Envtl. L. Rep. 21,546,
FOREST CONSERVATION COUNCIL; Maricopa Audubon Society;
Carlson Forest Watch; Greater Gila Biodiversity
Project; Southwest Center for
Biological Diversity, et al.,
Plaintiffs-Appellees,
v.
UNITED STATES FOREST SERVICE, Defendant,
The State of Arizona, ex rel. M.J. Hassell, Commissioner,
Arizona State Land Department; Apache County, a
political subdivision of the State of
Arizona,
Applicants-in-Intervention-Appellants.
No. 95-15341.
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted Aug. 14, 1995.
Decided Sept. 25, 1995.
Mary Mangotich Grier, Assistant Attorney General, for applicant-in-intervention-appellant State of Arizona. Norman D. James and Jay L. Shapiro, Ryley, Carlock & Applewhite, Phoenix, Arizona, for applicant-in-intervention-appellant Apache County.
Peggy Hennessy and Gary K. Kahn, Reeves, Kahn & Eder, Portland, Oregon, for plaintiffs-appellees.
Appeal from the United States District Court for the District of Arizona.
Before D.W. NELSON, T.G. NELSON, Circuit Judges and SAMUEL J. KING,* District Judge.
OPINION
D.W. NELSON, Circuit Judge:
The State of Arizona and Apache County, Arizona appeal the district court's denial of their motions to intervene under Fed.R.Civ.P. 24. The action in which they seek to intervene was brought by environmental organizations including the Forest Conservation Council (collectively "FCC") alleging that the United States Forest Service ("USFS" or "Forest Service") was violating the National Environmental Policy Act ("NEPA"), 42 U.S.C. Secs. 4321 et seq. and the National Forest Management Act ("NFMA"), 16 U.S.C. Secs. 1600 et seq. by implementing its guidelines for the management of Northern Goshawk habitat on national forest lands. The State of Arizona and Apache County, Arizona, moved to intervene either as of right or permissively under Fed.R.Civ.P. 24.1 The district court denied appellants' motions but instead granted them amicus status.
We have jurisdiction pursuant to 28 U.S.C. Sec. 1291.2 We reverse and remand.
I. FACTUAL AND PROCEDURAL BACKGROUND
FCC brought suit in district court alleging that the Forest Service violated NEPA by failing to prepare an environmental impact statement assessing, on a region-wide and forest-wide basis, its guidelines for the management of Northern Goshawk habitat.3 42 U.S.C. Sec. 4332. FCC further alleged that the Forest Service violated the NFMA by failing to amend its Regional Guide and Land and Resource Management Plan ("LRMP") to include the recommendations and changes indicated in the management guidelines. 16 U.S.C. Sec. 1604. FCC's complaint sought both a declaration that the Forest Service was violating the federal laws as claimed, and an injunction "prohibiting the [Forest Service], its agents, successors, assigns, contractors, and employees from allowing, permitting, authorizing or taking any action in connection with the sale of timber and any other decisions in Northern Goshawk habitat until it complies with the requirements of [NEPA] and [NFMA]." Complaint at 12 p 3.
The State of Arizona moved to intervene as of right on behalf of M.J. Hassell, the Commissioner of the Arizona State Land Department, an agency of the State of Arizona with fiduciary responsibility for managing the 9.5 million acres of School Trust Lands granted to the State by the federal government when Arizona was admitted to the Union. See Arizona-New Mexico Enabling Act, 36 Stat. 557, Secs. 24-30 (1910); Andrus v. Utah,
Subsequently, Apache County, Arizona ("County"), a political subdivision of the State of Arizona located in the northeastern portion of Arizona, filed a separate motion to intervene as of right, or, alternatively, permissively. The County asserted that the relief sought by the plaintiffs would adversely affect its interest in the revenues it receives from taxes and fees it imposes on the use of federal public lands, which are used to fund local school districts and various county functions. The County also asserted that the injunctive relief sought by plaintiffs would directly affect its contracts with the USFS for use and maintenance of roads over national forest land as well as for the Forest Service's construction of three recreational improvement projects on federal land, using Apache County's Arizona State Lake Improvement Fund grants. Ariz.Rev.Stat.Ann. Sec. 5-382 (1994). The County also argued that the requested injunctive relief would affect the County's ongoing effort to develop its Land Use and Resource Policy Plan. See Ariz.Rev.Stat.Ann. Sec. 11-806 (1994). The USFS' response indicated that the agency had no objection to the County's motion to intervene.
