Lead Opinion
Defendants, The Board of Education of Lincoln County, Kentucky, individual board members, and the Superintendent of the Lincoln County Schools, appeal from the judgment of the district court awarding reinstatement and damages to plaintiff Jacqueline Fowler on the ground that her employment was terminated in violation of her First Amendment rights. Plaintiff cross-appeals on the ground that K.R.S. § 161.-790(1), which proscribes conduct unbecoming a teacher, is unconstitutionally vague as applied to her conduct. For the reasons that follow, we vacate the judgment of the district court and dismiss plaintiffs action.
I.
Plaintiff Jacqueline Fowler was a tenured teacher employed by the Lincoln County, Kentucky, school system for fourteen years. She was discharged in July, 1984 for insubordination and conduct unbecoming a teacher. The basis for this action was that she had an “R” rated movie, Pink Floyd — The Wall, shown to her high school students on the last day of the 1983-84 school year. The students in Fowler’s classes were in grades nine through eleven and were of the ages fourteen through seventeen.
The day on which the movie was shown, May 31, 1984, was a noninstructional day used by teachers for completing grade cards. A group of students requested that Fowler allow the movie to be shown while she was completing the grade cards. Fowler was unfamiliar with the movie and asked the students whether it was appropriate for viewing at school. Charles Bailey, age fifteen, who had seen the movie on prior occasions, indicated that the movie had “one bad place in it.” Joint Appendix at 291.
Fowler rented the video tape at a video store in Danville, Kentucky. The clerk who rented the “R” rated tape to Fowler told her that there was some nudity in the movie during a song called “Young Lust” and warned that she might wish to deletе that section. Joint Appendix at 82-83. However, Fowler did not preview the movie before having it shown to her morning class because the store did not have a tape compatible with her own VCR and because she did not have time to make other arrangements to preview the movie. Joint Appendix at 83, 103, 307.
When Fowler had the movie shown on the morning of May 31, 1984, she instructed Charles Bailey, the fifteen-year-old student who had seen the movie, to edit out any parts that were unsuitable for viewing at school. He did so by attempting to cover the 25" screen with an 8V2" by 11" letter-sized file folder. Joint Appendix at 83-84.
There is conflicting testimony as to whether, or how much, nudity was seen by the students. At the administrative hearing, several students testified that they saw no nudity. Joint Appendix at 265-89. One student testified that she saw “glimpses” of nudity, but “nothing really offending.” Joint Appendix at 321. Assistant Principal Michael Candler, who observed the movie during part of the afternoon showing, testified that Charles Bailey’s ed
There is also conflicting testimony regarding the amount of sexual innuendo existing in the “unedited” version of the film. Because some parts of the film are animated, they are susceptible to varying interpretations. One particularly controversial segment of scenes is animated in which flowers appear on the screen, are transformed into the shape of male and female sex organs and then engage in an act of intercourse. This segment of the film was shown in the morning session. Joint Appendix at 120-22. Other segments involving a violent rape, nudity, a suggestion of oral sex, and a naked woman and naked man in bed engaging in foreplay and intercourse were also shown in the morning. Trial Transcript Vol. I at 101.
Once again, there is conflicting testimony concerning the effectiveness of the editing attempt. Moreover, there is testimony supporting the fact that more editing was done in the afternoon showing than in the morning showing.
In addition to the sexual aspects of the movie, there is a great deal of violence. One scene involves a bloody battlefield. Joint Appendix at 129-30. Another shows police brutality. Joint Appendix at 132-33. Another shows the protagonist cutting his chest with a razor. Joint Appendix at 127. Another scene shows childrеn being fed into a giant sausage machine. Joint Appendix at 137.
On the afternoon of May 31,1984, Principal Jack Portwood asked Fowler to give him the video tape, and she did so. After the movie was viewed by the superintendent and members of the Lincoln County Board of Education, proceedings were instituted to terminate Fowler’s contract.
