Lead Opinion
Intеrvenors-Appellants Florida Water Environment Association Utility Council and South Florida Water Management District (“Appellants”) appeal the district court’s order approving a consent decree between the United States Environmental Protection Agency (EPA)
I.
This case involves the Clean Water Act of 1972, codified at 33 U.S.C. § 1251 et seq. Congress passed the Clean Water Act in order “to restore and maintain the chemical, physical, and biological integrity of the Nation’s waters.” 33 U.S.C. § 1251(a) (2010). Under the Act, the states have the “primary responsibilities and rights ... to prevent, reduce, and eliminate pollution” in their waters. See id. § 1251(b). States can adopt their own water-quality standards, subject to the EPA’s approval. If the EPA determines that a state standard is not “consistent with” the Act’s requirements, or that “a revised or new standard is necessary” to meet the Act’s requirements, the EPA’s Administrator must “promptly prepare and publish proposed regulations setting forth a revised or new” standard. Id. § 1313(c)(4). The EPA must adopt the revised or new standard within 90 days after publication, unless by that time the state has adopted a revised or new standard approved by the EPA. Id. The Clean Water Act includes a citizen-suit provision, which allows a citizen to sue the Administrator to compel her to perform a duty that the Act makes nondiscretionary, such as proposing new water-quality standards after determining that they are necessary under § 1313(c)(4). See id. § 1365(a)(2).
In 1998, the EPA and the Secretary of the United States Department of Agriculture issued a report stating that about 40 percent of the wаters tested by the various states did not meet water-quality goals. [See U.S. Dep’t of Envt’l. Prot. & U.S. Dep’t of Agrie., Clean Water Action Plan: Restoring and Protecting America’s Waters, R. 57-27 at 3.] The EPA’s Administrator and the Secretary of Agriculture adopted a Clean Water Action Plan in response. [Id. at 6-7.] As part of the effort to implement the Clean Water Action Plan, the EPA issued a second report entitled “National Strategy for the Development of Regional Nutrient Criteria.” [See R. 33-1.] The report recognized that excessive levels of nutrients such as nitrogen and phosphorous were a substantial part of the nation’s water-quality problem. Many states, including Florida, had non-numeric or “narrative” standards governing the introduction of nitrogen and phosphorous into bodies of water. [See id. at 9, 39-42.] The National Strategy Report indicated that the EPA expected all states
Coinciding with the EPA’s push to improve water-quality standards across the country, several environmentalist groups-— including some of the Plaintiffs in this case — sued the EPA under the Clean Water Act to force it to issue new site-specific standards regulating nutrient quality for certain bodies of water in Florida. To settle the lawsuit, the EPA and the environmentalist groups entered into a consent decree in 1999 (“1999 Consent Decree”) that required the EPA to set numeric water-quality standards for those specified sites, if Florida did not do so first. [R. 36-1J
By 2001, Florida’s Department of Environmental Protection had begun developing numeric nutrient standards. The Department, in conjunction with the state’s Water Management Districts, conducted detailed studies, held meetings, and promulgated 79 specific total maximum daily loads (“TDMLs”) for various nutrients in specific bodies of water. Fla. Admin. Code Ann. r. 62-304.300 to 810 (adopted 2005-2010). But the state did not adopt or even propose state-wide numeric standards. Instead, the state retained its narrative standard: the concentration of nutrients in a body of surface water must not be altered “so as to cause an imbalance in natural populations of aquatic flora or fauna.” Fla. Admin. Code Ann. r. 62-302.530(47)(b) (revised 2010).
Five еnvironmentalist groups filed this lawsuit in July 2008, naming the EPA and its Administrator as the defendants.
While the suit was still pending, the Administrator made an explicit and unequivocal determination by a letter dated January 14, 2009 (“2009 Determination”) that the Florida narrative nutrient standard was inadequate and that a revised or new standard was necessary to meet the Clean Water Act’s requirements. [See R. 55-6.] The EPA’s formal determination that Florida’s water-quality standards were inadequate triggered the agency’s statutory obligation to “promptly prepare and publish proposed regulations setting forth a revised or new water quality standard.” 33 U.S.C. § 1313(c)(4).
On August 25, 2009, the Plaintiffs and the EPA moved for entry of a consent decree. [R. 90.] The proposed consent decree would require the EPA to imple
All parties — including the intervenors— were allowed to file briefs, declarations, and other written evidence addressing the motion for entry of the consent decree. The parties presented extensive oral argument. After considering the arguments, the district court issued an order on December 30, 2009, approving the consent decree (“2009 Consent Decree”) over the intervenors’ objections. [R. 152.] Of the thirteen original intervenors, only two— the Water Management District and the Utility Council — appealed the district court’s order.
