MEMORANDUM OPINION
Granting The Dependants’ Motion To Dismiss
I. INTRODUCTION
This attorney-disciplinary action comes before the court on the defendants’ motion to dismiss for lack of subject-matter jurisdiction and failure to state a claim on which relief may be granted. Jeffrey M. Ford (“the plaintiff’ or “Mr. Ford”) brings this civil-rights suit under 42 U.S.C. § 1983. Mr. Ford, an attorney proceeding pro se, alleges that Bar Counsel Joyce Peters, Assistant Bar Counsel Traci Tait, and Executive Attorney for the Board of Professional Responsibility Elizabeth Branda (collectively, “the defendants”), deprived him of procedural due process by: (1) delaying the resolution of disciplinary charges brought against him; (2) improperly notifying Maryland’s Attorney Grievance Commission of disciplinary proceedings before the adjudication of the charges; and (3) administering the D.C. Rules of Professional Conduct in a manner that violated Mr. Ford’s rights to substantive and procedural due process. Mr. Ford also claims that the Bar Counsel filed charges against him with insufficient information.
In addition to the due-process allegations, Mr. Ford claims that the Bar Counsel violated his equal-protection rights, abused the attorney disciplinary process, negligently supervised its investigating attorney, and defamed him. Lastly, Mr. Ford claims that as a result of the defendants’ actions, he has suffered emotional
The defendants now move to dismiss, arguing that the court lacks subject-matter jurisdiction and that the plaintiff has failed to state a claim on which relief may be granted. The court will not grant the defendants’ motion on these grounds, but on the alternative argument raised by the defendants. In short, the court will apply the doctrine of equitable restraint and will grant the defendants’ motion to dismiss on that ground.
II. BACKGROUND
A. The Parties
The plaintiff, Mr. Ford has been an attorney member of the District of Columbia Bar since 1983. See First Am. Compl. (“Compl.”) ¶ 1. Defendant District of Columbia Bar is an organization of attorneys licensed to practice law by the D.C. Court of Appeals. See Mot. to Dis. at 2. The D.C. Court of Appeals established the Board of Professional Responsibility of the District of Columbia Court of Appeals (“the Board”). See id. The D.C. Court of Appeals appoints nine members to the Board, which adopts rules and procedures, investigates allegations of attorney misconduct, appoints Hearing Committees to conduct hearings and to submit findings, and submits recommendations to the D.C. Court of Appeals. See id. at 3. As the Executive Attorney for the Board, Elizabeth J. Branda supervises staff and assigns an attorney member of the Hearing Committee as a contact member to review the Bar Counsel’s recommendations for dismissals, informal admonitions, and formal proceedings. See Compl. ¶ 5.
The Board appoints the Bar Counsel to act as the “disciplinary arm of the D.C. Courts.”
See Anderson v. D.C. Public Defender Service,
B. Investigations and Procedures
The Office of the Bar Counsel is responsible for processing complaints of attorney misconduct.
See
Compl. ¶ 6. After the Bar Counsel investigates allegations of misconduct, it initiates formal disciplinary proceedings and prosecutes the case before a three-member Hearing Committee appointed by the Board and in the presence of the attorney charged with misconduct, i.e., the respondent.
See In the Matter of Dudley R. Williams,
C. Mr. Ford’s Alleged Ethical Violations
In March 1996, Mr. Ford filed an ethical complaint against attorney Valerie Bailey with the Office of Bar Counsel. In this complaint, Mr. Ford alleged that after his association with Ms. Bailey’s law practice ended, she retained client files and client escrow funds belonging to Mr. Ford. See Compl. ¶ 8. The Bar Counsel conducted an informal inquiry into these charges. See id. ¶ 10. The Bar Counsel did not issue formal charges against Ms. Bailey, but did bring formal charges against Mr. Ford, based on Ms. Bailey’s allegations of improper client representation. See Pl.’s Opp’n to Defs.’ Mot. to Dis. (“Pl.’s Opp’n”), Ex. 3. The Bar Counsel then issued an informal admonition against Mr. Ford based on the following District of Columbia Rules of Professional Conduct:
1.1(a): a lawyer must provide competent representation to a client;
1.1(b): a lawyer must serve a client with skill and care commensurate with that generally afforded to clients by other lawyers in similar matters;
7.1(a): a lawyer shall not make false or misleading communication about himself or his services; and
7.5(a): a lawyer shall not use a firm name, letterhead or other professional designation that violates Rule 7.1.