Plaintiff Fowler received her termination notice on or about June 19, 1984. The notice advised her that a hearing would be held on July 10,1984, and she subsequently advised the board of her intention to appear at the hearing and contest the charges.
On July 10, 1984, plaintiff Fowler appeared with counsel at the administrative hearing. She testified that, despite the fact that she had never seen the movie before having it shown to her students, and despite the fact that she was posting grades on report cards and left the room several times while the movie was being shown, she believed it had significant value. She believed the movie portrayed the dangers of alienation between people and of repressive educational systems. She testified that she would show an edited
The board viewed the movie once in its entirety and once as it had been edited in the classroom. The board then retired into executive session. Following this executive session, the board returned to open session and voted unanimously to terminate plaintiff’s employment for insubordination and conduct unbecoming a teacher.
Following her termination, plaintiff Fowler initiated her action in the district court alleging that her First and Fourteenth Amendment rights were violated by her dischаrge, and that the Kentucky statutes forming the basis for her discharge were unconstitutionally vague or over-broad. She also alleged that the factual findings made in support of her discharge were not supported by substantial evidence.
At the bench trial in the district court, Fowler repeated her contention that she believed the movie contained important, socially valuable messages. School officials testified that they objected to the movie because it promoted values which were described as immoral, antieducation, antifamily, antijudiciary, and antipolice. Joint Appendix at 198, 200, 204, 207, 212, 223, 249-50, 255. They also found the movie objectionable because of its sexual content, vulgar language, and violence. Joint Appendix at 199, 201, 207, 212-13, 223, 226, 251.
The district court concluded that Fowler’s conduct was protected by the First Amendment, and that she was discharged for exеrcising her constitutionally protected rights. Consequently, it awarded her reinstatement, back pay with interest, reimbursement of funds necessary for her reinstatement with the Kentucky Teachers Retirement System, damages for emotional distress and damage to professional reputation, compensatory damages for costs incurred in seeking new employment, costs, and attorney’s fees.
The district court concluded that Fowler was not insubordinate because she did not violate an established rule or regulation, and also found that plaintiff’s due process rights were not violated by the procedures utilized at the administrative hearing. Finally, the district court concluded that K.R.S. § 161.790(l)(b) was not vague or overbroad, apparently for the reason that, because Fowler’s conduct was protected by the First Amendment, such conduct “as a matter of fact and law did not constitute conduct unbecoming a teacher.” District Court Opinion at 23.
In this appeal, defendants contend that the district court erred in its conclusion that plaintiff’s discharge violated her First Amendment rights. Plaintiff cross-appeals from the holding that K.R.S. § 161.-790(l)(b) is not unconstitutionally vague.
II.
A.
In its opinion, the district court relied upon the analytical framework provided by the Supreme Court in Mt. Healthy City School District Board of Education v. Doyle,
In the present case, it is undisputed that plaintiff’s employment was terminated be
The Supreme Court has consistently recognized the importance of the exercise of First Amendment rights in the context of public schools.
First Amendment rights, applied in light of the special characteristics of the school environment, are available to teachers and students. It can hardly be argued that either students or teachers shed their constitutional rights to freedom of speech or expression at the schoolhouse gate. This has been the unmistakable holding of this Court for almost 50 years.
Tinker v. Des Moines Independent Community School District,
Among the “special circumstances” which must be considered in defining the scope of First Amendment protection inside the classroom is the “inculcation of] fundamental values necessary to the maintenance of a democratic political system.” Bethel School District No. 403 v. Fraser, — U.S. —,
Indeed, the “fundamental values necessary to the maintenance of a democratic political system” disfavor the use of terms of debate highly offensive or highly threatening to others. Nothing in the Constitution prohibits the states from insisting that certain modes of expression are inappropriate and subject to sanctions. The inculcation of these values, is truly the “work of thе schools.”
