We consider here whether, during a driver license suspension hearing conducted under § 16-205.1 of the Transporta
I.
On 12 June 2004, Zachary Shawn Fowler, Petitioner, was stopped by a Howard County police officer for making an unsafe lane change. The arresting officer, noticing a strong odor of alcohol, asked Fowler to perform certain field sobriety tests. Fowler performed poorly on these tests. The officer then asked Fowler to submit to a preliminary breath test (“PBT”). 3 Fowler refused. Based on his performance on the field sobriety tests, the officer arrested Fowler for drunk driving and transported him to the police station.
At the police station, the officer provided Fowler with a DR-15 Advice of Rights form. The use of this form is intended, first, to advise the arrested driver of the consequences of refusing or failing a chemical breath test and, second, to certify that the officer complied with the statute’s advice of rights requirement.
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The form includes the follow
Read Before Signing:
I, the undersigned driver, acknowledge that I have been read or I have read the above stated Advice of Rights as certified by the police officer. I understand that this requested test is in addition to any preliminary tests that were taken.
Both Fowler and the arresting officer signed the DR-15 Advice of Rights form. The officer completed also a DR-15A form, which contained his sworn statement that he had reasonable grounds to stop Fowler and that Fowler refused a chemical breath test at the station after being fully advised of the applicable sanctions, as provided in the DR-15 Advice of Rights form.
Separate from the criminal charges for drunk driving, Fowler was charged also with refusing to take a chemical alcohol concentration breath test in violation of § 16-205.1. Section 16-205.1 imposes a mandatory license suspension upon an individual, suspected of driving under the influence of alcohol, who either refuses to take a chemical breath test or submits to a test and registers a blood alcohol concentration result in excess of 0.08.
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In accordance with § 16 — 205.1(f)(1), Fowler
At his hearing before the ALJ, Fowler disputed that he was fully advised of his rights. Specifically, he contended that while the officer advised him that his license would be suspended for 120 days if he refused to take a breath test, the officer did so only at the scene of the arrest, but not at the police station. Moreover, Fowler argued that when he was provided the DR-15 Advice of Rights form at the station the officer informed him that his license was being suspended because Fowler already had refused to take the test, which Fowler believed referred to the PBT.
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Fowler stated that he
After hearing Fowler’s proffer of what the arresting officer would testify to, the ALJ denied Fowler’s subpoena request. In his oral ruling, the ALJ stated:
First off, I’m going to find that the licensee was fully advised. I conclude primarily from the certification of the officer that he was fully advised and it’s bolstered by the testimony of the licensee wh[o] was told to read it and he skimmed over it. And I don’t see the need to call the officer to cross examine him. There’s no indication the PBT was relied on or not relied on in this case.
* * *
My finding is he was fully advised, and the other finding is I don’t see the need to call the officer to clarify anything....
The ALJ suspended Fowler’s license for 120 days, but modified the sentence to only five days of suspension on the condition that he participate in the Ignition Interlock Program for one year.
Fowler filed a Petition for Writ of Certiorari with this Court. We granted Fowler’s petition to consider whether the ALJ, faced with the officer’s certification on the DR-15 Advice of Rights form and Fowler’s conflicting testimony, properly denied Fowler’s request to subpoena the arresting officer.
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Fowler v. MVA
II.
Under § 10-222(h)(3) of the State Government Article, Maryland Code (1984, 2004 RepLVol.), a reviewing court may reverse or modify an administrative decision of a state agency if it:
(i) is unconstitutional; (ii) exceeds the statutory authority or jurisdiction of the final decision maker; (iii) results from an unlawful procedure; (iv) is affected by any other error of
Whether an ALJ in a driver license suspension hearing must apply the rule of Forman v. MVA, [332 Md. 201 ,630 A.2d 753 (1993),] rather than MVA v. Karwacki, [340 Md. 271 ,666 A.2d 511 (1995),] where there is a dispute on a genuine issue of fact and the licensee has properly requested a subpoena for the witness?law; (v) is unsupported by competent, material and substantial evidence in light of the entire record as submitted; or (vi) is arbitrary or capricious.
A final administrative decision or order shall contain “separate statements of: (i) the findings of fact; (ii) the conclusions of law; and (iii) the order.” Maryland Code (1984, 2004 Repl. Vol.), State Government Article, § 10 — 221(b)(1). As this Court has noted, for a reviewing court to perform properly its examination function, an administrative decision must contain factual findings on all the material issues of a case and a clear, explicit statement of the agency’s rationale.
Harford County v. Earl E. Preston, Jr., Inc.,
When evaluating an administrative agency’s decision,
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a reviewing court must not substitute its judgment for that exercised properly by the agency, especially where the expertise of the agency is employed in reaching its decision.
See Board of Physician v. Banks,
A reviewing court is not under similar restraint when evaluating administrative decisions premised on erroneous conclusions of law.
See
id (clarifying that when an issue before an agency is one of law, no deference is appropriate and the scope of review is much broader than when reviewing factual determinations);
People’s Counsel v. Maryland Marine,
III.