Specifically, Ms. Tait, the Assistant Bar Counsel, found that Mr. Ford incorrectly listed an asset in a probate petition, thereby creating the possibility of tax and title problems in the future. See Compl. ¶ 20. She also found that Mr. Ford did not properly complete the abbreviated probate order and incorrectly identified his client in the notice of appointment to creditors and unknown heirs. See PL’s Opp’n, Ex. 7. Moreover, Ms. Tait concluded that Mr. Ford misinformed the Probate Court about which newspaper he published the notice in. See id. The Bar Counsel also brought charges against Mr. Ford for misleading clients and using Ms. Bailey’s letterhead to give his clients the impression that he was associated with Ms. Bailey’s law firm. See Compl. ¶ 21. Mr. Ford claims that Ms. Tait did not submit her findings to a Contact Member, as required by Rule 2.12, before issuing an informal admonition. See id. ¶ 22.
Disagreeing with the Bar Counsel’s findings, Mr. Ford requested a formal hearing in October 1996. See id. ¶ 23. In March 1997, the Bar Counsel filed a Specification of Charges, describing the alleged violations. See id. ¶ 24. The Hearing Committee set a hearing date for June 6, 1997. While proceedings were pending, the Bar Counsel notified the Maryland Attorney Grievance Commission of the pending disciplinary proceedings. See PL’s Opp’n, Ex. 14.
After several continuances, the hearing occurred on April 2, 1998.
1
See
Compl.
After the Bar Counsel rested her case, Nancy Crisman, the Hearing Committee Chairwoman, stated that:
[T]he Committee is frankly not impressed with the case against Mr. Ford particularly on Charges A, B and C. There is some concern on Charge D, and I think that while it is correct that we can’t dismiss any charges that we would like you to focus in on the last charge, the questions of using firm letterhead and other indications that you worked for the firm when you didn’t in your testimony.
Id. at 185-86. Mr. Ford then testified on his own behalf.
One year later, the Hearing Committee issued a recommendation of informal sanctions against Mr. Ford for incompetent representation, a charge that Mr. Ford contends he was prohibited from defending. See Hearing Comm. Recommendation to Sanction (“Recommendation”) at 4-6; Compl. ¶ 50. The Hearing Committee found insufficient evidence to sanction Mr. Ford on the remaining charges. See Recommendation at 8.
Disagreeing with the Hearing Committee’s findings, Mr. Ford filed exceptions with the Board. The Board heard oral arguments in October 2000 and had not reached a decision by November 2000 when Mr. Ford filed this action.
III. ANALYSIS
A. Legal Standard for Motion to Dismiss
In reviewing a motion to dismiss for lack of subject-matter jurisdiction under Rule 12(b)(1), the court must accept all the complaint’s well-pled factual allegations as true and draw all reasonable inferences in the plaintiffs favor.
See, e.g., Pitney Bowes v. United States Postal Serv.,
Moreover, the court need not limit itself to the allegations of the complaint.
See Hohri v. United States,
For a complaint to survive a Rule 12(b)(6) motion to dismiss, it need only provide a short and plain statement of the claim and the grounds on which it rests.
See
Fed. R. Civ. P. 8(a)(2);
Conley v. Gibson,
B. The Younger Doctrine
In
Younger v. Harris,
the Supreme Court articulated a doctrine based on principles of comity and federalism.
See Younger v. Harris,
[A] system in which there is sensitivity to the legitimate interests of both State and National Governments, and in which the National Government, anxious though it may be to vindicate and protect federal rights and federal interests, always endeavors to do so in ways that will not unduly interfere with the legitimate activities of the States.
Id.
at 44,
To further these goals, when an issue of subject-matter jurisdiction over a state proceeding arises, a federal court must apply a three-part test to determine whether it should dismiss the case based on the
Younger
doctrine: “first, a federal court may dismiss a federal claim only when there are ongoing state proceedings that are judicial in nature; second, the state proceedings must implicate important state interests; third, the proceedings must afford adequate opportunity in which to raise the federal claims.”
Hoai v. Sun Ref. & Mtkg. Co.,
While
Younger
involved a criminal proceeding, the Supreme Court has extended this equitable-restraint doctrine on several occasions.
2
First, the court applied the
But the doctrine is not overly broad. In
New Orleans Public Service, Inc. v. Council of City of New Orleans (NOPSI),
the Court refused to apply
Younger
to all civil litigation: “it has never been suggested that
Younger
requires abstention and deference to a state judicial proceeding reviewing legislative or executive action.”
See
The Supreme Court has made it clear, however, that
Younger
does apply to certain pending state administrative proceedings. For example, in a case involving disciplinary proceedings against a New Jersey lawyer, the Court upheld the federal district court’s decision to dismiss the case.
See Middlesex,
C. Application of the Younger doctrine
As a preliminary matter, parties who seek to invoke the
Younger
equitable-restraint doctrine must raise it themselves
Before applying the
Younger
doctrine, the court must address one more issue. That is, although the D.C. Circuit has discussed the
Younger
equitable-restraint doctrine, it has never decided expressly whether the District of Columbia qualifies as a “state” for
Younger
purposes.
