MEMORANDUM-DECISION and ORDER
Former Clinton County property owner Tom Fortunatas (“Fortunatas”) initiated this action, pursuant to 42 U.S.C. § 1983, alleging that his constitutional rights were violated when Defendant Clinton County acquired his property through a tax foreclosure but would not consider reconveyance of his property after the date of redemption as it had done for another taxpayer. Dkt. Nos. 1, Compl. & 32, Am. Compl. In essence, Fortunatas claims that the Defendants discriminated against-him based upon race as well as a “class of one” equal protection claim and “denied [him] due process of law by not providing him with a hearing regarding his request for reconveyance of the tax acquired property.” Am. Compl. at ¶¶ 75-79.
Presently before the Court are the parties’ competing Motions for Summary Judgment. Defendants were the first to file a Motion for Summary Judgment. Dkt. No. 42, Defs.’ Mot. for Summ. J, dated Nov. 27, 2012.
I. BACKGROUND
A. Tom Fortunatus
Fortunatus, who owned property in the Town of Plattsburgh, County of Clinton, had a history of being late in paying his property taxes, had been a party to prior foreclosures, and, on a previous occasion, the property was actually foreclosed. On that occasion, Fortunatus initiated а state lawsuit ■ to vacate the default judgment while he concomitantly commenced a federal action challenging the constitutionality of the redemption deadline and alleging that he was denied due process and equal protection. Dkt. No. 42-34, Defs.’ 7.1 Statement at ¶¶ 17-18.
For the tax years 2009 through 2011, Fortunatus did not pay his real estate taxes. Id. at ¶ 3. Fortunatus admitted to receiving most of the reminders, warning letters, and notices and was aware that he had not paid his property taxes. Dkt. No. 42-13, Ex. L, Fortunatus Dep., dated June 4. 2012, at pp. 11, 17-18, & 27; Dkt. Nos. 42-6 through 42-12, Exs. E-K (notices). Fortunatus had been sick for an extended duration, and because of his illness, during September ,2010, Fortunatus and his daughter left for his native country of Uganda and did not return to Clinton County until April 2011. Fortunatus Dep. at pp. 19-21 & 32; Defs.’ 7.1 Statement at ¶¶ 7 & 12. In his absence from this Country, Fortunatus’s neighbor, Shirley Davis, was authorized by him to receive his mail. Fortunatus Dep. at p. 22. On October 8,, 2010, a Notice and Petition for Foreclosure was served at Fortunatus’s address by certified mail to which Ms. Davis accepted service by signing the certified mail receipt. See Dkt. Nos. 42-14, Ex. M & 42-15, Ex. N. On March 18, 2011, New York State Supreme Court Acting Justice Patrick McGill signed an order and judgment of tax foreclosure on numerous properties, including Fortunatus’s, transferring title of the properties to Clinton County. Dkt. No. 42-18, Ex. Q. Three months later, on June 2, 2011, Fortunatus’s property was
Upon his return from Uganda," Fortunatus was alerted that his property had been foreclosed, so he reached out to the County’s Treasurer Office in order to determine how he could recoup his property. A woman in the Treasurer’s Office advised Fortunatus that the redemption deadline had expired and that his only recourse would be to re-purchase the property at the auction. Fortunatus Dep. at p. 33; Defs.’ 7.1 Statement at ¶ 13. Fortunatus and his attorney, Mark Schneider, Esq., reached out to several county legislators to see if he could have an audience with the Clinton County Legislature in order to make an appeal to regain his property; he also sought assistance from his United States Congressman. Fortunatus Dep. at pp. 35-48. Although he personally spoke with two county legislators
Approximately four months later, in September 2011, Fortunatus discovered that another landowner, Mark Liberty, whose property was subject to the same foreclosure order, was allowed to redeem his property through a private sale. Additionally, he learned that Liberty was allowed an opportunity to personally appeal to the County Legislature and eventually entered into a settlеment with the County for a reconveyance of his property. Fortunatus Dep. at pp. 51-54; Defs.’ 7.1 Statement at ¶¶ 19 & 20. After failing to secure a. settlement agreement with the County, Fortunatus, on October 3, 2011, initiated litigation in ■ New ■ York State Supreme Court, pursuant to C.P.L.R. Article 78, against Defendants Clinton County and Joseph Giroux, alleging that he was entitled to a hearing before the County Legislature, the County and Giroux acted arbitrarily and capriciously, and their actions against him were discriminatory. Dkt. No. 42^22, Ex. U, Pl.’s Art. 78 Pet.
B. Mark Liberty
Likewise, Mark Liberty’s real property taxes had not been paid timely. Liberty’s wife had received a notice of foreclosure but failed to inform Liberty. Their property was foreclosed pursuant to the same March 18, 2011 Order. Dkt. No. 42-18, Ex. Q. By the time Liberty learned of the foreclosure, the deadline for redemption of the property had expired and the County Treasurer’s Office had informed him that his offer to pay the delinquent taxes was too late. Defs.’ 7.1 Statement at ¶ 19. Responding to that instruction and after the County Legislature denied his request for a private sale, Liberty but before the property was auctioned, filed an Order to Show Cause to vacate the foreclosure judgment,
During the hearing, the parties debated at length whether New York Real Property Tax Law § 1166 gave the County Legislature ultimate authority to allow private sales of tax foreclosed properties.
