondary meaning, the court finds that plaintiff need not make such a showing because plaintiffs phrase is “suggestive” within the legal meaning of that term. As previously noted, a “suggestive” mark “subtly connotes something about the service or product.”
University of Georgia Athletic Ass’n,
Suggestive marks are inherently distinctive, and are to be afforded strong protection.
Jellibeans, Inc. v. Skating Clubs of Georgia, Inc.,
With these principles in mind, the court finds the phrase “you might be a redneck” suggestive of plaintiffs humor. For example, when customers see “you might be a redneck” as the title for a comedy album, the customers must use them imaginations (or buy the album) to discern the content of the humor, because the phrase itself simply suggests the subject matter of the humor. It is true, of course, that in the context of the t-shirts submitted to the court for review, there is no imagination required. That, however, is a practical and unavoidable result of the juxtaposition of the phrase with the humor it suggests. Suppose, however, that the phrase “you might be a redneck if’ appeared only on the front of a t-shirt, with the text of the joke appearing only on the back. Someone familiar with plaintiffs humor would like *1213 ly recognize the shirt by the phrase (because the phrase operates as a trademark), but the person would have to turn the shirt over to get the joke. More important, someone not familiar with plaintiffs humor would not know from the phrase on the front what would follow on the back. This characteristic of the phrase demonstrates its suggestive nature. The court, therefore, finds that this first factor favors plaintiff.
ii). The similarity between the plaintiffs mark and the allegedly infringing mark
In order to assess this factor, the court must assess the “overall impression” created by the two marks.
See Jellibeans,
The court finds that the two phrases convey a similar overall impression. First, as plaintiff points out, although the words in the middle differ, the phrases both begin and end the same way: “you ... a redneck.” Defendants argue that the words in the middle do make a difference, because not only are the “visual and phonetic differences ... substantial,” but “the meaning or connotation created by the phrases is clearly quite different (defendants’ phrase messagе being a positive statement, whereas plaintiffs phrase is ‘conditional’ and raises a mental inquiry).” Defendants’ Brief in Opposition to Plaintiffs Motion for Preliminary Injunction, at 31. To the contrary, the message is the same even though the delivery is not. Both phrases provide a “test” to the reader for whether one is a redneck. Plaintiffs idea in creating his phrase was to create “a way for people to tell.” Unofficial Trans., at 7. Plaintiff chose “might” after rejecting other choices such as “you could be a redneck” or “you know you’re a redneck.” Id., at 8. Whether plaintiff used “might” as opposed to “know” does not change the effect. Using “ain’t nothin’ but” conveys a similar impression. Again, the issue is the result, not the precise language.
In addition to the language used, the context of the phrases is also similar — indeed, in the shirts shown to the court, identical. When the phrases are used in connection with an example of redneck life, whether contributed by plaintiff or not, the impression conveyed is the same. Divorced from the joke, the phrases may not be terribly similar. The words cannot be divorced from the humor, however, and the court finds that this factor favors plaintiff.
Hi). The similarity between the products and sеrvices offered by the plaintiff and defendants]
This factor obviously supports plaintiff. The litigants are competitors in the humorous t-shirt business.
iv) . The similarity of the sales methods
The undisputed testimony at the hearing indicated that both parties sell, or want to sell, their t-shirts to department stores and other retail markets. In fact, there was testimony at the hearing that plaintiff had difficulty marketing his t-shirts to J.C. Penney, a well-known department store chain, because of the presence of defendants’ shirts. This factor therefore also supports plaintiff.