Since the district court approved the consent decree, the EPA has followed the timeframe for promulgating new numeric water-quality standards for the State of Florida. The agency published the Phase I proposed numeric criteria for Florida’s lakes and flowing waters on January 26, 2010. Water Quality Standards for the State of Florida’s Lаkes and Flowing Waters, 75 Fed.Reg. 4,174 (proposed Jan. 26, 2010) (to be codified at 40 C.F.R. pt. 131). The EPA offered a 90-day public comment period for the proposed rule, during which it received 22,000 public comments and conducted thirteen public hearings in six cities in Florida. [R. 188-1 at 2.] The Utility Council submitted a lengthy comment to the EPA, arguing against the adoption of the proposed rule and citing evidence that showed that Florida’s existing standards were sufficient to meet the Clean Water Act’s goal “to prevent, reduce, and eliminate [water] pollution.” [R. 190-3 at 11 (quoting 33 U.S.C. § 1251(b)).] On October 8, 2010, the EPA filed a motion to extend the deadline for Phase I of the new criteria until November 14, 2010, so it could finalize its review of the comments; the district court granted the motion a few weeks later. [R. 192.] The EPA issued the new criteria for Florida’s lakes and streams on November 14, 2010, and the criteria appeared in the Federal Register on December 6, 2010. Water Quality Standards for the State of Florida’s Lakes and Flowing Waters, 75 Fed. Reg. 75,762 (Dec. 6, 2010) (to be codified at 40 C.F.R. pt. 131) (“December 2010 Rule”).
Work on Phase II of the new numeric water quality criteria for coastal and estuarine waters remains ongoing. On June 7, 2010, the EPA and the Plaintiffs agreed to extend the deadline for publishing a proposed rule for Phase II of the new numeric water quality criteria until November 14, 2011, with a new deadline for the final rule of August 15, 2012. [R. 184 at 3.]
II.
On appeal, the Water Management District and the Utility Council claim thаt the consent decree is procedurally and substantively unreasonable and that the district court’s approval of the decree constituted an abuse of discretion. The EPA argues that the Appellants lack standing to
Article III of the Constitution limits the federal courts to deciding “cases” and “controversies.” U.S. Const, art. Ill, § 1. The Supreme Court has long recognized that this limitation means that the federal courts cannot exercise jurisdiction over cases where the parties lack standing, or where the issue in controversy has become moot. See Summers v. Earth Island Inst.,
A federal court has the obligation to review sua sponte whether it has subject matter jurisdiction under Article Ill’s case-or-controversy requirement. Nat’l Parks Conservation Ass’n v. Norton,
a plaintiff must show (1) it has suffered an “injury in fact” that is (a) concrete and particularized and (b) actual or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to the challenged action of the defendant; and (3) it is likely, as opposed to merely speculative, that the injury will be redressed by a favorable decision.
Friends of the Earth, Inc. v. Laidlaw Envt’l. Servs. (TOC), Inc.,
When third-party intervenors appeal a consent decree that both the nominal plaintiffs and defendants support, the court’s standing analysis becomes more complicated. While the case is pending in the district court, there is a live case or controversy between the plaintiff and defendant, so the intervenors are free to challenge the proposed consent decree without having to prove standing independently. Once the district court approves the consent decree, however, the оriginal case or controversy evaporates, and an intervenor appealing the decree must assert an independent case or controversy in order to maintain standing. Diamond v. Charles,
The Utility Council alleges that the district court’s order approving the consent decree caused three distinct injuries. First, it claims it will be injured by the conflicting compliance directives in the 1999 Consent Decree and the 2009 Consent Decree. Second, the Utility Council claims it will be injured by having only limited input into the EPA’s rulemaking procedures due to the timeframes the 2009 Consent Decree imposes. Third, the Utility Council claims a procedural injury stemming from the district court’s denial of its request for an evidentiary hearing before the district court approved the consent decree.
The Water Management District alleges two injuries of its own. First, it claims violations of its due process and administrative rights resulting from the Plaintiffs and EPA’s entering into a consent decree without an administrative record, without allowing adequate discovery, and without demonstrating adequate fairness. Second, it claims it is injured by the consent decree’s “unrealistic” timeframe for the adoption of new numeric water quality criteria.