So is it an Article' 78 proceeding against Mr. Giroux that’s required? Has he made a wrong decision? ... So you have an Article 78 proceeding against Mr. Giroux, right? He’s the one that if that’s the case, he’s the controlling entity, is he not?
Liberty Hr’g Tr. at pp. 7-9.
Realizing that he did not have any .further legal authority to grant Liberty’s Motion to direct a reconveyance of his property, Justice McGill denied Liberty’s motion to vacate the foreclosure. Possibly prompted by Justice McGill’s inquiry, Liberty’s counsel stated that they would file an “Article 78 proceeding before the end of today” seeking to “pull[ ] the property out of the tax sale[.]” Id. at p. 12.
On that very same day, Liberty filed yet another Article 78 Petition alleging that both Giroux’s actions and the County Legislature’s non-action were arbitrary, capri
Clinton County and Giroux filed an answer opposing Liberty’s petition. See generally Dkt. No. 42-29, Ex. BB, Clinton Cnty. Ans. In addition to their answer, Giroux filed an affidavit in opposition stating, inter alia, that (1) “in [his] role as County Treasurer ..., [he has] an obligation ... to ensure that appropriate foreclosure procedures are followed;” (2) he and his predecessor “consistently declined all requests for a post-redemption deadline offers of payment;” (3) neither had “authorized the Legislature to approve a private sale of property back to a delinquent taxpayer;” (4) it would be “in the best interest of the County to deny Mr. Liberty’s request;” and, (5) he had “exercised [his] discretion not to release the property back to Mr. Liberty and not to bring any proposal to the County Legislature[.]” Dkt. No. 46-5, Pl.’s Ex. 15, Joseph Giroux Aff., dated June 8, 2011, at ¶¶ 4-6 & 9.
While Liberty’s petition was pending before the State Court, he appeared before the Clinton County Legislature seeking a reconveyance of his property. On June 8, 2011, Liberty and his attorney appeared before the Legislature urging that this governmental body accept his overtures to settle his pending lawsuit. Dkt. No. 46-5, PL’s Ex. 18, Clinton Cnty. Legis. Min., dated June 8, 2011. Notwithstanding Clinton County’s long-held policy not to engage in,reсonveyance of foreclosed properties, PL’s Ex. 15, on July 12, 2011, County Treasurer Giroux wrote a letter directly to the County Legislature stating that after reviewing the “proposed Settlement Agreement and Release” he “believe[s] the terms and conditions contained therein are in the best interest of the County” and recommends the issuance of a resolution authorizing the proposed private sale to Liberty. Dkt. No. 46-5, PL’s Ex. 13, Giroux Lt., dated July 12, 2011. Adhering to its policy that the ultimate decision regarding private sales of tax foreclosed properties .resides within the province of the. County Treasurer, in the resolution, dated July 13, 2011, the County Legislature noted that “the County Treasurer has recommended to the County Legislature ... that in the best interest of the County, [Liberty’s property] should be sold by means of a private sale[.]” Dkt. No. 46-5, PL’s Exs. 9, Clinton Cnty. Legis. Resolution, dated July 13, 2011, & 22, Clinton Cnty. Legis. Min., dated July 16, 2011. A final settlement agreement was executed and Liberty purchased his property from the County in the amount of $27,500.00. Id., Exs. 10, Settlement Agreement, dated July 25, 2011,
During this 2011 in rem proceeding, the County Treasurer’s Office received numerous calls and letters from former property owners seeking to redeem their property after the foreclosures. Dkt. No. 46-5, Pl.’s Ex. 4, Taxpayer Notes. Those taxpayers and Fortunatus were treated alike; they were not allowed to redeem their property after Judge McGill’s March 18, 2011 Order of foreclosure. Dkt. No. 42-19, Ex. R, Joseph Giroux Dep., dated June 27, 2012, at pp. 30-31; Dkt. No. 21, Mark Schneider, Esq. Aif., dated Aug. 24, 2011, at ¶ 11 (“Defendants told Mr. Fortunatus (and many others) that under no circumstances would they reconvey tax-acquired property after the date of the foreclosure order.”). Apparently, Liberty is the only private sale or non-auction sale of a tax foreclosed property within Clinton County’s history. Giroux Dep. at pp. 29-32 & 46-47. Other than Liberty, only two taxpayers, Fortunatus and Russell Pray, are reported to have engaged in litigation to challenge the County’s policy decision. Id. at p. 30. Prior to their litigations in New York State courts, both sought to negotiate with Defendants but their overtures were rejected.