See Bridges,
The court now employs the three-pronged test to determine whether the Younger doctrine applies to this case.
1. Ongoing State Proceedings that are Judicial in Nature
The first question under
Younger
is whether there is an ongoing state proceeding that is judicial in nature. “[A] judicial inquiry investigates, declares and enforces liabilities as they stand on present or past facts and under laws supposed already to exist.”
District of Columbia Court of Appeals v. Feldman,
In
Middlesex,
the Supreme Court held that New Jersey’s attorney disciplinary proceedings constituted an ongoing state judicial proceeding.
See Middlesex,
Similarly, in this case, the D.C. Court of Appeals has authority over the D.C. Bar.
See In the Matter of Dudley R. Williams,
In this case, the state judicial proceeding is also ongoing. The plaintiff filed exceptions to the Bar Counsel’s informal admonition to the Board of Professional Responsibility, which has yet to render a decision. Accordingly, the case has yet to reach the D.C. Court of Appeals. When the remaining prongs of the
Younger
test are satisfied, “federal courts should refrain from enjoining lawyer disciplinary proceedings initiated by state ethics committees if the proceedings are within the appellate jurisdiction of the appropriate state Supreme Court.” 32A AM. JUR. 2D
Federal Courts
§ 1303 (1995);
see also Middlesex,
2. Important State Interests
Younger’s
second inquiry centers on whether an important state interest is at stake. The Supreme Court has declared that a state’s interest in regulating its licensed attorneys constitutes one such interest.
See Middlesex,
3. Adequate Opportunity to Raise Federal Claims
Because the first two prongs are satisfied, the court must assess whether the plaintiff will have a fair and adequate opportunity to raise his federal claims in the state proceeding. The D.C. Circuit applies the
Younger
equitable-restraint doctrine to section 1983 claims only if the state proceeding can provide the full relief prayed for in the federal claims.
See Bridges,
In
Bridges,
the D.C. Circuit reversed the district court’s dismissal on abstention grounds.
See
The D.C. Circuit reversed, holding that
Younger
does not apply in a situation when the “appellant has raised federal claims and sought relief that are beyond the compass of the D.C. administrative/judicial system.”
Id.
at 41,
By contrast, in this case, there is no barrier to the D.C. Court of Appeals hearing the plaintiffs constitutional claims. As the Supreme Court emphasized, “Minimal respect for the state processes, of course, precludes any
'presumption
that the state courts will not safeguard federal constitutional rights.”
Middlesex,
Lastly, the Supreme Court has held that in cases in which a plaintiff seeks equitable relief, a federal court has the option of staying, dismissing, or remanding the case to state court.
See Quackenbush v. Allstate Insurance Co.,
Accordingly, the court dismisses the action on Younger equitable-restraint grounds. The court therefore need not reach the merits of the defendants’ motion to dismiss for failure to state a claim on which relief may be granted, their judicial-immunity argument, or their assertion that the court lacks jurisdiction under the Rooker-Feldman doctrine.
IV. CONCLUSION
For all these reasons, the court grants the defendants’ motion to dismiss. An order directing the parties in a fashion consistent with this Memorandum Opinion is separately and contemporaneously issued on this 25 day of September, 2001.
Notes
. Originally, the Hearing Committee scheduled a hearing for June 6, 1997.
See
Compl. ¶ 27. On May 15, 1997, the Bar Counsel requested a continuance because Ms. Bailey was scheduled to undergo surgery and therefore could not testify.
See id.
¶ 28. In December 1997, after Mr. Ford asked about the status of the hearing, the Hearing Committee ordered the Bar Counsel to state when it could proceed.
See id.
¶31. The Bar Counsel explained that Ms. Bailey’s unavailability caused the delay, and that it would not be ready to proceed until March 1998.
See
Compl. ¶ 32. Mr. Ford filed an opposition to the extension of time, but the Hearing Committee set a hearing date for April 2, 1998.
. The court notes that the D.C. Circuit has distinguished the doctrines of "abstention” and "equitable restraint.” The D.C. Circuit has instructed the district court that it should refer to the
Younger
doctrine as a doctrine of "equitable restraint,” by which a federal case
. The D.C. Circuit has not resolved whether the District of Columbia qualifies as a state, but has explained that "[¡Instead, every time the question has arisen, we have assumed that the doctrine applies to the District and nonetheless determined, in light of the facts of each particular case, that
Younger
abstention has not been appropriate."
See Bridges,
. In their motion to dismiss, the defendants contend that the plaintiff is attempting to collaterally attack the informal admonition. They continue to say that "[t]his cannot be the proper subject of this Court’s jurisdiction to address substantive constitutional issues. The Plaintiff will yet have his chance in court. This Court, however, is not the right court for that chance.” Mot. to Dis. at 18.