We break down our analysis of the justiciability issues in this case into two parts. First, we analyze the Appellants’ claims challenging Phase I of the consent decree’s rulemaking directives, which set a time-frame for the promulgation of a final rule regulating Florida’s lakes and flowing waters. Phase I was completed in 2010 and resulted in the promulgation of the December 2010 Rule. Second, we consider the Appellants’ claims challenging the consent decree’s timeframes for the promulgation of the Phase II final rule, which will regulate Florida’s coastal and estuarine waters. The EPA has not yet proposed or promulgated a Phase II rule; the parties have agreed to extend the consent decree’s deadline for proposing the Phase II rule until November 14, 2011. We conclude that neither category of claims presents a justiciable issue.
A The Appellants’ claims challenging Phase I of the rulemaking process are moot because they cannot be redressed by this court.
The Appellants present two types of claims stemming from the promulgation of the December 2010 Rule. First, they claim that the 2009 Consent Decree led to the promulgation of a substantively unfair rule that presents them with obligations that conflict with their duties under thе terms of the 1999 Consent Decree. Second, they claim that the timeframe set for the promulgation of the December 2010 Rule by consent decree was unreasonable. Because we cannot redress either of these alleged injuries stemming from the promulgation of the December 2010 Rule, we dismiss these claims as moot.
In order for the Appellants to show that they have standing on appeal, they must demonstrate that their alleged injury “will be redressed by a favorable decision.” Ala. Power Co. v. U.S. Dept. of Energy,
The only way that this court could issue a decision that “directly redresses the injury suffered” from the December 2010 Rule is if we were able to strike down the rule itself. In other words, the rule would have to depend on the validity of the consent decree. Because this is not the case, the Appellants’ alleged injuries stemming from the December 2010 Rule are not redressable and do not present a justiciable claim under the mootness doctrine.
No party contests that a valid 33 U.S.C. § 1313(c)(4) determination by the EPA would invoke the agency’s mandatory duty to “promptly prepare and publish proposed regulations setting forth a revised or new water quality standard.” Neither the Water Management District nor the Utility Council claims that the validity of the 2009 Determination is an issue before the court on appeal. See Water Mgmt. Dist. Reply Brief at 16; Utility Council Supp’l Brief at 3 (noting that the Utility Council has filed a complaint challenging the 2009 Determination in a separate case, Fla. Water Envtl. Ass’n Util. Council v. Jackson, Case No. 4:09-CV-428-RHWCS,
In addition, the Appellants claim that they suffered injuries caused by the procedures and timeframes used in the Phase I rulemaking process.
Recognizing its dilemma, the Wаter Management District ventures one last ar
The Appellants have failed to show how their claims related to Phase I of the EPA’s rulemaking process under the 2009 Consent Decree present a justiciable issue for this court. We therefore dismiss them.
B. The Appellants’ claims related to the EPA’s forthcoming Phase II rule are not justiciable because the alleged injuries cannot be traced to the district court’s order approving the consent decree and a decision by this court would not redress those injuries.
Second, the Appellants allege injuries stemming from Phase II of the EPA’s rulemaking process under the consent decreе, which will set numeric water-quality standards for Florida’s coastal and estuarine waters under a final rule which must be promulgated by August 14, 2012. The Appellants claim that the consent decree instituted an abbreviated and unreasonable timetable for the rulemaking process and that the results of that flawed process will cause them great damages in compliance costs. Because these alleged harms can be traced to the EPA’s 2009 Determination, not the consent decree itself, and any judgment by this court reversing the approval of the consent decree would not redress the Appellants’ alleged grievances, we conclude that the Appellants lack standing to bring this appeal. We accordingly dismiss the appeal in its entirety.
In order for the Appellants to have standing for their claims related to Phase II of the EPA’s rulemaking pursuant to the consent decree, they must demonstrate that the harmful aspects of the rule or process are “traceable to the alleged wrongful acts.” Ala. Power Co.,
The Appellants have also failed to satisfy the third prong of standing: redressability. Friends of the Earth, Inc.,
The Appellants’ only remaining argument is that the consent decree set forth an abbreviated timeframe for the promulgation of new rules that denies them procedural rights to suggest comments and be heard in the process. This claim lacks both an imminent, concrete injury and traceability. If the Appellants are harmed by being given inadequate opportunities to influence the rulemaking process, the harm comes in the promulgation of the final rule itself, not in the consent decree’s setting of а timeframe. See Summers,
The dissent suggests that our decision severely restricts the rights of parties seeking to challenge drastic agency actions before a final rule is in place. Not so. The Intervenors had an open door to bring a full challenge to the agency’s 2009 Determination that Florida’s existing narrative water quality standards were inadequate— the real source of their alleged injuries. See Miss. Comm’n on Natural Res. v. Costle,
III.
Standing is a rigid doctrine, and it can lead to an abrupt end to a case that has consumed large amounts of judicial and social resources. Nonetheless, this court is bound by the Constitution, not the
APPEAL DISMISSED.