v) . The similarity of the advertising methods
Though there was little testimony at the hearing concerning this factor, the court finds it significant that Cynthia Robinson, a senior merchandiser at J.C. Penney, testified that someone from the t-shirt company (she thought his name was “Leon”) “called and made the reference to I’m sure you’re aware by now about the redneck tees, and you know Jeff Foxworthy, he’s so funny, blah, blah, blah, and he was just telling me about some of the phrases and quoted a few of the jokes that’s on the t-shirts.” Unofficial Trans., at 128. 16
*1214 The court notes that the record contains an affidavit from Leon Lehrer, who identifies himself as an “independent sales representative” who telemarkets products of Custom Tees, Inc., including the redneck shirts at issue. Lehrer testifies in his supplementаl affidavit that he did, in fact, contact Ms. Robinson, Supplemental Affidavit of Leon Lehrer, ¶ 2, but carefully stated that “no one during the period when I was soliciting sales for Custom Tees Redneck shirts ever mentioned Jeff Foxworthy’s name or asked if Custom Tees was in any way affiliated with Jeff Foxworthy.” Id., ¶ 3. Lehrer further states, “I never represented to any individual I called ... that the shirts were in any way related, endorsed, or otherwise affiliated with Jeff Foxworthy.” Id., ¶4. This affidavit does not contradict the testimony of Ms. Robinson, because Lehrer does not state that he never mentioned Jeff Foxworthy. His statement that “no one mentioned ... or asked if,” when read in conjunction with the next paragraph stating what he himself never did, leaves the court with the clear impression that Lehrer states only that he was never asked and he never told about Foxworthy’s sponsorship of the shirts. These statements may indicate that no one ever mentioned the name to him, but he does not state that he never uttered Jeff Foxworthy’s name to Ms. Robinson. Given the credible and apparently unbiased demeanor of Ms. Robinson at the hearing, her testimony itself, and Lehrer’s “walking-on eggshells” affidavit, the court believes Ms. Robinson’s testimony is entitled to substantial weight. In view of this finding, the court concludes that this factor also favors plaintiff.
vi). Defendant[s]’ intent
Even thоugh a finding of fraudulent intent and bad faith is not necessary,
Tisch Hotels, Inc. v. Americana Inn, Inc.,
While the court recognizes that the two affidavits do not necessarily conflict, the fact that the text of the shirts is nearly identical and the testimony at the hearing from Ms. Robinson lend support to the court’s strong suspicion that the content and form of defendants’ t-shirts was not accidental. Even if such is not the case, there is little evidenсe in the record to support a finding of good faith. Defendants at the very least knew they were not using their own material.
vii). Actual confusion
As a preliminary matter, the court notes that evidence of actual confusion is not required, although it is especially important when it does exist.
See Amstar Corp. v. Domino’s Pizza, Inc.,
Three things are significant about this testimony. First, according to Mr. Steed, upon hearing about plaintiffs humor at the dinner party, one of the people at thе table told Mr. Steed that J.C. Penney had plaintiffs shirts on sale. Though Mr. Steed may not have been confused, this testimony is evidence that someone was confused. 19
Second, Mr. Steed, in some respects, is not an ordinary consumer. Not only is he very well acquainted with plaintiffs humor, but he has also been to at least five concerts where he saw plaintiffs official t-shirts for sale. Mr. Steed identified the differences in the t-shirts as the reason for his belief that defendants’ shirts were not authorized.
Id.,
at 107-08. Again, as to this point,
Dallas Cowboys Cheerleaders
is instructive. In that case, the defendants argued (much as the defendants here might argue) that no one would possibly believe (just as Mr. Steed did not believe) that the Dallas Cowboy Cheerleaders sponsored the infringing product, the X-rated movie “Debbie Does Dallas.”
20
The Second Circuit held that the likelihood of confusion analysis is not to be so narrowly construed. Rather, the court held that the film would cause an association in the minds of the viewers with the cheerleaders, and that “[t]his association results in confusion ...”
Id.,
Similarly, in the present case, Mr. Steed immediately
associated
the jokes with plaintiff, and was fairly convinced that the shirts were not “the real McCoy” for other reasons. Thus, in one respect, the mere fact that Mr. Steed’s suspicions were aroused because of the association indicates confusion on а legally cognizable level.
Cf. Grotrian, Helfferich, Schulz, Th. Steinweg Nachf. v. Steinway & Sons,
More important, defendants’ t-shirts, though distinguishable in appearance from plaintiffs shirts, utilized the association to gain a competitive advantage.
