Forest Guardians v. ForsgrenForest Guardians v. Forsgren
The United States Fish and Wildlife Service (FWS) has listed a “distinct population segment” (DPS) of Canada Lynx as “threatened” under the Endangered Species Act (ESA),
I.
Congress enacted the ESA to provide for the “conservation, protection and propagation” of wildlife facing extinction. S.Rep. No. 93-307, at 1,
reprinted in
1973 U.S.C.C.A.N. 2989;
see also
Each federal agency shall, in consultation with and with the assistance of the [FWS], insure that any action authorized, funded, or carried out by such agency (hereinafter in this section referred to as an “agency action”) is not likely to jeopardize the continued existence of any endangered species or threatened species....
The district court dismissed Forest Guardians’ amended complaint in its entirety. Relevant to our task, the court dismissed Forest Guardians’ ESA claim against the Forest Service pursuant to
Our jurisdiction to review the district court’s dismissal of Forest Guardians’ ESA claim arises under
II.
We begin with the relevant allegation of Forest Guardians’ amended complaint. Paragraph 11 states: “Implementation of the Carson and Santa Fe National Forest LRMPs are ‘agency actions’ that ‘may affect’ listed lynx and, as such, the Federal-Defendants must undergo formal § 7 consultation to insure that such actions are not jeopardizing the continued existence of lynx.” According to the Forest Service, “the Carson and Santa Fe Forest Plans do not constitute ongoing ‘agency action’ for
A.
The National Forest Management Act (NFMA),
generally contain desired conditions, objectives, and guidance for project and activity decisionmaking in the plan area. Plans do not grant, withhold, or modify any contract, permit or other legal instrument, subject anyone to civil or criminal liability, or create any legal rights. Plans typically do not approve or execute projects and activities. Decisions with effects that can be meaningfully evaluated typically are made when projects and activities are approved.
As we have oft explained, management of LRMPs occurs at two levels. The first level is “programmatic:”
At the programmatic level, the Forest Service creates general, forest wide planning goals memorialized in a forest plan. Because the Forest Service must account for a variety of different interests, each forest plan envisions the forest will be used for multiple purposes, including “outdoor recreation, range, timber, watershed, wildlife and fish, and wilderness.”16 U.S.C. § 1604(e)(1) . At the same time, the forest plan provides for “diversity of plant and animal communities based on the suitability and capability of the specific land area.”Id. § 1604(g)(3)(B) .
Utah Envtl. Cong. v. Bosworth,
B.
Much like the promulgation of a regulation, we have little doubt after
Norton
that the act of approving, amending, or revising a LRMP constitutes “action” under § 7(a)(2) of the ESA.
See
50 C.F.R. 402.02 (listing the “promulgation” of regulations as an example of “action” under § 7). Nothing in the foregoing overview, however, suggests that LRMPs, once approved, amended, or revised, constitute ongoing, self-implementing action under § 7(a)(2).
Compare Norton,
Nonetheless, Forest Guardians insists the definition of “action” as used in § 7(a)(2) of the ESA is broad enough to encompass the sizable entirety of the respective LRMPs for the Carson and Santa Fe National Forests, each of which sets policy for a forest exceeding 1.3 million acres in land mass. 8 That definition of “action,” complete with examples, encompasses—
all activities or programs of any kind authorized, funded, or carried out, in whole or in part, by Federal agencies in the United States.... Examples include, but are not limited to:
(a) actions intended to conserve listed species or their habitat;
(b) the promulgation of regulations;
(c) the granting of licenses, contracts, leases, easements, rights-of-way, permits, or grants-in-aid; or
(d) actions directly or indirectly causing modifications to the land, water, or air.
We do not doubt a LRMP
might
authorize an activity or program, and that such authorization could constitute “action” within the meaning of § 7(a)(2). Similarly, if the LRMP demanded the Forest Service fund or carry out an activity or program, this too could constitute “action” under § 7(a)(2). Such “action,” in turn, could give rise to a duty to consult
on that particular action
under § 7(a)(2) of the ESA.
See
Yet whether a particular activity or program is part of a LRMP or subsequently authorized at the project level, the ESA’s definition of “action” still requires Forest Guardians to direct its focus on an activity or program that allegedly threatens the lynx. This is because
only
in the presence of such activity or program,
i.e.,
“agency action,” does a duty to consult ever arise under § 7(a)(2).
See
1.