II. SUMMARY JUDGMENT LEGAL STANDARD
Pursuant to Fed. R. Civ. P. 56(a), summary judgment is appropriate only where “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” The moving party bears the burden to demonstrate through “pleadings, depositions, answers to interrogatories, and admissions on file, together with [] affidavits, if any,” that there is no genuine issue of material fact. F.D.I.C. v. Giammettei,
When considering a motion for summary judgment, the court must resolve all ambiguities and draw all reasonable inferences in favor of the non-movant. Nora Beverages, Inc. v. Perrier Group of Am., Inc.,
When considering cross-motions for summary judgment, a court “must evaluate each party’s motion on its own merits, taking care in each instance to draw all reasonable inferences against the party whose motion is under consideration.” Hotel Employees & Rest. Employees Union, Local 100 of N.Y. v. City of N.Y. Dep’t of Parks & Recreation,
III. ANALYSIS
A. Collateral Estoppel
As mentioned above, on October 3, 2011, Fortunatos filed an Article 78 petition with the New York State Supreme Court against the Defendants for failing to reconvey his property back to him as they did with Liberty and seeking payment for the full value of his house. Dkt. No. 42-22, Ex. U, PL’s Art. 78 Pet. Fortunatos claimed that Clinton County and Giroux arbitrarily and discriminatorily refused to conduct a hearing and consider returning his property for the payment of back taxes and thus abuséd their respective discretion. Id. at ¶¶ 40-42. After the parties submitted additional affidavits and memoranda of law, New York State Supreme Court Justice Robert J. Muller dismissed Fortunatus’s Article 78 petition. Dkt. No.
Because of this prior disposition, Defendants pled in their Answer three affirmative defenses that raise collateral estoppel or, at least, issue preclusion barring Fortunatus from re-litigating certain issues and facts. Dkt. No. 34, Ans., at ¶¶ 22-24.
Under federal law, a party is collaterally estopped from relitigating an issue if the following four-part test is met: “(1) the identical issue was raised in a previous proceeding; (2) the issue was ‘actually litigated and decided’ in the previous proceeding; (3) the party had a ‘full and fair opportunity’ to litigate the issue; and (4) the resolution of the issue was ‘necessary to support a valid and final judgment on the merits.’ ” Boguslavsky v. Kaplan,
Here, Fortunatas chose first to litigate the very same issues resonating in this action in an Article 78 proceeding, which were actually and necessarily decided adversely against him. In reaching its decision that Fortunatas and Liberty were not similarly situated, Justice Muller found that prior to any sale of his property, Liberty approached the County Legislature to request a private sale, litigated the matter compelling the Legislature to authorize the private sale, and eventually entered into a settlement on the property and the back taxes. Whereas, Fortunatas did not appear before the Legislature to request a private sale of his property, informal inquiries notwithstanding, and, more significantly, never took any legal action of any kind prior to the public auction of his property. When he did, it was months after his property was sold. Accordingly, Justice Muller found Fortunatus’s “contention that he was denied equal protection of the law to be without merit,” as he similarly found that Clinton County was not bound to provide Fortunatas with a “hardship hearing.” Dkt. No. 42-24, Ex. W, Art. 78 Dec. & Order at pp. 4-5. These findings were necessary to adjudicate Fortunatus’s Article 78 petition and Justice Muller’s Decision and Order is a valid judgment.
Further, Fortunatas cannot gainsay that he had a full and fair opportunity to litigate his claims of denial of equal protection and due process. In addition to his lengthy petition, Fortunatas submitted sworn affidavits, exhibits, and a memorandum of law in support of his claims, all of which would substantiate a full opportunity to litigate. Though he has raised correctly that claim preclusion, res judicata, is not applicable, he has not raised any procedural deficiency that would give this Court pause in exercising collateral estoppel. Moccio v. New York State Office of Court Admin.,
As far as the Court knows, an appeal of the Article 78 judgment is pending. Yet, collateral estoppel is “not foreclosed be
Based upon the Decision and Order in the prior Article 78 proceeding, Fortunatas is estopped from relitigating the issues of denial of equal protection or that he was denied due process because he did not receive a hardship hearing.
B. The Doctrine of Equal Protection of the Law
Fortunatas agrees that Defendants were not “legally obliged, under the Real Property Tax Law [§ 1166] to reconvey his property to him after it took legal title by tax foreclosure.” Dkt. No. 46-6, Pl.’s Mem. of Law at p. 16 (emphasis in the original).
Even though this Court has found that Fortunatas is estopped from relitigating a violation of the equal protection law, I recognize that he did not specifically raise in his Article 78 proceeding, nor did Justice Muller- precisely address, the denial of equal protection based upon race. Whether Fortunatas had the opportunity to raise such a position, which failure arguably could invoke collateral estoppel as well, the Court will take the more prudential conservative route and discuss this claim in the context of this § 1983 action.
“The central purpose of the Equal Protection Clause of the Fourteenth Amendment is the prevention of official conduct discriminating on the basis of race.” Washington v. Davis,
Fortunatas has failed to satisfy his burden that he was denied equal protection of the law based upon race. Rather, he has posited naked assertions of racial motivation without justification and a presentation of any reasonably reliable facts to support his conclusion. See Yusuf v. Vassar College,
Liberty’s interaction with the Legislature via appearances at their meetings and through litigation are well documented, and there is no hint of racial favoritism or bias. No where in the record does Fortunatas indicate that either the Clinton County Legislature or Giroux made any of their dеcisions that affected him principally based upon his race, even as late as
When asked during his deposition if Clinton County discriminated against Fortunatus because he was a black man, James R. Langley, Chair of the Legislature, exclaimed that he “didn’t even know he was black.” Dkt. No. 42-32, Ex. EE, Langley Dep. at p. 59. Treasurer Giroux, who made the ultimate decision not to settle with Fortunatus, likewise, did not know that he was black. Dkt. No. 42-19, Ex. R., Giroux Dep. at pp. 44 & 51.