Fraser,
The single most important element of this inculcative process is the teacher. “Consciously or otherwise, teachers ... demonstrate the appropriate form of civil discourse and political expression by their conduct and deportment in and out of class. Inescapably, like parents, they are role models.” Fraser,
The accommodation of these sometimes conflicting fundamental values has caused great tension, particularly when the conflict arises within the classroom. See, e.g., Martin v. Parrish,
[t]he ultimate goal of school officials is to insure that the discipline necessary to the proper functioning of the school is maintained among both teachers and students. Any limitation on the exercise ofconstitutional rights can be justified only by a conclusion, based upon reasonable inferences flowing from concrete facts and not abstractions, that the interests of discipline or sound education are materially and substantially justified_ “The problem in any case is to arrive at a balance between the interests of the teacher, as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.”
James,
In the present case the district court concluded that Mrs. Fowler was entitled to the protection of the First Amendment while acting as a teacher. That a teacher does have First Amendment protection under certain circumstances cannot be denied. See Tinker,
However, I conclude that Fowler’s conduct in having the movie shown under the circumstances present here did not constitute expression
Nevertheless, the Supreme Court has long recognized that certain forms of expressive conduct are entitled to protection under the First Amendment. See Spence v. Washington,
However, not every form of conduct is protected by the First Amendment right of free speech.
To determine whether [plaintiffs] conduct is entitled to first amendment protection, “the nature of [plaintiffs] activity, combined with the factual context and environment in which it was undertaken” must be considered. Spence v. Washington,418 U.S. 405 , 409-10,94 S.Ct. 2727 , 2729-30,41 L.Ed.2d 842 (1974). If [plaintiff] shows “[a]n intent to convey a particularized message ... and in the surrounding circumstances the likelihood was great that the message would be understood by those who viewed it,” id. at 410-11, 94 S.Ct. at 2730-31 , the activity falls within the scope of the first and fourteenth amendments.
Monroe v. State Court of Fulton County,
In the present case, it is undisputed that Fowler did not see the movie before she had it shown to her class on the morning of May 31, 1984, a noninstructional day.
If any sort of conduct that people wish to engage in is to be considered “speech” simply because those who engage in conduct are, in one sense, necessarily expressing their approval of it, the line between “speech” protected by the First Amendment and conduct not so protected will be destroyed.
Jarman,
Moreover, the surrounding circumstances in the prеsent case indicate that there was little likelihood “that the message would be understood by those who viewed it.” Spence,
Thus, this case is distinguishable from those in which the Supreme Court has afforded First Amendment protection in cases involving expressive conduct. In Spence, the undisputed facts established that the appellant hung a United States flag with a peace symbol affixed to it because he “wanted people to know that [he] thought America stood for peace.”
appellant’s activity was roughly simultaneous with and concededly triggered by the Cambodian incursion and thе Kent State tragedy, also issues of great public moment.... A flag bearing a peace symbol and displayed upside down by a student today might be interpreted as nothing more than bizarre behavior, but it would have been difficult for the great majority of citizens to miss the drift of appellant’s point at the time that he made it.
Id., at 410,
Similarly, in Tinker, the uncontroverted evidence showed that the students who wore the black armbands were engaged in an expression of opposition to the Vietnam
The cases just discussed demonstrate that conduct is proteсted by the First Amendment only when it is expressive or communicative in nature.
B.
Plaintiff argues that Ky.Rev.Stat. § 161.-790(l)(b), which proscribes “conduct unbecoming a teacher,” is unconstitutionally vague as applied to her because the statute failed to give notice that her conduct would result in discipline. We find this argument to be without merit.
The vagueness doctrine requires that a statute proscribing certain conduct must be drafted “with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.” Kolender v. Lawson,
The root of the vagueness doctrine is a rough idea of fairness. It is not a principle designed tо convert into a constitutional dilemma the practical difficulties in drawing ... statutes both general enough to take into account a variety of human conduct and sufficiently specific to provide fair warning that certain kinds of conduct are prohibited.