We have searched Forest Guardians’ amended complaint in vain for some concrete allegation of “action” beyond the mere “implementation of the ... LRMPs”
Similarly, paragraph 110 of the amended complaint alleges in the abstract:
LRMPs in the Southern Rockies may adversely impact lynx and lynx habitat by: (1) having a fire exclusion policy which changes the vegetative mosaic maintained by natural disturbances; (2) allowing grazing of domestic livestock, which reduces forage for lynx prey; (3) allowing roads and winter recreation trails that facilitate access to historical lynx habitat by competitors; (4) allowing levels of human access via forest roads that may present a risk of incidental trapping or illegal shooting of lynx; (5) having limited direction in the Forest Plan pertaining to tree thinning and foraging habitat; and (6) having weak direction for distributing lynx habitat components across the landscape.
We do not disagree with the proposition that policies, directions, and allowances contained in a LRMP may indirectly impact the lynx and its habitat adversely. After all, these are matters contained within a LRMP on which agency actions are based. But this does not make such policies, directions, and allowances “action” requiring consultation within the meaning of § 7(a)(2). Policies and directions only guide the Forest Service in determining whether an “action” may be properly undertaken consistent with the LRMP. Moreover, the fact that a LRMP “allows” certain activities to occur on forest lands does not commit the Forest Service to anything.
See Plan Review,
58 Fed.Reg. at 19370 (citing cases);
compare Norton,
A LRMP considered in isolation simply is not an ongoing, self-implementing document. Specific activities, programs, and/or projects are necessary to implement the plan.
See, e.g., Bosworth,
2.
The Ninth Circuit decision in Pacific Rivers does not persuade us otherwise. In that case, the National Marine Fisheries Service (NMFS) had listed the Snake River chinook salmon as “threatened” under the ESA. The basis for that suit was the Forest Service’s failure to consult with the NMFS regarding the effects of certain LRMPs on the species. The court’s description of LRMPs in that case was not unlike our description here. The court described LRMPs as—
establishing] forest-wide and area-specific standards and guidelines to which all projects must adhere.... The LRMPs identify lands suitable for timber production and other uses, and establish an allowable sale quantity of timber and production targets and schedules for forage, road construction, and other economic commodities.... Every resource plan, permit, contract, or any other document pertaining to the use of the forest must be consistent with the LRMP.
Pacific Rivers,
The LRMPs are comprehensive management plans governing a multitude of individual projects. Indeed, every individual project planned in both national forests involved in this case is implemented according to the LRMPs. Thus, because the LRMPs have an ongoing and long-lasting effect even after adoption, we hold that the LRMPs represent ongoing agency action.
Id.
Contrary to
Pacific Rivers,
our analysis makes painfully apparent that “standards,” “guidelines,” “policies,” “criteria,” “land designations,” and the like appearing within a LRMP do not constitute “action” requiring consultation under § 7(a)(2) of the ESA. A contrary view would be the equivalent of saying that agency regulations constitute ongoing action because such regulations continually affect what goes on in the forest. Of course, the very definition of “action” in § 402.02 tells us that the
“promulgation
of regulations,” not the regulations themselves, constitutes “action.”
III.
What Forest Guardians seeks in this case is nothing short of a wholesale review
Although we must assume Forest Guardians can prove all of the facts alleged in its amended complaint, its allegation that “[ijmplementation of the Carson and Santa Fe National Forest LRMPs are ‘agency actions’ ” within the meaning of § 7(a)(2) of the ESA is a legal conclusion that we need not accept. When reviewing the district court’s grant of a motion to dismiss pursuant to
AFFIRMED.
Notes
. Subject to exceptions not applicable here, the citizen-suit provision of the ESA provides a private right of action “to enjoin any person, including the United States and any other governmental instrumentality or agency (to the extent permitted by the Eleventh Amendment to the Constitution), who is alleged to be in violation of any provision of this chapter or regulation issued under the authority thereof!;.]”
. For a detailed discussion of the ESA consultation process see 50 C.F.R. Pt. 402, Subpt. B. See also Stanford Environmental Law Society, The Endangered Species Act 83-98 (2001).
. On appeal, FG also presses claims against FWS arising under the Administrative Procedure Act (APA),
. FWS’s Final Rule states the "population segment” for Canada lynx "occurs in forested portions of the States of Colorado, Idaho, Maine, Michigan, Minnesota, Montana, New Hampshire, New York, Oregon, Utah, Vermont, Washington, and Wisconsin.”