Giroux’would not agree to reconvey Fortunatus’s property to him because of his perpetually poor tax payment history. Fortunatus had previously defaulted on his taxes and lost his house, obligating him to buy it back at a public auction and, now he knowingly failed to pay his property taxes for the years 2009 through 2011 causing him to lose his property once again. Because of Fortunatus’s hapless payment history as well as Giroux’s understanding of the redemption policy in Clinton County, Giroux would “not reeommend[ ] any changes in the procedure,” ... nor “did [he] have the right.” Giroux Dep: at p. 44 & 46. And, on a separately independent basis, Giroux agreed to settle with Liberty out of fear that Justice McGill might find that a private sale of tax foreclosed property was beyond his auspices and solely within the province of the County Legislature. In essence, he was attempting to avoid a costly litigation fight that may result in an unfavorable precedent. Both of these decisions are reasonable and racially neutral. The suggestion that when Liberty filed his Article 78 petitions the parties entered into a “pre-arranged scheme to allow the Defendants to discriminate against Mr. Fortunatus,” is not only speculative, but' desperately specious. See PL’s Mem. of Law at p. 20, n. 11.
In yet in an abject and belated attempt to establish a denial of equal protection, Eortunatus shifts blame for his woes upon County Legislator Sara Rowden, who allegedly denied him a right to a “hardship hearing.” Dkt. No. 42-13, Ex. L, Fortunatus Dep. & Errata Sheet at pp. 41 & 55;
Fortunatas cannot connect any of the County Legislature’s and Giroux’s decisions to an intentional discriminatory purpose. There is no proof that these decisionmakers selected a particular course of action in order to adversely affect him because he is black. Remember, volition or awareness of such a consequence is not sufficient to establish an equal protection violation based upon race. Furthermore, Fortunatas was treated the same as all other taxpayers who were similarly denied a reconveyanсe, with the exception of Liberty. No reasonable jury could conclude that Fortunatas was discriminated against because of his race, and accordingly, Fortunatus’s equal protection claim, based upon race, is without merit.
2. Class of One
Although the archetypal equal protection claim is based upon being a member of a suspect class, such as race, the Supreme Court has recognized “class of one” claims, where the plaintiff must prove that he was intentionally treated differently from others similarly situated without a rational basis for the difference in treatment. Vill. of Willowbrook v. Olech,
The Court does not find within this record sufficient evidence to sustain a “class-of-one” equal protection claim. Conversely, not only is Fortunatas es-topped from presenting this claim, but the Court finds overwhelmingly that Fortunatas has not met the extremely high degree of similarity purportedly between him and Liberty. For the reasons decided by Justice Muller, and more, Fortunatas and Liberty were not similarly situated. Additionally, the Court finds that Clinton County had a legitimate governmental policy or reasons not to treat them the same.
Liberty went to considerable lengths to explore different avenues, including litiga
Liberty actively pursued a discourse directly with the County Legislature, appearing approximately three times before them, whereas Fortunatus made no similar effort. Fortunatus Dep. at p. 41. A reason why Fortunatus did not appear before the Legislature was his erroneous belief that he had to persuade at least six Legislators in order to gain an audience with the entire Legislature. And after he and his agent had spoken to at least three Legislators and Congressman Owen, all of whom explained to him the County’s policy on redemption and reconveyance, he made no attempt to reach out to anyone else or to the entire body. Id. at pp. 40, 44, & 46. Consequently, because of Liberty’s aggressive and immediate litigation strategy, Liberty secured the recommendation of the Treasurer for the private sale, whereas Fortunatus did nothing to earn a similar recommendation.
Furthermore, Clinton County and Giroux had a legitimate state interest in settling Liberty’s lawsuit and yet refusing to settle with Fortunatus, especially after his property had already been sold. In order for the Court to find otherwise, Fortunatus would have to show that there was no rational basis for any unequal treatment or that the denial of his belated application for the return of his property was motivated by animus. Harlen Assocs. v. Inc. Vill. of Mineola,
In reviewing the colloquy between Justice McGill and the parties’ attorneys during Liberty’s first Article 78 proceeding, there existed some uncertainty as to whether the Justice would find contrarily to Clinton County’s long-held position that the Treasurer makes all decisions relative to tax foreclosure, including the private sale of tax foreclosed property, and decide that the Legislature had the sole right to determine whether these properties may be reconveyed. In light of Justice McGill lifting Liberty’s property from the public sale and that court entertaining Liberty’s second Article 78 petition, it was also not unreasonable for Giroux to believe that “further litigation would have cost the County more [and that he] could see that the Legislature was leaning toward the 1166 private sale and [he] waived.” Giroux
No reasonable jury would find that the Defendants’ policy decisions affecting Fortunatas had a discriminatory purpose and were arbitrary, irrational, and without factual basis.
3. Class Membership
Fortunatas explores yet another theory as to how he was denied equal protection of the law.. As the record reflects, during the 2009 to 2011 tax years; or for any prior tax periods, no real property owner in Clinton County was allowed to redeem their property after foreclosure, except Liberty. Now, Fortunatas wishes to cast all of these other landowners as an independent class, including him, as being discriminated against by the Defendants. This claim is ironic in that with his prior theories of race and “class-of-one” discrimination, he wаs theoretically divorcing himself from all others similarly situated, and now he wants to be all inclusive.