Section 16-205.1 imposes mandatory license suspension for an individual, suspected of driving under the influence of alcohol, who either refuses to take a chemical breath test or submits to a test and registers a result in excess of the legal maximum of 0.08 alcohol concentration.
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To encourage driv
In
Forman v. Motor Vehicle Administration, supra,
Finding that the ALJ failed to resolve the critical issue raised by Forman concerning her advice of rights, we reversed the Circuit Court’s judgment affirming the ALJ’s decision denying the subpoena request.
Forman,
[WJhen faced with a licensee’s proffer and subpoena request, an ALJ has three distinct choices: (1) accept the proffer’s contents as true, and indicate this acceptance; (2) reach no conclusion regarding the truth of the proffer (essentially suspending judgment) and issue the subpoena; or (3) reject the proffer and subpoena request entirely, and provide a valid explanation of the rejection.
Id.
Additionally, in
Forman,
we emphasized the need for an individual to receive a full and accurate advice of rights under the implied consent statute.
Forman,
Two years after
Forman,
in
Motor Vehicle Administration v. Karwacki, supra,
In contrast to
Forman,
however, the petitioner in
Karwacki
did not file a motion for a subpoena request for the charging officer.
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Id.
Consequently, the ALJ was left to consider only
IV.
At his suspension hearing, Fowler filed a motion requesting a subpoena for the arresting officer; therefore, we shall analyze his case according to the principles applied in
Forman.
As we noted,
supra,
where a motion for a subpoena request has been filed, an ALJ is faced with three options.
Forman,
In the present case, while it is clear that the ALJ denied the subpoena request, the rationale or basis for his decision are not apparent. After hearing Fowler’s testimony and proffer, the ALJ stated:
First off, I’m going to find that the licensee was fully advised. I conclude primarily from the certification of the officer that he was fully advised and it’s bolstered by the testimony of the licensee wh[o] was told to read it and he skimmed over it. And I don’t see the need to call the officer to cross examine him. There’s no indication the PBT was relied on or not relied on in this case.
My finding is he was fully advised, and the other finding is I don’t see the need to call the officer to clarify anything....
Under
Forman,
an ALJ’s decision either to deny or grant the subpoena request must be clearly indicated.
Forman,
For example, one might infer from the ALJ’s language, see supra, that he attempted to proceed under Forman by rejecting Fowler’s proffer along with his subpoena request. The crux of Fowler’s argument centers on his assertion that he was not offered a second test at the police station and his belief that the DR-15 form merely acknowledged his refusal of the PBT. The ALJ’s statement regarding the PBT may be read as a rejection of that proffered testimony. Yet, assuming that the ALJ intended to reject the proffer and deny the request, he did not proceed correctly under Forman.
First, the ALJ did not explain the reasons for his rejection. He concluded only that Fowler was fully advised and that there was no need for the subpoena. Under the
Forman
framework, however, an ALJ who rejects the proffer of a driver and denies a subpoena request must also “provide a valid explanation of the rejection.”
Forman,
The Maryland Administrative Procedure Act, Maryland Code (1984, 2004 Repl. Vol), State Government Article, and COMAR set forth reasons for denying a subpoena request. Section 10-213 of the Administrative Procedure Act governs the admission and exclusion of evidence at administrative hearings and allows agencies to exclude evidence that is incompetent, irrelevant, immaterial, or unduly repetitious. Maryland Code (1984, 2004 Repl.Vol.), State Government Article, § 10-213(d). This language is mimicked in the MVA’s regulation pertaining to § 16-205.1 proceedings and subpoena requests.
See
COMAR 11.11.03.07. While the decision of whether to issue a subpoena is within the ALJ’s discretion, COMAR 11.11.03.07C provides circumstances that warrant the denial of a subpoena request: “[a] request may be refused if
Moreover, the option of rejecting the proffer and denying the subpoena request is inappropriate given the factual circumstances in the present case. In
Forman,
we observed that this option “enables the ALJ to dispose of frivolous or otherwise improper subpoena requests.”
Forman,
Finally, the ALJ appears to have engaged in a credibility assessment in forming his opinion about Fowler’s contentions regarding the PBT. Under Forman, however, none of the options provide for an ALJ to make a credibility determination when ruling on a subpoena request. Rather, the ALJ must either accept explicitly the proffer in its entirety or reject the stated proffer in whole, without assessing its validity in either case; otherwise, the ALJ must issue the subpoena to hear additional testimony.
In
Karwacki,
this Court highlighted the ability generally of an ALJ to make credibility assessments.
See Karwacki,
B.
Under yet another scenario, one might infer that the ALJ proceeded under the
Forman
framework by accepting
Because we are remanding the present case for further proceedings, we pause to highlight how an ALJ might proceed under this option. Accepting the proffer of the driver as to what the certifying officer’s testimony would be does not imply automatically that the driver’s proffer will be sufficient to exonerate him, or to overcome the prima facie evidence of the DR-15 form. Instead, the ALJ first accepts the proffer as if it were proven true. By accepting the proffer of the certifying officer’s testimony as truth there is no need to subpoena the officer to reiterate these facts.
