Case Information
*1 SUMMARY MEMORANDUM AND OPINION; NOT INTENDED FOR PUBLICATION.
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA KEVIN C. FORD ,
Plaintiff,
v.
Civil Action No. 10-cv-1517 (RLW) CRANSTON MITCHELL, et. al,
Defendants. MEMORANDUM OPINION
Plaintiff Kevin C. Ford (“Ford”) brings causes of action pursuant to 42 U.S.C. § 1983 and, alternatively, Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics, 403 U.S. 388 (1971), for unlawful seizure under the Fourth Amendment (Count I), and over detention under the Fifth Amendment (Count II) against Defendants Bureau of Prisons (“BOP”) officials Jane and John Does 1-2 (collectively “BOP Defendants”) in their individual capacities; the United States Parole Commission (“USPC”) officials Cranston Mitchell, Isaac Fulwood, Helen A. Herman, Lori Gobble, Joann L. Kelly, and Jequan S. Jackson (collectively “USPC Defendants”) in their individual capacities; and Community Supervisor Officer Court Services and Offender Supervision Agency for the District of Columbia (“CSOSA”) officials Saher Khan, Jessica Stigall, and Verna Young (collectively “CSOSA Defendants”) in their individual capacities. Ford also brings claims pursuant to the Federal Torts Claims Act (“FTCA”), 28 U.S.C. § 1346(b)(1), for negligence (Count III) against all the United States of America, and an action for negligence per se against the BOP Defendants (Count IV) in their individual capacities. Ford requests compensatory and punitive damages, and attorney’s fees and costs.
This matter is before the Court on Defendants’ partial Motion to Dismiss Counts I, II, and III pursuant to Federal Rules of Civil Procedure 12(b)(1) and 12(b)(6). [1] Fed. R. Civ. P. 12(b)(1), 12(b)(6). The USPC and CSOSA Defendants move to dismiss Counts I and II because they are either absolutely immune from suit or protected by qualified immunity. The USPC and CSOSA Defendants contend that Plaintiff’s FTCA claim in Count III should be dismissed because the intentional tort exception, 28 U.S.C. § 2680(h), bars Ford’s negligence claims. For the following reasons, the USPC and CSOSA Defendants’ partial Motion to Dismiss Counts I, II, and III is granted. [2]
I. BACKGROUND
On September 25, 2001, Ford was arrested and charged in the Superior Court for the District of Columbia with distribution of heroin. Am. Compl. ¶ 27. Ford was jailed for 23 days and then released to supervisory custody pending trial on October 17, 2001. Id. After Ford failed to appear for his arraignment, a “no bond” bench warrant was issued and Ford was arrested on May 6, 2002. Id. at 28. On September 17, 2002, Ford pled guilty to attempted distribution of heroin and was sentenced to serve twelve months in prison, followed by ninety days of supervised release. Id. at 29. This sentence was suspended to all but time already served, and Ford was instead placed on supervised probation. Id. The first three months of Ford’s supervised probation were to be served at a halfway house where Ford was already located. Id. On December 17, 2002, Ford was released to the community on supervised probation. Id. at 30. On May 22, 2003, a CSOSA employee submitted a probation violation *3 report to the Superior Court alleging that Ford had violated the terms of his supervised probation. Id. at 31. Ultimately, a bench warrant was executed on July 7, 2003, and Ford was held in the custody of the District of Columbia Jail until the disposition of his probation violation charges. Id. At his disposition hearing on July 24, 2003, the court reinstated Ford’s original sentence of one year in jail with credit for time served and three months of supervised release. Id. at 32. On December 17, 2003, Ford was released from imprisonment and began serving his three months of supervised release. Id. at 32.
On February 17, 2004, Defendant Helen Herman requested a warrant be issued for Ford’s arrest based on allegations that he had violated the terms of his supervised release. Id. at 34, 46. The USPC issued a warrant signed by Defendant Mitchell on February 17, 2004, and Ford was arrested on July 26, 2004. Id. Ford agreed to a consent disposition with the USPC and was sentenced to a new twelve-month term of imprisonment, followed by a 48-month period of supervised release. Id.
On February 1, 2006, Defendant Jackson requested a warrant based on Ford’s violation of the conditions of his supervision. Id. at 50. That warrant was executed and Ford was taken into custody on August 17, 2006. Id. at 35. Ford agreed to another consent disposition and was sentenced to a new term of twelve months in prison, followed by thirty-six months of supervised release. Id. Upon release from imprisonment on August 10, 2007, Ford began serving his thirty- six months of supervised release. Id. at 37.
On June 29, 2007, Ford filed a pro se petition for a writ of habeas corpus challenging the calculation of his sentence and supervised release on the grounds that he did not receive credit for all the time he had served prior to his incarceration in July 2003. See Ford v. Caulfield, 652 F. Supp. 2d 14 (D.D.C. 2009). The court determined that Ford should have received credit for *4 the period between his arrest on July 7, 2003 through the Superior Court’s disposition on July 24, 2003. Id. at 19. The court further determined that Ford’s term of imprisonment expired before he was actually released and, consequently, Ford’s term of supervised release ended prior to the issuance of the February 17, 2004 arrest warrant. Id. at 20. The court granted Ford’s habeas petition and released him from supervised release, concluding that “the Commission’s February 17, 2004 arrest warrant was void, and that neither Ford’s arrest on July 26, 2004 pursuant to the Commission’s warrant nor anything that flowed from that arrest was duly authorized by law.” Id. at 22.