Notes
. As used in this opinion, "EPA” refers collectively to the agency and its administrator, Lisa P. Jackson.
. The Plaintiffs are the Florida Wildlife Federation, Inc.; Sierra Club, Inc.; Conservancy of Southwest Florida, Inc.; Environmental Confederation of Southwest Florida, Inc.; and St. Johns Riverkeeper, Inc.
. The intervenors in the district court were Florida Pulp and Paper Association Environmental Affairs, Inc.; the Florida Farm Bureau Federation; Southeast Milk, Inc.; Florida Citrus Mutual, Inc.; Florida Fruit and Vegetable Association; American Farm Bureau Federation; Florida Stormwater Association; Florida Cattleman’s Association; Florida Engineering Society; the South Florida Water Management District; the Florida Water Environment Association Utility Council, Inc.; the Florida Minerals and Chemistry Council, Inc.; and the Florida Department of Agriculture and Consumer Services.
. If the plaintiff is an organization, then under the doctrine of associational standing only one of its mеmbers needs to satisfy the case- or-controversy requirement in order for the organization to have standing to litigate the claim, so long as the interests at stake are germane to the organization’s purpose and neither the claim nor the relief involved require the individual members' participation. Hunt v. Washington State Apple Advertising Comm’n,
. Even if we were to reach the merits of the Appellants’ arguments, their appeal would fail. The 2009 Consent Decree does not unreasonably conflict with the 1999 Consent Decree, it does not restrict the Appellants’ ability to participate in the notice-and-comment rule-making process for the new numeric-criteria rules, it does not unlawfully curtail the time-frame for rulemаking procedures, and the district court did not abuse its discretion by declining to hold evidentiary hearings after reviewing extensive briefing and conducting oral argument.
. It seems highly unlikely that the alleged procedural injuries the Appellants suffered by being excluded from the rulemaking process satisfy the "imminent, concrete” injury requirement for standing. See Lujan,
. In Bonner v. City of Prichard,
Dissenting Opinion
dissenting:
I dissent from the majority’s dismissal of Appellants’ clаims related to the EPA’s forthcoming Phase II rule. Although Appellants have demonstrated that they have been injured by the consent decree, the majority’s opinion effectively eliminates all means by which Appellants could challenge any errors made by the district court when approving it. Because: (1) nothing in standing doctrine requires Appellants to rely solely on one particular avenue for suit where multiple, justiciable avenues exist, see Ala. Power Co. v. U.S. Dept. of Energy,
First, the majority finds that Appellants lack standing because their harms are fairly traceable not to the consent decree, but to the EPA’s 2009 Determination, which triggered a non-discretionаry duty for the EPA to promulgate new numeric water-quality criteria. See Majority Op. at 1306. The majority then suggests that Appellants’ proper avenue for suit is to challenge the 2009 Determination directly, because the consent decree “did nothing to change the effect of the 2009 Determination.” Majority Op. at 1306. This reasoning is flawed. Although Appellants have challenged the 2009 Determination in a separate, pending case, they are now bound by the terms of the consent decree. Indeed, the district judge presiding over the suit challenging the 2009 Determination has stayed all proceedings pending resolution of Appellants’ claims surrounding the consent decree. See Fla. Water Envtl. Ass’n Util. Council v. Jackson, No. 4:09-CV-428-RHWCS, No. 15 (N.D. Fla. entered Sep. 29, 2010) (staying аll proceedings pending this Court’s decision and noting that “[tjhis order does not change the parties’ obligation to comply with the consent decree”). Because Appellants cannot meaningfully challenge the 2009 Determination so long as the consent decree stands, Appellants’ injuries are legally traceable from the consent decree.
Appellants’ alleged substantive injury— the forthcoming EPA rule mandating numeric nutrient limits — is fairly traceable from the requirements imposed by the consent deсree. See id. at 168-69,
The majority further reasons that Appellants cannot prove an imminent, concrete procedural injury for standing purposes because any such injury would only be justiciable following the EPA’s promulgation of the final rule. Majority Op. at 1306. In so stating, the majority assumes incorrectly that the law prohibits Appellants from challenging the consent decree’s influence on the forthcoming rulemaking. See Bennett,
Finally, the majority concludes that Appellants suffered no redressible injury, because “the unchallenged 2009 Detеrmination and the water-quality standards promulgated under it would stand.” Majority Op. at 1306. This is incorrect; a favorable decision by this Court would re
Under the majority’s view of traceability and redressibility, no one could ever have standing to challenge a consent decree that is entered prior to a final agency rulemaking on the same matter. Cf. Ala. Power Co.,