The district court denied the State's and County's motions to intervene. Although it found that the appellants' motions were timely and that they "ha[d] made compelling common-sense arguments which would satisfy the protectable interest requirement in most litigation contexts," it concluded that "they have failed to demonstrate protectable interests implicated by Plaintiffs' NEPA action." The district court applied the same rationale to find the State and County had not asserted protectable interests affected by plaintiffs' action under the NFMA. The court also denied the appellants' request for permissive intervention, finding no common questions of law or facts. The court permitted the appellants to file briefs as amici curiae.
After the district court denied the appellants' motions for reconsideration, the State and County timely filed this appeal. On May 11, 1995, the district court granted appellants' motion to stay the proceedings below pending the outcome of this appeal.4
II. ANALYSIS
A. Standard of Review
The district court's ruling on a motion of intervention as of right is reviewed de novo, but the question of timeliness of the motion is reviewed for an abuse of discretion. Idaho Farm Bureau Fed'n v. Babbitt,
B. Legal Standard
To intervene as of right under Fed.R.Civ.P. 24(a) the applicant must claim an interest the protection of which may, as a practical matter, be impaired or impeded if the lawsuit proceeds without him.5 This court applies a four-part test under this rule:
(1) the motion must be timely; (2) the applicant must claim a "significantly protectable" interest relating to the property or transaction which is the subject of the action; (3) the applicant must be so situated that the disposition of the action may as a practical matter impair or impede its ability to protect that interest; and (4) the applicant's interest must be inadequately represented by the parties to the action.
Sierra Club,
C. Protectable Interest Relating to the Subject of the Action
The district court held that the State and County had not asserted a legally protectable interest that relates to the subject of this action. "Whether an applicant for intervention demonstrates sufficient interest in an action is a practical, threshold inquiry. No specific legal or equitable interest need be established." Greene v. United States,
Relying upon dicta in our decision in Sierra Club, the district court ruled that "the essence of a suit brought pursuant to NEPA is that the federal government violated its procedural duties," and, therefore, "in a lawsuit to compel compliance with NEPA, no one but the federal government can be a defendant."6 See Sierra Club,
The Sierra Club court held that the City of Phoenix was entitled to intervene as of right in an action brought by the Sierra Club against the EPA under the Clean Water Act. The Sierra Club sought to have the EPA promulgate water quality standards for final pollutant discharge permits "that reduce toxics being discharged from each of the Arizona point sources." Sierra Club,
In this case, the district court relied upon the portion of the Sierra Club decision that distinguished this court's earlier holding in Portland Audubon. The Portland Audubon court held that timber industry representatives did not have a significant protectable interest to warrant intervention in the Audubon Society's action that sought to compel a federal agency to prepare an environmental impact statement and to enjoin all timber sales pending its preparation. Id. at 304, 309. Sierra Club distinguished Portland Audubon on two bases: First, the loggers in Portland Audubon lacked a cognizable, legally protectable interest, because they did not have any existing legal right, contract or permits relating to the future timber sales that the Audubon Society sought to enjoin; their economic interest was "based upon a bare expectation." Sierra Club,
Second, the loggers' economic interests in Portland Audubon did not relate to the subject of the action, which was federal compliance with the NEPA. See Portland Audubon,
In sum, Sierra Club reaffirmed that, in order to establish a protectable interest sufficient to intervene as of right, an applicant-intervenor must establish (1) "that the interest [asserted] is protectable under some law, and [ (2) ] that there is a relationship between the legally protected interest and the claims at issue." Sierra Club,
The parties disagree over a threshold issue: what is the property or transaction that is "the subject of the action" to which an applicant-intervenor's interest must relate? Appellants contend that the "subject of the action" includes the injunctive relief sought, while appellees limit the "subject of the action" to the liability or merits portion of their complaint. We resolve this dispute by holding that when, as here, the injunctive relief sought by plaintiffs will have direct, immediate, and harmful effects upon a third party's legally protectable interests, that party satisfies the "interest" test of Fed.R.Civ.P. 24(a)(2); he has a significantly protectable interest that relates to the property or transaction that is the subject of the action.