Forman,
The importance of clear, explicit administrative agency decisions cannot be over-emphasized. “[I]t is appropriate to point out, as we have in previous opinions, not only the importance but the necessity that administrative agencies resolve all significant conflicts in the evidence and then chronicle, in the record, full, complete and detailed findings of fact and conclusions of law.”
State Comm’n on Human Rel. v. Malakoff,
Upon remand, the option to reject both the proffer and the subpoena request is not viable, given the need to resolve the material factual issue raised by Fowler’s proffer. Two options remain. The ALJ may accept explicitly the proffer, denying the subpoena request, and proceed as described,
supra.
Otherwise, the ALJ may choose to issue the subpoena. This option should be executed if the ALJ harbors reservations as to the accuracy or credibility of Fowler’s proffer.
See Forman,
Notes
. All statutory references, unless otherwise noted, are hereafter to the Transportation Article of the Maryland Code (1977, 2002 Repl.Vol.).
. A chemical breath test is ‘Taj test of a person's breath or of 1 specimen of a person's blood to determine alcohol concentration.” § 16-205. l(a)(l)(iv)(l). While a person may not be compelled to take a chemical breath test, refusal to take a test results in automatic suspension of the person’s driver’s license. See § 16-205.1(b)(1).
. A preliminary breath test ("PBT”) may be requested by a police officer, without making an arrest and prior to issuing a citation, in order to "guide [ ] the police officer in deciding whether an arrest should be made.” § 16-205.2(a) and (c). However, the State may not use the results of a PBT in a court action. § 16-205.2(c).
. Under § 16-205.1(b)(2), an officer who believes that an individual has been driving under the influence of alcohol is required to "(i) Detain the
. Section 16-205.1(a)(2) provides, in pertinent part:
Any person who drives or attempts to drive a motor vehicle on a highway or on any private property that is used by the public in general in this State is deemed to have consented ... to take a [chemical breath] test if the person should be detained on suspicion of driving or attempting to drive while under the influence of alcohol, while impaired by alcohol....
Section 16-205. l(b)(l)(i) describes the mandatory license suspension scheme:
(i) In the case of a person licensed under this title:
1. For a test result indicating an alcohol concentration of 0.08 or more at the time of testing:
A. For a first offense, suspend the driver’s license for 45 days; or
B. For a second offense or subsequent offense, suspend the driver's license for 90 days; or
2. For a test refusal:
A. For a first offense, suspend the driver's license for 120 days; or
B. For a second offense or subsequent offense, suspend the driver's license for 1 year.
. The following excerpt is from Fowler's testimony at the suspension hearing:
[Fowler's Attorney]: Did he ever tell you that if you did not take the test at the station that your license would be suspended for 120 days?
[Fowler]: Well, he told me that on the street.
[Fowler's Attorney]: What did he say on the street?
[Fowler]: He told me that if I — he actually told me when I was actually — on the street he told me that if I didn’t take the test he would take me to the station. When I got to the station after waiting there for an extensive period of time he brought me into the roomand gave me papers to actually look at and read, and told me that because I didn't take the test my license was going to be suspended and it was his prerogative whether to detain me that night or not to, so he decided not to.
[Fowler’s Attorney]: Did he ever distinguish between the test that you refused on the street, did he ever explain to you that it was a separate test that he wanted you to take at the station?
[Fowler]: No....
. The ALJ entered both the DR-15 Advice of Rights form and the DR-15A form as evidence for the Motor Vehicle Administration ("MVA”).
. Fowler submitted the following question in his petition:
. In this case, the MVA is the relevant administrative agency. The MVA delegated authority to conduct hearings and render final decisions in contested matters, such as Fowler's case, to the Office of Administrative Hearings. See Code of Maryland Regulations ("COMAR”) 11.11.02.07.
. This section has been referred to as “Maryland’s ‘implied consent' and 'administrative per se’ law against drunk driving” because it provides for “swift administrative action” to suspend suspected drunk drivers' licenses, in addition to criminal penalties that may also be
. Section 16 — 205. l(f)(7)(i) sets forth the six issues that may be raised at a hearing under § 16-205.1(f).
. In
Karwacki,
we noted, on numerous occasions, the absence of a subpoena request. For instance, in identifying the issue, we described it as “whether, at a probable cause hearing, held pursuant to [§ 16-205.1(f)(7)], an administrative law judge may give greater credit to the sworn written statement of an absent police officer,
who was not subpoenaed by either party,
than to the conflicting testimony of the motorist.”
Karwacki, 340
Md. at 273,
. Sectionl6-205.2 governs the administration of a preliminary breath test ("PBT"). While the results of a preliminary breath test serve as a guide for the officer to determine if arrest is necessary, there is no mandatory license suspension for a test failure or refusal to take a PBT. See § 16-205.2(c).
.
See
§ 16-205. l(f)(7)(ii);
see also MVA v. Lytle,