Traditionally, the Equal Protection Clause has been invoked when a fundamental right or a suspect class (ie., race or religion) is at stake. As noted above, the concept of the Fourteenth Amendment has expanded beyond those identifiable characteristics:
It is not within our constitutional tradition to enact laws of this sort. Central both to the idea of the rule of law and to our own Constitution’s guarantee of*340 equal protection is the principle that government and each of its parts remain open on impartial terms to all who seek its assistance. Equal protection of the laws is not achieved through indiscriminate imposition of inequalities---- Respect for this principle explains why laws singling out a certain class of citizens for disfavored legal status or general hardships are rare. A law declaring that in general it shall be more difficult for one group of citizens than for all others to seek aid from the government is itself a denial of equal protection of the laws in the most literal sense. The guaranty of equal protection of the laws is a pledge of the protection of equal laws.
Romer v. Evans,
Under the most liberal construction, the facts here are that a group of property owners, with the exception of one, were unable to redeem their property under the County’s redemption policy. It would seem that Fortunatas is reaching into the “murky corner of equal protection law” to say that this group should be compared not with similarly situated individuals, but with one individual, whose efforts distinguish himself from all of the others. Bizzarro v. Miranda,
Over the years within this Circuit, there has been a significant debate as to whether this type of claim advocated by Fortunatas is just another “class-of-one” claim with a very stringent burden, or more descriptively called selective enforcement claims that require a lesser burden. See Mosdos Chofetz Chaim, Inc. v. Vill. of Wesley Hills,
Fortunatus’s conclusory statements that Liberty was similarly situated with all other property tax payers is taken out of context. At the moment of the tax foreclosure order, all of them may have been similarly situated. However, because of Liberty’s exceptional effort to gain the return of his property that no other tax payer, including Fortunatus, pursued, except Russell Pray, there is a rather compelling suggestion that they are not similarly situated. In this regard, Justice McGill removed only Liberty’s property from the public auction that occurred on June 2, 2011, after he was the only property owner to seek such relief. While a compromise was being pursued with the Legislature, only Liberty’s Article 78 petition, seeking to circumvent the County’s reconveyance policy for yet another policy under Real Property Tax Law § 1166, remained pending. No other taxpayer can boast of similar circumstances. Liberty persistently attended legislative meetings to strike an accord on the return of his property. Only Russell Pray pursued a similar course. Unlike the plaintiffs in Mosdos Chofetz Chaim, Fortunatus has not presented any credible evidence that either he or the other property owners who lost their property were similarly situated to Liberty. In this regard, all of these tax payers are not similarly situated in all material respects to Liberty, and no reasonable jury could find that there is a reasonably close resemblance of the facts and circumstances between Fortunatus and the other property- owners with the comparator Liberty.
C. Due Process
Fоrtunatus claims that the Deféndants deprived him of due process by denying
It is settled federal law within this Circuit that counties, especially Clinton County, do not violate any constitutional right because they refuse to reconvey property after the foreclosure deadline, a point of law Fortunatas must concede. Miner v. Clinton County,
Official actions, which are purely legislative in nature, are not subject to the hearing requirements of the due process clause. Grand River Enter. Six Nations, Ltd. v. Pryor,
Fortunatas proffers the notion that the Legislature acted in a adjudicative capacity when he was told that such a “hardship hearing” was not available. In order to advance this proffer, Fortunatas has to assign culpability to Legislator Rowden for not only explaining the policy to him but for being the final arbiter as to whether Fortunatas would receive an opportunity to address the entire Legislature. The record shows otherwise. Fortunatas further extrapolates that -because they had no “real policy regarding reconveyance,” they have refused to even consider exercising their discretion or, that their policy constituted a blanket denial and thus not an exercise of their discretion. Pl.’s Mem. of Law at pp. 33-34. But the failure to reduce its reconveyance policy into writing, or the fact that most counties within New York allow reconveyance, does not constitute an adjudicative function nor contravenes the due process clause. Miner v. Clinton Cnty.,
In any event, because Fortunatus did not present his claim before the Legislature, they did not act in an adjudicative manner toward him. If their actions were adjudicatory in any way, it occurred when they addressed Liberty’s importunes. Such a legislative act is presumed valid and must be upheld if it is rationally related to a legitimate governmental objective, Interport Pilots,
Under these circumstances, and for all of the reasons previously stated, there is no demonstration that an actual deprivation of due process occurred, and accordingly, no reasonable jury could find that Fortunatus’s due process rights were violated.
D. Qualified Immunity
Giroux has pled as an affirmative defense of qualified immunity which is raised again in their Motion. The doctrine of qualified immunity protects governmental officials from liability for civil damages as long as their conduct does not violate clearly established statutory or constitutional rights.of which a.reasonable person would have known. Messerschmidt v. Millender, — U.S.-,
In order for a constitutional right to be clearly established, it must be defined with reasonable specificity, as established by both Supreme Court and Second Circuit law, and sufficiently clear that a reasonable official would have understood that the conduct at issue is unlawful under the existing law. Looney v. Black,
As a general proposition of law, when performing discretionary functions, a governmental official is keenly shielded from civil damage liability because their conduct rarely violates clearly established constitutional rights of which a reasonable person would have known. Anderson v. Creighton,
In applying this defense, Giroux would be entitled to qualified immunity. Although the Court has earlier found that there is no constitutional violation, obviating the need for an analysis under the second prong, the Court also finds that the constitutional violations that Fortunatas claims to have occurred were not clearly established in any event. In fact, neither the Supreme Court nor the Second Circuit has announced either a due process or equal protection right under the circumstances presented by Fortunatas.