Colten v. Kentucky,
In the context of statutory provisions governing employee discipline, the Supreme Court has recognized the inherent difficulty in drawing statutes which are broad enough to cover a wide range of conduct, yet narrow enough to give fair warning. In Arnett v. Kennedy,
[Tjhere are limitations in the English language with respect to being both specificand manageably brief, and it seems to us that although the prohibitions may not satisfy those intent on finding fault at any cost, they are set out in terms that the ordinary person exercising ordinary common sense can sufficiently understand and comply with, without sacrifice to the public interest.
Id., at 159,
A number of courts have rejected vagueness challenges when an employee’s conduct clearly falls within a statutory or regulatory prohibition. For example, in Frison v. Franklin County Board of Education,
Similarly, in Wishart v. McDonald,
In the present case, plaintiff Fowler had a fifteen-year-old student show a controversial, highly suggestive and somewhat sexually explicit movie to a group of high school students aged fourteen to seventeen. She did not preview the movie, despite the fact that she had been warned that portions were unsuitable for viewing in this context. She made no attempt at any time to explain the meaning of the moviе or to use it as an educational tool. Rather, she had it shown for the purpose of
C.
Finally, we must determine whether plaintiffs conduct constituted “conduct unbecoming a teacher” within the meaning of Ky.Rev.Stat. § 161.790(l)(b).
In Board of Education v. Wood,
The court noted that “[t]he evidence indicates that there was serious misconduct of an immoral and criminal nature and a direct connection between the misconduct and the teachers’ work.” Id., at 839. The court went on to view this conduct in light of the purpose for teacher tenure.
The purpose of teacher tenure laws is to promote good order in the school system by preventing the arbitrary removal of capable and experienced teachers by political or personal whim_ A teacher is held to a standard of personal conduct which does not permit the commission of immoral or criminal acts because of the harmful impression made on the students. The school teacher has traditionally been regarded as a moral example for the students.
Id. Under the circumstances present, the court concluded that a discharge for conduct unbecoming a teacher could be upheld. Id., at 840. See also Board of Education v. McCollum,
In the present case, we conclude that plaintiff’s conduct, although not illegal, constituted serious misconduct. Moreover, there was a direct connection between this misconduct and Fowler’s work as a teacher. She introduced a controversial and sexually explicit movie into a classroom of adolescents without preview, preparation or discussion. In the process, she abdicated her function as an educator. Her having the movie shown under the circumstances involved demonstrates a blatаnt lack of judgment. Having considered the entire record, including the viewing of the movie, which we describe as gross and bizarre and containing material completely unsuitable for viewing by a classroom of students aged fourteen to seventeen, we conclude that such conduct falls within the concept of conduct unbecoming a teacher under Kentucky law.
III.
Accordingly, for the reasons stated, the judgment of the district court is VACATED, and this cause is DISMISSED.
Notes
. The district court found that the movie "contains a very limited amount of material which is sexually suggestive," that the movie does not contain "any ‘simulation’ of a sexual act,” and that “any scenes involving nudity or suggestive conduct were edited from the view of students” during both showings. District Court Opinion at 6. We have viewed the film in conjunction with Fowler’s testimony concerning the portions of the film which were edited during the two showings, and we conclude that the district сourt’s findings in this regard are clearly erroneous. Similarly, his finding that Fowler formed an opinion regarding the significance of the film during the morning showing is clearly erroneous. It is undisputed that Fowler left the room several times while the movie was being shown, and that she was posting grades during the time she was present in the classroom. Having considered the entire record, including the viewing of the movie, and in holding that the district court’s findings of fact are clearly erroneous, we are left with a "definite and firm conviction that ... mistake[s] ha[ve] been committed.” See United States v. United States Gypsum Co.,
. Fowler testified that she left the classroom on several occasions while the movie was being shown. Joint Appendix at 113-14. However, she stated that she believed Charles Bailey when he told her that he continued to edit while she was gone. Joint Appendix at 308-09.