See id.
(even though actual purchasers know the difference, “[s]uch
initial
confusion works an injury to Steinway”) (emphasis added);
Brack Van Houten Holding, Inc. v. Save Brack’s Coalition,
Finally, Mr. Steed’s testimony as to his “lack” of confusion regarding the products implicates another issue: point-of-sale versus post-sale confusion. The Eleventh Circuit has held that the likelihood of confusion analysis does not depend upon confusion of the purchaser at the time of purchase. Rather, the question is whether the
public,
not the purchaser alone, would be confused by the use of the mark.
See United States v. Torkington,
Evidence of actual confusion is often hard to acquire.
See, e.g., Lois Sportswear,
These principles apply to the instant case and imbue Mr. Steed’s testimony with great significance. There was uncontroverted evidence at the hearing that t-shirts are inexpensive items of apparel, and that they are considered an “impulse” purchase.
E.g.,
Unofficial Trans., at 111. Further, plaintiff moved¡ for injunctive relief almost as soon as
*1217
defendants’ activities were discovered. Finally, despite these obstacles, plaintiff managed to produce at least one instance of actual confusion. On this record, and under the totality of the circumstances,
see AmBrit,
(c) Summary of Lanham Act Analysis
The court finds that plaintiff has demonstrated a likelihood of success on the merits of his Lanham Act claim. First, the court finds that plaintiff has used the phrase “you might be a redneck” as a trademark, and that a substantial portion of the public associates this phrase with plaintiff and his humor. More important, the court finds that each factor in the likelihood of confusion analysis favors plaintiff, some more strongly than others. On the other hand, none of the factors favors defendants. As a result, the court is left with the firm conclusiоn that defendants’ t-shirts would cause confusion in the public as to their source and sponsorship.
%).... He Can Show Infringement of His Copyright
In order to prove copyright infringement, plaintiff must show that he is the owner of a valid copyright and that the works copyrighted were copied by defendants.
Howard, v. Sterchi,
With regard to the jokes at issue, defendants do not argue that the text of their t-shirts exactly duplicated jokes found in plaintiffs books. Their defense to the copyright claim instead concerns plaintiffs purported ownership of the jokes at issue. Specifically, defendants argue that the copyright registration for one of plaintiffs books is a “compilation” registration, and that the registration does not cover the individual material compiled. 22 Defendants also argue that the jokes themselves are not original to plaintiff, and that he therefore cannot claim “authorship” in them. The court finds defendants’ arguments without merit.
Defendants cite
Feist Publications v. Rural Telephone Service Co.,
Understanding the nature of the
Feist
decision is essential to understanding this distinction. Defendants state that the instant case presents only a slight variation on the facts of
Feist.
Nothing could be further from the truth.
Feist
was founded upon two canons of copyright law: copyright requires originality, and facts are never original.
Id.
Because the compilation at issue in
Feist
was a
fact
compilation (names, addresses and telephone numbers), there could not be any copyright protection for the preexisting ma
terials
— i.e., the facts. Rather, copyright protection extends “only to those
components of a work
that are original to the author.”
Id.,
*1218 This does not mean that preexisting materials cannot be the subject of copyright protection. As the Court noted, “copyright ... has no effect one way or the other on the copyright or public domain status of the preexisting material.” Id. (quoting Congress’ legislative report accompanying the Copyright Act of 1976) (emphasis added). Indeed, the statute itself does not rule out the сopyrightability of the preexisting materials. See 17 U.S.C. § 103(b) (“The copyright in a compilation ... extends only to the material contributed by the author of such work, as distinguished from the preexisting material employed in the work, and does not imply any exclusive right in the preexisting material.”).
These principles combine to illustrate the point defendants seek to finesse: the preexisting materials may be subject to copyright protection under the umbrella of a compilation copyright. Although defendants are correct that they did not copy the “constituent elements” of the compilation (the selection and arrangement of the jokes), whether they copied the original contributions of the author in the preexisting material (the jokes themselves) is another question altogether.