Briefly, Giroux, as a reasonable official, would not have reasonably known that adhering to and enforcing the County’s long-held policy that no reconveyance would occur after the redemption deadline violated the particularized contours of a clearly established constitutional right. Actually, Giroux’s and the County’s viеws at the time of the alleged occurrences were acceptable discretionary functions under
IV. CONCLUSION
For all of the reasons stated above, Fortunatas has failed to demonstrate either a due process or equal protection violation, and no reasonable jury could conclude from these facts that he has stated such a claim. Moreover, Fortunatas is collaterally estopped from presenting any facts regarding the denial of due process or equal protection violations because of Justice Muller’s previous decision and order on these -very issues, issues which were fully and fairly litigated. Furthermore, even if a constitutional violation was found, Giroux would be entitled to qualified immunity. All other issues raised by Fortunatas are without merit. Accordingly, it is hereby
ORDERED, that Defendants’ Motion for Summary Judgment, Dkt. No. 42, is GRANTED; and it is further
ORDERED, that Plaintiffs Cross-Motion for Summary Judgment, Dkt. No. 46, is DENIED; and it is further
ORDERED, that the Clerk of the Court shall file a Judgment consistent with this Memorandum-Decision and Order.
IT IS SO ORDERED.
. Fortunatus’s Cross-Motion for Summary Judgment is comprised of the following: Dkt. Nos. 46, Pl.’s Notice of Cross-Mot., dated Dec. 19, 2012; 46-1, Mark Schneider,. Esq., Aff., dated Dec. 19, 2012; 46-2, Tom Fortunatos Aff., dated Dec. 17, 2012; 46-3, Pl.’s
. Defendants' Opposition to Fortunatus’s Cross-Motion is comprised of the following: Dkt. Nos. 47, Robert A. Rausch, Esq., Aff., dated Jan. 10, 2013; 47-1, Defs.’ Reply Mem. of Law; and 47-2, Defs.’ Resp. 7.1 Statements of Undisputed Facts (hereinafter "Defs.' Resp. 7.1 Statement”).
. Fortunatus’s Reply to Defendants’ Opposition to his Cross-Motion is comprised of the following: Dkt. Nos. 49, Mark Schneider, Esq., Aff., dated Jan. 15, 2013; 49-1, Fortunatus Suppl. Aff., dated Jan. 15, 2013; and 49-2, PL's Reply Mem. of Law.
. Notwithstanding the series of Statements of Material Facts, see Dkt. Nos. 42-34, 46-3, 46-4, & 47-2, for the most part, the parties agree on the more salient facts and events.
. Both the state and federal litigations have been officially reported. In re Foreclosure of Tax Liens by Clinton Cnty. (Fortunatus),
. Fortunatus claims that he spoke with County Legislator Sara Rowden. When asked if she may have shared with Fortunatus what Giroux may have said regarding the policy that the County does not reconvey property, County Legislator Sara Rowden stated that, "[she] could not recall [the conversation with Tom Fortunatus], but after speaking to Tom, [she] would have called Joe [Giroux] to find out what the issues were, yes. So, if he did call me back, than I would have responded with what I was told by the treasurer.” Dkt. No. 42-20, Ex. S, Sara Rowden Dep., dated June 27, 2012, at р. 18. Fortunatus also spoke with County Legislator Harry Mc-Manus, Dkt. No. 42-21, Ex. T, Harry Mc-Manus Dep., dated June 27, 2012, while Fortunatus's Counsel,. Mark Schneider, spoke with County Legislator John Gallagher, Dkt. No. 42-31, Ex. DD, John Gallagher Dep., dated June 27, 2012. None of these County Legislators are named as defendants herein.
. New York State Real Property Tax Law § 1166 states that
(1) [w]henever any tax district shall become vested with the title to real property by virtue of a foreclosure proceeding brought pursuant to the provisions of this article, such tax district is hereby authorized to sell and convey the real property so acquired, either with or without advertising for bids, notwithstanding the provisions of any general, special or local law. (2) No such sale shall be effective unless and until such sale shall have been approved and confirmed by a majority vote of the governing body of the tax district, except that no such approval shall be required when the property is sold at public auction to the highest bidder, (emphasis added).
Under Real Property Tax Law § 1166, a taxing district is not required to sell foreclosed property at public auction; private sales are contemplated as well, if there is a majority vote of the governing body of the tax district. First Nat’l Bank of Downsville v. Atkin,
. It was generally understоod by the individual county legislators that this was the County’s policy. Dkt. No. 42-20, Ex. S, Sara Row-den Dep. at pp. 5 & 12; Dkt. No. 42-21, Ex. T, McManus Dep. at pp. 8-9; Dkt. No. 42-31, Ex. DD, Gallagher Dep. at pp. 6, 9, 11; Dkt. No. 42-32, James R. Langley, Jr. (Chair of the Legislature) Dep., dated Nov. 1, 2012, at pp. 31-37, & 48; see also 42-19, Ex. R, Def. Joseph Giroux Dep., dated June 27, 2012, at pp. 27-30.