. To the extent that the district court’s finding of fact number 34 may be interpreted as a finding that the defendаnts objected to the film only on an ideological level, the finding is clearly erroneous. The record is replete with testimony indicating that school officials objected to the sexual content, vulgarity, and violence contained in the movie.
. Whether a certain activity is entitled to protection under the First Amendment is a question of law. See, e.g., Stern v. Shouldice,
. Plaintiff relies on Minarcini v. Strongsville City School District,
. Plaintiffs reliance upon cases grounded in the concept of "academic freedom,” e.g., Cooper,
. Even when the actor does intend to communicate a message by his conduct, a governmental interest in regulating the nonspeech aspect of such conduct may justify incidental restrictions on the speech aspect as well. The Supreme Court has recognized that not every form of "conduct can be labeled 'speech' whenever the person engaging in the conduct intends thereby to express an idea.” O’Brien,
. The dissent relies upon Schad v. Mt. Ephraim,
. Ky.Rev.Stat. § 161.790 provides in relevant part:
(1) The contract of a teacher shall remain in force during good behavior and efficient and competent service by the teacher and shall not be terminated except for any of the following causes:
(b) Immoral character or conduct unbecoming a teacher....
. The school board stated insubordination as an alternate ground for plaintiffs dismissal. The district court concluded that plaintiff was not insubordinate because she did not violate any established rule or regulatiоn, nor did she refuse to obey the directions of her superiors. Because we conclude that plaintiffs discharge may be upheld under the charge of conduct unbecoming a teacher, we need not reach this issue.
Concurrence Opinion
concurring.
I agree with Judge Milburn’s decision that the school board’s termination of Ms.
Judge Milburn does not inquire into the motivation of the school board but rather bases his decision on the fact that Ms. Fowler’s action in showing the film to her classes was not conduct protected by the First Amendment. He finds that Ms. Fowler did not possess “[a]n intent to convey a particularized message” to her students because she was not familiar with the content of the film before she showed it, citing Spence v. Washington,
The Supreme Court in Tinker v. Des Moines Independent Community School Dist.,
I would hold, rather, that the district court properly used the Mt. Healthy standard to decide whether Ms. Fowler’s discharge violated the First Amendment, but erred in its finding that, but for Ms. Fowler’s constitutionally protected activity of
In examining the motivation of the school board, while the school board clearly expressed displeasure with the anti-establishment focus of the film, the board also found the method of the film to be highly inappropriate for its students. That method was to use sexual innuendo and sexually explicit material, some profane language, violence, and vulgar images, to tell the story of the film. The school board was also motivated by the poor judgment used by the teacher in not previewing an R-rated film and in the cavalier manner in which she allowed the film to be shown and “edited” by a student. It is speculation to say how much the school board was swayed by the fact that Ms. Fowler did not exhibit second thoughts on having shown the film, and not only did not see the “error of her ways” but said that she would show the film again if given the opportunity. The dissent accurately points out that “the school board did not like the content of the movie” but their objections to the “immoral” content of the film were intertwined with constitutionally permissible objections to the film’s above mentioned vulgarity and unsuitability for the student age group and cannot survive the “but for” test of Mt. Healthy. Ms. Fowler’s after the fact rationalizations for having shown the film cannot alter the fact that she used poor judgment and should nоt shield her from the consequences.
The Mt. Healthy case, involving actions by a teacher outside the school environment, must be viewed in light of the court’s deference to the autonomy of school boards in regulating the educational process. The plurality opinion of Pico used the Mt. Healthy case as precedent to decide whether the school board in that case acted properly in removing books from the school library. Justice Brennan restated the test to decide intent and asserted:
Thus whether petitioners’ removal of books from their school libraries denied respondents their First Amendment rights depends upon the motivation behind petitioners’ actions. If petitioners intended by their removal decision to deny respondents access to ideas with which petitioners disagreed, and if this intent was the decisive factor in petitioners’ decision, then petitioners have еxercised their discretion in violation of the Constitution.