Ford’s lawsuit alleges that several USPC and CSOSA employees, whose alleged acts led to the issuance and execution of February 17, 2004 warrant and the subsequent periods of detention and supervised release that flowed from his July 26, 2004 arrest, violated his rights under the Fourth and Fifth Amendments. Ford also raises tort claims under the FTCA against the United States by charging employees of BOP, USPC, and CSOSA with negligence. Ford seeks damages from the USPC and CSOSA Defendants in their individual capacity.
II. DISCUSSION
A. Standards of Review
The USPC and CSOSA Defendants have moved to dismiss Counts I and II of the
amended complaint for failure to state a claim upon which relief can be granted pursuant to Rule
12(b)(6). Fed. R. Civ. P. 12(b)(6). “To survive a motion to dismiss, a complaint must contain
sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’”
Ashcroft v. Iqbal,
The Defendants have moved to dismiss Count III of the amended complaint for lack of
subject matter jurisdiction pursuant to Rule 12(b)(1). Fed. R. Civ. P. 12(b)(1). “Federal courts
are courts of limited jurisdiction. They possess only that power authorized by Constitution and
statute, which is not to be expanded by judicial decree.” Kokkonen v. Guardian Life Ins. Co. of
Am.,
B. Ford Fails to State Individual Capacity Claims against CSOSA and USPC under either § 1983 or Bivens
Ford asserts claims for civil damages under 42 U.S.C. § 1983 against all the Defendants in their individual capacities because, as Ford contends, the Defendants acted under color of D.C. law pursuant to the Revitalization Act. Alternatively, Ford asserts his constitutional claims as a Bivens action if the Court finds that the Defendants acted pursuant to federal law. Ford contends that: (1) he was deprived of his right to be free from unreasonable seizure in violation of the Fourth Amendment because the Defendants’ actions resulted in his arrest and imprisonment; and (2) he was deprived of his liberty interest without due process of law in violation the Fifth Amendment because he was subjected to cycles of wrongful detention and supervised release beginning on July 26, 2004.
Section 1983 provides, in pertinent part, that:
[e]very person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress[.]
42 U.S.C. § 1983. In order to state a claim under § 1983, Ford must show that the Defendants
acted under color of state law. See West v. Atkins,
The D.C. Circuit has held that the USPC and USPC employees are amenable to suit
under § 1983. See e.g., Settles v. U.S. Parole Comm’n,
Defendants argue that absolute immunity bars Ford’s claims against the USPC and
CSOSA Defendants because the decisions that Ford challenges are all part of CSOSA and
USPC’s exercise of quasi-judicial power. “Courts have extended absolute immunity to a wide
range of persons playing a role in the judicial process.” Wagshal v. Foster,
Ford concedes that courts have uniformly extended aboslute immunity to parole board
members and commissioners who perform adjudictory functions—specifically, when they decide
to grant, deny, or revoke parole. See Walrath v. United States,
The allegations of the complaint, taken as true and viewed in the light most favorable to the plaintiff, do not clearly indicate that all the CSOSA and USPC Defendants are entitled to absolute immunity. The conduct of some of the Defendants was adjudicatory and/or prosecutorial in nature, and the conduct of others was investigatory of administrative. Therefore the Court must examine the conduct of each Defendant to determine whether he or she performed a function for which absolute immunity is required. See Cleavinger v. Saxner, 474 U.S. 193, 201 (1985) (courts generally take a functional appraoch when determining whether an official receives qualified or absolute immunity; the level of immunity “flows not from rank or title or ‘location within the Government,’ but from the nature of the [official’s] responsibilities”).
1. USPC Commissioners Mitchell and Fulwood are entitled to absolute immunity
Ford alleges that USPC Commissioners Mitchell and Fulwood violated his constitutional
rights by signing invalid arrest warrants on February 17, 2004 and February 2, 2006,
respectively. Am. Compl. ¶¶ 47, 51, 62, 66. Commissioners Mitchell and Fuller are entitled to
absolute immunity because their discretionary decisions to sign the arrest warrants based on
Defendants Herman and Jackson’s warrant applications is a quasi-judicial function. Indeed,
“[t]he issuance of an arrest warrant has several key characteristics in common with a judicial act:
it involves the exercice of discretion in applying the law to the facts of a particular case, poses a
heightened risk of vexatious litigation, and is ‘open to correction through ordinary mechanisms
of review.’” Walrath,
2. The CSOSA and USPC Defendants are entitled to qualified immunity According to the Amended Complaint, Defendants Khan and Stigall proximately caused and contributed to Ford’s unreasonable siezure and overdetention by unlawfully requesting that arrest warrants be issued for him on February 10, 2004 and December 27, 2005. Am. Compl. ¶¶ 45, 48, 60, 63. In addition, Ford alleges that Defendant Young contributed to his unreasonable seizure and overdetention by supporting the request of her suprvisee, Defendant Stigall, that an arrest warrant be issued on December 27, 2005. Am. Compl. ¶¶ 49, 64.