. Fortunatus’s Exhibits are lumped together in one filing. See Dkt. No. 46-5. Even though there is an index listing the Exhibits, each separate Exhibit is identified by a circled number located at the bottom of the page. For our convenience, the Court will refer to those Exhibits by Fortunatus’s designation rather than be guided by the Court’s Electronic Court Filing enumeration.
. Additionally, Giroux advised the Court that on two separate occasions, the County initiated foreclosure actions against the Liberty property. Dkt. No. 46-5, PL's Ex., 15, Giroux Aff., at ¶ 8.
. As an integral provision of the settlement agreement, the parties agreed that the County ■ Treasurer is the statutory enforcing officer on the collection of real property taxes, pursuant to New York Real Property Tax Law § 1102, and "has sole authority to determine whether or not to consider a private sale of a parcel of
. In addition to adhering to the County's policy not to allow redemption after the tax foreclosure, Giroux outlined his reasons for not negotiating with Fortunatus as follows: "He bought his house back one time at a County auction and he had lost it again and I was not recommending any changes in the procedure.... [W]ith the previous history and the current history — the previous history that he had bought his house back one time and that he had defaulted on it — I could not see myself changing nor did I have the right.” Giroux Dep. at pp. 44-46. Even though Mr. Pray appeared before the County Legislature at about the same time as Liberty, the Legislature did not entertain his request for a reconveyance, and his property was sold at the June 2, 2011 auction. Dkt. No. 42-32, Ex. EE, James R. Langley Dep., dated Nov. 1, 2012, at pp. 26-28 & 30.
. Specifically, these affirmative defenses state the following: Twelfth Affirmative Defense (¶ 22), "the issues set forth in this lawsuit have already been raised before the New York State Supreme Court and a decision of that Court is entitled to collateral effect and is binding upon the plaintiff;” Thirteenth Affirmative Defense (¶ 23), "Plaintiff is barred from re-litigating claims due to the principles of issue preclusion;” and Fourteenth Affirmative Defense (¶ 24), "that the plaintiff have [sic] previously chosen New York State County Court and Appellate Division as the venue for resolution of these issues, and is barred from re-litigating his claim in Federal Court.” Dkt. No. 34.
. During a telephone conference held on November 27, 2012, the Court asked that this issue be briefed during the parties' respective dispositive motions.
. Fortunatus mysteriously deviated from the Court’s direction and unfortunately discussed the matter of the abstention doctrine, which is not relevant here. Dkt. No. 46-6, Pl.'s Mem.
. Under New York law, similar factors are weighed when determining if collateral estoppel may apply. DiSorbo v. Hoy,
. In fact, New York courts have consistently held that pendency of an appeal does not prevent the use of a challenged judgment as a basis of collateral estoppel. Franklin Dev. Co., Inc. v. Atl. Mut. Ins.,
However, contrary to the cited New Yоrk law, some courts have acknowledged that where there is an inability for appellate review or there has been no review, though an appeal is taken, collateral estoppel may not apply. Johnson v. Watkins,
. Fortunatas quotes extensively to the New York State Office of Real Property Services' ("ORPS”) Opinion Letter, dated April 12, 1999. Here, the opinion letter confirms that "while a tax district is under absolutely no obligation to allow redemption between the expiration of the redemption period and the issuance of the foreclosure order, we believe it may do so if it determines that allowing redemption would be in the best interests of the tax district ... [and] if it so chooses[.]” Dkt. No. 46-6, PL's Mem. of Law at p. 17 (quoting the Opinion letter). But the remainder of the opinion does not inure to Fortunatas's benefit as he advocates;
[I]f a tax district does choose to allow persons to redeem during the pre-acquisition window, it must be careful to extend this privilege to other similarly situated parties .... As a practical matter, a tax district which decides to follow such a policy should probably extend to all parties, unless it has reasonable grounds for refusing to do so in specific cases (e.g., the owner has a history of failing to pay taxes on time). As long as the tax district has a rational basis for its distinctions it should be in a fairly strong position if a constitutional challenge should ever materialize.
Id. (emphasis added).
As the record and further discussion will indicate, Clinton County did not adopt such a policy, notwithstanding allowing Liberty to re-purchase his property, and the Defendants had reasonable grounds in refusing to settle with Fortunatas.
. Giroux did not learn that Fortunatus was black until a couple months prior to his June 27, 2012 deposition. Dkt. No. 42-19, Ex. R. Giroux Dep. at p. 51. Fortunatus challenges their ignorance of his race by incredibly suggesting that due to other events and litigation their attorney or their family members knew, and because of these personalities' knowledge, Giroux and Langley should have known as well. PL's Mem of Law at p. 19-20.
. By stating that Rowden denied him a right to a hardship hearing, he is essentially stating that she acted affirmatively and intentionally. Actually, Fortunatus has expanded the pool of disсriminating Legislators who told him that because of the County’s policy the Legislature would not hear his request to get his property back, and accordingly denied him access to the Legislature. Dkt. No. 46-3 at ¶ 7. In his Response 7.1 Statement, Fortunatus said that "[njeither Sara Rowden nor Harry McManus told [him] that he could address the Legislature to request reconveyance. Rather, they told him that the Legislature would not hear his request!.]” Id. (emphasis added); Yet, Fortunatus’s recent and ever evolving testimony and averments on this specific matter is deeply troubling to the Court. Such derived averments could be attributed to him unreasonably conflating being advised of the County's policy with his request to speak to the Legislature. Or, it could be afterthoughts to shore up his claims. This would not be the first time a court found Fortunatus’s assertions to be disingenuous. Dkt. No. 42-24, Ex. W, Art. 78 Dec. & Order, at p. 3, n. 2.