Pico,
Justice Brennan apparently concludes that a school board may make proper objections to content that is pervasively vulgar or educationally unsuitable but warns that this may not be asserted to mask a decision interfering with the communication of political ideas with which they disagree. The objections to the method of communication in the film at issue in the present case cannot be seen as a sham or cover-up but as valid objections to a film the board thought inappropriate for classroom viewing.
The Court in the recent case of Bethel School Dist. v. Fraser further supported the school board’s authority to take action against conduct it considered vulgar and offensive and disruptive of the educational process.
As herein above indicated, I concur in the result reached in Judge Milburn’s opinion.
Dissenting Opinion
dissenting.
Federal judges and local school boards do not make good movie critics or good censors of movie content. What one judge
The movie here seems to me to present a message similar to that expounded by Dr. Spock: abuse of sex and drugs as well as various forms of mental instability and anti-social conduct are associated with an overly authoritarian society. The message is that unloving, overly rigid and authoritarian parents, teachers, judges and officials create disturbed individuals and societies. This lack of love is the figurative “wall” shown in the movie.
But whatever the meaning of the mоvie, however good or bad it may be, my main concern is that the holdings of both Judge Milburn and Judge Peck are in error. Judge Milburn makes a distinction between “academic freedom” and showing a movie in class:
We do not intimate that a teacher is entitled to the protection of the First Amendment only when teaching. However, the fact that Fowler’s conduct was unrelated to the educational process does remove it from the protection afforded by the concept of academic freedom.
Opinion of Judge Milburn at p. 663 n. 6 (emphasis added) (citations omitted). Judge Milburn states further that “plaintiff’s conduct in having the movie shown cannot be considered expressive or commu-nicative_” Id. at p. 664.
Purely expressive works — songs, movies and books of entertainment value only— are protected by the First Amendment just like works of moral philosophy. See Schad v. Mt. Ephraim,
In fact, Mrs. Fowler was not discharged because she entertained her students: she was discharged because the school board did not like the content of the movie. Mrs. Fowler proved at trial, as Judge Milburn says at page 660 of his opinion, that she was discharged because the board members regarded the movie as “immoral, an-tieducation, antifamily, antijudiciary, and antipolice.” There is no support for the proposition — nor does the school board argue— that a teacher’s academic freedom or a student’s right to hear may be abridged simply because a school board dislikes the content of the protected speech. Furthermore, since this was a “free day” for the students, no departure from a board-mandated curriculum occurred. It is obvious, therefore, that Mrs. Fowler’s discharge was prompted by the content of the movie.
Assuming that the school board could have properly discharged Mrs. Fowler for poor judgment and lack of remorse in showing an “R-rated” movie which had short scenes depicting nudity and sexual foreplay, but not for the other reasons given, this case must be decided under the “mixed-motive” analysis of Mt. Healthy City School Dist. Bd. of Educ. v. Doyle,
Although Judge Peck’s opinion concedes that “the school board clearly expressed displeasure with the anti-establishment focus of the film,” he argues nonetheless that the board’s “objections to the ‘immoral’ content of the film were intertwined with constitutionally permissible objections to the film’s above mentioned vulgarity and unsuitability for the student age
In Cohen v. California,
Therefore, I disagree with the distinction between instruction and entertainment drawn by Judge Milburn and the conflation of vulgarity and anti-establishment ideas set forth by Judge Peck. As the District Court correctly found, the school board in this case had to negate the testimony of its own members that the determinative causative factor in Mrs. Fowler’s discharge was her decision to allow “antieducation, antifa-mily, antijudiciary, and antipolice” views to be expressed in her classroom. The District Court held that the school board failed to. carry this Mt. Healthy burden. I agree with both of these findings. Therefore, I would affirm the judgment of the District Court.