Ford alleges that USPC Defendants Herman and Jackson proximately caused and contributed to his unreasonale seizure and overdetention by signing invalid warrant applications on February 17, 2004 and February 1, 2006. Am. Compl. ¶¶ 46, 50, 55, 6,. Ford also alleges that Defendant Gobble contributed to his unlawful seizure and over detention by signing multiple proposals for expedited revocation determinations. Am. Compl. ¶¶ 52, 67. With respect to Defendant Kelley, Ford alleged that she proximately caused and contributed to his unlawful seizure by signing an unlawful certificate of supervised release on May 17, 2005. Am. Compl. ¶¶ 53, 68.
Khan, Stigall, and Young’s conduct here does not constitute an adjudicative decision to
grant, deny, or revoke parole. Rather, these Defendants only recommended that a warrant be
issued for Ford’s arrest, a non-adjudicatory function. Therefore, none of these Defendants are
entitled to absolute immunity. See Russ v. Uppah,
Nonetheless, Defendants argue that they are all entitled to qualified immunity, which shields government officials from suit when performing certain discretionary functions. “Generally, when a plaintiff sues a governement agent in his individual capacity and the government agent raises a qualified immunity defense, the plaintiff must overcome the qualified immunity defense in order to survive a Rule 12(b)(6) motion to dismiss.” Ennis v. Lott, 589 F. Supp. 2d 33, 36-37 (D.D.C. 2008).
Qualified immunity protects government officials “from liability for civil damages
insofar as their conduct does not violate clearly established statutory or constitutional rights of
which a reasonable person would have known.” Harlow v. Fitzgerald
,
The CSOSA and USPC are protected by qualified immunity because they acted
reasonably in light of the situation they confronted. It has already been determined that Ford’s
constitutional rights were violated. See Ford,
III. The Court Lacks Subject-Matter Jurisdiction over Ford’s FTCA Claims
Count III of Ford’s amended complaint alleges a claim for negligence under the FTCA against the United States. Defendants move to dismiss Count III for lack of subject-matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1), arguing that Ford’s FTCA claims are barred by the intentional tort exception.
“The United States is immune from suit unless it waives its sovereign immunity through
an act of Congress.” Hayes v. United States,
The Defendants contend that Ford’s FTCA claims falls within the ambit of the intentional tort exception because his claims, though couched as negligence claims, are actually claims for false arrest and false imprisonment. Ford argues that his FTCA claims sound in negligence because the allegations in the Amended Complaint state the Ford’s injuries were the proximate result of errors on the part of government officials. For example, Ford alleges that Defendant Khan “negligently submit[ed] a supervised release violation report and request[ed] that an arrest warrant be issued.” Am. Compl. ¶ 77. Similarly, Ford alleges that defendant Gobble “negligently sign[ed] multiple proposals for expedited revocation determinations.” Am. Compl. ¶ 84.
Taken at face value, it would appear that Ford’s allegations sound in negligence.
However, the law in this Circuit requires the court to “scrutinize the alleged cause of [Ford’s]
injury” when assessing the nature of his claims. Kugel v. United States,
Having found the Ford’s claims sound in false arrest and false imprisonment, the Court
will only have subject matter jurisdiction over his FTCA claim if the Court determines that the
USPC and CSOSA Defendants fall within the “investigative or law enforcement officer”
exception under § 2680(h). Although the FTCA retains the government’s immunity from suits
predicated on claims arising out of false arrest and false imprisonment, the government’s
sovereign immunity is nevertheless waived if the challenged conduct is committed by an
“investigative or law enforcement officer.” 28 U.S.C. 2680(h). The “investigative or law
enforcement officer exception” does not apply to the CSOSA or USPC Defendants. The FTCA
defines an “investigative or law enforcement officer” as “any officer of the United States who is
empowered by law to execute searches, to seize evidence, or to make arrests for violations of
*15
federal law.” Id. The USPC employees are not investigative or law enforcement officers within
the meaning of the FTCA. See Wilson,
IV. CONCLUSION
Based on the foregoing, the Court finds that Ford’s § 1983 and Bivens claims are barred by qualified immunity. The FTCA claims against the USPC and CSOSA Defendants are barred by the intentional tort exception. Therefore, Counts I, II, and III will be dismissed against the USPC and CSOSA Defendants. A separate order accompanies this Memorandum Opinion.
SO ORDERED. September 10, 2012 __________________________ Robert L. Wilkins United States District Judge
Notes
[1] The Bureau of Prisons (“BOP”) Defendants did not move to dismiss any of the claims asserted against them.
[2] This is a summary opinion intended for the parties and those persons familiar with the facts and arguments set forth in the pleadings; not intended for publication in the official reporters.
[3] As discussed in section II(B)(2), even if the Court were to find that Miller and Fuller are not entitled to absolute immunity, they are protected by qualified immunity.