The State and County argue that the broad scope of the injunctive relief sought by plaintiffs7 distinguishes this case from a typical NEPA "procedural compliance" case, and that the direct effect of the injunction on their legally protected interests entitles them to intervene as of right to contest the propriety and scope of the injunction. The district court rejected this argument, noting that two of the cases cited in Sierra Club, in which private parties were denied the right to intervene in NEPA actions, involved requests for preliminary injunctions. See Portland Audubon,
Other circuits have recognized that "an applicant has a sufficient interest to intervene ... where the contractual rights of the applicant may be affected by a proposed remedy." Harris v. Pernsley,
Injunctive relief is an equitable remedy, requiring the court to engage in the traditional balance of harms analysis, even in the context of environmental litigation. See Thomas v. Peterson,
We have previously recognized that "the 'interest' test is primarily a practical guide to disposing of lawsuits by involving as many apparently concerned persons as is compatible with efficiency and due process." County of Fresno v. Andrus,
We need not decide whether appellants' contractually protected economic interests, as opposed to the speculative economic interests of the loggers in Portland Audubon, would be sufficient to entitle them to intervene as of right in the portion of this action addressing the propriety of the injunctive relief sought. Cf. Scotts Valley Band of Pomo Indians v. United States,
D. Practical Impairment
We must determine whether appellants' ability to protect those interests will, as a practical matter, be impaired or impeded by the disposition of this action. The district court did not reach this issue or whether appellants' interests would be adequately represented by the existing parties. Because the record is sufficiently developed on these issues, which present questions of law subject to de novo review, we may address them. In re Wind Power Systems, Inc.,
Appellees argue that appellants' ability to protect their interests will not be impaired by this action because appellants may participate in the administrative process leading up to the Forest Service's preparation of an EIS and amendment of the LRMPs and may appeal the Forest Service's final rule once it is issued.10 Appellants counter that these administrative safeguards will not afford them any opportunity to argue the propriety of, or limit the scope of, the injunctive relief sought by plaintiffs. Although the injunction sought in this action is not literally a permanent one, expiring upon the Forest Service's compliance with NEPA and NFMA, its duration is unknown, and could potentially last for years. See 42 U.S.C. Sec. 4332; 40 C.F.R. Sec. 1506.1 (imposing no timetable for the completion of an environmental impact statement); see also Flint Ridge Dev. Co. v. Scenic Rivers Ass'n,
E. Inadequate Representation
The applicant-intervenor's burden in showing inadequate representation is minimal: it is sufficient to show that representation may be inadequate. Trbovich v. United Mine Workers,
The appellants' interests in this action, however, lie not in the procedural requirements of NEPA and NFMA with which the Forest Service must comply, but in the question of whether all forest management activities in Arizona's national forests and other Northern Goshawk habitat should be enjoined pending the Forest Service's compliance. The Forest Service is not charged with a duty to represent these asserted interests in defending against the issuance of an injunction. "[T]he government must present the broad public interest, not just the economic concerns of the timber industry." Sierra Club v. Espy,
Accordingly, appellants have satisfied the minimal showing required that the Forest Service may not adequately represent their interests in defending against the issuance of a broad injunction.