Defendants argue that the jokes are not original to plaintiff because he receives ideas, often in the form of jokes, from others. To support this assertion, defendants point to the Foreward to plaintiff’s book, Red Ain’t Dead, where plaintiff wrote
[N]ot a day goes by that someone doesn’t offer me a new example of ‘redneckism’ ... With the help of my wife and friends, I add several to the list almost daily. I have collected numerous Redneck Lines from radio audiences and even from my live show audiences.
Plaintiffs Exhibit 4, Fоreward. Defendants therefore argue that “plaintiffs work consists of preexisting ‘public domain’ — [sic] material that was ‘authored’ by many persons over the years.” Defendants’ Brief in Opposition to Plaintiffs Motion for Preliminary Injunction, at 11.
Plaintiff testified at the hearing in this matter that he does in fact receive ideas from other sources, but more than 95% of his redneck joke ideas are original to him. Unofficial Trans., at 79. More important, plaintiff testified that, even when he receives an idea from another person, it is plaintiff who takes the idea and gives it the expression in the form it appears in his books. Id., at 11-12, 52, 53, 57-58, 59, 72, 78-79. In other words, plaintiff testified unequivocally that he wrote every word in his books, calendars, etc. Finally, plaintiff testified that he wrote and had the ideas for each joke appearing on defendants’ t-shirts produced at the hearing. Id., at 79.
Defendants’ argument mistakes the nature of authorship and originality. In
Feist,
the Court stated that “[t]he most fundamental axiom of copyright law is that ‘[n]o author may copyright his ideas or the facts he narrates.’ ”
Feist,
The Feist Court noted that “[original], as the term is used in copyright, means only that the work was independently created by the author (as opposed to copied from other works), and that it possesses at least some minimal degree of creativity.” Id. The Court went on to note that the level of creativity required is extremely low, and the “vast majority” of works will possess some kind of “creative spark.” Id. 23
It must be stressed that, because ideas are not the stuff of copyrights, copyrights inhere in the expression used. Two painters painting the same scene each own a copyright in their paintings. Two news organizations covering the same event each own a copyright in
*1219
the stories written by their reporters. As the
Feist
Court put it, “[o]thers may copy the underlying facts from the publication, but not the precise words used to present them.”
Id.,
In the same way, two entertainers can tell the same joke, but neither entertainer can use the other’s combination of words. This is where defendants’ argument misses the mark. Copyright is concerned with the originality of the expression, not the subject matter. Plaintiff repeatedly stated that he uses other people’s ideas, but he puts them in his own words. At the hearing, he explained why:
A joke is [... ] а strange thing. And probably to the public, they never realize this. But I have — with a comic, we all have the same bowl of words to work with, and the whole trick is to take the smallest amount of words and put them in the proper order. You know, I’ve sat backstage with Jay Leno or Gary Shandling and sometimes for ten or fifteen minutes argued about a particular one line in a joke, which word should go where, should you delete this, which word should go to the end of the joke, and so that’s why it changes. I mean, it’s to get the maximum laugh from, you know, the shortest amount of material.
Q. How important is the particular expression of the joke versus the underlying idea of the joke?
A. Well, I mean the idea is key in coming up with the wording. You need — the idea comes first and then you play with it to get the wording correct.
Unofficial Trans., at 18-19. Plaintiff clearly established at the hearing that all of the jokes copied by the defendants were not only his own ideas, but his own expression. His expression clearly evidenced a. “modicum of intellectual labor,”
Feist,
C. Plaintiff Might Suffer Irreparable Injury If ...
As plaintiff cоrrectly notes, copyright and trademark actions are common venues for the issuance of preliminary injunctions.
E.g., Original Appalachian Artworks v. Topps Chewing Gum,
D. The Balance of Hardships Might Favor Plaintiff If ...
Gudzan testified at the hearing that sales to J.C. Penney of official Foxworthy shirts are being held up until this litigation is resolved. Defendants’ shirts in J.C. Penney have been placed under a “code two,” which means discontinued. Failure to issue the injunction would harm plaintiff by, at a minimum, forcing him to compete with an infringer, at least in places other than J.C. Penney. Issuing the injunction, however, will harm defendants only to the extent that they cannot sell illegally infringing t-shirts: This factor favors plaintiff.