Final Rule,
65 Fed.Reg. at 16052. The regulation listing endangered or threatened wildlife found at
. The Forest Service Handbook 11.2 (2006) (available at http://www.fs.fed.us/im/ directives/fsh/1909.12/1909.12_10.doc) discusses the "proposed and possible actions” contained within a LRMP:
The proposed and possible actions listed in the land management plan should include those actions anticipated to provide the array of multiple-use opportunities or resource management programs that a forest, grassland, prairie, or other comparable administrative unit expects to provide. The proposed and possible actions may be displayed in an appendix....
Proposed and possible actions may be presented in a brief summary of the types of projects that may occur in the plan decade to maintain or move toward the desired conditions.... Proposed and possible actions should not speculate about the specific amount, quantities, frequency, or magnitude of actions during the plan decade,
(internal citation omitted).
.
The regulations identify five ''components” of a LRMP: (1) "Desired conditions,” (2) "Objectives,” (3) "Guidelines,” (4) "Suitability of areas,” and (5) "Specific areas.”
. Interestingly, the NEPA regulation addressing the meaning of "major federal action,” the phrase discussed in
Norton,
states: "Actions include new and continuing activities, including projects and programs entirely or partly financed, assisted, conducted, regulat
Federal actions tend to fall within one of the following categories:
(1) Adoption of official policy, such as ... formal documents establishing an agency’s policies which will result in or substantially alter agency programs.
(2) Adoption of formal plans, such as official documents prepared or approved by federal agencies which guide or prescribe alternative uses of federal resources, upon which future agency actions will be based.
(3) Adoption of programs, such as a group of concerted actions to implement a specific policy or plan....
(4) Approval of specific projects, such as construction or management activities located in a defined geographic area....
Id. § 1508.18(b) (emphasis added).
. The Carson National Forest encompasses nearly 1.4 million acres of land in northern New Mexico. The forest, which abuts the State of Colorado, is divided into six Ranger Districts. See generally http://www.fs.fed.us/r 3/carson/index.shtml (Carson National Forest Homepage). The Santa Fe National Forest encompasses 1.6 million acres of land in north-central New Mexico and is divided into five Ranger Districts. See generally http:// www.fs.fed.us/r3/sfe/index.html (Santa Fe National Forest Homepage). The Carson National Forest Plan, first approved in 1986, is available online at http: //www.fs.fed.us/r3/ carson/plans/forest_plan/forest_plan.shtml.
The plan divides the forest into 21 "management areas” and addresses the following concerns: air, cultural resources, facilities and corridors, fire, lands, law enforcement, minerals, people, range, recreation, special uses, sustainable forests, timber, travel, visual, watershed, and wildlife and fish. The Santa Fe National Forest Plan, approved in 1987, is also available online at http://www.fs.fed.us/r 3/sfe/projects/plansReports/index.html. That plan divides the forest into 12 "management areas,” while addressing the following concerns: recreation, off-road vehicle use, visual quality, cultural resources, wildlife, wildlife habitat diversity, range, timber, firewood, watershed, transportation, and research.
Compare Norton,
. Our reading of
Norton
reveals that a "land use plan” promulgated by the BLM does not differ significantly from a LRMP promulgated by the Forest Service.
See Norton,
. Most, if not all, activities which occur within a national forest require a permit, license, contract, lease, or other legal instrument. Of course, as the example in
[T]he provisions of the Plan that the Sierra Club challenges do not create adverse effects of a strictly legal kind, that is effect of a sort that would have qualified as harm.... [Tjhey do not command anyone to do anything or to refrain from doing anything; they do not grant, withhold, or modify any formal legal license, power, or authority; they do not subject anyone to any civil or criminal liability; they create no legal rights or obligations. Thus, for example, the Plan does not give anyone a legal right to cut trees, nor does it abolish anyone’s legal authority to object to trees being cut.
[Bjefore the Forest Service can permit logging, it must focus upon a particular site, propose a specific harvesting method, prepare an environmental review, permit the public an opportunity to be heard, and (if challenged) justify the proposal in court.
Id.
at 733-34,
.
Pacific Rivers'
reliance on
Tennessee Valley Auth. v. Hill,
. As illustrated by the Forest Service's voluntary consultation with FWS on LRMPs covering a number of national forests within the fourteen State listing of the Canada Lynx, see supra n. 4, consultation between the Forest Service and the FWS on how LRMP’s in the region might be amended to best protect the lynx may well be more prudent in some instances than prolonged litigation on the ques-lion of whether individualized agency actions threaten the lynx. See generally Biological Assessment of the Effects of National Forest Land and Resource Management Plans and Bureau of Land Management Land Use Plans on Canada Lynx (1999), http://www.fs.fed.us/r 1/planning/lynx/reports/ba/ba.pdf. But what is prudent is not necessarily what is legally required.