III. CONCLUSION
In their timely motions to intervene, the State of Arizona and Apache County demonstrated that they have significant, legally protectable interests that relate to the subject of this action, that disposition of this action will, as a practical matter, impair or impede their ability to protect their interests, and that the Forest Service may not adequately represent their interests in contesting the injunction sought by plaintiffs. Therefore, appellants are entitled to intervene as of right under Fed.R.Civ.P. 24(a)(2) in the portion of the proceedings addressing the injunctive relief sought by plaintiffs.11
REVERSED and REMANDED.
Notes
The Honorable Samuel J. King, Senior United States District Judge for the District of Hawaii, sitting by designation
Because we conclude that the appellants are entitled to intervene as a matter of right, we do not reach the issue of permissive intervention. Sierra Club v. United States EPA,
Denial of a motion to intervene as of right under Rule 24(a)(2) is appealable as a final order within the meaning of 28 U.S.C. Sec. 1291. Sagebrush Rebellion, Inc. v. Watt,
Officially, these guidelines are referred to as the Management Recommendations for the Northern Goshawk ("MRNG")
At oral argument, the panel granted appellants' unopposed motion to supplement the record
Rule 24(a) reads
Upon timely application anyone shall be permitted to intervene in an action ... (2) when the applicant claims an interest relating to the property or transaction which is the subject of the action and the applicant is so situated that the disposition of the action may as a practical matter impair or impede the applicant's ability to protect that interest, unless the applicant's interest is adequately represented by existing parties.
In denying appellants' motions for reconsideration, the district court noted that this portion of Sierra Club "appears to be at odds with the general rule announced in the prior sections" of that opinion which held that an interest protected under some law that is related to the claim is sufficient to allow intervention. Nevertheless, the district court declared it "must follow the law announced [in Sierra Club 's dicta] until the Ninth Circuit further clarifies the circuit law with respect to intervention in NEPA actions." We do so now
As described by appellants
On its face, [the] injunction would indefinitely halt all types of forest management activities by [the] Forest Service [and its agents and contractors], including fire suppression and prevention, timber sales, pre-commercial thinning, livestock grazing, road maintenance and improvements, and the construction and improvement of recreational facilities. Because the requested injunction would encompass all "northern Goshawk habitat," currently an undefined and undesignated geographic territory, it would appear that FCC intends the injunction to restrict all such activities in all of Arizona's 11.8 million acres of national forest lands, and on nonfederal lands to the extent that such activities are funded, conducted or authorized by [the] Forest Service.
Appellants' Opening Brief at 3 (footnote omitted and emphasis added).
A liberal policy in favor of intervention serves both efficient resolution of issues and broadened access to the courts. By allowing parties with a practical interest in the outcome of a particular case to intervene, we often prevent or simplify future litigation involving related issues; at the same time, we allow an additional interested party to express its views before the court
Greene,
At oral argument, appellees indicated they would be willing to revise their request for an injunction so that it is more limited in scope than the injunction prayed for in the complaint. Appellee may seek leave to amend the pleadings upon remand, and such amendment may affect the district court's assessment of the appellants' interest in the litigation. At this stage in the proceedings, however, we must analyze the appellants' interests relative to the prayer for relief in the plaintiffs' complaint, which was the basis for their motion to intervene. That appellants' concerns have prompted appellees to revise their request for injunctive relief suggests that appellants may provide a beneficial "public interest" role in this litigation, by bringing to the court's attention valuable information not available to or provided by the parties. See Ellyn J. Bullock, Note, Acid Rain Falls On The Just And Unjust: Why Standing's Criteria Should Not Be Incorporated Into Intervention of Right, 1990 U.Ill.L.Rev. 605, 627-28
The NFMA prescribes a range of public participation requirements with which the Forest Service must comply before amending an LRMP. See 16 U.S.C. Sec. 1604(d); 36 C.F.R. Sec. 219.6; see also Nevada Land Action Assoc. v. United States Forest Service,
Appellants cannot claim any interest that relates to the issue of the Forest Service's liability under NEPA and NFMA. In that respect, we agree with Sierra Club 's statement that "in a lawsuit [only] to compel compliance with NEPA, no one but the federal government can be a defendant." Sierra Club,