E. The Public’s Interest Might be Served If ...
The public’s interest is served any time the law is upheld and enforced. In the copyright context, enforcing the exclusive rights of authors promotes thе “progress of science and the useful arts,” U.S. Const, art. I, § 8, a constitutional recognition of the value of art and science to the citizens of this country. The impetus for protecting the trademark of a person or entity from infringement by others is the desire to prevent confusion in the marketplace among the consumers. In both contexts, therefore, enjoining illegal infring *1220 ing activity serves the public interest. This factor, like all others, favors plaintiff.
CONCLUSION
Accordingly, plaintiffs motion for a preliminary injunction [# 7-1] is GRANTED. Defendant Stewart R. Friedman’s motion to dismiss [# 13-1] is DENIED. Defendant Custom Tees’ motion to transfer [# 11-1] is DENIED. Defendants’ motion to file a supplemental affidavit [#20-1] is GRANTED. An Order granting and setting the terms of the injunction has been issued separately.
SO ORDERED.
Notes
. Because neither party has, to date, ordered a transcript in this case, the transcript used by the court will be designated an "unofficial transcript.” With the assistance of the court reporter, the court can confirm that all matters cited herein did in fact occur at the hearing, and that all quotes used in this Order are accurate. However, because this is an unofficial transcript, the specific page citations may change slightly when and if an official transcript is produced.
. When used in connection with plaintiff's entertainment services, the "you might be a redneck” phrase functions as a service mark. For ease of discussion, and because the battleground in this action concerns goods as opposed to services, the court will discuss the phrase only in terms of "trademarks." The legal analysis, of course, is not affected by this designation.
. There is evidence that Friedman initially offered to pay a licensing fee for the shirts. Friedman, however, states in an affidavit that this offer was conditioned upon proof that plaintiff owned a copyright or trademark in the jokes. Whatever the case, the fact is that Friedman's legal counsel intervened and no licensing fee was paid or arranged.
. It should be noted, however, that Custom Tees asserts that jurisdictional challenges were only *1205 waived, and that jurisdiction may not attach otherwise. Nonetheless, as the court demonstrates below, jurisdiction would attach to Custom Tees whether waived or not.
. Because Friedman did not appear at the hearing, the court must rely upon his statements in affidavits.
. Either the original affidavit is lost, was never filed, or the title of Lehrer's affidavit is a mistake, because the court cannot find the Lehrer affidavit anywhere in the record.
. Lehrer further testified that Georgia is part of his "territory." Id.
. Defendants argue that
Delong
should be limited to the facts in that case, and that the decision in
Delong
is applicable only where the individual had been physically present in the forum. The court does not find
Delong
so limited. Indeed, the
Delong
court expressly held that "[i]f substantive liability can extend to an individual for acts performed on behalf of a corporation, then the individual is amenable to the forum's long-arm statute,
at hast
in situations where the nonresident individual physically was present in the forum when he participated in the tort.”
Id.,
. The Eleventh Circuit has held that, where an evidentiary hearing as to personal jurisdiction is not held, the court need only look to whether plaintiff presented a
prima facie
case of jurisdiction.
Cable/Home,
. The court takes no offense at the possible inference, accurate or not, that Georgia might be a more advantageous forum because there are more rednecks here than in Connecticut.
. The court would certainly be amenable to requests to have depositions taken where the witnesses, as opposed to where the attorneys, are located.
. In his reply brief, plaintiff asserts that his Lanham Act claim rests not only on the infringement of his common law trademark, but also on the use of the "you might be a redneck" phrase in combination with his other copyrighted material. Whatever the merits of this argument, because the court determines below that an injunction should issue preventing defendants from using any more of plaintiffs copyrighted material, his second argument is irrelevant for the purposes of the injunction. The more important issue is whether the "you might be a redneck” phrase, or anything confusingly similar thereto, can be used in conjunction with material not owned by plaintiff. This issue bears directly upon the common-law trademark properties of the “you might be a redneck” phrase, and is the subject of the discussion in the text.