Fortunatus originally testified that it was he that asked for a hearing and not the Legislators mentioning the possibility of such a presentation. Although Rowden had discussed the matter with Giroux and advised Fortunatus that there wasn’t anything further she could do, she remained sympathetic to his plight and would support his request to address the Legislature. Dkt: No. 42-13, Ex. L, Fortunatus Dep. at pp. 37-40 & 69. During his deposition, he testified that he never asked MpManus if he could conduct a hardship hearing, id. at p. 43, and when the opportunity presented itself, he never stated that’Row-den definitively told him that the Legislature could not or would not hear him on his request. His reason for not addressing the Legislature was "[b]ecause [he] didn’t get enough legislators to call on,” which numerical requirement was based upon either his "impression” or advice from his counsel. Id. at pp. 41, 44-46, 49, 55 & 70. Based upon his sworn deposition testimony, no one definitively denied his request. Although Rowden and McManus may not have advised him of an option to appear before the Legislature, this does not translate into definitively telling him that the Legislature would not hear him.
Then, within his Errata Sheet to his deposition, he now introduces the proposition that when he learned of the County’s policy from Rowden, he "considered this to be a formal denial,” which is an unreasonable assumption. Fortunatus Dep. & Errata Sheet; referring to pp. 41 & 55. And years later, his Affidavit muddles the issue further. In one averment, it is all Rowden’s fault for him not having an audience with the County; and yet in another, he “realized that it would be pointless to go to a Legislative meeting to ask for [his] property back for payment of [his] back taxes[.]” See Dkt. No. 46-2, Tom Fortunatus Aff., dated Dec: 17, 2012, at ¶¶ 40-45, 47, & 53. Either he made the decision not to appear or someone else made the decision for him; but it does not cut both ways.
Conversely, Rowden testified that when speaking with Fortunatus she would have shared with him the County’s policy as expressed by the Treasurer, and she believes she would have told Fortunatus that “ty]ou can come to the legislature and speak to the legislature which is always open to any person in Clinton County.” Dkt. No. 42-20, Ex. S, Rowden Dep. at p. 14. When addressing constituent’s issue, such as Fortunatus's, Mc-Manus’s "normal answer” would be to speak with his local legislator, who would have been Rowden. Dkt. No. 42-21, Ex. T, McManus Dep. atpp. 5-6 & 8.
. A critical element of a § 1983 action is personal involvement. Ashcroft v. Iqbal,
. In fact, Giroux’s fears were realized in a subsequent ruling by Justice McGill in the lawsuit of Russell Pray v. Clinton County. In a brief Decision and Order, Justice McGill "[o]rdered that while the Clinton County Legislature is free to consider any information they wish, there is no requirement that the Clinton County Treasurer make a recommendation as to [Pray’s] offer to purchase real property pursuant to RPTL § 1166 in order for the Clinton County Legislature to take action upon said offer[.]” Dkt. No. 46-6, Pl.’s Ex. 20, Russell Pray v. Clinton County et. al., Index No.2012-786, Dec. & Order, dated June 4, 2012; Giroux Dep. at p. 40. This Pray Decision and Order is the first in New York on this exact issue. But Pray did not prevail in recovering his property because it had been sold at a public auction. Because of that occurrence, the New York State Supreme Court, Appellate Division Third Department found the appeal moot as well as whether Justice McGill's decision may have been erroneous. Pray v. Clinton Cnty.,
. Actually, the Second Circuit found Harlen’s claims of animus to be speculative, conjecture, and that no reasonable jury could find that the Board's denial was either irrational or motivated by constitutionally impermissible considerations. Harlen Assocs. v. Inc. of Vill. of Mineola,
. Presumably to understand these distinctions, a “class-of-one” claim connotes selective treatment while alleged discrimination against a larger group implies selective enforcement.
. This Court appreciates zealous advocacy but here Fortunatus reaches too far. It is not fair commentary to say that Defendants "falsely told [these taxpayers] that their only remedy was to bid on their former property at the tax auction,” when that was the County’s actual policy at the time. Pl.’s Mem. of Law , at p. 22. Fortunatus knows, or should know, that the County Treasurer’s Office was merely advising these taxpayers of the policy at that time, so it could not be deemed a fabrication. And, insistent claims that Liberty and Defendants had a "secret deal," id. at p. 23, are defied by the substantial record. It is unclear if Liberty actually appeared in an executive session of the Legislature, but when there are discussions regarding proposed, pending or current litigation- — -Liberty’s Article 78 would suffice — a governmental body can go into closed session, without it being nefarious. N.Y. Pub. Off. L. at § 105(l)(d); see also Kline & Sons v. Cnty. of Hamilton,
. Fortunatus's Letter was' filed after the close of the record. Normally, this belated filing would be excluded, however, it has no intrinsic value to our discussion other than what is provided above.
. Had County Legislators Rowden, Mc-Manus, and Trombley been named as parties, this Court would find that they too are entitled to qualified immunity insofar as they would not have known that their decisions, even if mistaken, violated clearly established constitutional rights.