. The court notes that, under Section 43(a), a mark must acquire secondary meaning — “the power of a name or other configuration to symbolize a particular business, product, or company”—before it is entitled to protection only if the mark is "descriptive.”
See University of Georgia Athletic Ass’n v. Laite,
Defendants assert that plaintiff's mark is descriptive if it is a trademark at all. Plaintiff, of course, сontends that the mark is arbitrary or fanciful. As noted in the text below, the court finds that plaintiff's phrase falls between these two categories, and is suggestive. See infra, pp. 1207-1208. In any event, the court finds that plaintiff has presented strong evidence of secondary meaning, and therefore an entitlement to protection even if the phrase is merely descriptive.
. Because the litigants at issue compete in the same area, i.e., humorous t-shirts, the court need not address whether the use of the phrase “you might be a redneck" in contexts dissimilar from humor and comedy would violate plaintiff's trademark. The court does note, however, that in Carson, supra, both the district court and the Sixth Circuit found that the "Here's Johnny” phrase, when used in connection with portable toilets, would not confuse the public as to origin or sponsorship of the portable toilets. The court believes the same concept would likely apply to *1212 the "you might be a redneck” phrase if such phrase were used in a non-humorous context, if such a case is possible.
. Plaintiff also refers the court to Exhibit C to the supplemental declaration of Suzanne Wilson, counsel to plaintiff, which is a copy of a facsimile sent by defendant Friedman to a J.C. Penney *1214 buyer, Jeannine Penkilo. The fax contained promotional materials of Custom Tees in addition to promotional materials for plaintiff's authorized products. Plaintiff argues that this shows not only defendants’ bad faith, but that defendants seek to poach upon plaintiff's advertising efforts, as well. The court disagrees. Friedman submitted a supplemental affidavit, which the court accepts, that describes the circumstances of the fax to Penkilo. Specifically, Friedman states that the fax was sent upon request of Penkilo, and served a purpose unrelated to the solicitation for , more merchandise. Supplemental Affidavit of Stewart R. Friedman (dated February 10, 1995), ¶¶ 2, 4-7. Ms. Penkilo also submitted an affidavit confirming the truth of Friedman's statement. Affidavit of Jeannine Penkilo, passim. Accordingly, the court rejects the significance plaintiff attributes to the fax.
. Mr. Steed knows Jay Foxworthy, plaintiff's brother; has briefly met plaintiff before; and has attended several of plaintiff's concerts.
. Mr. Steed testified that, at the time, he did not know who made the shirts. Unofficial Trans., at 112.
. Defendants at various points in this lawsuit have argued that some of the evidence presented by plaintiff cannot be considered because it is hearsay. Whether that is the case depends upon the individual statements challenged. As to the statement of the dinner companion to Mr. Steed, it clearly is not hearsay because it is not offered for its truth. Rather, the statement was offered to show both Mr. Steed's state of mind and to explain his subsequent trip to J.C. Penney.
. The facts of that case are set forth in the Second Circuit’s opinion, and are better left there.
.
Torkington
was a Trademark Counterfeiting Act case. The Eleventh Circuit, however, held that the likelihood of confusion analysis under that statute mirrors that under the Lanham Act.
See Torkington,
. Defendants do not argue that plaintiff does hot have “standing” to sue on the copyright because the form of the registration, for a compilation, is insufficient. Rather, the argument is directed to the copyrightability of the constituent elements of the compilation, the jokes.
See Feist Publications v. Rural Telephone Service Co.,
. Feist was an unusual case because it involved the "creativity” of the selection and arrangement of uncopyrightable facts. This case is not nearly as unusual. Indeed, defendants do not challenge the creativity of plaintiff's jokes, but whether he was the originator of them. As explained below, defendants mistake the nature of originality.
